Stephen Marozsan v. The United States of America and the Veterans' Administration, DefendantsStephen Marozsan v. The United States of America and the Veterans' Administration, Defendants
Lead Opinion
with whom BAUER, Chief Judge, and CUMMINGS, HARLINGTON WOOD, Jr., CUDAHY, POSNER, and KANNE, Circuit Judges, join.
Stephen Marozsan filed a complaint in the district court alleging in part that the Veterans’ Administration violated his constitutional right to due process of law. The district court ruled that
I.
Marozsan injured his back in 1949 while on active duty in the Navy. He filed his first claim for veterans’ benefits in 1953. This and subsequent claims
does not seek judicial review of the decision rendered in his own particular V.A. claim action, erroneous as it may be, but is questioning the constitutionality of the V.A. procedures which make it impossible for veterans to obtain a fair and impartial hearing.
The district court dismissed all of the defendants except the United States and the V.A.,
II.
The district court interpreted Mar-ozsan’s claim as a challenge to his benefit level and therefore a claim essentially seeking money from the Treasury. But this is an inappropriate characterization of the complaint. Although it is not a model pleading, a reading of Marozsan’s complaint clearly reveals that it establishes a claim for more than benefits. He alleges serious constitutional violations, including a claim that the V.A. employs a quota system
The district court, having labeled Maroz-san’s challenge a claim for benefits despite its constitutional allegations, ruled that a federal court could not exercise review. This holding, if correct, would imply that Congress has chosen not to grant Marozsan a judicial remedy against V.A. procedures that violate the Constitution. As,a result, Marozsan would have no judicial forum, and indeed — since the V.A. disclaims authority to consider constitutional claims
III.
When the district court ruled on Maroz-san’s claim, it did not have the benefit of two decisions of this court which narrowly construed
Even though Johnson did not explicitly resolve the fate of constitutional challenges to the procedures employed by the Administrator in his “operation of the claims systems,” the reasoning of that case compels federal court review of Marozsan’s claim. The Johnson decision was based on three factors in addition to the Court’s desire to avoid an unnecessary construction of
Finally, the legislative history of
The statute was also intended to ensure the expert and uniform adjudication of individual claims.
The Supreme Court’s recent decision in Traynor v. Turnage, — U.S. -,
The Court found that
In concluding that
[i]t cannot be assumed that the availability of the federal courts to decide whether there is some fundamental inconsistency between the Veterans’ Administration’s construction of veterans’ benefits statutes, as reflected in the regulation at issue here, and the admonitions of the Rehabilitation Act will enmesh the courts in “the technical and complex determinations and application of Veterans’ Administration policy connected with veterans’ benefits decisions” or “burden the courts and the Veterans’ Administration with expensive and time-consuming litigation.”
Id. at 1379 (quoting Johnson,
The reasoning of the Johnson and Tray-nor decisions mandates federal court review of the type of challenge to the V.A.’s procedures that Marozsan presents. It is hard to see how the Court would insist on the right to review the constitutionality of legislation, but hold immune from review all unconstitutional administrative actions taken pursuant to that legislation.
[I]f legislation by Congress purporting to prevent judicial review of the constitutionality of its own actions is itself constitutionally suspect, legislation that frees an administrative agency from judicial scrutiny of its adherence to the dictates of the Constitution must pose grave constitutional questions as well. Not only is it daring to suggest that Congress, though subject to the checks and balances of the Constitution, may create a subordinate body free from those constraints; it also beggars the imagination to suggest that judicial review might be less crucial to assuring the integrity of administrative action than it is to make certain that Congress will operate within its proper sphere. If the courts are disabled from requiring administrative officials to act constitutionally, it is difficult to see who would perform that function,
(citations omitted).
Courts are properly reluctant to look into complex, fact bound, discretionary determinations of an agency’s decisionmaking process. Id. at 622. But they must be equally reluctant to license “free-wheeling agencies [to mete] out their own brand of justice.” Id. at 623 (quoting Oestereich v. Selective Serv. Sys. Local Bd. No. 11,
IV.
We emphasize that because Marozsan demands constitutional Veterans’ Administration procedures — not merely money from the Treasury — no aspect of sovereign immunity can bar his claim. Cf. Bartlett v. Bowen,
The recognition of the utility and convenience of administrative agencies for the investigation and finding of facts within their proper province, and the support of their authorized action, does not require the conclusion that there is no limitation of their use, and that the Congress could completely oust the courts of all determinations of fact by vesting the authority to make them with finality in its own instrumentalities or in the Executive Department. That would be to sap the judicial power as it exists under the Federal Constitution, and to establish a government of a bureaucratic character alien to our system, wherever fundamental rights depend, as not infrequently they do depend, upon the facts, and finality as to facts becomes an effect finality in law.
Crowell v. Benson,
V.
If we were to accept the government’s position that
The government conceded at oral argument that its broad interpretation of
A reading of
It is true that Congress did not affirmatively state that constitutional claims against the V.A.’s procedures are reviewable. When questioned at oral argument, however, counsel for the government was unable to point to a single státute which affirmatively asserts the jurisdiction of the federal courts to entertain constitutional challenges to a statute’s administration. This is surely because the presumption in favor of review is not just a guideline for interpreting statutes, but part of the very fabric of our constitutional scheme as we— and Congress — understand it. Congress may have initially assumed that the V.A. would be fair in carrying out its mandate; that federal officials will perform their duties consistent with the Constitution is presumed in every congressional enactment.
VI.
This court’s decisions in Winslow v. Walters,
Notes
. Veterans may file successive claims for benefits even if their previous claims were denied.
. Marozsan originally sued the United States of America, the United States Attorney General, the Veterans’ Administration, Harry N. Walters, Administrator, R.L. Hornbarger, Regional V.A. Adjudication Officer of Indiana, the National American Legion, Robert E. Lyngh, Director of Veterans' Affairs & Rehabilitation, and the National American Legion Executive Officers.
. Marozsan contended that "veterans are denied judicial review of V.A. decisions whereas Social Security disability and general welfare recipients have judicial review rights.” Marozsan,
In addition to asking for V.A. compliance with the due process clause, Marozsan sought retroactive benefits, restoration to his proper level of disability, and $5 million in damages.
. See N.Y. Times, February 19, 1988, sec. D, at 17, col. 1 (witnesses testifying before House Government Operations Subcommittee denounce V.A. appeals system’s production quotas for case workers as arbitrary, subject to abuse, manipulative and supportive of slipshod work); N.Y. Times, June 10, 1988, sec. 1, at 8, col. 6 (V.A. announces end of production quotas).
. In asserting jurisdiction in the district court, Marozsan may have been arguing that Congress could not have intended to set up a veterans’ benefits system in which constitutional violations are not subject to review. To the extent that this may have been Congress’ intent in enacting
. See Johnson v. Robison,
. It is beyond dispute that the administrative procedures of the V.A. do not provide review as constitutionally meaningful as that available in the courts. Indeed, it has been suggested that the V.A. is not even an impartial, deliberative body. See, e.g., National Ass'n of Radiation Survivors v. Turnage,
. See Hagans v. Lavine,
. For a discussion of the broad and narrow interpretations of
. Winslow and Mathes, like Marozsan and virtually all veteran claimants the courts encounter, were unhappy with the V.A.’s determination of their benefits levels. We unequivocally held in Winslow that
. We note that Weinberger v. Salfi,
First, it is unconvincing to assert that
The Court’s Salfi and Ringer decisions do not preclude a narrow reading of
In any event, the Court's recent decision in Traynor v. Turnage, — U.S. -,
. Both constructions of
. Congress amended
held that certain individual claims determinations were subject to judicial review despitesection 211(a) by reading the term "claim” very narrowly. [Specifically, they held that a forfeiture of benefits did not create a “claim” to benefits, and thus V.A. decisions that veterans had forfeited their benefits were held reviewable in federal court.] See Tracy v. Gleason,379 F.2d 469 (D.C.Cir.1967); Thompson v. Gleason,317 F.2d 901 (D.C.Cir.1962); Wellman v. Whittier,259 F.2d 163 (D.C.Cir.1958). The House Report accompanying the 1970 amendments clearly states that the language change was designed to reject the “fairly tortured construction adopted by the court of appeals in the Wellman, Thompson, and Tracy holdings.” H.R.Rep. No. 1166, 91st Cong., 2d Sess. 11 (1970), U.S. Code Cong. & Admin. News 1970, p. 3731. In particular, Congress feared that judicial review might be extended under those decisions to "millions of decisions terminating or reducing many types of benefits provided under laws administered by the Veterans’ Administration.”
Gott v. Walters,
. We note that the preclusion of federal judicial review has not produced a high level of uniformity in benefits decisionmaking. See Reisch, supra note 9, at 353 & n. 160.
. Our reading of Johnson is further confirmed by Webster v. Doe, - U.S. -,
Nothing in § 102(c) persuades us that Congress meant to preclude consideration of colorable constitutional claims arising out of the actions of the Director pursuant to that section; we believe that a constitutional claim based on an individual discharge may be reviewed by the District Court.
. Justices Scalia and Kennedy took no part in the consideration or decision of the case.
. Many lower courts have therefore interpreted Johnson to mean that
.The underlying constitutional conception is that wielders of governmental power must be subject to the limits of law, and that the applicable limits should be determined, not by those institutions whose authority is in question, but by an impartial judiciary. As Professor Sunstein pithily puts it, the proposition that foxes should not guard henhouses is as applicable to administrative agencies as it is to Congress or the executive. Indeed, the absence of electoral safeguards against arbitrary and self-interested bureaucratic deci-sionmaking and the documented risk of agency susceptibility to influence by private groups furnish compelling separation-of-powers arguments for retaining the Article III courts as guarantors of agency fidelity to law.
Fallon, 101 Harv.L.Rev. at 938 (citations omitted).
. Congress could not have intended the V.A. to consider itself free to engage in "politically motivated infidelity to the requirements of the law.” Fallon, 101 Harv.L.Rev. at 943.
. See Judge Posner’s concurring opinion at 26-27 and Rabin, Preclusion of Judicial Review in the Processing of Claims for Veterans’ Benefits: A Preliminary Analysis, 27 Stan.L.Rev. 905, 908 (1975).
. We presume that "Congress intends the executive to obey its statutory commands and, accordingly, that it expects the courts to grant relief when an executive agency violates such a command." Bowen v. Michigan Academy of Family Physicians,
. We remand because the district court erred in holding that
Concurrence Opinion
with whom CUDAHY, Circuit Judge, joins, concurring in the opinion and judgment of the court.
I agree with the majority’s interpretation of
The claim for damages is barred by
Although
This mode of relief, prospective in character, would not involve a money judgment against the United States, and is, I believe, within the power of the district court. That would be clear enough if
For reasons more fully explained in the majority opinion, I do not think
The fact that a regulation was involved in Traynor provides no basis for regarding the suit (actually suits) in that case as somehow independent of the Veterans’ Benefits Act in a way that the present suit is not. In both that case and this one the plaintiffs are- persons seeking veterans’ benefits. -If they were not, they would have no standing to challenge the conduct of the Veterans’ Administration. If someone who wants benefits necessarily makes a claim under the Veterans’ Benefits Act and not under the statute or constitutional provision that he contends the Veterans’ Administration is violating, Traynor was decided incorrectly; for Traynor was such a person, just like Marozsan.
In light of Traynor the government can get little mileage from decisions in which the Supreme Court has enforced statutes that close the doors of the federal courts to persons with money claims against the federal government. See, e.g., United States v. Fausto, — U.S. -,
Though it hardly matters at our level, I think Traynor was decided correctly and that
The issue of judicial review in Traynor and the present case is a textbook illustration of the deficiencies of literalism as a style of statutory interpretation. The idea that semantically unambiguous sentences —sentences clear “on their face” — sentences whose meaning is “plain” — can be interpreted without reference to purpose inferred from context is fallacious. Take that clearest of directives: “Keep off the grass.” Read literally it forbids the groundskeeper to mow the grass. No one would read it literally. Read literally,
Even a reading that barred judicial review of any decision that denied, for whatever reason, a claim for veterans' benefits —the reading urged by the government— would have extreme consequences that Congress almost certainly did not intend: it would insulate from judicial review a denial of benefits that was based on the veteran’s race or political beliefs. The veteran would have no legal remedy of any kind, since a suit against the officials who had denied his claim (in contrast to a suit against an official who had made a nonadjudicative decision, such as a decision to hire or fire an employee of the agency, see Forrester v. White, — U.S. -,
The government acknowledges that there is no purchase in the language or history of the statute for a distinction between procedural and substantive constitutional claims. (And such a distinction, if drawn, would only show that
A reading of
The fact that Marozsan’s suit is based on the Constitution assumes additional significance in light of Webster v. Doe, — U.S. -,
It is natural to be concerned lest the federal courts be inundated with run-of-the-mine procedural challenges dressed up. as constitutional claims. Marozsan’s suit may illustrate that danger, and it is not one to be taken lightly in an age of staggering federal judicial caseloads. However, federal courts are not only empowered but directed by
We should not take the weakness of Mar-ozsan’s suit as proof that all due process challenges by disappointed claimants for veterans’ benefits must be laughable. And as between a reading of the statute that would allow judicial review for the correction of substantive but not procedural violations of the Constitution and one that allows judicial review for the correction of either type of violation, the former would not only be arbitrary but also more difficult to square with the statute’s language and purpose. The statute confers finality
Judicial review is no panacea. Maybe, because of the strength of the veterans’ lobby or other reasons, the Veterans’ Administration can be trusted always to obey the Constitution without judicial prodding, and if not, maybe the costs of such prodding will exceed the benefits. It might be best to leave the Veterans' Administration completely alone, and
Concurrence Opinion
dissenting in part and concurring in part.
I
The jurisdictional issue noted by Judge Posner in his concurring opinion cannot be overlooked. The amended complaint — the operative complaint at this stage of the litigation — requests only damages. The district court does not have jurisdiction to adjudicate the only claim presented by the amended complaint — a claim against the government for five-million dollars in damages. See
Moreover, under the circumstances presented here, the amended complaint cannot be construed as requesting injunctive relief. A request for such relief was included in the initial complaint and dropped in this amended complaint. Nor do I believe that, under the circumstances here, we ought to permit an amendment to the complaint to include a claim for injunctive relief. Even if we assume, arguendo, that such amendment can be ordered by an appellate court, there are several reasons why it ought not be undertaken in this case. First, as noted above, the deletion of a claim for injunctive relief was a deliberate choice by the plaintiff. He included such a claim in his first complaint and then removed it in the later complaint.
In determining whether it is appropriate to hold that the district court had jurisdiction here, there is one additional factor that must be considered — evenhandedness in the application of jurisdictional standards. This court applies stringently jurisdictional standards. It is essential, I respectfully submit, that we be uniform in our application of those standards. The fact that this case has been heard en banc does not, of
II
Despite this significant jurisdictional problem, the court has decided to reach the merits of this case. I, therefore, must construe its action as a de facto amendment of the complaint to include a request for in-junctive relief. Under these circumstances, I am constrained to reach the merits. Here, I agree with Judge Posner that
[t]he statute confers finality on decisions by the Veterans’ Administration “on any question of law or fact under any law administered by the Veterans’ Administration providing benefits.” In other words, you cannot bring suit to overturn its decision on the ground that the decision violates or misapplies the Veterans’ Benefits Act. But you can bring suit under28 U.S.C. § 1331 to set aside the decision on the ground that it violates the Constitution. The district court has no power to award damages or even benefits in such a suit but only to tell the Veterans’ Administration to reconsider its decision, this time in accordance with the Constitution. The supremacy of the Veterans’ Administration in determining the facts and law relating to the veteran’s claim is unimpaired by such an approach, andRule 11 should deter disappointed claimants from attempting to transmute ordinary procedural challenges into constitutional ones.
Supra at 28-29 (Posner, J., concurring).
Finally, in my view, the majority’s discussion in Parts IV and V of its opinion, concerning the inherent power of the Article III courts to review administrative action, is not necessary to a decision in this case. This case presents no necessity to address broadly such an important constitutional issue. In Part III of the majority opinion, Judge Flaum convincingly demonstrates that neither the plain language of the statute nor its legislative history requires an interpretation that denies veterans any protection against unconstitutional misbehavior by the Veterans’ Administration. We cannot, therefore, presume that Congress meant to preclude such review. See Webster v. Doe, — U.S. -, -,
. I agree with Judge Posner that, under the circumstances here,
Dissenting Opinion
with whom COFFEY and MANION, Circuit Judges, join, dissenting.
“[T]he decisions of the Administrator on any question of law or fact under any law administered by the Veterans’ Administration providing benefits for veterans ... shall be final and conclusive and no other official or any court of the United States shall have power or jurisdiction to review any such decision by an action in the nature of mandamus or otherwise.”
I
Our case lies at the core of
The history of
concerns ... grants to veterans and their dependents — pensions, compensation allowances and special privileges, all of which are gratuities. The purpose of the section appears to have been to remove the possibility of judicial relief in that class of cases even under the special circumstances suggested in Crouch v. United States,266 U.S. 180 [45 S.Ct. 71 ,69 L.Ed. 233 ]; Silberschein v. United States,266 U.S. 221 [45 S.Ct. 69 ,69 L.Ed. 256 ]; United States v. Williams,278 U.S. 255 [49 S.Ct. 97 ,73 L.Ed. 314 ]; Smith v. United States,57 F.(2d) 998 [(4th Cir.1932) ].
The “special circumstances” suggested in Crouch, Silberschein, and Williams—three cases that held the courts without jurisdiction to review administrative decisions concerning benefits — were that review might be possible when the decision was wholly arbitrary or without colorable support; Lynch seems to say that even in these “special circumstances” there could be no review of veterans’ benefit cases.
A modification in the statute some years after Lynch led the D.C. Circuit to assert a limited power of review. Congress was unwilling to accept even a small erosion of administrative finality, so in 1970 it passed an amendment giving
Congress enacted
(1) to insure that veterans’ benefits claims will not burden the courts and the Veterans’ Administration with expensive and time-consuming litigation, and (2) to insure that the technical and complex determinations and applications of Veterans’ Administration policy connected with veterans’ benefits decisions will be adequately and uniformly made.
Johnson,
Rose v. Rose, — U.S. -,
Johnson and Traynor concluded that litigation about the constitutionality of the statutory criteria used to award benefits, and the legality of the VA’s regulations, would not prevent
The line between reviewing decisions in cases and reviewing rules is familiar in governmental law. Substantive criteria, whether in a statute or in a regulation, may be reviewed in litigation seeking prospective relief. Such suits are authorized by
II
Perhaps it seems that the majority and I are discussing different cases. The court insists that Marozsan has asked for class-wide, prospective relief, not for a review of his disability rating. It affirms the district court’s conclusion that Marozsan may not attack the disposition of his particular case. Majority op. at 1471 n. 3. If Marozsan were
The complaint starts by describing the handling of Marozsan’s case. It grumbles, for example, about “the VA’s Foreign asi-atic general practitioner (M.D.), who could not even grammically write a concise medical report with out assistance from the Plaintiff”. (Here, and throughout, I omit [sic]s.) The complaint is concerned only about Marozsan’s treatment. It ends by asking for a review of the disability rating, a restoration “to his proper disability, retroactive to the date of the disability”, and $5 million. Not a peep about class-wide practices, and no request for injunctive relief. (The amended complaint, filed by counsel, deleted the request for an injunction that had been in the original complaint, filed by Marozsan personally.) When the defendants moved to dismiss under
Marozsan’s briefs on the original argument and the reargument say two things: that
His opening brief explains why he believes
(1) There is no requirement for the VA to confront Veteran’s evidence and as a result, decisions may be rendered without addressing any of the Veteran’s contentions, and when the Veteran continues to protest this he is accused of repetitiveness.
(2) Decisions are rendered at stages of the VA process without affording the Veteran the opportunity for a hearing. [Citation omitted.]
(3) A conflict of interest in that the same rating personnel who originally denied the claim may be hearing the appeal. A further conflict exists between the various service organizations and the VA with the crux being the use of VA facilities by service organizations, with space provided free....
(4) Rating personnel making the decision are often not present for the hearing.
(5) Informed discussion with VA personnel is denied, leaving the Veteran, who does not understand the rules, at a loss to pursue the case.
(6) Expert opinions in behalf of Veteran’s are disregarded in favor of the opinion of the general practitioners who are without medical specialization, and no attempt is made to reconcile differences of medical opinion.
(7) The VA acts as the investigative arm, judge, jury and attorney for both sides, using their subpoena power only in their behalf and not for the Veteran.
(8) Although the Veteran is denied representation by an attorney, attorneys for the VA dominate every stage.
(9) The imposition of a quota system as demonstrated by the percentages of successful appeals which varies less than 1% over the years.
It is impossible to figure out which of these Marozsan thinks happened to him, which happens frequently to others and is unconstitutional, and which illustrates why (in his view)
None of these, however, is stated as a ground of injunctive relief against the VA.
We have to take Marozsan’s case the way he and the record frame it: as a challenge to the denial of his claim for benefits, expanded to an attack on the constitutionality of
At all events, the majority is trying to have things both ways. One would have thought that the conclusion (maj. op. at 1471 n. 3) barring review of Marozsan’s own claim would require us to overrule Winslow and Mathes; instead the court reaffirms them (maj. op. at 1472-73, 1479). Those cases hold that a veteran may obtain review of his individual case, provided he contends that the VA committed constitutional error in the course of making a decision. The court writes that those cases “reflect the proper construction and application of
Under Winslow and Mathes every case may be reviewed to see whether the VA violated the Constitution in the course of reaching a decision. To say that a “veteran may obtain review, not of his individual claim determination, but of unconstitutional methods employed by the V.A. in arriving at that benefits decision” (maj. op. at 1473 n. 10) is to say that the veteran may obtain review in his individual case. Review of “methods employed” by an agency to make a decision is review of the individual case. If not, it is an advisory opinion. Such review is what the Administrative Procedure Act provides, what the federal courts provide when resolving collateral attacks on criminal convictions. Because any principle of administrative law may be recast in the language of “due process”, every benefits decision is reviewable, if only to determine whether the procedural error should be called “constitutional”. And a court may not evaluate claims of procedural error in the abstract. It must get down to the nitty-gritty, looking at the whole proceedings, both to determine whether the gaffe is an “error” and to evaluate whether the error is harmless. In other words, the kind of review the majority approves will in Johnson’s words “burden the courts and the Veterans’ Administration with expensive and time-consuming litigation” and require many judges to examine the “technical and complex determinations” of veterans’ benefits law that are supposed to be “uniformly made” by a single Administrator. Hundreds of district judges cannot match one Administrator’s (or Board’s) decisions for “uniformity”. Homemakers North Shore, Inc. v. Bowen,
Dissenters often cry “Wolf!”, but this prediction is based on the federal courts’ daily experience. I speak of collateral review of criminal convictions. Such review generally is limited to claims of constitutional error, just as review of veterans’ benefit decisions is restricted to constitutional questions under the majority’s approach. Federal courts engage in collateral review of a significant portion of all state and federal criminal convictions, sometimes more than once per ease. The
Constitutional “questions” are everywhere — it is easy to pose questions and occasionally is possible to characterize a mistaken view of the law or the facts as “arbitrary”, an “abuse of power”, hence unconstitutional. Compare Cole v. Young,
Ill
What is the justification for engaging in review in the teeth of the language, history, and functions of
The approach has some force; it is derived from the Court’s analysis in Johnson. But it is unsatisfactory. The statute bars review of “decisions”, not of the legal issues the VA must resolve to reach ded-
That a constitutional issue comes up in the course of adjudicating a claim for benefits does not mean that the claim itself “arises under” the Constitution. Someone who wants benefits necessarily makes a claim under the veterans’ laws, and
The Court has not accepted Justice Holmes’s position that the claim invariably arises under “the law that creates the cause of action”, American Well Works Co. v. Layne & Bowler Co.,
This way of defining what kind of claim “arises under” a given rule governs jurisdiction-withdrawing statutes with an “arising-under” , component, just as it governs jurisdiction-granting statutes. Heckler v. Ringer,
What reason could Congress have had for treating a procedural contention as reviewable just because articulated under the Constitution? There is no functional reason; I have already remarked that constitutional, statutory, and common law procedural contentions are just three different ways of expressing a demand for “fair” procedure — which here means procedure reasonably calculated to produce an accurate result. Marozsan’s contentions could be founded on the Administrative Procedure Act more naturally than on the Constitution, yet as claims under the APA they are securely barred by
Marozsan’s constitutional contentions add up to the belief that the VA’s proce
The political process is the guarantor of sufficient accuracy over the run of cases. To say that Congress meant to leave the decision in individual cases to the agency is not to say that the decision has been left to solitary, unaccountable bureaucrats. The staff at the VA is less solitary, and more accountable, than is the federal judiciary. Hearing officers receive evidence and make decisions; dissatisfied applicants may appeal to the Board of Veterans Appeals.
IV
The majority offers several additional reasons for giving a stingy reading to
Presumptions in favor of review are not, however, bits of “evidence” that stand unless overcome by stronger evidence. This presumption is a rule of statutory construction, which leaves in place all of the usual tools of that art. United States v. Fausto, — U.S. -,
The notion of a presumption of judicial review brews trouble in litigation, for it collides with another line of cases — the one saying that waivers of sovereign immunity are to be construed narrowly. In addition to King and Testan, see, e.g., Block v. North Dakota,
A more plausible distinction is that the presumption of review comes into play when a court is asked to issue prospective relief, while the strict construction approach takes over when the court is asked to compel the payment of money. Then the line is drawn where the eleventh amendment and correlative principles of governmental immunity draw it: prospective relief is permitted against the sovereign once the fiction of Ex parte Young,
Another of the majority’s contentions is that we ought to construe
Is there a serious constitutional problem in
Perhaps one could say, as two judges did in dicta in Bartlett v. Bowen,
My colleagues’ assertion that “[sjince the Administrator lacks sovereign authority to contravene the Constitution, he cannot assert sovereign immunity from liability for such acts” (maj. op. at 1477) misunderstands sovereign immunity. They might say with equal force that because no one has “authority to contravene the Constitution” (or law) there is no such thing as sovereign immunity. That doctrine nonetheless exits. It is not a privilege to violate the law, any more than judicial immunity is such a privilege. No person or institution has “authority to contravene” the law. Sovereign immunity has to do with the allocation of powers among the branches of the government. Congress alone has the authority to decide when to permit suit against the United States as an entity. Graham, Cory, Pugh, and a host of other cases show that governmental immunity defeats a claim for money as a remedy, even when the plaintiff has shown a violation of the Constitution. That is why in Bivens v. Six Federal Agents,
The many subtle questions that attend legislative efforts to close the Article III courts to suits seeking to protect natural liberty and private property from governmental interference — or to close courts selectively in ways reflecting hostility to certain constitutional rights — are irrelevant to the validity of
The Supreme Court has never held a door-closing statute unconstitutional, and it has seen many, starting with the denial of all federal-question jurisdiction to the federal courts in the first Judiciary Act. It has enforced those it encountered. Ex parte McCardle,
One more part of my colleagues’ approach calls for comment. The majority uses a familiar technique that starts with an unpalatable hypothetical, observes that there must be some way to deal with that, and concludes that given the power to reach the necessary result in the hypothetical situation, there is no principled ground to stop short of the result about which there is greater doubt. See Paul Gewirtz, The Jurisprudence of Hypotheticals, 32 J. Legal Education 120 (1982). Applied to
I do not doubt these premises; I doubt only the conclusion. This is too syllogistic, and the “life of the law has not been logic: it has been experience.” Oliver Wendell Holmes, Jr., The Common Law 1 (1881). See also Lydon v. Justices of Boston Municipal Court,
The terror of extreme hypotheticals produces much bad law. Just as the answer to the claim that “the power to tax involves the power to destroy” (and the conclusion that there can be no power to tax) is “not
Consider the application of the extreme hypothetical to
A belief that Congress is likely to do this, if asked, is not a sufficient reason to say that it has already done so, and because it has neglected to distinguish racial from other constitutional contentions, every constitutional argument is reviewable today. This confuses a prediction with a fact.
If we must choose between applying the statute we have and imagining how today’s Congress would handle the same problem, we must take the former path. “[UJnen-acted approvals, beliefs, and desires are not laws.” Puerto Rico Department of Consumer Affairs v. Isla Petroleum Corp., - U.S. -,
In trying to produce consistency between the treatment of racial claims to which my colleagues believe Congress “would have agreed” had it been asked, and the actual treatment of other claims, the court may create a real inconsistency. Nothing in
V
It still may be worth recognizing what this case does not involve. It does not involve a demand for prospective relief of the sort that is granted despite governmental immunity. It does not involve a “claim” arising under the Constitution; it involves only a constitutional issue arising in the course of adjudicating a claim arising under the veterans’ laws. It has long been recognized that litigants have no general right to resolution in federal court of constitutional issues arising in other forums. E.g., Johnson v. Mississippi,
The submission my colleagues find most appealing is Marozsan’s assertion that the YA uses a “quota system”. What he apparently means is that the Board of Veterans’ Appeals reverses approximately the same percentage of decisions each year.
Reversal Rate
U.S.
Year BVA Courts
1975 30.7 20.7
1976 29.5 21.9
1977 28.3 16.9
1978 25.9 19.7
1979 26.3 18.8
1980 26.8 19.0
1981 26.7 19.3
1982 28.2 18.4
1983 29.1 18.4
1984 28.7 18.6
1985 29.6 18.3
1986 31.6 20.0
1987 — 17.5
This is not to praise
“Without jurisdiction the court cannot proceed at all in any cause. Jurisdiction is power to declare the law, and when it ceases to exist, the only function remaining to the court is: that of announcing the fact and dismissing the cause.” Ex parte McCardle, 74 U.S. (7 Wall) at 514. The federal courts lack jurisdiction of Marozsan’s case. Courts must scrupulously observe the limits on their own jurisdiction. Judges have only power granted, not whatever powers they think best. If I must choose between reading even this simple statute as license to follow a “modern trend” (Posner, J., concurring op. at 1484) of decisions under laws post-dating
. Rescigno v. Walters,
. The specter that a literal construction of
. The Appeals Council of the Department of Health and Human Services heard 44,621 administrative appeals in fiscal year 1986. Social Security Administration, Executive Handbook of Selected Data 32 (May 1987). During fiscal year 1987, the claimants took 13,322 of these to the district courts under
. The majority’s contrary statements, e.g. maj. op. at 1472 (because "the V.A. disclaims authority to consider constitutional claims" the veteran “has ... no forum at all in which to raise his due process claim”), rest on a confusion of challenges to statutes with challenges to practices. The VA told the Supreme Court in Johnson that it lacked the authority to disregard statutes on constitutional grounds. I doubt that this is correct; the Constitution is supreme for administrative as well as judicial personnel, and nothing about the constitutional hierarchy implies that only judges have the power to place the Constitution above mere law. Every governmental official has the duty to do this. The power of judicial review comes from the hierarchy or rules, with the Constitution superior to law; that same hierarchy applies to every other governmental actor, and each takes an oath of obedience to the Constitution. See Rex E. Lee, The Provinces of Constitutional Interpretation, 61 Tulane L. Rev. 1009, 1012-14 (1987) (collecting presidential views on the subject). But see Lear Siegler, Inc. v. Lehman,
. Webster v. Doe does not make anything turn on this, but that is not surprising in light of the
. For example, Mottaz invoked sovereign immunity to prohibit adjudication of a suit that included a claim that the government had violated the Due Process Clause; Lynch,
. The concurring opinion says that courts may remand benefits cases to agencies. A remand is a judicial order running against the government as an entity and therefore requires authorization. The Administrative Procedure Act provides that authorization for many cases, even when the claimant wants money — provided the money is not “damages”, see Bowen v. Massachusetts, — U.S. -,
. The plurality in Lukhard was Chief Justice Rehnquist and Justices White, Stevens, and Sca-Iia. Chief Justice Rehnquist and Justices Black-mun, O'Connor and Scalia expressed the same position even more strongly in K Mart Corp. v. Cartier, Inc., — U.S. -,
. There is another sense of "quota system” to which Marozsan may refer. Until recently, see New York Times, June 10, 1988, § 1, p. 8, col. 6 (reporting the abolition of this system), the VA gave bonuses to those among the 62 members of the Board of Veterans’ Appeals who disposed of the most cases per year. The line separating bonus from no bonus may be called a "quota”. Perhaps the pressure to dispose of more cases leads the members to do less well with each. This could cut in favor of the veteran as readily as against. At all events, the crush of business is attributable to legislative choices. Congress determines how much money is available to hire appellate adjudicators, which fixes how many cases each will have. Cf. Heckler v. Day,
. The data come from the annual reports of the Administrative Office of the U.S. Courts and of the Veterans Administration and are for the fiscal or statistical years ending in the calendar year in question. The VA has three categories of dispositions: claims allowed, denied, and remanded (or "closed"). I combine the "allowed” and "remanded” figures to produce the reversal rate. In most years there were slightly more remands than allowances. The reversal rate for the courts of appeals is the column "reversed or denied” in the Administrative Office’s annual report for the year. After 1984 the Administrative Office stopped reporting an aggregate "civil” rate and gave the rates for sub-categories of civil cases. For 1985-87 I give a reversal rate derived by dividing the total civil reversals (all reversals listed in Table B-5, less the number of criminal reversals) by the total number of terminations on the merits (less criminal decisions on the merits). Data for the VA in 1987 are not yet available.