The Rhode Island Department of Corrections (DOC) has in force regulations governing disciplinary and classification procedures, familiarly known as the “Morris Rules.” This appeal requires us to consider whether the “Emergency or Temporary Provisions” of the Morris Rules (which we excerpt as an appendix and hereafter refer to as the “Emergency Provisions”), where applicable, imbue prison inmates with a liberty interest in remaining in the general prison population. We answer that question in the affirmative.
I. BACKGROUND
In this case, appellant Stephen Gerard Rodi, an inmate at Rhode Island’s state penitentiary, the Adult Correctional Institutions (ACI), sued three prison officials.
1
Because Rodi appeared pro se, we read his complaint with an extra degree of solicitude.
See, e.g., Estelle v. Gamble,
A
The Morris Rules were promulgated in consequence of a consent decree entered by the United States District Court for the District of Rhode Island. That decree, dated April 20, 1972, memorialized the settlement of a class action brought by denizens of the ACI. The class comprised, essentially, all inmates then
in situ
and all future inmates. The litigation has been much chronicled,
e.g., Morris v. Travisono,
B
On August 16, 1987, a fracas erupted in the yard of the ACI’s maximum security facility. Rodi claims that, although he remained in the kitchen throughout the disturbance, he nonetheless was shifted to the *24 segregation unit later that same evening. According to Rodi, this transfer was ordered by Ventetuolo. Neither Ventetuolo nor any other prison official informed him why he was being moved or gave him an opportunity to present his side of the story. Rodi further claimed that, during roll call the next morning, correctional officers were told, falsely, that he had been “running around crazy with a twelve (12) inch kitchen knife.”
On August 25, 1987, nine days after his transfer, appellant filed a request for resolution of grievance form protesting his reassignment to, and confinement in, segregation without notice or hearing. On the following day, he was interviewed by a DOC staffer. On August 27, the plot thickened; appellant says that defendant Berard ordered a correctional officer to “fabricate” a disciplinary report tying Rodi to the events of August 16. Four days later, all inmates implicated in the August 16 disturbance, including the appellant, were returned to maximum security.
C
Invoking 42 U.S.C. § 1983 and seeking injunctive relief, a declaratory judgment, and money damages, Rodi filed suit in the federal district court on February 1, 1988. He alleged that the defendants violated his rights to due process and equal protection of the law by transferring him to administrative segregation without cause, notice, or an opportunity to be heard, 2 and by later returning him to maximum security “in a willful and calculated attempt to cause him bodily harm” (presumably at the hands of persons who mistakenly believed that he had been involved in the August 16 disturbance). The complaint also alleged that the defendants flouted the final judgment entered in Morris II by denying Rodi a review of his temporary assignment within one week of its accomplishment; violated the eighth amendment by subjecting him to harassment and “r[iding] roughshod” over his liberty interests; and violated 18 U.S.C. §§ 241 and 242 by conspiring to deprive him of his constitutional rights.
The defendants filed a motion to dismiss under Fed.R.Civ.P. 12(b)(6). On January 11, 1990, a magistrate judge, presiding by mutual consent, see 28 U.S.C. § 636(c), dismissed plaintiff’s complaint, concluding that it failed to state a claim upon which relief might be granted. After Rodi filed a timeous notice of appeal, we appointed counsel, entertained briefing, and heard oral argument. We now decide that the Emergency Provisions sufficed to create a cognizable liberty interest and that, contrary to the magistrate’s ruling, the complaint set forth an actionable claim for due process violations. Since we also believe that the individual defendants are shielded by qualified immunity, we hold that the appellant is entitled only to declaratory relief and not to damages.
II. ANALYSIS
In
Kentucky Dept. of Corrections v. Thompson,
We examine procedural due process questions in two steps: the first asks whether there exists a liberty or property interest which has been interfered with by the State; the second examines whether the procedures attendant upon that deprivation were constitutionally sufficient. The types of interests that constitute “liberty” and “property” for Fourteenth Amendment purposes are not unlimited; the interest must rise to more than “an abstract need or desire” and *25 must be based on more than “a unilateral hope.” Rather, an individual claiming a protected interest must have a legitimate claim of entitlement to it.
Id.
A
It is well established that inmates do not have a right under the Constitution itself to remain in the general prison population or to be free from administrative segregation.
See Hewitt v. Helms,
The Court has held that “a State creates a protected liberty interest by placing substantive limitations on official discretion.”
Olim v. Wakinekona,
In a situation where prison regulations mandated that certain procedures “shall,” “will,” or “must” be followed and that administrative segregation would not come to pass “absent specified substantive predicates” such as “the need for control” or “the threat of serious disturbance,” the Court has ruled “that the repeated use of explicitly mandatory language in connection with requiring specific substantive predicates demands a conclusion that the State has created a protected liberty interest.”
Hewitt,
Here, a lengthy exegesis is unwarranted. Although the magistrate, relying on
Hechavarria v. Quick,
B
While conceding that the language, structure, and context of the Emergency Provisions would ordinarily fulfill the prerequisites for creation of a liberty interest, the State argues that its situation is considerably out of the ordinary. The Morris Rules, being “court-created, not state-created,” are in the defendants’ view some strange hybrid that “cannot rightfully be construed as State law.” Appellees’ Brief at 7-8. This is so, the State reasons, since constitutionally protected liberty interests can only “arise from two sources — the Due Process Clause itself and the laws of the State,”
Thompson,
First, nothing in the Supreme Court’s opinions suggests a basis for limiting the “state law” root from which a constitutionally protected interest may grow to direct legislative enactments. Indeed, the Court itself has gone past the artificial line which Rhode Island seeks to draw and has scrutinized less formally promulgated provisions to determine whether a State has conferred a liberty interest on a prison inmate.
See Thompson,
Second, like the regulations at issue in
Maldonado Santiago, Stokes,
and
Parenti,
In our view, this history leaves no doubt that the regulations have the necessary state legislative sanction. Because the Morris Rules were promulgated pursuant to specifically conferred legislative authorization, they are legislative rules which, under Rhode Island’s own jurisprudence, have the force and effect of law.
See, e.g., Great American Nursing Centers, Inc. v. Norberg,
Third, the fact that the Morris Rules were promulgated in consequence of a consent decree lacks decretory significance. A court cannot enter a consent decree to which one party has not consented.
See United States v. Ward Baking Co.,
Rhode Island’s position, we think, misconceives the fundamental nature of a consent decree. By definition, such decrees are not imposed
ab extra
by judicial fiat, but are entered into through the exercise of considered choice, typically after hard bargaining and with a full appreciation of the benefits achieved and the burdens assumed. By foregoing bitter-end litigation, the parties save time, defray expense, and shield themselves from the risks of utter defeat — abandoning, in the bargain, the spoils of outright victory. “Naturally, the agreement reached normally embodies a compromise,”
United States v. Armour & Co.,
The history of the Morris Rules reflects just such a process: the inmates agreed to drop their class action against prison officials and abandon their damage claims in exchange for the State’s agreement to institute, and thereafter abide by, the Morris Rules. That agreement “serve[d] as the source of the court’s authority to enter any judgment at all.”
Local No. 93,
Finally, and further indicative of the insupportability of Rhode Island’s position, is the fact that consent decrees have traditionally been considered the functional equivalent of contracts,
see id.
at 519, 106 5.Ct. at 3073 (“because their terms are arrived at through mutual agreement of the parties, consent decrees ... closely resemble contracts”), and are regularly interpreted as if they were contracts,
see Langton v. Johnston, 928
F.2d 1206, 1220-21 (1st Cir.1991). An ordinary agreement or contract between the State and an inmate can create a protectible liberty interest.
See, e.g., Smith v. Massachusetts DOC,
C
Having concluded that the Emergency Provisions of the Morris Rules endowed inmates at the ACI, Rodi included, with a liberty interest in remaining in the general prison population, we turn next to the question of what process was due.
In
Hewitt,
the Court held that, at a minimum, an inmate placed in administrative segregation should be provided with “an informal, nonadversary review of the information supporting [the inmate’s] administrative confinement, including whatever statement [the inmate may wish] to submit, within a reasonable time after confining him to administrative segregation.”
An inmate must merely receive some notice of the charges against him and an opportunity to present his views to the prison official charged with deciding whether to transfer him to administrative segregation. Ordinarily a written statement by the inmate will accomplish this purpose, although prison administrators may find it more useful to permit oral presentations in cases where they believe a written statement would be ineffective. So long as this occurs, and the decisionmaker reviews the charges and then-available evidence against the prisoner, the Due Process Clause is satisfied.
Id.
at 476,
*29
It is beyond serious question that the procedures set forth in the Emergency Provisions of the Morris Rules are facially adequate to satisfy the relatively minimal due process requirements which must attend the transfer of a prisoner to administrative segregation. Article Ill’s mandate that inmates receive written notice “as soon as reasonably possible” conforms to
Hewitt’s
notice requirements and temporal guidelines. Similarly, the oversight requirement is satisfied by Article V’s mandate that all transfers must be reviewed by the Classification Board within one week and be finalized “without unnecessary delay.” And, although these provisions do not expressly mention inmates being given a chance to present their side of the story to the Classification Board, Article III of the Emergency Provisions states that, in addition to written notice, inmates “will be afforded all other rights due them under institution [sic] disciplinary and classification procedures.” We deem this incorporation by reference adequate to fulfill the “opportunity to be heard” requirement, as the stipulated regimen in classification proceedings entails that an inmate “shall have the right to present all pertinent information to the Board.” Morris Rules “Classification Procedures,” § C.6,
reprinted in Morris IV,
D
While the State’s procedures are, on paper, constitutionally sufficient, Rodi’s complaint alleges that, when his difficulties arose, the procedures were swept under the rug. He claims that he never received any formal notice, written or oral, indicating why he was being transferred; that it was only after he had filed a grievance, and no fewer than ten days after being placed in administrative segregation, that he spoke with any prison official concerning his move; and that, although he remained in segregation for a total of sixteen days, the Classification Board never met to review his assignment. These well-pleaded “facts” must, of course, be taken as true at this stage of the proceedings.
See Dartmouth Review,
We held in
Maldonado Santiago
that, where a State sets a specific timetable for a post-transfer hearing as part of a series of regulations sufficient to give rise to a liberty interest, mere tardiness in providing such a hearing can constitute a violation of a convict’s due process rights.
Maldonado Santiago,
E
Having concluded that the Emergency Provisions of the Morris Rules do create an enforceable liberty interest in remaining in the general prison population and that plaintiff’s complaint sufficiently alleges an abridgement of this liberty interest, we turn last to the question of whether the defendants may be held personally liable for damages. 8
*30
We start with bedrock. “[Government officials performing discretionary functions, generally are shielded from liability for civil damages insofar as their conduct does not violate clearly established statutory or constitutional rights of which a reasonable person would have known.”
Harlow v. Fitzgerald,
Because qualified immunity does not address the substantive viability of a section 1983 claim, but rather the objective reasonableness of a defendant’s actions, a plaintiff who is entitled to prevail on the merits is not necessarily entitled to prevail on the issue of qualified immunity-
Amsden v. Moran,
The contours of the right must be sufficiently clear that a reasonable official would understand that what he is doing violates that right. This is not to say that an official action is protected by qualified immunity unless the very action in question has previously been held unlawful; but it is to say that in the light of pre-existing law the unlawfulness must be apparent.
Anderson v. Creighton,
Applying this test demands that we look at the liberty interest created by the Emergency Provisions of the Morris Rules with a “historical perspective.”
Amsden,
Although the case line was long, however, its configuration remained tenebrous in many respects, a reality that the Court itself has acknowledged.
See Thompson,
Further adding to the murkiness of the picture were the Morris Rules themselves. Though promulgated in 1972, they were repeatedly contested by state officials,
see supra
note 5, and, up to the present moment, have never been specifically or explicitly declared by any court as creating an enforceable liberty interest in remaining in the general prison population. Perhaps
*31
most significant is that the federal district court, virtually on the heels of Rodi’s transfer, decided on September 29, 1987, that the Morris Rules did not endow Rhode Island prisoners with a liberty interest protected by the fourteenth amendment.
See Hechavarria,
We conclude, therefore, that responsible prison officials, in mid-1987, could reasonably have thought, given the then-current state of the law, that the Morris Rules in general, and the Emergency Provisions in particular, did not create a cognizable liberty interest triggering due process safeguards and, therefore, that noncompliance with the procedures outlined therein would not infract prisoners’ constitutional rights. Hence, the defendants are shielded from the appellant’s damage claims by the doctrine of qualified immunity.
IV. CONCLUSION
To recapitulate, we hold (1) that the Emergency Provisions of the Morris Rules did endow the plaintiff with a protected liberty interest in remaining in the general prison population, (2) that the allegations of his complaint were, therefore, sufficient to withstand the defendants’ Rule 12(b)(6) motion, but (3) that because the liberty interest was not clearly established in mid-1987, the defendants were entitled to the benefit of their qualified immunity. Seen in this light, remitting the case for trial would serve no useful purpose. 9 Instead, we vacate the dismissal and remand to the district court (specifically, to the district judge to whom the suit was originally assigned) for the entry of appropriate orders declaring the existence of the described liberty interest, exonerating the defendants in respect to money damages, and dismissing the claim for injunctive relief as moot (the appellant having long since been returned to his original placement). The district court is free, of course, to take such other action, consistent with this opinion, as it may deem desirable.
Since the plaintiff has prevailed on appeal in respect to a significant issue in the litigation, we hold here and now, in harmony with a practice which we have employed selectively in the past, that the plaintiff is entitled to reasonable counsel fees and costs incurred in the prosecution of this appeal.
See, e.g., Aubin v. Fudala,
So Ordered.
APPENDIX
EMERGENCY OR TEMPORARY PROVISIONS
When faced with an immediate threat to the security or safety of the Adult Correctional Institutions or any of its employees or inmates, officials of the institution may temporarily reassign inmates in accordance with the following regulations.
I. Reassignment by a correctional officer on approval of his immediate supervisor:
*32 A. When a correctional or other employee witnesses an inmate commit a serious wrongdoing.
B. When an inmate presents reasonable eye witness information that an inmate committed a serious wrongdoing.
C. When an inmate seeks safety or protection from others.
II. By supervisory officials of rank of Lieutenant or above, pending investigation.
A. When an inmate is suspected of serious wrongdoing, either committed or planned.
B. When an inmate is suspected of being a witness to overt acts which constitute a serious violation of institution regulations or a violation of state law.
C. When requested by prosecuting attorney or superintendent of State Police.
1. When inmate is suspected perpetrator of a crime.
2. When inmate is a material witness to a criminal act.
Request under C will be honored upon oral request but shall not be observed beyond seventy-two (72) hours in absence of receipt by Assistant Director of a written confirmation by requesting authority.
III. All inmates assigned temporarily under the preceding provisions will, as soon as reasonably possible, be informed in writing of the reason for their assignment and will be afforded all other rights due them under institution disciplinary and classification procedures.
IV. A written record of all temporary reassignments shall be forwarded to the Associate Director for his concurrence or nonconcurrence, and he shall forward the record to the Assistant Director or his designee for approval or disapproval. The report showing review of each is to be placed in the inmate’s permanent classification file.
V. All temporary assignments shall be reviewed at the next regular meeting of the Classification Board, which in any case will not exceed one week, and final action by the Board will be ordered without unnecessary delay.
Notes
. The defendants, appellees here, were sued in both their individual and official capacities. They include Donald R. Ventetuolo, a DOC assistant director; James F. Berard, a former supervisor of the ACI’s maximum security unit; and Ronald F. Brodeur, a correctional officer. Inasmuch as the defendants have made no effort at individuation based on their divergent contributions to Rodi’s disgruntlement, we do not distinguish among them for purposes of this opinion (sometimes referring to them collectively as “the State”).
. The plaintiff’s precise claim is that he was placed in "administrative segregation" in the punitive segregation unit. We, like the parties, read this as a claim that administrative, rather than disciplinary, segregation was imposed. The distinction is an important one, since “the procedural due process requirements which attend administrative confinement are considerably less formal than those which attend disciplinary segregation.”
Domegan v. Fair,
. In
Hechavarria,
the district court held that the Morris Rules, overall, did not endow inmates with a liberty interest in any particular classification within the institution.
See
. Under the bureaucratic structure obtaining in 1970, oversight of Rhode Island's prison system was vested in the Rhode Island Department of Social Welfare, and more particularly, in the department's assistant director for correctional services. It was that official who promulgated the first version of the Morris Rules. In 1972, the DOC was created and supervision of the ACI was transferred to it. The director of the DOC was given authority by statute to:
Make and promulgate necessary rules and regulations incident to the exercise of his or her powers and the performance of his or her duties including but not limited to rules and regulations regarding ... safety, discipline, ... classification, ... care, and custody for all persons committed to correctional facilities.
R.I.Gen.Laws § 42-56-10(v) (1988).
. The State has occasionally tried to squirm loose from the constraints of the Morris Rules. In 1973, the State suspended the rules without leave of the district court, but we found the suspension to be invalid.
See Morris III,
. In
Thompson,
where regulations promulgated pursuant to a consent decree were also at issue, the Court noted, but did not resolve, the question of "whether a consent decree can create a liberty interest protected by the Fourteenth Amendment.”
. In
Maldonado Santiago,
where the applicable rule required that the inmate receive a hearing within seven working days of an emergency transfer, the plaintiffs hearing was not held until the ninth business day (the fifteenth calendar day) after her transfer.
. For purposes of this analysis, we need not distinguish among the various theories pleaded by the plaintiff in his complaint,
see supra
Part 1(C), as they are all dependent, in one way or another, on the existence of the liberty interest which we have described and, hence, intersect at the same junction with the doctrine of qualified immunity. Nor need we wax longiloquent concerning the plaintiffs attempts to plead an eighth amendment violation or to invoke 18 U.S.C. §§ 241, 242. As to the former argument,
*30
Rodi’s complaint falls far short of stating any actionable claim under the eighth amendment.
See, e.g., Wilson v. Seiter,
— U.S. -, -,
. On appeal, Rodi urges that he has stated an actionable claim for retaliation. We disagree. Plaintiffs complaint does not plead such a cause of action, since it does not “aver a chronology of events which may be read as providing some support for an inference of retaliation.”
McDonald v. Hall,
