Lead Opinion
We conclude the child does not have standing under the circumstances presented here, and we find no equal protection violation. As explained below, the legislative history of California's wrongful death statute establishes that standing to sue for wrongful death turns on whether the plaintiff has a right to inherit from the decedent under California's intestate succession statutes. In this particular case, the child has no right to inherit from the decedent
We also reject the appellant's equal protection argument. California's wrongful death standing rules do not categorically exclude nonmarital children. They confer standing on a variety of children - both marital and nonmarital - if they satisfy certain criteria concerning their relationship with the decedent during his lifetime. This is not a case where the state has created an insurmountable barrier to nonmarital children; to the contrary, a nonmarital child has multiple statutory avenues for establishing he or she has a right to inherit from the decedent under California's intestate succession laws and thus has wrongful death standing.
Nor do California's wrongful death standing rules illegally discriminate on the basis of gender. A state may validly impose different requirements for establishing natural parent status for birth mothers and biological fathers because mothers and fathers are not similarly situated when it comes to their role in becoming parents.
We therefore affirm the judgment dismissing the complaint for lack of standing.
I.
FACTS
This case arises out of the death of Amine Britel, who was killed by a texting drunk driver at the age of 41. ( Estate of Britel, supra ,
A.S. is Britel's biological child, as confirmed by DNA testing conducted after his death. A.S. was conceived during a brief relationship between Britel and A.S.'s mother, appellant Jacqueline Stennett (Jackie), when they were both graduate students. (
Jackie decided she wanted Britel " 'to participate when he was ready and by his own choice,' " so she never sought a court order declaring paternity during Britel's lifetime. ( Estate of Britel, supra ,
The probate court held that A.S. did not qualify as Britel's heir, and a different panel of this court affirmed that ruling. ( Estate of Britel , supra , 236 Cal.App.4th at pp. 132, 134,
Applying these provisions, this court concluded Britel did not openly hold out A.S. as his own and therefore A.S. did not qualify as his heir under Probate Code section 6453, subdivision (b)(2). ( Estate of Britel, supra , 236 Cal.App.4th at pp. 137-140,
After Estate of Britel was decided, the Millers moved for judgment on the pleadings against A.S. in the wrongful death action. The trial court granted their motion and dismissed the complaint for lack of standing. It reasoned that standing for wrongful death hinges on whether a plaintiff qualifies as the
II.
DISCUSSION
A. Standard of Review
We review de novo questions of statutory construction and the determination of a statute's constitutionality. ( Lee v. Hanley (2015)
B. A.S. Lacks Standing to Sue for Wrongful Death
1. General Principles Guiding Our Analysis
In California, a wrongful death cause of action "is wholly statutory in origin." ( Steed v. Imperial Airlines (1974)
The wrongful death statute provides in pertinent part: "A cause of action for the death of a person caused by the wrongful act or neglect of another may be asserted by any of the following persons ... [¶] (a) The decedent's surviving spouse, domestic partner, children , and issue of deceased children, or, if there is no surviving issue of the decedent, the persons, including the
"In determining the meaning of the section, we are guided by the following established principles: '[O]ur first task in construing a statute is to ascertain the intent of the Legislature so as to effectuate the purpose of the law. In determining such intent, [we] must look first to the words of the statute themselves, giving to the language its usual, ordinary import .... The words of the statute must be construed in context, keeping in mind the statutory purpose, and statutes or statutory sections relating to the same subject must be harmonized, both internally and with each other, to the extent possible. [Citations.] Where uncertainty exists consideration should be given to the consequences that will flow from a particular interpretation. [Citation.] Both the legislative history of the statute and the wider historical circumstances of its enactment may be considered in ascertaining the legislative intent. [Citation.]' " ( Walnut Creek Manor v. Fair Employment & Housing Com. (1991)
" '[I]f the terms of the statute are unambiguous, we presume the lawmakers meant what they said, and the plain meaning of the language governs.' " ( Scott , supra ,
2. The Term "Children" Is Ambiguous
Section 377.60 does not define the term "children." Jackie interprets "children" to
The word "children," by itself, at first blush appears to be unambiguous: it is commonly understood to refer to one's offspring. Because we must
The statute's overall purpose is to provide standing for specified persons most likely to have suffered damages from the loss of the decedent's companionship or financial support. ( Lattimore v. Dickey (2015)
It bears noting that our Legislature has not always used the term "child" in a purely biological sense. The statutory definitions of "natural parent" and the parent-child relationship in Probate Code sections 6450, 6451, and 6453, which govern intestate succession, and Family Code sections 7601, 7611, and 7630, which govern when the rights and obligations of the parent-child relationship arise, illustrate this point.
Indeed, not all biological children necessarily meet the legal definition of "children." (See, e.g., Prob. Code, § 6451 [adoption severs the relationship of parent and child unless certain requirements are satisfied]; see also Prob. Code, § 6453 [setting forth an exhaustive list of situations when a person is presumed to be a child's natural parent, irrespective of biology]; Fam. Code, § 7611 [same].)
In sum, on closer inspection, it is evident the term "children" in the wrongful death standing statute is indeed susceptible of more than one
3. The Statute's Legislative History Confirms Wrongful Death Standing Remains Linked to Intestacy Laws
As discussed below, the legislative history confirms that when the Legislature used the term "children" in section 377.60, it referred to persons entitled to take from the decedent under California's intestate succession laws.
California's first wrongful death statute was enacted in 1862. (Stats. 1862, ch. 330, §§ 1-4, pp. 447-448.) In 1872, the statute was codified as former section 377 of the Code of Civil Procedure ( section 377 ). (See Historical and Statutory Notes, 14 West's Ann. Code Civ. Proc. (2004 ed.) § 377, p. 104.) At the time of its repeal in 1992, section 377 provided in relevant part: "(a) When the death of a person is caused by the wrongful act or neglect of another, his or her heirs ... may maintain an action for damages against the person causing the death. ... [¶] (b) For the purposes of subdivision (a), 'heirs' means only the following: [¶] (1) Those persons who would be entitled to succeed to the property of the decedent according to the provisions of Part 2 (commencing with Section 6400 ) of Division 6 of the Probate Code..." (i.e., the intestacy laws). (Stats. 1983, ch. 842, § 12,
Former section 377 's use of the word "heirs" prompted disputes over whether a decedent's child could sue for wrongful death even if the decedent's entire estate passed to the surviving spouse under community property laws. Courts faced with this question found that the word "heirs," as used in former section 377, "denotes those who are capable of inheriting from the deceased person generally." ( Redfield v. Oakland C. S. Ry. Co . (1895)
In other words, the term " 'heirs' " in former section 377 was "construed in accordance with the laws of succession" as referring to "that narrow class of persons who would have been eligible to succeed to a decedent's estate had he died intestate." ( Steed , supra , 12 Cal.3d at pp. 119, 123,
Because of these cases, the California Law Revision Commission recommended the Legislature change "heirs" to "children," noting it was unclear whether former section 377 precluded "the decedent's issue ... from joining in the [wrongful death] lawsuit if the decedent leaves a surviving spouse." (Annual Report for 1992, Appendix 5, Tentative Recommendation, Standing To Sue for Wrongful Death , 22 Cal. Law Revision Com. Rep. (1992) p. 959.) The Law Revision Commission explained that the "statute has been broadly construed to permit suit by those who would be intestate takers regardless of the character of the decedent's property, i.e., both the surviving spouse and [the] issue" (citing Fiske v. Wilkie, supra,
Following that recommendation, in 1992 the Legislature repealed section 377 and enacted the present wrongful death statute, codified as
According to the Law Revision Commission Comments, the change from "heirs" to "children" "makes clear that, even if the decedent's estate is entirely community property, the decedent's children and issue of deceased children are proper parties plaintiff, along with the decedent's surviving spouse. This codifies Fiske v. Wilkie ,
As this court previously noted, "[t]he change in the language was not a broadening of the statute, but a mere clarification." ( Phraner v. Cote Mart, Inc. (1997)
Notably, Cheyanna M. and Phraner were decided over 20 years ago. During that period the Legislature has amended other subdivisions of section 377.60, but declined to revisit subdivision (a), the subdivision at issue here. It therefore " ' "must be presumed that the Legislature [was] aware of the judicial construction [of section 377.60 ] and approve[d] of it." ' " ( People v. Meloney (2003)
Because A.S. has no right to inherit from Britel under California's intestacy statutes, it follows that she does not have standing under section 377.60 to pursue a wrongful death action for his death. Simply put, the fact that Britel is her biological father, without more, is not enough to create wrongful death standing. (See Phraner , supra , 55 Cal.App.4th at pp. 168-171,
Of course, that is not to say that nonmarital children with absentee fathers never have standing to sue for a parent's wrongful death. Quite the contrary. A nonmarital child can establish he or she is entitled to take from the decedent under California's intestate succession laws - and thus establish standing to sue for his or her biological father's wrongful death - in a number of different ways: (1) by showing the father openly held out the child as his own ( § 377.60, subd. (a) ; Prob. Code, § 6453, subd. (b)(2) ); (2) by showing it was impossible for the father to hold out the child as his own during his lifetime (e.g., if the father died before the child was born) and establishing paternity by clear and convincing evidence ( § 377.60, subd. (a) ; Prob. Code, § 6453, subd. (b)(3) ; Cheyanna M., supra ,
"The decision of the legislature as to how far it will extend the right to maintain a wrongful death action is conclusive." ( Marks v. Lyerla (1991)
There is a good reason for this. In crafting standing rules for wrongful death actions, the Legislature can engage committees to review proposed legislation, hold hearings to investigate the policy implications of the contemplated legislation, hear from interested parties, debate various proposals, forge compromises, and entertain recommendations from the Law Revision Commission. We can do none of this. Adopting Jackie's position would unravel that democratic process, especially where, as here, the Legislature has implicitly declined to adopt the position now urged upon us by appellant. "In the exercise of a judicial function, we should not assume the prerogative of making changes in a statute when the Legislature, by strong implication, has elected not to do so." ( Steed, supra,
Jackie argues A.S. should have standing because she lost the potential for enjoying Britel's companionship and support in the future. This is a policy argument that the Legislature presumably has weighed and rejected. The argument furnishes no basis for standing because it is based on mere speculation. (See Corder v. Corder (2007)
4. A Contrary Holding Would Wreak Havoc on the Legislative Scheme
Adopting Jackie's argument that A.S. is entitled to standing based solely on a purely biological tie to the decedent would wreak havoc on the carefully crafted scheme the Legislature has adopted. The Legislature limited wrongful death standing to the persons entitled to take from the decedent under California's intestate succession laws. Those persons, "as a class, stand in the closest relationship to a deceased" and often "suffer the greatest loss upon [the deceased's] wrongful death." (See Steed, supra ,
Under Jackie's interpretation of the statute, a decedent's biological child would have standing even if a court had terminated the decedent's parental rights or even if the child had been adopted by another. That would directly conflict with existing precedent from this court. (See Phraner, supra , 55 Cal.App.4th at pp. 168-171,
Granting A.S. standing also would be patently unfair because it would categorically deprive Britel's mother and siblings of standing to sue for his wrongful death. Section 377.60 confers standing to "[t]he decedent's surviving spouse, domestic partner, children, and issue of deceased children, or , if there is no surviving issue of the decedent , the persons, including the surviving spouse or domestic partner, who would be entitled to the property of the decedent by intestate succession." (Italics added.) Thus, a decedent's parents and siblings do not have standing to sue for wrongful death unless the decedent leaves behind no "children." (
In closing, "the cause of action for wrongful death 'exists only so far and in favor of such person as the legislative power may declare' " ( Justus , supra ,
C. Jackie's Equal Protection Challenges Fail
Jackie next argues that the wrongful death standing statute, as interpreted here, violates the equal protection clauses of the state and federal Constitutions by discriminating on the basis of illegitimacy and gender. We disagree.
" 'The concept of equal protection recognizes that persons who are similarly situated with respect to a law's legitimate purposes must be treated equally. [Citation.] Accordingly, " '[t]he first prerequisite to a meritorious claim under the equal protection clause is a showing that the state has adopted a classification that affects two or more similarly situated groups in
As to this first step, we conclude the standing rules do not distinguish between marital and nonmarital children; at most they draw a distinction between nonmarital children whose parents took the steps necessary to establish a parent-child relationship during the father's lifetime and children whose parents did not. The creation of a parent-child relationship makes it likely the child suffered emotional or financial harm from the decedent's death. Providing standing where no parent-child relationship exists would frustrate the statutory purpose of compensating those most likely to have suffered harm. These two categories of persons therefore are not similarly situated when considering the purpose of the wrongful death standing rules.
"The second step [of the equal protection analysis] is determining whether there is a sufficient justification for the unequal treatment. The level of justification
1. Illegitimacy
a. The Wrongful Death Standing Rules Do Not Exclude Nonmarital Children
California's wrongful death standing rules do not categorically exclude nonmarital children. They confer standing on a variety of children - both marital and nonmarital - if certain criteria pertaining to their relationship with the decedent are met. Specifically, wrongful death standing exists if: a natural parent-child relationship (and thus heirship status) can be established ( § 377.60, subd. (a) ; Prob. Code, § 6453 ); a real or putative stepparent-stepchild relationship plus financial dependence can be established ( § 377.60, subd. (b) ); or a longstanding, financially dependent relationship can be established ( § 377.60, subd. (c) ).
To be sure, if this case involved a "classification[ ] that burden[ed] illegitimate children for the sake of punishing the illicit relations of their parents," we would reach a different result "because 'visiting this condemnation on the head of an infant is illogical and unjust.' " ( Clark,
In support of her equal protection challenge, Jackie relies on United States Supreme Court decisions mandating equal legal treatment of marital and nonmarital children in a broad range of substantive areas. However, these cases involved laws that denied rights to a dependent child based solely on his or her parents' marital status, and are thus inapposite. (See Gomez v. Perez (1973)
Unlike those cases, the existing statutory framework does not create an insurmountable barrier to nonmarital children based on their parents' marital status, nor does it deprive nonmarital children of a fundamental right, as Jackie suggests. At most, it draws a distinction between nonmarital children whose parents took the steps necessary to establish a parent-child relationship during the father's lifetime and children whose parents did not. That is not a suspect classification, particularly when viewed in the context of the purpose of the wrongful death standing rules. (See Valencia , supra,
b. The Wrongful Death Standing Rules Are Substantially Related to Important Governmental Objectives
Even if this case involved a suspect classification (which it does not), the statutory framework at issue is substantially related to the statute's ultimate purpose: conferring wrongful death standing on specified persons whom our Legislature deems most likely to have suffered damages from the loss of the decedent's companionship or financial support. (See Lattimore, supra,
As one court observed, "[t]he state has a legitimate interest in preferring" "a man who has undertaken the obligations of marriage and family [over] a man whose only connection with the child is biological." ( Rodney F. v. Karen M. (1998)
Apparently taking issue with the statutory requirement that Jackie obtain a paternity order "during the parent's lifetime" ( Prob. Code, § 6453, subd. (b)(1), italics added), Jackie suggests our holding unfairly penalizes A.S. for her mother's inaction. But our laws routinely put the onus on the parent or guardian to assert rights for or otherwise act on behalf of a minor child in a variety of contexts, and "there is a presumption that fit parents act in the best interests of their children." ( Troxel v. Granville (2000)
Further, the statutory requirement that the paternity order be "entered during the [parent's] lifetime" has survived earlier equal protection challenges. ( Estate of Sanders (1992)
Lalli involved a constitutional challenge to a New York statute that allowed a nonmarital child to inherit from an intestate father only if a court had issued a paternity decree during the father's lifetime. (
Although Lalli dealt with intestate succession laws, the analytical framework for evaluating equal protection violations applies here with equal force. Lalli observed "few statutory classifications are entirely free from the criticism that they sometimes produce inequitable results." ( Lalli , supra ,
Here, the requirement that a paternity order be entered during the decedent's lifetime is substantially related to the important governmental objective of limiting wrongful death standing to those persons most likely to have had a supportive relationship with the decedent. In its most basic sense, wrongful death standing for a nonmarital child hinges on establishing that he or she had some sort of supportive relationship (emotional or financial) with his or her biological father during his lifetime , or alternatively obtained a paternity decree during his lifetime . " 'A paternity decree, while not necessarily ordering support, would almost as strongly suggest support was subsequently obtained' " ( Mathews v. Lucas (1976)
In short, even if the wrongful death standing rules created classifications based on illegitimacy (which they do not), we would find no equal protection violation. The statute's limitations on wrongful death standing are substantially related to the important governmental objective of limiting recovery to those individuals most likely to have suffered losses from the decedent's death. (See Steed, supra ,
2. Gender
Jackie alternatively argues that section 377.60, as interpreted here, discriminates on the basis of gender in that it creates more hurdles for a nonmarital child suing for the wrongful death of a father than for the wrongful death of a mother. While an unmarried birth mother typically qualifies as the child's natural parent at birth, an unmarried father does not necessarily qualify as the child's natural parent unless additional circumstances are present, such as a declaration of paternity or evidence the father openly held out the child as his own. Jackie concludes the different requirements for becoming a natural parent violate equal protection.
It is not impermissibly discriminatory to have different requirements for establishing natural parent status for birth mothers and biological fathers because mothers and fathers are not similarly situated when it comes to their role in becoming parents. The mother carries the baby to term and gives birth; the father does not. Only a mother's parental relationship is established at birth. As such, "[f]athers and mothers are not similarly situated with regard to the proof of biological parenthood. The imposition of a different set of rules for making that legal determination with respect to mothers and fathers is neither surprising nor troublesome from a constitutional perspective." ( Nguyen v. INS (2001)
III.
DISPOSITION
The judgment is affirmed. The Millers shall recover their costs on appeal. ( Cal. Rules of Court, rule 8.278(a)(1).)
I CONCUR:
BEDSWORTH, ACTING P. J.
Notes
Prior opinions have used the term "illegitimate children." We use the term "nonmarital children" instead because we do not wish to suggest that children born to unmarried parents are in any way inferior to children born to married parents. This opinion uses the term "nonmarital children" in the same sense that prior opinions have used the term "illegitimate children."
We provided a more detailed discussion of the facts in Estate of Britel (2015)
Section 377.60 also confers standing on various other individuals, but those provisions are not at issue here.
Citing a dictionary definition, our dissenting colleague interprets the word "children" under the wrongful death statute to mean the biological son or daughter of human parents. (Dis. opn., post , at p. 894.) Courts must exercise "great caution" when relying on a dictionary definition of a common term to determine statutory meaning because a dictionary " 'is a museum of words, an historical catalog rather than a means to decode the work of legislatures.' " (United States v. Costello (7th Cir. 2012)
The dissent purports to give the statute a "commonsense" reading (dis. opn., post , at p. 890.), but ignores the context and purpose of the wrongful death statute as a whole. "The idea that semantically unambiguous sentences-sentences clear 'on their face'-sentences whose meaning is 'plain'-can be interpreted without reference to purpose inferred from context is fallacious. Take that clearest of directives: 'Keep off the grass.' Read literally it forbids the groundskeeper to mow the grass. No one would read it literally." (Marozsan v. United States (7th Cir. 1988)
We are sympathetic to A.S.'s plight. Nevertheless, we must leave to the Legislature the question of whether to expand the relatively short list of persons who have wrongful death standing to include the nonmarital biological child of an absentee father who never openly held her out as his own and against whom the child never obtained a declaration of paternity. To be sure, advances in science require continual adjustments in and reconsiderations of legal standards, and DNA testing has necessitated many re-evaluations and amendments to the law. That said, we are convinced our opinion represents the current state of the law, and we believe the complexity of any adaptation makes it more amenable to the legislative process than the judicial one.
To further illustrate the unforeseen and presumably unintended consequences of this interpretation, suppose the biological child of an absentee father had her own child and then died. Under Jackie's reading of the statute, that child - the absentee father's grandchild - would have standing to sue for his wrongful death to the exclusion of the decedent's parents and siblings, despite having nothing more than a genetic tie to the decedent. That cannot possibly be what the Legislature intended.
At the time Arizmendi was decided, former Probate Code section 255 prevented nonmarital children from inheriting from their father unless they were either legitimated (by subsequent marriage of their parents or by reception into their father's home) (former Civ. Code, §§ 215, 230 ) or acknowledged "in writing, signed in the presence of a competent witness." In 1975, as part of a major overhaul recommended by the Law Revision Commission, former section 255 was repealed, and the Uniform Parentage Act was adopted, abolishing the distinction between marital and nonmarital children. (Lozano, supra ,
The logical extension of Jackie's argument is that the various statutes governing how a nonbirth mother establishes natural parent status are also unconstitutional. (See, e.g., Prob. Code, § 6453 ; Fam. Code, §§ 7611, 7630.)
Dissenting Opinion
I respectfully dissent. Due to modern DNA testing, a nonmarital child can easily establish whether he or she is a "child" of a decedent (even after the parent's death). But under the majority's interpretation of the wrongful death statute, a nonmarital child must overcome burdens to establish standing that are not required of other children. The nonmarital child must rely on the father to declare parentage during his lifetime, or rely on the mother to fortuitously file a paternity action before the father's death. These burdens are not substantially related to an important government purpose, given the ready access and reliability of modern DNA testing. Thus, I would hold that the wrongful death statute, as it is being applied here, violates the equal protection clause.
I would find that under these circumstances the plain meaning of the word "children" in the wrongful death statute should control. There is a conclusive DNA
Equal Protection
Persons may not be denied equal protection of the laws under both the state and federal Constitutions. ( Cal. Const., art. I, § 7 ["A person may not be ... denied equal protection of the laws"]; U.S. Const., 14th Amend. ["No State shall ... deny to any person within its jurisdiction the equal protection of the
When challenged under the equal protection clause, laws are subject to one of three levels of "scrutiny": strict scrutiny, intermediate scrutiny, or rational basis review. Strict scrutiny applies when a law discriminates against a suspect class, such as a racial group, or interferes with fundamental rights. (See, e.g., Grutter v. Bollinger (2003)
In order to withstand strict scrutiny, the government must prove that the law is necessary to achieve a compelling government purpose. ( Palmore v. Sidoti (1984)
Heightened scrutiny is certainly appropriate when a law discriminates against nonmarital-formerly "illegitimate"-children. (See Weber v. Aetna Casualty & Surety Co. (1972)
Under the Pennsylvania law, "an illegitimate child must prove paternity before seeking support from his or her father, and a suit to establish paternity ordinarily must be brought within six years of an illegitimate child's birth. By contrast, a legitimate child may seek support from his or her parents at any time." ( Clark , supra ,
Here, had Jacqueline Stennett (hereinafter "Jackie," A.S.'s mother) and Britel been married when A.S. was born, there is no question that A.S. would
However, under the majority's interpretation and application of the wrongful death statute, A.S. is subject to burdens in order to establish standing solely because
In California, "the purpose of the wrongful death statute ... is to compensate for the loss of companionship and for other losses to specified persons as a result of the decedent's death." ( Jackson v. Fitzgibbons , supra ,
Further, the conclusiveness and availability of DNA testing is "an additional reason" to doubt that California has an important governmental interest in placing burdens on nonmarital children that it does not place on other children. (See Clark , supra ,
Plain Meaning Interpretation
Generally, when interpreting a statute we start with an examination of the language of the statute itself. (
"The Legislature's chosen language is the most reliable indicator of its intent because ' "it is the language of the statute itself that has successfully braved the legislative gauntlet." ' [Citations.] We give the words of the statute 'a plain and commonsense meaning' unless the statute specifically defines the words to give them a special meaning. [Citations.] If the statutory language is clear and unambiguous, our task is at an end, for there is no need for judicial construction. [Citation.] In such a case, there is nothing for the court to interpret or construe." ( MacIsaac v. Waste Management Collection & Recycling, Inc. (2005)
Under California's wrongful death statute, "children" have standing to file: "A cause of action for the death of a person caused by the wrongful act ... of another ...." ( Code Civ. Proc., § 377.60, subd. (a).) The word "children" is not defined
Here, it is undisputed that A.S. is Britel's "child." Therefore, she has standing to file a cause of action for his alleged wrongful death under the plain meaning of the statute. The majority's holding that the word "children" can be interpreted by reference to intestacy laws is, as a general proposition, well supported by case law. (See, e.g., Cheyanna M. v. A.C. Nielsen Co . (1998)
Equal protection analysis is not static, courts can properly take into account changing circumstances. (See National Coalition for Men v. Selective Service System (S.D. Tex. 2019),
