Lead Opinion
This is аn appeal from an order of the Court of Common Pleas of Lehigh County, denying the petition to intervene filed by appellant, The Morning Call, Inc. (hereinafter “The Morning Call”).
In March of 1987, William R. Stenger, Donna A. Stenger, Craig Stenger, and Barry Stenger, the plaintiffs in the underlying action, filed a complaint against Lehigh Valley Hospital Center (hereinafter “LVHC”), Samuel Huston, Theodore J. Matulewicz, i,LD., Barry J. Slaven, M.D., Hospital Central Services, Inc., H.C.S.C. Blood Center t/a Samuel W. Miller Memorial Blood Center, Lyndall Molthan, M.D., and Joseph Yelo, the defendants in the underlying action. All of these parties are appellees in the action at bar. Thе complaint in the underlying action alleged that while receiving treatment at LVHC, Donna A. Stenger was transfused with units of blood which were contaminated with Acquired Immune Deficiency Syndrome (hereinafter “AIDS”), and from this transfusion she contracted the AIDS virus. The complaint also alleges that shortly after Donna Stenger was diagnosed as having AIDS, her husband, William Stenger, and son, Craig Stenger, tested positive for exposure to the virus.
Discovery proceedings began with the deposition of William Stenger on April 15, 1987. The deposition was adjourned prior to completion. The Stengers filed a motion for a protective order, contending that such an order was necessary to preserve the confidentiality of future depositions. Following argument and with the agreement of counsel, the trial judge, the Honorable John E. Backenstoe, President Judge of the Court of Common Pleas of Lehigh County, entered a protective order on April 30, 1987, relating to future depositions.
1. No persons other than parties and their counsel, and experts and/or investigators executing Exhibit “A” hereto, shall attend any of the depositions scheduled or to be scheduled in this case.
2. There shall be no disclosure, copying, summarizing or use of the information discovered in depositions, interrogatories or any other formal discovery process by any party in this case, other than for use in the preparation of pleadings, or for preparation and trial of this case, including review by experts of the parties [sic] choosing and all such documents shall be and remain under seal.
The Morning Call filed a notiсe of appeal with this court from Judge Backenstoe’s order. On April 12, 1988,
Accordingly, we must first address whether the trial court order denying The Morning Call’s petition to intervene is a final, appealable order. In the seminal case on the subject, the Pennsylvania Supreme Court held that “[a]s a rule, an appeal will not lie from an order refusing leave to intervene, because such order is not a final one, [however] cases may arise where a denial of a petition to intervene would be a practical denial of relief to which the petitioner for intervention is entitled and can obtain in no other way; and in such cases the refusal to permit an intervention is a final .order or decree as to the petitioner[.]” Frey’s Estate,
Whether to allow intervention is a matter vested in the discretion of the trial court and that court’s decision will not be disturbed on appeal absent a manifest abuse of its discretion. Wilson v. State Farm Mutual Automobile Insurance Company,
Pennsylvania Rule of Civil Procedure 2327 sets forth the four categories of persons who may be permitted to intervene in a civil action. The Rule provides as follows;
At any time during the pendency of an action, a person not a party thereto shall be permitted to intervene therein, subject to these rules if
(1) the entry of a judgment in such action or the satisfaction of such judgment will impose any liability upon such person to indemnify in whole or in part the party against whom judgment may be entered; or
(2) such person is so situated as to be adversely affected by a distribution or other disposition of property in the custody of the court or of an officer thereof; or
(3) such person could have joined as an original party in the action or could have been joined therein; or
(4) the determination of such action may affect any legally enforceable interest of such person whether or not he may be bound by a judgment in the action.
Although not specifically stated in its brief to this court, The Morning Call is presumably basing its argument on subsection four (4) of Rule 2827. .Specifically, The Morning Call claims that both federal constitutional law and common law support the contention that The Morning Call should be allowed to intervene to gain access to whаt The Morning Call terms the “judicial records” at issue.
Initially, we note, as the attorney for The Morning Call conceded at oral argument, that the media has no greater right of access to any judicial proceeding or document than does any other citizen. As stated by our Supreme Court, “access rights of the news media, and of the general public, are identical in scope.” Commonwealth v. Fenstermaker,
The First and Fourteenth Amendments to the United States Constitution implicitly guarantee the public a qualified right of access to a criminal trial. Richmond Newspapers, Inc. v. Virginia,
The already compromised access rights of the public, and of the press as members thereof, are subject to further limitations when the proceeding is not criminal, but civil, involving only privаte litigants. See Seattle Times v.
Moreover, and perhaps more significantly, a clear distinction must be drawn between First Amendment access rights to publish information acquired during trial, and access rights to publish information obtained in a pretrial discovery context. It is in a pretrial discovery context in preparation for a civil trial between private litigants, as is the circumstance at bar, that First Amendment access rights to litigation are at their nadir. See Seattle Times Company v. Rhinehart,
In Seattle Times, the Supreme Court of the United States addressed the issue of a newspaper’s right to publish information gathered through the pretrial discovery process in the course of civil litigation. The newspaper that sought to publish pretrial discovery information in that case was actually a party to the lawsuit. Nevertheless, the trial court granted Rhinehart, a leader of a religious group, a protective order which, like the protective order at bar, prohibited the newspaper from disseminating information obtained in the discovery process. As in the case at bar, the order did not apply to information gained through means оutside of the discovery process. Further, the trial court’s protective order in Seattle Times was based upon a Washington State rule almost precisely similar to this Com
The critical inquiry faced by the Supreme Court was whether a protective order precluding the party-newspaper from disseminating information gathered during the pretrial discovery process was an infringement on that party’s First Amendment rights. The Court found that it was not. Initially, the Supreme Court analyzed the Washington State rule of civil procedure defining the parameters оf discoverable information. The Court noted that under the rule, a party “may obtain discovery regarding any matter, not privileged, which is relevant to the subject matter involved in the pending action.” Seattle Times,
“Liberal discovery is provided for the sole purpose of assisting in the preparation and trial, or the settlement, of litigated disputes. Because of the liberality of pretrial discovery permitted by Rule 26(b)(1), it is necessary for the trial court to have the authority to issue protective orders conferrеd by Rule 26(c). It is clear from experience that pretrial discovery by depositions and interrogatories has significant potential for abuse. This abuse is not limited to matters of delay and expense; discovery also may seriously implicate privacy interests of litigants and third parties. The Rules do not distinguish between public and private information. Nor do they apply only to parties to the litigation, as relevant information in the hands of third parties may be subject to discovery.”
Seattle Times,
In further commenting upon the private nature of the pretrial discovery process, the Court stated that “pretrial depositions and intеrrogatories are not public components of a civil trial.” Seattle Times,
Because of these factors, the Court found that restraints placed on discovered, but not yet admitted, information are not a restriction on a traditionally public source of information. Seattle Times,
Here, the discovered information to which The Morning Call seeks access contains intimate, personal details of the Stengers’ lives. Encompassed therein is information about their sexual practices, their idiosyncrasies, and their personal hygiene habits. See Brief of Appellees, William, Donna, Craig, and Barry Stenger, page 11. This information elicited from the Stengers must only be reasonably calculated to lead to the discovery of admissible evidence; thus, such
If the parties do proceed to trial, The Morning Call would clearly have access to publish the evidence admitted at trial. The fact that The Morning Call is not a party to the litigation, unlike the petitioner in Seattle Times, serves to vitiate The Morning Call’s claim even further. Here, all of the parties to the lawsuit,' not just the Stengers, have supported the protective order issued by President Judge Backenstoe.
Moreover, as was the situation in Seattle Times, the trial court here relied upon a rule of civil procedure that allows the court, in its discretion, to implement a protective order to sаve a party from unreasonable embarrassment, annoyance or burden. Pa.R.Civ.P. 4012. There is no doubt that the contraction of the deadly AIDS virus has caused the Stengers unbearable misery. Certainly, the publication of their affliction in various newspapers has exacerbated this misery. The publication by The Morning Call of additional intimate details of the Stengers’ lives would needlessly add humiliation to their distress. Clearly, good cause, as required by Pa.R.Civ.P. 4012, the Pennsylvania counterpart to Washington Rule 26(c), existed for the protective order.
Finally, the protective order at bar was narrowly tailored to apply exclusively to information communicated in the discovery process. The Morning Call has not been precluded from publishing information about the Stengers obtained from independent research. It has access to judicial records, as that term has been defined by judges, not newspapers, and it is free to publish the fruits of this access. If the parties proceed to trial, The Morning Call can also publish all information garnered at that proceeding.
Accordingly, we hold, as did the Supreme Court in Seattle Times, that a protective order prohibiting dissemi
II. COMMON LAW
The Morning Call also argues that it has a common law right of access to the discovery documents at bar. The Morning Call denominates this discovery information “judicial records.” Brief for appellant at 9. We find that the discovery documents at issue are not judicial records, and that The Morning Call has no common law right of access to inspect this information.
There is a long-standing presumption in the common lаw that the public may inspect and copy judicial records and public documents. Nixon v. Warner Communications, Inc.,
However, private documents collected during discovery are not judicial records. In re Alexander Grant and Company,
Furthermore, we believe, as did the learned trial judge, that if a common law right of access is found here, and discovery information were to be readily available to the public, the detrimental consequences to the discovery process would be grievous. As a result, the entire litigation procedure would suffer. The trial court incisively and cogently stated:
[w]e believe that nonparty access to discovery materials may have a chilling éffect upon potential litigants. Human nature dictates that an individual will be reluctant topursue his legal rights once he is aware that doing so will result in the exposure of his рrivate life. This intrusion into a litigant’s private affairs at the discovery or pretrial stage could be a deterrent to the utilization of the court system ... Further, as is evident in the present matter, nonparty access in controversial cases threatens the right of the litigants to a fair trial. It is essential that the court ensure this right by preventing an unfair presentation, prior to trial, of the facts and issues underlying a controversy.
Trial Court Opinion at 12. Not only would voluntary discovery be chilled, but whatever discovery that did take place would be almost exclusively oral. This is obviously undesirable because oral discovery would foster misunderstanding and a lack of clarity for the litigants and for the trial court.
Accordingly, after a consideration of the merits of The Morning Call’s appeal, we find that The Morning Call was not entitled to the relief which it requested and, thus, the trial court did not abuse its discretion in denying the petition for intervention. Under the reasoning of Frey’s Estate,
APPEAL QUASHED.
Notes
. Rule 4012 of the Pennsylvania Rules of Civil Procedure provides the grounds upon which a trial court can implement a protective order. In relevant part, that rule provides:
(а) Upon motion by a party or by the person from whom discovery or deposition is sought, and for good cause shown, the court may make аny order which justice requires to protect a party or person from unreasonable annoyance, embarrassment, oppression, burden or expense, including one or more of the following: ...
(2) that discovery or deposition shall be only on specified terms and conditions ...; ...
(б) that discovery or deposition shall be conducted with no one present except persons designated by the court;
(7) that a deposition shall be sealed and shall be opened only by order of the court;
Pa.RXiv.P. 4012.
. In Smith, the Third Circuit Court of Appeals held that a trial court can limit the public’s access to a civil trial by showing that the denial serves an important governmental interest, and there is no less restrictive way to serve the government interest. Smith,
. Federal Circuit courts have utilized the analysis of the Seattle Times Court and have held that a newspaper does not have an unconditional constitutional right of access to information generated through pre
Dissenting Opinion
dissenting:
I respectfully dissent from the decision of the majority to quash this appeal. In my best judgment, it would be more realistic to affirm the order of the trial court.
In this action to recover damages for the alleged contraction of Acquired Immune Deficiency Syndrome (AIDS) by blood transfusion, the trial court directed that discovery proceedings should be closed to the press and public. The Morning Call, an Allentown newspaper, filed a petition to intervene in the action for the purpose of challenging its exclusion from pre-trial discovery proceedings. The trial
In Frey’s Estate,
While, as a rule, an appeal will not lie from an order refusing leave to intervene, bеcause such an order is not a final one, cases may arise where a denial of a petition to intervene would be a practical denial of relief to which the petitioner for intervention is entitled and can obtain in no other way; and in such cases the refusal to permit an intervention is a final order or decree as to the petitioner.
Id.,
We do not follow the older rule which made appealability turn on whether the appellant had, in fact, a right to intervene. “Sinсe [such a rule] makes appealability turn on the merits, it is not a very effective or useful limitation of appellate jurisdiction; the propriety of the denial by the district judge must be examined before the appellate court knows whether it has jurisdiction, and the only consequence of the restriction on appealability is that on finding the district judge was right, it will dismiss the appeal rather than affirm.” Levin v. Ruby Trading Corp.,333 F.2d 592 , 594 (2d Cir.1964) (Friendly, J.) (quoted in 7A C. Wright & A. Miller, Federal Practice and Procedure § 1923, at 627 (1972)). It is sufficient that intervention of right was sought and denied to render the denial appealable.
Commonwealth v. Rizzo, supra at 504. See also: 3B Moore’s Federal Practice 24.15, at 564-565 (2d ed. 1976); Shapiro, Some Thoughts on Intervention Before Courts, Agencies, and Arbitrators, 81 Harv.L.Rev. 721, 748-751 (1968), cited in Boise Cascade Corporation v. East Stroudsburg Savings Association, supra
Generally, an appeal will lie only from a final order, i.e., one that ends the litigation or disposes of the entire case, unless an appeal is otherwise permitted by statute. Pugar v. Greco,
The instant case involves a newspaper’s right to intervene in an action to challenge a court order closing judicial proceedings to the press and public. The order is clearly separate from and collateral to the principal cause of action. It also involves a right too important to be denied review, for it pertains to the right of the news media to be accorded access to pre-trial discovery proceedings in a civil action charging a major medical center with negligence in allowing the AIDS virus to be communicated by blood transfusion. Cf. Capital Cities Media, Inc. v. Toole, supra
The first step in this procedure would have been for the applicants to petition the trial court to intervene for the purpose of challenging the legality of the pre-trial orders. See, e.g., Commonwealth v. Hayes, [489 Pa. 419 ,414 A.2d 318 , cert. denied,449 U.S. 992 ,101 S.Ct. 528 ,66 L.Ed.2d 289 (1980) ]. Such an action is in accordance with our well-established and strongly held view that it is essential to meaningful judicial review that objections should be addressed to the court оf first instance to permit that court to evaluate such claims and to have the opportunity to correct its own errors. This practice creates a record from which the grounds of the lower court’s determination may be readily discerned in the event review by an appellate court becomes necessary. An order denying leave to intervene in these sensitive circumstances is immediately appealable. See Frey’s Estate,237 Pa. 269 ,85 A. 147 (1912); see generally Pugar v. Greco,483 Pa. 68 ,394 A.2d 542 (1978); Bell v. Beneficial Consumer Discount Co.,465 Pa. 225 ,348 A.2d 734 (1975).
Id.
The procedure followed by The Morning Call in the instant case adhered to that prescribed by the Supreme Court in the Capital Cities Media case. When the trial court
