Lead Opinion
[¶ 1.] Rоbert Steichen appeals the denial of his petition for habeas corpus relief. Specifically, Steichen argues that the admission of SDCL 19-12-5 (Rule 404(b)) evidence of other acts violated his due process rights; that he had ineffective assistance of counsel, at trial; and that his sentences were grossly disproportionate. We affirm.
FACTS AND PROCEDURAL BACKGROUND
[¶ 2.] Steichen was convicted in 1997 of three counts of First-Degree Rape, seven counts of Third-Degree Rape, and one count of Sexual Contact with a Child under the Age of sixteen. The incidents alleged
[¶ 3.] Steichen’s convictions were affirmed by a majority of this Court in State v. Steichen,
ISSUES
1) Whether Steichen’s right to due procеss was violated by the admission of other acts evidence.
2) Whether Steichen was denied his right to effective assistance of trial counsel because an alibi witness was not called to testify.
3) Whether Steichen’s sentences were unconstitutionally cruel and unusual.
STANDARD OF REVIEW
[¶ 4.] We consider habeas corpus proceedings under a limited standard of review. Erickson v. Weber,
Habeas corpus can be used only to review (1) whether the court has jurisdiction of the crime and the person of the defendant; (2) whether the sentence was authorized by law; and (3) in certain cases whether an incarcerated defendant has been deprived of basic constitutional rights. Habeas corpus is not a remedy to correct irregular procedures, rather, habeas corpus reaches only jurisdictional error. For purposes of habeas corpus, constitutional violations in a criminal case deprive the trial court of jurisdiction. Further, we may not upset the habeas court’s findings unless they are clearly erroneous.
Id. (citing Bradley v. Weber,
ANALYSIS
1. Whether Steichen’s right to due process was violated by the admission of other acts evidence.
[¶ 5.] As part of its case-in-chief, the State presented the testimony of the two children who were named victims of the charged offenses. Additionally, the State offered testimony of four other children who claimed Steichen had sexually molested them. The State also presented limited testimony of incidents of Steichen’s violence towards his wife and other family members. . The testimоny of the other children and the references to Steichen’s
Evidence of other crimes, wrongs, or acts is not admissible to prove the character of a person in order to show that he acted in conformity therewith. It may, however, be admissible for other purposes, such as proof of motive, opportunity, intent, preparation, plan, knowledge, identity, or absence of mistake or accident.
SDCL 19-12-5. The trial court determined that the other acts evidence was admissible to show motive, common scheme and plan, opportunity, lack of mistake or accident, and continuing course of criminal conduct. The trial court further determined that the other acts evidence was more probative than prejudicial.
[¶ 6.] On appeal, a majority of this Court found no error in admitting the other acts evidence under SDCL 19-12-5 (Rule 404(b)) “to show motive, common plan or scheme, opportunity and a continuing course of criminal conduct.” Steichen,
[¶ 7.] Steichen now seeks ha-beas corpus relief, claiming that the admission of the other acts evidence deprived him of a fair trial and violated his due process rights under the Fifth and Fourteenth Amendments to the United States Constitution. See U.S. Const, amend. V; U.S. Const, amend. XIV. With such a challenge, Steichen has the burden of “establish[ing] an error which demonstrates a violation of due procеss. This burden is much greater than that required on direct appeal and is even greater than the showing of plain error on direct appeal.” See Loop v. Class,
The inquiry is not ‘whether the circuit court erred in admitting the particular testimony,’ but ‘whether the admissions resulted in a trial so fundamentally unfair as to deny [Steichen] due process of law. In making this determination we must review the totality of the facts in the case and analyze the fairness of the particular trial under consideration.’
Id. (quoting Rainer v. Dep’t of Corrections,
[¶ 8.] As the Eighth Circuit Court of Appeals noted in Nebinger v. Ault, “[r]ulings on the admission or exclusion of evidence in state trials rarely rise to the level of a federal constitutional violation.”
[¶ 9.] We already determined on appeal that most of the other acts evidence did not adversely prejudice Steichen. Steichen’s renewed challenge to the other acts evidence also fails to warrant relief. A review of the entire trial record shows that the other acts evidence admitted in Steichen’s trial was not of “such magnitude that it fatally infected the trial” or its outcome. See Loop,
[¶ 10.] Steichen also bases his due process claim on the trial court’s failure to properly instruct the jury. Stei-chen claims that the jury should have been instructed to consider the other acts evidence only if the jury first found by a preponderance of the evidence that the acts had occurred. Steichen did not propose such an instruction or otherwise object to the instruction given by the trial court. At the time of Steichen’s trial, we had not had an opportunity to specifically address the burden of proof of other acts evidence. Subsequently, in State v. Wright, we determined that “[b]efore a jury may consider facts relating to other acts as proof of an issue relevant to the present offense; the jury must conclude the defendant committed the other acts by a preponderance of the evidence.”
[¶ 11.] In Huddleston v. United States, the United States Supreme Court granted certiorari in order “to resolve a conflict among the Courts of Appeals as to whether the trial court must make a preliminary finding before ‘similar act’ and other Rule 404(b) evidence is submitted to the jury.” Huddleston,
[¶ 12.] The United States Supreme Court did, however, address a similar due process issue in Estelle v. McGuire.
[¶ 13.] The defendant, McGuire, sought habeas relief claiming that his due process rights were violated bеcause the evidence should not have been admitted and because the jury instruction “allowed the jury to consider the prior injury evidence for more than simply proof of the battered child syndrome.” Id. at 70,
[¶ 14.] The Court applied the following due process standard of review for jury instructions:
The only question for us is “whether the ailing instruction by itself so infected the entire trial that the resulting conviction violates due process.” It is well established that the instruction, “may not be judged in artificial isolation,” but must be considered in the context of the instructions as a whole and the trial record. In addition, in reviewing an ambiguous instruction, ... we inquire “whether there is a reasonable likelihood that the jury has applied the challenged instruction in a way” that violates the Constitution. And we also bear in mind our previous admonition that we “have defined the category of infractions that violate ‘fundamental fairness’ very narrowly.” “Beyond the specific guarantees enumerated in the Bill of Rights, the Due Process Clause has limited operation.”
Id. at 72-73,
[¶ 15.] In comparison, the instruction given in Steichen’s trial was as follows:
Evidence has been introduced that the defendant committed offenses or acts other than that which is now charged.
Although evidence of this nature is allowed, it may be used only to show: motive, absence of mistake or accident, common plan or scheme, opportunity, and continuing course of criminal conduct. You may not consider it as tending to show in any other respect the defendant’s guilt of the offense with which he is charged in this trial.
You are not required to consider this evidence, and whether you do is a matter within your exclusive province.
Additionally, the trial court instructed that the jury was the sole determiner of the сredibility of the witnesses and that guilt must be determined beyond a reasonable doubt. Unlike the jury instruction in Estelle v. McGuire, the instruction here told the jury that it could not use the other acts evidence to determine Steichen’s guilt. The instruction, however, did not clearly indicate that the other acts could be considered for the limited purposes only if the jury logically believed the defendant committed them. Thus, the instructions left ambiguity as to whether the jury first had to find that the other acts had been committed by Steichen. Consequently, we need to review the instructions to determine “ ‘whether there is a reasonable likеlihood that the jury has applied the challenged instruction in a way’ that violate[d] the Constitution.” Id. at 72,
[¶ 16.] Admittedly, the challenged jury instruction did not specifically tell the jury to determine that Steichen committed the other acts before considering them for the limited purposes enumerated. Nevertheless, because of other jury instructions, it was unlikely that the jury considered the other acts without first believing that Stei-
[¶ 17.] One of the other instructions in Steichen’s case told the members of the jury that they were “the sole and exclusive judges of ... the credibility of the witnesses.” Steichen’s other acts of sexuаl molestation came from witnesses who explicitly testified that Steichen had molested them. Members of the jury had to judge the credibility of those witnesses. If the jury believed their version of the facts, the jury would have concluded that Stei-chen had committed the other acts. Conversely, if the jury did not believe the witnesses, the jury would not have concluded that Steichen had molested the other children. The same can be said of the brief testimony concerning Steichen’s violence toward his family. Additionally, another instruction directed that the jury was “not required to consider [the other аcts] evidence, and whether [the jury did was] a matter within [its] exclusive province.”
[¶ 18.] When a jury instruction is challenged based on a violation of due process, we look at the challenged instruction “in the context of the instructions as a whole and the trial record.” Id. at 72,
[¶ 19.] Additionally, the trial court utilized other sources to protect Steichen against unfair prеjudice from the Rule 404(b) other acts evidence. The United States Supreme Court in Huddleston recognized the prejudicial risk of admitting Rule 404[b] evidence and discussed how the Federal Rules of Evidence provided protections against unfair prejudice.
[F]irst, from the requirement of Rule 404(b) that the evidence be offered for a proper purpose; second, from the relevancy requirement of Rule 402-as enforced through Rule 104(b); third, from the assessment the [circuit] court must make under Rule 403 to determine whether the probative value of the similar acts evidence is substantially outweighed by its potential for unfair prejudice; and fourth, from Federal Rule of Evidence 105, which provides that the [circuit] court shall, upon request, instruct the jury that the similar acts evidence is to be considered only for the proper purpose for which it was admitted.
Id. at 691-92,
[¶20.] In Steichen’s direct appeal, we analyzed these sources of protection against unfair prejudice and concluded that they had been applied and that Steichen could show no prejudice. Steichen,
[¶ 21.] We have recognized the need to specifically tell the jury to find the defendant committed the other acts by a preponderance of the evidence before considering the acts under SDCL 19-12-5 (Rule 404(b)). In this case, based on the totality of the circumstances, failure to do so was not so gross or unduly prejudicial that it tainted the trial. Thus, Steichen has failed to show that his trial was so fundamentally unfair that he was deprived of due process.
2. Whether Steichen was denied his right to effective assistance of trial counsel because an alibi witness was not called to testify.
[¶ 22.] Steichen also argues that he was deprived of effective assistance of counsel as guaranteed by the Sixth and Fourteenth Amendments. See U.S. Const, amend. VI; U.S. Const, amend. XIV. Specifically, Steichen contends that trial counsel erred by failing to call Marilyn Lubeck to testify and present Steichen’s employment records with her trucking company as alibi evidence. The circuit court determined that trial counsel’s assistance was not constitutionally deficient.
[¶ 23.] We have recently explained our standard of review as follows:
Whether a defendant has received ineffective assistance of counsel is essentially a mixed question of law and fact. In the absence of a clearly erroneous determination by the circuit court, we must defer to its findings on such primary facts regarding what defense counsel did or did not do in preparation for trial and in his presentation of the defense at trial. This Court, however, may substitute its own judgment for that of the circuit court as to whether defense counsel’s actions or inactions constituted ineffective assistance of counsel.
Baldridge v. Weber,
[¶ 24.] The Sixth Amendment has long been held to mandate not simply the right to counsel but the right to effective counsel. Strickland v. Washington,
[¶25.] To establish the first prong of ineffective performance, the defendant must rebut the strong presumption that the counsel’s performance was competent. Boyles v. Weber,
[¶ 26.] Here, Steichen did not demonstrate that trial counsel’s performance was deficient under the Strickland test. K.C. testified that Steichen molested her three to four times a week. Steichen argues that Lubeck’s testimony would have refuted KC.’s allegations because the records would have shown he was away from home eighty to ninety percent of the time as a truck driver and could not have molested K.C. three to four times a week. Lubeek’s testimony at the habeas hearing did not necessarily support Steichen’s claim that he was away from home one to two weeks at a time. Lubeck testified that some trips could have been as long as two weeks, however, other trips might only have been overnight. Since the employment records were no longer available at the time of the habeas hearing, Steichen could not verify the exact dates of his trucking trips. However, Steichen’s trial counsel testified that hе did review the records when they were produced at trial. He determined that the dates of Steichen’s trucking trips did not coincide with the dates of the alleged abuse. Consequently, the records would not have provided an alibi.
[¶27.] Trial counsel further testified that he made a strategic decision not to utilize Lubeck or the records because he felt that the evidence would hurt the case. Lubeck’s testimony and the trucking company records could have impeached Stei-chen’s testimony that he was gone eighty to ninety percent of the time. Trial counsel testified that “the records did not relate to the period of time that we were trying to overcome in front of the jury.”
[¶ 28.] Consequently, Steichen has not shown that failure to use Lubeck’s testimony or the trucking records rendered counsel’s performance deficient. Counsel’s explanation was reasonable under the circumstances and based on sound trial strategy. Further, Steichen did not demonstrate prejudice because neither Lubeck’s testimony nor the records provided an actual alibi for the dates of the alleged sexual abuse. Consequently, Steichen was not deрrived, of his Sixth Amendment guarantee of effective assistance of counsel.
3. Whether Steichen’s sentences were unconstitutionally cruel and unusual.
[¶ 29.] Steichen argues that his sentences are the equivalent of life in prison without parole and are grossly disproportionate to the crimes committed. He claims that the sentences constitute cruel and unusual punishment in violation of the Eighth Amendment to the United States Constitution and Article VI, section 23 of the South Dakota Constitution. See U.S. Const, amend. VIII; U.S. Const, amend. XIV; S.D. Const, art. VI § 23. He asserts that a life sentence ruins the goal of rehabilitatiоn. Steichen intended to introduce statistics regarding sentences imposed for similar offenses as part of the intra- and inter-jurisdictional analysis. Steichen argues on appeal that the habeas court’s refusal to permit the introduction of statistics for similar offenses was error.
.[¶ 30.] “It is well-settled that we employ very limited principles in our
“[W]e first determine whether the sentence appears grossly disproportionate. To accomplish this, we consider the conduct involved, and any relevant past conduct, with utmost deference to the Legislature and the sentencing court.” If the sentence does not appear grossly disproportionate, no further review is necessary. If the sentence does appear grossly disproportionate, an intra- and inter-jurisdictional analysis shall be conducted. We also consider “the gravity of the offense and the harshness of the penalty;” and other relevant factors, such as the effect this type of offense has on society.
Id. (quoting State v. Williams,
[¶ 31.] We first consider whether Steichen’s sentence appears grossly disproportionate. In Steichen’s case, the circuit court considered Steichen’s conduct and past conduct during sentencing. Stei-chen was convicted of multiple instances of sexual abuse against minors. He threatened his victims with death if they told anyone of the incidents of sexual abuse. Further, the habeas court determined that:
[Steichen’s] presentence investigation and psychosexual evaluation did not show he was amenable to treatment or rehabilitation. In fact, it showed the contrary. It showed that the Petitioner lacked remorse for his actions and failed to accept responsibility. The jury verdict showed that this was not an isolated “first offense” since he was convicted of sexual offenses against each of the victims on multiple counts.
Steichen’s sentences were all within the statutory máximums. Thus, giving “utmost deference to the Legislature and sentencing court” and based on Steichen’s conduct and history, we find that Stei-chen’s sentences were not grossly disproportionate to his crimes. See Dubois,
[¶ 32.] We affirm on all issues.
Notes
. The challenged jury instruction in Estelle, in relevant part, was as follows:
Evidence has been introduced for the purpose of showing that the Defendant committed acts similar to those constituting a crime other than that for which he is on trial. Such evidence, if believed, was not received, and may not be considered by you[,] to prove that he is a person of bad character or that he has a disposition to commit crimes. Such evidence was received and may be considered by you only for the limited purpose of determining if it tends to show three things:
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*390 2. To establish the battered child syndrome, and
3. Also a clear connection between the other two offenses[s] and the one of which the Defendant is accused, so that it may be logically concluded that if the Defendant committed other offenses, he also committed the crime charged in this case.
For the limited purpose for which you may consider such evidence, you must weigh it in the same manner as you do all other evidence in the case. You are not permitted to consider evidence for any other purpose.
Estelle v. McGuire,
Concurrence Opinion
(concurring specially).
[¶ 35.] Steichen has failed to show a valid constitutional violation of due process in regard to the other act evidence admitted in his trial. Furthermore, the United States Supreme Court has not explicitly addressed whether other act testimony violates a defendant’s constitutional rights. Estelle,
[¶86.] In this habeas action, Steichen has failed to prove ineffective assistance of counsel. The record indicates that Stei-chen’s trial counsel adequately represented him and properly argued against admittance of the other act evidence. Under these facts, the trial court’s admission of this evidence does not provide grounds for reversal on a habeas claim. For these reasons, I concur specially.
