RICHARD STEC ET AL. v. RAYMARK INDUSTRIES, INC., ET AL.
(AC 29346)
Appellate Court of Connecticut
Argued December 3, 2008-officially released April 28, 2009
114 Conn. App. 81
Gruendel, Lavine and West, Js.
For the foregoing reasons, I respectfully dissent.
Lucas D. Strunk, for the appellee (defendant Hartford Insurance Group).
Eric L. Sussman, for the appellee (defendant General Reinsurance Corporation).
Christopher Meisenkothen, for the appellee (plaintiff June Stec).
David J. Weil, for the appellee (defendant National Union Fire Insurance Company).
Opinion
GRUENDEL, J. This case calls on us to address an unresolved area of workers’ compensation procedure. Specifically, we must determine whether the filing of an appeal from the decision of a compensation commissioner to the workers’ compensation review board (board) outside of the statutory time period for filing such an appeal deprives the board of subject matter jurisdiction. Put another way, we must decide whether an appellee can waive timeliness of filing a workers’ compensation appeal.
In Dechio v. Raymark Industries, Inc., 114 Conn. App. 58, 968 A.2d 450 (2009), also decided today, we held that a party to a workers’ compensation action that has participated fully in the proceedings that resulted in the issuance of a finding and award by the commissioner must appeal to the board from that finding and award rather than from any subsequent order. Because the appeal to the board in Dechio was filed more than twenty days after the applicable finding and award was issued, we concluded that the appeal was not timely under
The facts underlying this case are largely undisputed. In 1986, the plaintiffs, Richard Stec, now deceased, and June Stec, his surviving spouse, filed a workers’ compensation claim alleging that the decedent contracted lung cancer as a result of exposure to asbestos during the course of his employment with the defendant Raymark Industries, Inc. (Raymark).1 Raymark has been in bankruptcy proceedings since 1986, and the defendant second injury fund (fund)2 was cited in as a party to the workers’ compensation claim because of its potential liability pursuant to
Hearings were held before the compensation commissioner between 2002 and 2005, and on October 3, 2005, the commissioner issued a finding and award. In that finding and award, the commissioner found, inter
Subsequent to that October 3, 2005 finding and award, the Bankruptcy Court issued relief from the automatic stay in the Raymark bankruptcy case. Thereafter, on September 29, 2006, the commissioner issued a new finding and award ordering Raymark to pay “all the chapter 568 benefits noted in the October 3, 2005 finding and award.” On October 25, 2006, the commissioner issued an order to the fund for payment of the benefits under the October 3, 2005 finding and award.
The fund appealed to the board on November 13, 2006. National Union Fire Insurance Company, a defendant and appellee in this case, filed a motion to dismiss the appeal on December 5, 2006, claiming that the fund was required to appeal to the board within twenty days of the October 3, 2005 finding and award. In response, the fund argued that the appeal was timely, as it was
In light of our holding in Dechio v. Raymark Industries, Inc., supra, the dispositive issue on appeal is whether the failure to file an appeal to the workers’ compensation review board within the twenty day period set forth in
These established precepts indicate that if filing a late appeal from the compensation commissioner‘s finding and award implicates the board‘s subject matter jurisdiction over the appeal, then the timeliness of the appellee‘s motion to dismiss would be immaterial. If, conversely, the failure to file a timely appeal does not implicate subject matter jurisdiction, the board would have discretion to hear a late appeal if it is not the subject of a timely motion to dismiss. This issue is complicated by decades of imprecise and inconsistent precedent and by numerous amendments to the statute governing the appeal period. As such, we must analyze the case law and the history of the statute to resolve the question before us.
I
HISTORY AND PRECEDENT
The General Assembly passed Connecticut‘s first workers’ compensation statute in 1913. Public Acts 1913, No. 138. At that time in our history, “[t]he almost universal introduction of machinery, with its peculiar dangers” necessitated a change in the common-law approach to compensating injured employees. Report, Conn. State Comm‘n on Compensation for Industrial Accidents, p. 3 (1912). The pressure to introduce a comprehensive workers’ compensation statute was part of a growing movement. Jurisdictions around the country were passing workers’ compensation legislation for the first time-substantially all statutes on the subject in the United States had been in effect for fewer than three years. Id., p. 2. “Under the statute, the employee surrenders his right to bring a common law action against the employer, thereby limiting the employer‘s liability to the statutory amount. . . . In return, the employee is compensated for his or her losses without
Section twenty-seven of the original 1913 act, which was codified as § 5366 of the General Statutes, provides in relevant part: “At any time within ten days after entry of such finding and award by the commissioner either party may appeal therefrom to the superior court for the county in which the injury was sustained. . . .” In Murphy v. Elms Hotel, 104 Conn. 351, 133 A. 106 (1926), our Supreme Court was called upon to construe § 5366, the predecessor to
Although Murphy has never been overturned by our Supreme Court,4 the applicable section of the workers’ compensation statute, now
At present, the statute provides in relevant part: “At any time within twenty days after entry of an award by the commissioner, after a decision of the commissioner upon a motion or after an order by the commissioner according to the provisions of section 31-299b, either party may appeal therefrom to the Compensation Review Board by filing in the office of the commissioner . . . an appeal petition . . . .”
Before engaging in that analysis, we note that matters are complicated by the fact that subsequent to the Supreme Court‘s decision in Murphy, this court rendered several decisions that reached a conclusion contrary to Murphy. For example, in Freeman v. Hull Dye & Print, Inc., 39 Conn. App. 717, 720, 667 A.2d 76 (1995), we noted that “[o]nce the board determines that an appeal is untimely it no longer has jurisdiction to
The board also has held on numerous occasions that it lacks subject matter jurisdiction over a late appeal. In Orciari v. Labor Ready, Inc., No. 4702 CRB-5-03-8 (May 25, 2005), for example, the board stated: “When a petitioner fails to file an appeal within the statutorily
II
STATUTORY CONSTRUCTION
In light of the multiple amendments to
“Our cases regarding appellate time limitations have generally followed one of three lines of analysis. The first line of cases holds that, because the twenty day time limitation on appeals imposed by Practice Book § 4009 [now § 63-1] is not subject matter jurisdictional, we have discretion to hear a late appeal. . . . The rationale for this rule is that the twenty day period established by § 4009 [now § 63-1] is not a constitutionally or legislatively created condition precedent to the jurisdiction of this court. The source of the authority for the adoption of the rule lies in the inherent right of constitutional courts to make rules governing their procedure. . . . Such time constraints, which are created by the courts, can be waived by the courts.
“The second line of cases holds that time limitations on the right to appeal that are contained in statutes, rather than in the provisions of the Practice Book, are subject matter jurisdictional. . . . The rationale for this line of cases is that . . . appellate subject matter jurisdiction is created by statute, and we have no power to enlarge or circumscribe it. . . .
“The third line of cases holds, contrary to cases in the second line of cases, that some statutory time limitations on the right to appeal are discretionary, rather than jurisdictional. . . .
“[T]he proper analysis of a statutory time limitation on the right to appeal devolves into a question of statutory construction: did the legislature, in imposing the
time limitation, intend to impose a subject matter jurisdictional requirement on the right to appeal? We approach this question according to well established principles of statutory construction designed to further our fundamental objective of ascertaining and giving effect to the apparent intent of the legislature. . . . In seeking to discern that intent, we look to the words of the statute itself, to the legislative history and circumstances surrounding its enactment, to the legislative policy it was designed to implement, and to its relationship to existing legislation and common law principles governing the same general subject matter.” (Citations omitted; internal quotation marks omitted.) Ambroise v. William Raveis Real Estate, Inc., supra, 226 Conn. 762-64.
A
At the outset, we note that our construction of
We begin our analysis of the section‘s construction with the language of the statute itself. See
That conclusion is bolstered by the legislative history of the 2001 amendment to the statute, which increased the time to appeal from ten days to twenty days. In the only substantive discussion of the amendment in the legislative records, David Schoolcraft, a workers’ compensation attorney and member of the workers’ compensation section of the Connecticut Bar Association, testified before the Judiciary Committee regarding the desirability of expanding the appeal period to twenty days for the purpose of “bringing the appeal period for workers’ compensation into line with the Superior Court, the traditional 20 days in the Practice Book.” Conn. Joint Standing Committee Hearings, Judiciary, Pt. 4, 2001 Sess., p. 1148. This testimony further reflects an understanding by the committee responsible for the current incarnation of the section8 that the standards governing time for filing an appeal from a commissioner‘s decision would be similar to those governing an appeal from the Superior Court. Cf. State v. Ledbetter, 240 Conn. 317, 337-39, 692 A.2d 713 (1997) (testimony before committee and comments of committee members indicate legislative purpose).
B
There are, however, several arguments to be made that the proper construction of
The next argument that might tend to indicate that
III
CONCLUSION
In Murphy v. Elms Hotel, supra, 104 Conn. 351, our Supreme Court held that the time limitation on an appeal from the finding and award of a workers’ compensation commissioner imposed by
Further, the language of the statute and its legislative history do not explicitly limit the board‘s jurisdiction. Moreover, they indicate that appeals from a compensation commissioner are to follow the same procedure as appeals from the Superior Court, which likewise illustrates an intention not to limit the board‘s subject matter jurisdiction. In addition, the canons that govern our construction of the Workers’ Compensation Act-
The decision of the workers’ compensation review board is reversed and the case is remanded for further proceedings consistent with this opinion.
In this opinion WEST, J., concurred.
LAVINE, J., concurring. I concur that the failure to file a timely appeal from the finding and award of the workers’ compensation commissioner (commissioner) to the workers’ compensation review board (board) does not deprive the board of jurisdiction. That question of whether a late appeal from the commissioner was void or merely voidable was decided by our Supreme Court more than eighty years ago in Murphy v. Elms Hotel, 104 Conn. 351, 353, 133 A. 106 (1926), and affirmed under the current form of the statute in Matey v. Estate of Dember, 256 Conn. 456, 744 A.2d 113 (2001).
