STATEWIDE GRIEVANCE COMMITTEE v. NANCY BURTON
(AC 25284)
Appellate Court of Connecticut
Argued January 7—officially released April 19, 2005
88 Conn. App. 523
Foti, Dranginis and Bishop, Js.
Nancy Burton, pro se, the appellee (defendant), filed a brief.
Opinion
DRANGINIS, J. The issue in this appeal is whether a trial court has subject matter jurisdiction over a presentment complaint (presentment), filed pursuant to
The plaintiff, the statewide grievance committee, appeals from the judgment of the court, Mintz, J., dismissing the presentment for lack of subject matter jurisdiction. The court concluded that it did not have jurisdiction because the defendant, Nancy Burton, already had been disbarred. On appeal, the plaintiff claims that the court improperly concluded that it lacked subject matter jurisdiction. We agree.2
Subsequently, in November, 2001, the court, Mottolese, J., disbarred the defendant from the practice of law in this state for misconduct that occurred subsequent to the 1995 incident. See Sullivan v. Monroe, Superior Court, judicial district of Fairfield, Docket No. 370545 (November 2, 2001).3 The defendant thereafter filed a writ of error to contest her disbarment. Our Supreme Court dismissed the writ of error, thereby upholding the defendant‘s disbarment. Burton v. Mottolese, 267 Conn. 1, 59, 835 A.2d 998 (2003), cert. denied, 541 U.S. 1073, 124 S. Ct. 2422, 158 L. Ed. 2d 983 (2004).
“A motion to dismiss tests, inter alia, whether, on the face of the record, the court is without jurisdiction.” (Internal quotation marks omitted.) Berlin Batting Cages, Inc. v. Planning & Zoning Commission, 76 Conn. App. 199, 203, 821 A.2d 269 (2003). “Because such a determination involves a question of law, our review is plenary.” (Internal quotation marks omitted.) Goodyear v. Discala, 269 Conn. 507, 511, 849 A.2d 791 (2004). “Where a decision as to whether a court has subject matter jurisdiction is required, every presumption favoring jurisdiction should be indulged.” (Internal quotation marks omitted.) Stewart-Brownstein v. Casey, 53 Conn. App. 84, 88, 728 A.2d 1130 (1999).
There is a distinction between a court‘s jurisdiction and its statutory authority to act. See 1 Restatement (Second), Judgments § 11 (1982). “Subject matter jurisdiction involves the authority of a court to adjudicate the type of controversy presented by the action before it. . . . A court does not truly lack subject matter jurisdiction if it has competence to entertain the action before it. . . . Once it is determined that a tribunal has authority or competence to decide the class of cases to which the action belongs, the issue of subject matter jurisdiction is resolved in favor of entertaining the action.” (Citations omitted; internal quotation marks omitted.) Amodio v. Amodio, 247 Conn. 724, 727-28, 724 A.2d 1084 (1999). “Fixing the qualifications for, as well as admitting persons to, the practice of law in this state has ever been an exercise of judicial power.” (Internal quotation marks omitted.) Scott v. State Bar Examining Committee, 220 Conn. 812, 817, 601 A.2d 1021 (1992).
Judge Mintz concluded that the court lacked subject matter jurisdiction because the issue was not justiciable, as the defendant was no longer a member of the bar. In reaching this conclusion, he relied on the definition of justiciability set forth in Mayer v. Biafore, Florek & O‘Neill, 245 Conn. 88, 713 A.2d 1267 (1998). “Justiciability requires (1) that there be an actual controversy between or among the parties to the dispute . . . (2) that the interests of the parties be adverse . . . (3) that the matter in controversy be capable of being adjudicated by judicial power . . . and (4) that the determination of the controversy will result in practical relief to the complainant.” (Internal quotation marks omitted.) Id., 91. Judge Mintz concluded that because the defendant had been disbarred prior to the filing of the presentment, the third and fourth prongs of the justiciability rule were wanting. We conclude, however, that, although the defendant has been disbarred for conduct unrelated to the 1995 incident alleged in the presentment, the matter is capable of being adjudicated and the determination of the controversy will result in practical relief to the plaintiff.
Although the dissent contends that Judge Mintz properly dismissed the presentment because the issue is moot as there is no legal relief that can be granted, we note that our case law uses the terms legal and practical
“[A] comprehensive disciplinary scheme has been established to safeguard the administration of justice, and [is] designed to preserve public confidence in the system and to protect the public and the court from unfit practitioners. . . .
“An attorney as an officer of the court in the administration of justice, is continually accountable to it for the manner in which he exercises the privilege which has been accorded him. His admission is upon the implied condition that his continued enjoyment of the right conferred is dependent upon his remaining a fit and safe person to exercise it, so that when he, by misconduct in any capacity, discloses that he has become or is an unfit or unsafe person to be entrusted with the responsibilities and obligations of an attorney, his right to continue in the enjoyment of his professional privilege may and ought to be declared forfeited.
When Judge Mottolese disbarred the defendant, he ordered that she was prohibited from applying for readmission to the bar for five years, among other things. Sullivan v. Monroe, supra, Superior Court, Docket No. 370545. One who has been disbarred has the right to apply for readmission.
We conclude therefore that there is practical benefit to both parties to resolve this controversy sooner rather than later. We take judicial notice of the plaintiff‘s argument before Judge Mintz on the motion to dismiss that all three of the judges involved in the 1995 incident are now trial judge referees. As in any case, time dims the memory of all witnesses. A resolution of the controversy also will benefit the courts and the public, the third party beneficiaries of our attorney disciplinary system. If, and when, the defendant seeks to apply for readmission to the bar, the defendant‘s record before the bar admission committee will be more complete if this matter is adjudicated. The issue to be decided is
With respect to the defendant, we foresee a possible impediment to her applying for readmission to the bar if the 1995 incident remains unresolved. We cannot anticipate how the absence of a decision will be considered by the bar examining committee that would review the defendant‘s application for readmission. Alternatively, if the defendant is readmitted to the bar, will she immediately be faced with a presentment related to the 1995 incident? We also take issue with the dissent‘s position that the Superior Court can not suspend or disbar the defendant because she has been disbarred and remains so.
Although it is true, as the dissent points out, that the plaintiff reprimanded the defendant for the 1995 incident, the defendant appealed from the reprimand. Although the reprimand was upheld on appeal in the Superior Court, this court reversed that judgment after concluding that the defendant had been denied due process of law because she was not present at the hearing on the appeal. Burton v. Statewide Grievance
We therefore conclude that the Superior Court has jurisdiction to consider the presentment related to the defendant‘s conduct that occurred prior to her disbarment, as the controversy is justiciable.9
The judgment is reversed and the case is remanded for further proceedings.
In this opinion FOTI, J., concurred.
BISHOP, J., dissenting. My colleagues in the majority reverse the judgment of the trial court on the basis that the matter presented by the plaintiff, the statewide
That the defendant, Nancy Burton, had been disbarred and the order of disbarment had been affirmed by the Supreme Court before the filing of this presentment can not be disputed. See Burton v. Mottolese, 267 Conn. 1, 835 A.2d 998 (2003), cert. denied, 541 U.S. 1073, 124 S. Ct. 2422, 158 L. Ed. 2d 983 (2004).1
When the committee presents an attorney for misconduct, the court is authorized by
In apparent recognition that the court could not suspend or disbar an already disbarred attorney, the majority nevertheless concludes that the matter is justiciable because a judicial response to the presentment could be beneficial to the committee should the defendant ever seek readmission to the bar. I do not share the majority‘s belief that the terms “relief” and “benefit” are interchangeable in this instance, nor do I believe that the presentment is justiciable merely because the committee might one day benefit from the court‘s second condemnation of the defendant‘s past acts of misconduct.
To the contrary, our decisional law instructs us that justiciability requires “(1) that there be an actual controversy between or among the parties to the dispute . . . (2) that the interests of the parties be adverse . . . (3) that the matter in controversy be capable of being adjudicated by judicial power . . . and (4) that the determination of the controversy will result in practical relief to the complainant.” (Internal quotation marks omitted.) Mayer v. Biafore, Florek & O‘Neill, 245 Conn. 88, 91, 713 A.2d 1267 (1998). Additionally, the contingent nature of the benefit that a present adjudication could confer on the committee belies its present justiciability.
Our Supreme Court confronted a legally analogous circumstance in Milford Power Co., LLC v. Alstom Power, Inc., 263 Conn. 616, 822 A.2d 196 (2003), a case in which the plaintiff had sought a judicial declaration of the legal efficacy of a notice sent by one party to the other. Approving of the trial court‘s dismissal of the matter as not justiciable, the court opined: “Our resolution of this appeal begins and ends with the defendants’ claim that the action is not yet ripe for adjudication. In light of the rationale of the ripeness requirement,
“Without a claim of entitlement by the defendants, there is no dispute and the trial court cannot conclude definitively that its decision will have any effect on the adversaries before it. In other words, because the plaintiff‘s claims were contingent on the outcome of a dispute that had not yet transpired, and indeed might never transpire, the injury was hypothetical and, therefore, the claim was not justiciable.” (Citations omitted; internal quotation marks omitted.) Id., 626-27. Here, as in Milford Power Co., LLC, the plaintiff seeks an adjudication not for the purpose of any present discipline, but solely for the benefit such an adjudication might provide in the event the defendant seeks readmission to the bar at some future time.
Finally, on this point, the issue is not justiciable because an adjudication by the court would offer no guidance to the present conduct of the parties. As our Supreme Court observed in Esposito v. Specyalski, 268 Conn. 336, 844 A.2d 211 (2004), in finding that a trial court‘s ruling on a motion for summary judgment was merely advisory: “We are not compelled to decide claims of right which are purely hypothetical or are not of consequence as guides to the present conduct of the parties. The second of the limitations upon the exercise of the power . . . provides that there must be an actual, bona fide and substantial question or issue in dispute, or a substantial uncertainty of legal relations which requires settlement. . . . On the basis of the underlying principle behind the ripeness requirement, we must be confident that the court is not faced with a hypothetical injury or a claim dependent upon some
The second basis on which I would affirm the court‘s dismissal of the presentment is mootness. Each act of attorney misconduct recited in the committee‘s current presentment was utilized by the trial court, and on appeal, to support the sanction of disbarment already imposed on the defendant.2 The committee‘s presentment referred to six discrete acts of misconduct, each of which the trial court utilized as an aggravating factor justifying the defendant‘s disbarment.3
The presentment alleged that on December 11, 1989, the defendant was reprimanded “in connection with CV88-0295948, Michael v. Burton.” Similarly, the Supreme Court in Burton v. Mottolese, supra, 267 Conn. 1, referred to ”Michael v. Burton, Superior Court, judicial district of Danbury, Docket No. CV88 295948 (1989), (Mottolese, J.) Reprimand. Unfounded, outrageous allegations of misconduct by Judge Howard Moraghan and other court personnel.” (Internal quotation marks omitted.) Burton v. Mottolese, supra, 56 n.51.
The presentment next referenced a reprimand issued by the committee in the matter of Voog v. Burton, Grievance Complaint No. 90-0113. The court, in Burton, also
The presentment next alleged that on September 21, 2000, the committee had issued a reprimand in Moraghan v. Burton, Grievance Complaint No. 97-0338, and that the defendant‘s “subsequent appeal of [the] reprimand was dismissed by both the trial court and the Appellate Court. The defendant‘s petition for certification to the Supreme Court was denied.” In Burton, the court referred to ”Moraghan v. Burton, Docket No. CV97-0338 (2000), Reprimand. Violation of rule 8.2 (a), appeal to the Superior Court pending.” (Internal quotation marks omitted.) Burton v. Mottolese, supra, 267 Conn. 57 n.51.4
The presentment next alleged that on November 16, 2000, the committee had issued a reprimand in Fairfield Judicial District Grievance Panel v. Burton, Grievance Complaint No. 98-0368, and that the defendant‘s appeal from this reprimand was subsequently dismissed by both the trial court and this court. Again, the Burton court noted this reprimand as an aggravating factor. The court noted, ”Fairfield Judicial District Grievance Panel v. Burton, Docket No. CV98-0368, Reprimand. Violation of rule 3.1, appeal to Superior Court pending.” (Internal quotation marks omitted.) Burton v. Mottolese, supra, 267 Conn. 57 n.51. Next, the presentment
Finally, the presentment contained several allegations relating to a December 12, 1995 letter written by the defendant to then Chief Justice Ellen A. Peters in which she claimed that several judges had displayed the “stark appearance of judicial corruption.” The committee claimed that these allegations were unfounded and that by making them, the defendant had violated rules 8.2 (a) and 8.4 (4) of the Rules of Professional Conduct. In conjunction with this presentment, the committee failed to note that the defendant already had been reprimanded by the committee for this misconduct, but that its reprimand had been overturned on appeal on procedural grounds.5
Notwithstanding the committee‘s failure to detail the procedural path of its prior response to the defendant‘s December 12, 1995 letter, it is clear that the Burton court took this incident into consideration in determining the existence of aggravating factors warranting the defendant‘s disbarment. The court noted: ”Fairfield Grievance Panel v. Burton, CV96 0024 (1997) Reprimand. Violation of rules 8.2 (a) and 8.4 (d). This reprimand was affirmed by Judge McWeeny. Burton v. Statewide Grievance Committee, Superior Court, judicial district of Hartford-New Britain at Hartford, Docket No. CV97-057337 (September 24, 1998), reversed on procedural grounds in Burton v. Statewide Grievance Committee, 60 Conn. App. 698, 760 A.2d 1027 (2000). The complaint is currently being reheard by the statewide grievance committee.” (Internal quotation marks omitted.) Burton v. Mottolese, supra, 267 Conn. 56-57 n.51.
The third reason I would affirm the court‘s dismissal of the presentment is that I do not believe that the committee retains jurisdiction over a disbarred attorney to discipline or to make presentment against the attorney for predisbarment acts of misconduct. In reaching this conclusion, I recognize that there is scant decisional guidance on this point, and that the issue has not been faced yet in Connecticut. Nevertheless, this court is not entirely without a reasonable basis for assessing this question.
In Connecticut, the committee is a creature both of statute and of rule. See generally
The Florida Supreme Court, in Florida Bar v. Ross, 732 So. 2d 1037 (Fla. 1998), found that its jurisdiction over a disbarred attorney was limited to questions regarding whether the disbarred attorney was in compliance with orders relating to his or her disbarment and to allegations that the disbarred attorney was engaged in the unauthorized practice of law after his disbarment. Id., 1040-41. In reaching its conclusion, the Florida
As in Florida, a Connecticut court‘s authority to regulate the conduct of attorneys is limited to those who are admitted to practice in our courts. Because the defendant no longer enjoys that status, I believe she is not subject to the jurisdiction of the court for misconduct that took place before her disbarment even though she remains subject to the contempt power of the court for any postdisbarment acts that violate the court‘s disbarment order.
For the reasons stated, I respectfully dissent.
Notes
In her brief, the defendant argued that the court should have dismissed the presentment as a disciplinary sanction and granted her motion for sanctions against the plaintiff, its attorneys and several others. The defendant, however, failed to raise these claims in a cross appeal pursuant to
“1. Successful completion of a course in Connecticut civil practice and procedure at an accredited law school.
“2. Successful completion of a course in professional responsibility and legal/ethics at an accredited law school.
“3. Pass the multi-state examination in professional responsibility administered under the auspices of the Connecticut Bar Examining Committee.”
Sullivan v. Monroe, supra, Superior Court, Docket No. 370545. In Burton v. Mottolese, supra, 267 Conn. 1, the Supreme Court made specific reference to the trial court‘s finding that each of these incidents of misconduct constituted an aggravating factor in justification of its ultimate sanction. See id., 56 n.51.
