210 Conn. 582 | Conn. | 1989
On September 9, 1985, the defendant, Stephen Zwirn, was charged with two counts of the crime of sexual assault in the fourth degree, in violation of General Statutes § SSa-TSa,
While this appeal was pending we remanded the matter to the trial court and ordered an evidentiary hearing addressing the criteria set forth in State v. Jarzbek, 204 Conn. 683, 704-705, 529 A.2d 1245 (1987), cert. denied, 484 U.S. 1061, 108 S. Ct. 1017, 98 L. Ed. 2d 932 (1988). Pursuant to this order the trial court,
On appeal, the defendant claims that the trial court erred: (1) in failing to instruct the jury that sexual impropriety or indecency was a requisite element of the predicate act that formed the basis for the charge of risk of injury to a child; (2) in denying the defendant’s motion for a judgment of acquittal which claimed that the evidence was insufficient to support a finding that any act of the defendant exposed the alleged victims to any risk of injury; and (3) in granting the state’s motion to videotape the children’s testimony.
The jury could reasonably have found the following. The defendant was a former friend and lover of the victims’ mother. At the time of the alleged incidents, the children were eight and nine years old respectively.
I
The defendant’s first claim is that the trial court erred in granting the state’s motion to videotape the testimony of the two victims. After the defendant’s brief had been filed and before oral argument, this court remanded the case to afford the trial court an opportunity to supplement the record addressing the criteria set forth in the recently decided State v. Jarzbek, supra. In Jarzbek we held that, in appropriate circumstances, it was constitutionally permissible to videotape the testimony of a minor victim outside the presence of the defendant. The state, however, must prove by clear and convincing evidence that the defendant’s presence would have an adverse effect on the child’s ability to testify truthfully. Id., 704. We also stated that “[i]f the court concludes [on remand] that the state has not met its burden of proving such a need by clear and convincing evidence, the defendant is entitled to a new trial from which the videotaped testimony of [the victims] must be excluded.” Id., 708.
At the evidentiary hearing in this case, the trial court, Schimelman, J., found that the state had not met “its burden of proof with respect to either child that the trustworthiness of his or her testimony would be seri
The focus in State v. Jarzbek, supra, was on the trustworthiness of the minor victim’s testimony in the physical presence of the defendant. It was not, as the state’s argument implies, on the truthfulness of the videotaped testimony. Admission by the defendant of the veracity of the minor victims’ videotaped testimony is not equivalent to an admission that the testimony of the minor victims would not be trustworthy if given in the defendant’s presence. We find, therefore, the state’s argument to be without merit. Accordingly, there is error. See id., 708.
II
Because it is likely to arise at the defendant’s new trial we will address the defendant’s further claim of error. He argues that the trial court erred in its charge to the jury. The trial court instructed the jury that in order to find the defendant guilty of risk of injury to a child the state had to prove the following three elements: “Number one, that at the time of the incident, the alleged victims, and here we have two children . . . were under the age of 16. That’s the first one. And on the second one, the defendant did an act which was likely to impair the health or morals of the children, [and the third one, that] the defendant had the general intent to perform such an act.” The defendant contends that the charge failed to state that this crime requires an element of sexual impropriety or indecency in the predicate act which the state claims was allegedly committed by the defendant. We agree.
The trial court erred, therefore, in failing to instruct the jury that, in order to convict the defendant of violating § 53-21, it must find proven beyond a reasonable doubt that the defendant touched the children’s private parts in a sexual and indecent manner.
“[T]he due process clause requires that every fact necessary to constitute the crime of which an accused stands charged must be proven beyond a reasonable doubt before a conviction.” State v. Haddad, 189 Conn. 383, 388-89, 456 A.2d 316 (1983).
“When an error is of constitutional dimension, the state has the burden of proving it harmless beyond a reasonable doubt.” State v. Plourde, 208 Conn. 455, 468, 545 A.2d 1071 (1988), cert. denied, U.S. , 109 S. Ct. 847, 102 L. Ed. 2d 979 (1989). The state did not address this issue in its brief or in oral argument. An examination of the record discloses, however, that this error was not harmless beyond a reasonable doubt.
“The defendant was entitled to have the jury correctly and adequately instructed on the pertinent principles of substantive law.” State v. Cooper, 182 Conn. 207, 210, 438 A.2d 418 (1980). “It cannot be considered harmless error for a jury ‘to find an accused guilty without even knowing what are the essential elements of the crimes charged.’ ” State v. Gabriel, 192 Conn. 405, 414, 473 A.2d 300 (1984), quoting State v. Griffin, supra, 162-63. Even if the Jarzbek issue were not present, a new trial would be necessary because of the deficiencies in the jury instructions. See State v. Harman, 198 Conn. 124, 134, 502 A.2d 381 (1985); State v. Kurvin, 186 Conn. 555, 561, 442 A.2d 1327 (1982).
Ill
The defendant further claims that the trial court erred in denying his motion for acquittal because the evidence was insufficient to support a finding that any of his acts subjected the alleged victims to any risk of
As previously noted, the defendant had contact with the alleged victims on a number of occasions in a number of different circumstances and had placed his hand down their pants and “moved his fingers around.” The defendant claimed this to be a form of horseplay. On the basis of its assessment of what was done, the number of times it was done and the acccompanying circumstances, a jury could have found that these acts at some point rose to the level of the sexual and indecent conduct prohibited by the statute. We therefore conclude that a factual basis existed within the evidence offered to have found the defendant guilty of violating § 53-21.
There is error, the judgment is set aside and a new trial is ordered.
In this opinion the other justices concurred.
General Statutes § 53a-73a provides: “SEXUAL ASSULT in the fourth degree: class a misdemeanor, (a) A person is guilty of sexual assault
“(b) Sexual assault in the fourth degree is a class A misdemeanor.”
General Statutes § 53-21 provides: “injury or risk of injury to, or impairing morals of, children. Any person who wilfully or unlawfully causes or permits any child under the age of sixteen years to be placed in such a situation that its life or limb is endangered, or its health is likely to be injured, or its morals likely to be impaired, or does any act likely to impair the health or morals of any such child, shall be fined not more than five hundred dollars or imprisoned not more than ten years or both.”
The defendant argues in addition that the trial court erred: (1) by permitting the older sister of the alleged victims to be present at the videotaping of their testimony without any showing of justifying circumstances; (2) in excluding the testimony of third persons as to conversations they had had with the defendant regarding the children as tending to show that the defendant’s attitude toward the children was inconsistent with guilt; (3) in overruling the defendant’s objection to a proffer of evidence by the state tending to show possible prior inconsistent statements on wholly collateral matters not inquired into on direct examination of the defendant; (4) in permitting the state to amend the information after both the state and the defendant had rested their cases-in-chief; and (5) in allowing hearsay testimony under the constancy of accusation exception to the hearsay rule when the defendant was not contesting the substantial accuracy of the facts testified to by the minor witnesses. As these remaining claims may not arise in the course of a new trial, we decline to consider them at this juncture.
Our opinion on this issue is simply a reaffirmation of our position in State v. Pickering, 180 Conn. 54, 428 A.2d 322 (1980), i.e., that in order to convict a defendant of violating General Statutes § 53-21 the state must prove that the predicate act was committed in a sexual and indecent manner. We are not suggesting, however, that the state must prove that the defendant committed the act with the specific intent to impair the morals of a child. This position, therefore, is consistent with our holding in State v. McClary, 207 Conn. 233, 240, 541 A.2d 96 (1988), and the cases cited therein.