THE STATE OF NEW HAMPSHIRE v. MARSHALL ZIDEL
No. 2006-549
Supreme Court of New Hampshire
January 18, 2008
Hillsborough-northern judicial district
Argued: June 20, 2007
156 N.H. 684
Theodore Lothstein, assistant appellate defender, of Concord, on the brief and orally, for the defendant.
DUGGAN, J. The defendant, Marshall Zidel, appeals his conviction on nine counts of possession of child pornography, see
The following facts were found by the trial court for purposes of ruling upon the defendant‘s pretrial motion to dismiss or were stipulated to by the parties. At the time he was arrested, the defendant worked as a photographer at a camp in Amherst for children fifteen years old and younger. In that capacity, the defendant took pictures that were to be used to make an end-of-summer video yearbook or scrapbook for the children attending the camp.
The camp director identified two of the faces in the images as those of campers from the summer of 2004, who would have been fifteen years old at the time the photographs were taken. He gave the discs to the Amherst Police Department. The parents of all the females involved were able to identify the individuals as girls under sixteen at the time the images were created. When questioned, the defendant told the police that the sexually explicit “photographs were only his ‘personal fantasy’ and that they were not real.” The defendant was indicted for possession of child pornography.
Before trial, the defendant moved to dismiss, arguing that the prosecution pursuant to
On appeal, the defendant argues that the trial court erred in denying his constitutional challenges to
For purposes of this appeal, although we acknowledge that the images at issue may more properly be characterized as “composite images,” see United States v. Rearden, 349 F.3d 608, 613 (9th Cir. 2003) (noting distinction between “composite” and “morphed” imagеs), we adopt the terminology used by the United States Supreme Court in Ashcroft v. Free Speech Coalition, 535 U.S. 234, 242 (2002), and refer to the images in question as “morphed images.” Ashcroft, 535 U.S. at 242. As the Supreme Court explained, in contrast to wholly computer-generated images, there
We first address the defendant‘s as-applied challenge. We review questions of constitutional law de novo. State v. Decato, 156 N.H. 570, 573 (2007). As noted above, the defendant raises his claims under both the State and Federal Constitutions. Our settled rule is to first address the defendant‘s claims under the State Constitution, State v. Ball, 124 N.H. 226, 231 (1983), and cite federal opinions for guidance only. State v. MacElman, 154 N.H. 304, 307 (2006). Here, however, because United States Supreme Court preсedents compel us to hold that criminalizing the defendant‘s mere possession of the images in question violates his First Amendment rights, and because we are required to follow federal constitutional law, an analysis under the State Constitution is unnecessary. We therefore decide this case under the First and Fourteenth Amendments to the Federal Constitution.
“The
The United States Supreme Court has determined that content-based restrictions on certain categories of speech satisfy strict scrutiny, and, thus, are not entitled to absolute constitutional protection. Ashcroft, 535 U.S. at 245-46; see People v. Alexander, 791 N.E.2d 506, 509 (Ill. 2003). This unprotected speech “includ[es] defamation, incitement, obscenity, and pornography produced with real children.” Ashcroft, 535 U.S. at 246. Obscenity and child pornography are the two categories relevant here.
“The regulation of child pornography was initially rooted in the Supreme Court‘s obscenity dоctrine.” United States v. Williams, 444 F.3d 1286, 1290 (11th Cir. 2006). In Miller v. California, 413 U.S. 15 (1973), the Supreme Court reaffirmed that distribution of “obscene material is not protected by the First Amendment,” id. at 36, and set forth a standard for
While the government has “broad power to regulate obscenity,” the Supreme Court held in Stanley v. Georgia, 394 U.S. 557 (1969), that this “power ... does not extend to mere possession by the individual in the privacy of his own home.” Stanley, 394 U.S. at 568. In so holding, the Court rejected all of Georgia‘s justifications for banning the mere possession of obscene materials. Id. at 565-68. First, the Court explained that the asserted “right to protect the individual‘s mind from the effects of obscenity” is “wholly inconsistent with the philosophy of the First Amendment.” Id. at 565-66. Second, it rejected Georgia‘s assertion that “exposure to obscene materials may lead to deviant sexual behavior or crimes of sexual violence,” because there was “little empirical basis for that assertion” and “the deterrents ordinarily to be applied to prevent crime are education and punishment for violations of the law.” Id. at 566-67 (quotation omitted). Third, the Court found that, in a possession case, there is no “danger that obscene material might fall into the hands of children, or that it might intrude upon the sensibilities or privacy of the general public.” Id. at 567 (citations omitted). Finally, the Court flatly rejected the argument that “prohibition of possession of obscene materials is a necessary incident to statutory schemes prohibiting distribution” аs a result of “difficulties of proving an intent to distribute or in producing evidence of actual distribution.” Id. It found that such difficulties, if they existed, did not “justify infringement of the individual‘s right to read or observe what he pleases.” Id. at 568. Accordingly, the Supreme Court held that “the First and Fourteenth Amendments prohibit making mere private possession of obscene material a crime.” Id.
With respect to child pornography, New York v. Ferber, 458 U.S. 747, 764-66 (1982), and Osborne v. Ohio, 495 U.S. 103, 111 (1990), together hold that a state may proscribe the distribution and mere possession of child pornography. Both cases recognized that states have a compelling interest “in safeguarding the physical and psychological well-being of a minor.” Ferber, 458 U.S. at 756-57 (quotation omitted); see Osborne, 495 U.S. at 109.
In Ferber, the Court relied upon three justifications for a proscription on the distribution of child pornography. First, the Court reasoned, “The distribution of photographs and films depicting sexual аctivity by juveniles is intrinsically related to the sexual abuse of children in at least two ways“: (1) “the materials produced are a permanent record of the children‘s
Accordingly, because “[r]ecognizing and classifying child pornography as a category of material outside the protection of the First Amendment [wa]s not incompatible with [its] earlier decisions,” id. at 763, the Court concluded that, generally, “[c]ontent-based restrictions on child pornography satisfy strict scrutiny,” Alexander, 791 N.E.2d at 510 (citing Ferber, 458 U.S. at 756-59). The Court noted, however, that there are “limits on the category of child pornography whiсh, like obscenity, is unprotected by the First Amendment.” Ferber, 458 U.S. at 763. Thus, “distribution of descriptions or other depictions of sexual conduct, not otherwise obscene, which do not involve live performance or photographic or other visual reproduction of live performances, retains First Amendment protection.” Id. at 764-65.
In Osborne, the Court extended Ferber‘s holding to allow states to proscribe the mere possession of child pornography. Osborne, 495 U.S. at 111. The Court noted that, in contrast to Stanley, where Georgia “was concerned that obscenity would poison the minds of its viewers,” id. at 109 (citation omitted), Ohio did “not rely on a paternalistic interest in regulating Osborne‘s mind,” id. Rather, Ohio proscribed possession of child pornography “to protect the victims of child pornography” by “destroy[ing] a market for the exploitative use of children.” Id. Thus, the Court found that “the interests underlying child pornography prohibitions far exceed[ed] the interests justifying the Georgia law at issue in Stanley.” Id. at 108.
Osborne additionally found that several interests justified Ohio‘s ban upon the possession of child pornography. First, “the use of children as subjects of pornographic materials is harmful to the physiological, emotional, and mental health of the child.” Id. at 109. Second, it explained
In Ashcroft, the Supreme Court declared unconstitutional as overbroad
In finding
The Government first argued that virtual child pornography fell within the category of child pornography unprotected by Ferber because it is “virtually indistinguishable from child pornography.” Ashcroft, 535 U.S. at 249. The Court rejected this contention for two reasons. First, in Ferber, “[t]he production
Second, the Court rejected the Government‘s assertion that virtual child pornography “can lead to actual instances of child abuse.” Id. It explained that, for virtual child pornography, “the causal link is contingent and indirect” because “[t]he harm does not necessarily follow from the speech, but depends upon some unquantified potential for subsequent criminal acts.” Id. The Court found such indirect harms insufficient because, although “child pornography rarely can be valuable speech,” id., ”Ferber‘s judgment about child pornography was based upon how it was made, not on what it communicated,” and ”Ferber did not hold that child pornography is by definition without value,” id. at 250-51. The Court concluded, “In contrast to the speech in Ferber, speech that itself is the recоrd of sexual abuse, the CPPA prohibits speech that records no crime and creates no victims by its production. Virtual child pornography is not ‘intrinsically related’ to the sexual abuse of children, as were the materials in Ferber.” Id. at 250. Accordingly, the Court rejected the government‘s assertion that virtual child pornography is unprotected speech under Ferber. Id. at 251.
Given its holding that virtual child pornography is protected speech, the Court went on to apply strict scrutiny to determine whether the Government could constitutionally proscribe this speech. Applying this demanding test, the Court flatly rejected the Government‘s justifications for banning virtual child pornography. First, the Government asserted that “the CPPA [wa]s necessary because pedophiles may use virtual child pornography to seduce children.” Id. The Court disagreed and found that the CPPA was not “narrowly drawn” to achieve this objective. Id. at 252. It explained, “The Government cannot ban speech fit for adults simply because it may fall into the hands of children. The evil in question depends upon the actor‘s unlawful conduct, conduct defined as criminal quite apart from any link to the speech in question.” Id. Thus, the restriction upon virtual child pornography went “well beyond” the interest in “prohibit[ing] illegal conduct” by “restricting the speech available to law-abiding adults.” Id. at 252-53.
Third, the Government “argue[d] that its objective of eliminating the market for pornography produced using real children necessitates a prohibition on virtual images as well.” Id. at 254. The Government submitted that since they are often indistinguishable and exchanged in the same market, the “virtual images promote the trafficking in works produced through the exploitation of real children.” Id. Rejecting this market deterrence theory, the Court noted that “[i]n the case of the material covered by Ferber, the creation of the speech is itself the crime of child abuse; the prohibition deters the crime by removing the profit motive.” Id. Because “there is no underlying crime at all” with virtual child pornography, the Government‘s market deterrence theory did not justify the statute. Id.
Finally, the Government maintained that virtual child pornography needed to be banned because advanced technology makes it difficult to determine whether “pictures were made by using real children or by using computer imaging,” thus making it difficult “to prosecute those who produce pornography by using real children.” Id. at 254-55. The Supreme Court found that this argument “turn[ed] the First Amendment upside down.” Id. at 255. It explained: “Protected speech does not become unprotected merely because it resembles the latter. The Constitution requires the reverse.” Id.. Thus, the Government could not ban “unprotected speech if a substantial amount of protected speech [wa]s prohibited or chilled in the process.” Id.. Accordingly, because
Relying upon the foregoing cases, the defendant argues that applying
[T]he overall set of rationales and principles relied upon by Ferber, and reinforced by Ashcroft‘s discussion of Ferber, support the narrow view that materials cannot be classified as child pornography unless children are involved in the production process—not the “post-production” process where images can be cut, pasted, and morphed—but the production process, the actual, sordid, filming or photography of child sexual abuse.
The State counters that because the defendant‘s images “incorporate identifiable pictures of real children,” they “create harm to those children, even if the original pictures did not involve sexual activity, [since] those children are depicted as participating in such activity through manipulаtion of their likeness.” The State argues that “harm is caused even when only one person views such an image,” and, thus, “the State has a legitimate interest in preventing that harm, and no right of free speech is violated by prohibiting the possession of such images.”
The legislature finds that there has been a proliferation of exploitation of children through their use as subjects in sexual performances. The care of children is a sacred trust and should not be abused by those who seek to profit through a commercial network based upon the exploitation of children. The public policy of the statute demands the protection of children from exploitation through sexual performances.... In accordance with the United States Supreme Court‘s decision in New York v. Ferber, this chapter makes the dissemination of visual
representations of children under the age of 16 engaged in sexual activity illegal irrespective of whether the visual representations are legally obscene.
(Emphasis added.) Interpreting the identical legislative declaration in New York‘s statute, Ferber found that a state has a compelling interest “in safeguarding the physical and psychological health of a minor.” Ferber, 458 U.S. at 756-57 (quotation omitted). As with our legislature‘s declaration, the focus in New York‘s statute was to combat the harm resulting to children from the distribution of depictions of sexual conduct involving live performance or visual reproduction of live performances by children. Id. at 764-65. Thus, the purpose of
While this interest is undoubtedly compelling, Ferber, 458 U.S. at 756-57, criminalizing the possession of materials depicting heads and necks of identifiable minor females superimposed upon naked female bodies, where the naked bodies do not depict body parts of actual children engaging in sexual activity, does not promote this interest. Contrary to the State‘s assertion, when no part of the image is “the product of sexual abuse,” Ashcroft, 535 U.S. at 249, and a person merely possesses the image, no demonstrable harm results to the child whose face is depicted in the image.
In Ashcroft, the Court emphasized that ”Ferber‘s judgment about child pornography was based upon how it was made, not on what it communicated.” Ashcroft, 535 U.S. at 250-51. Unlike the images in Ferber and Osborne, the images in this case do not “permanently record the [child]‘s abuse.” Osborne, 495 U.S. at 111. Although they may constitute a “permanent record” that if distributed may be harmful to the depicted child, such harm does not necessarily follow from the mere possession оf these morphed images. Instead, the harm is contingent upon the occurrence of another arguably unlawful act; to wit, distribution. See Ashcroft, 535 U.S. at 250. The State “may not prohibit speech because it increases the chance an unlawful act will be committed at some indefinite future time.” Id. at 253 (quotation omitted).
Further, while Osborne proscribes the mere possession of pornography produced with real children, see Ashcroft, 535 U.S. at 245-46; Osborne, 495 U.S. at 111, its holding is anchored in “the concern for the participants, those whom it called the ‘victims of child pornography,‘” Ashcroft, 535 U.S. at 250 (quoting Osborne, 495 U.S. at 110). These participants are the children who have been sexually abused or exploited in the production of the materials. Ferber, 458 U.S. at 759. The mere possession of morphed
Moreover, while a ban upon the possession of these morphed images may encourage possessors to destroy them, besides the indirect harm that may result from the potential distribution of these materials, the State has not advanced any additional narrow justification supporting this interest. As explained above, the possible circulation of these materials is insufficient justification for banning protected speech. Ashcroft, 535 U.S. at 250, 253. To the extent the State asserts that these morphed images require destruction because pedophiles use them to “seduce other children into sexual activity,” Osborne, 495 U.S. at 111, the Supreme Court explicitly rejected this rationale in Ashcroft. Ashcroft, 535 U.S. at 253-54. Additionally, because they are not the product of the crime of child abuse, criminalizing the possession of these morphed images created from “innocent pictures” of actual children would not eliminate the market for pornography produced through the abuse of real children. Ashcroft, 535 U.S. at 254. Therefore, their possession is “not ‘intrinsically related’ to the sexual abuse of children, as were the materials in Ferber.” Ashcroft, 535 U.S. at 250.
Finally, however distasteful, reprehensible, and valueless this conduct might seem, cf. Ferber, 458 U.S. at 762, the
Although Ashcroft stated, in dicta, that morphed images “implicate the interests of real children and are in that sense closer to the images in Ferber,” Ashcroft, 535 U.S. at 242, Ferber involved the distribution of child pornography, not its possession, Ferber, 458 U.S. at 751-52. Unlike a distribution case, in the private possession realm, neither the real child nor the general public observes the images; only the possessor views them. See Stanley, 394 U.S. at 567. Thus, while distribution of these morphed images might implicate the interests of real children, mere possession does not cause harm to the child. Accordingly, applying the standard articulated in Ashcroft, Ferber, and Stanley to the defendant, the statute is not narrowly tailored to achieve the State‘s asserted objectives.
Although there is no contention that the nude body actually is that of AC or that he was involved in the production of the image, a lasting record has been created of AC, an identifiable minor child, seemingly engaged in sexually explicit activity. He is thus victimized every time the picture is displayed. Unlike ... virtual child pornography or ... pornography using youthful looking adults ..., this image created an identifiable child victim of sexual exploitation.
Id. The Court noted, however, that “[t]his is not the typical morphing case in which an innocent picture of a child has been altered to appear that the child is engaging in sexually explicit conduct,” and that “there may well be instances in which the [statute] violates the First Amendment.” Id. at 632 (emphasis added).
Bach is distinguishable for two reasons. First, in Bach, the defendant challenged his conviction “for receipt of child pornography under [
Second, unlike these morphed images, the Bach picture depicted a young nude boy engaged in sexually explicit activity. Bach, 400 F.3d at 632. Thus, in Bach, the creation of the photograph involved the use and sexual exploitation of a real child. In contrast, the record here contains no evidence indicating that any of these morphed images depict similar conduct by a real child. Accordingly, while we might reach a different
Our finding that application of
Reversed.
BRODERICK, C.J., concurred; HICKS, J., dissented.
HICKS, J., dissenting. Because I believe that United States Supreme Court precedents do not compel the result the majority reaches and I believe that the State may constitutionally criminalize the defendant‘s mere possession of the images in question, I respectfully dissent. I would hold that the images possessed and controlled by the defendant are “visual representation[s] of a child engaging in sexual activity” as proscribed by
First, I cannot conclude that Ashcroft v. Free Speech Coalition, 535 U.S. 234 (2002), compels a finding that the defendant‘s morphed images are protected speech under the First Amendment to the United States Constitution in part because the Court explicitly left that question open. The respondents in Ashcroft did not challenge the provision of the Child Pornography Prevention Act of 1996 (CPPA),
Writing for the majority in Ashcroft, Justice Kennedy explained:
Section 2256(8)(C) [of the CPPA] prohibits a more common and lower tech means of creating virtual images, known as computer morphing. Rather than creating original images, pornographers can alter innocent pictures of real children so that the children appear to be engaged in sexual activity. Although morphed images may fall within the definition of virtual child pornography, they implicate the interests of real children and are in that sense closer to the images in [New York v. Ferber, 458 U.S. 747 (1982)]. Respondents do not challenge this provision, and we do not consider it.
Although I believe that the majority correctly analyzes the Ferber factors, I would simply draw the opposite conclusion. For instance, the Ferber Court recognized that States have a compelling interest “in safeguarding the physical and psychological well-being of a minor.” Ferber, 458 U.S at 756-57 (quotation omitted). I believe that this interest is implicated when piсtures of identifiable real children are altered to make it appear as though the children are engaging in sexual activity. The Ferber Court noted the legislative and professional opinion that “the use of children as subjects of pornographic materials is harmful to the physiological, emotional, and mental health of the child.” Id. at 758 (emphasis added). I believe that a child need not actually engage in the sexual activity depicted in morphed child pornography to be a victim of sexual exploitation. See United States v. Bach, 400 F.3d 622, 632 (8th Cir.), cert. denied, 546 U.S. 901 (2005) (concluding that image depicting the head of “AC, an identifiable minor child” on the nude body of an unidentified boy in a sexually explicit pose, “created an identifiable child victim [i.e., AC] of sexual exploitation“). I also believe that the State has a compelling interest in protecting children from such exploitation.
The Ferber Court noted that “[t]he distribution of photographs and films depicting sexual activity by juveniles is intrinsically related to the sexual abuse of children in at least two ways:” (1) “the materials produced are a permanent record of the children‘s participation and the harm to the child is exacerbated by their circulation;” and (2) “the distribution network for child pornography must be closed if the production of material which requires the sexual exploitation of children is to be effectively controlled.” Ferber, 458 U.S. at 759. I acknowledge that the morphed images here do not implicate these concerns as directly as the images at issue in Ferber—images that the Ashcroft Court described as “speech that itself is the record of sexual abuse,” Ashcroft, 535 U.S. at 250. Because they can be produced from “innocent pictures of real children,” id. at 242, morphed images do not require the sexual abuse of a child for their production. Nevertheless, such images do produce a permanent record of the children‘s apparent participation in sexual activity. Cf. Ferber, 458 U.S. at 759. As discussed above, I believe that such images sexually exploit the real child whose image is used and I find the conclusion inescapable that “the harm to the child is exacerbated by their circulation.” Id. Additionally, if one accepts the premise that morphed pornographic images of real children exploit those children, it logically follows that the production of such morphed images “requires the sexual exploitation of [those]
Another factor in the Ferber Court‘s reasoning was that “[t]he value of permitting live performances and photographic reproductions of children engaged in lewd sexual conduct is exceedingly modest, if not de minimis.” Id. at 762. I believe that the value of permitting the exploitation of children by using their images to create virtual depictions of them engaged in sexual activity is de minimis at best.
Admittedly, not all of the Ferber factors obtain here; in my view, however, the absence of one or more of the Ferber factors is not fatal to this prosecution. The presence of those listed above is sufficient to warrant classifying the images possessed by the defendant as child pornography within the meaning of Ferber. Having reaсhed that conclusion, I would hold that the images in question fall squarely within Osborne v. Ohio, 495 U.S. 103 (1990), in which the Supreme Court held that States may constitutionally criminalize the mere possession and viewing of child pornography, id. at 111. In addition, using the above-cited federal opinions for guidance only, see State v. Ball, 124 N.H. 226, 233 (1983), in the absence of controlling state precedent, I would hold that criminalizing the defendant‘s mere possession of the images at issue does not violate the State Constitution. Accordingly, I would reject the defendant‘s as-applied challenge and reach his facial challenge.
The defendant argues that this court‘s construction of
The defendant contends that in Cobb, this court “construed [
There is no statutory requirement that the visual representation involve the use of an actual child. Furthermore, we see little meaningful distinction between sexually explicit material
produced through the use of an actual child and such material that gives the appearance of having been produced through the use of an actual child.
Cobb, 143 N.H. at 644 (citations omitted).
As the trial court similarly concluded, however, the defendant takes the statement out of context. The defendant in Cobb argued that the statute did not apply to his “photographs because no children were used in sexual performances in order to create them.” Id. This court‘s response, therefore, was focused upon the “use” of a child in a sexual performance. Thus, in saying that the statute did not require “the use of an actual child,” id., the court held that the statute did not require that a child actually engage in the sexual activity depicted. In my view, that statement was not intended to decide whether or not the child depicted must be an actual child, as that question was not before the court.
Because I agree with the State that
When
The defendant‘s final challenge to his conviction alleges insufficiency of the evidence. That challenge is expressly conditioned, however, upon this court having “resolve[d] the constitutional issues by construing RSA 649-A:3 narrowly so that it does not reach [the defendant‘s] conduct.” As I would not so construe the statute, I would not reach the defendant‘s final argument. Accordingly, I would uphold the trial court‘s denial of the defendant‘s motions and affirm the result below.
