STATE of Wisconsin, Plaintiff-Appellant, v. Joel R. ZARNKE, Defendant-Respondent-Petitioner.
No. 97-1664-CR
Supreme Court of Wisconsin
February 26, 1999
Oral argument October 7, 1998.
589 N.W.2d 370
For the plaintiff-appellant the cause was argued by Thomas J. Balistreri, assistant attorney general, with whom on the brief was James E. Doyle, attorney general.
¶ 1. DONALD W. STEINMETZ, J. The issue before the court is whether
I
¶ 2. The defendant was charged with, among other felonies, two counts of sexual exploitation of a child contrary to
(1) Whoever does any of the following with knowledge of the character and content of the sexually explicit conduct involving the child is guilty of a class C felony.
. . .
(c) Produces, performs in, profits from, promotes, imports into the state, reproduces, advertises, sells, distributes or possesses with intent to sell or distribute, any undeveloped film, photographic negative, photograph, motion picture, videotape, sound recording or other reproduction of a child engaging in sexually explicit conduct.
(3) It is an affirmative defense to prosecution for a violation of this section if the defendant had reasonable cause to believe that the child had attained the age of 18 years, and the child exhibited to the defendant, or the defendant‘s agent or client, a draft card, driver‘s license, birth certificate or other official or apparently official document purporting to establish that the child had attained the age of 18 years. A defendant who raises this affirmative defense has the burden of proving this defense by a preponderance of the evidence.
(Emphasis added.)
¶ 3. The defendant moved to dismiss the sexual exploitation charges on several grounds, including, as is relevant here, that
¶ 4. The State appealed and the court of appeals reversed. State v. Zarnke, 215 Wis. 2d 71, 572 N.W.2d 491 (Ct. App. 1997). On appeal, the defendant conceded that the decision of the circuit court for Eau Claire County, Honorable Benjamin D. Proctor, holding the entirety of
¶ 5. The State agreed with the defendant that the statute was constitutional as applied to the production, but unconstitutional as applied to the distribution, of sexually explicit materials involving children. The State presented the issue for review as one centered upon the extent to which the statute could be saved to avoid dismissal of the charges against the defendant.
¶ 6. The court of appeals agreed with both parties that when an accused did not have the opportunity to personally meet the child-victim, the State must carry the burden to prove, as an element of the offense under
¶ 7. The defendant appealed and we granted his petition for review. We now reverse the court of appeals’ decision. We hold that
II
¶ 8. The constitutionality of a statute is a question of law that we review de novo. State v. Post, 197 Wis. 2d 279, 301, 541 N.W.2d 115 (1995). Ordinarily, there is a presumption of constitutionality for a legislative enactment. Id. In most circumstances, those challenging the constitutionality of a statute have the burden to prove that the statute is unconstitutional beyond a reasonable doubt. Norquist v. Zeuske, 211 Wis. 2d 241, 250, 564 N.W.2d 748 (1997). However, because
¶ 9. The State does not argue that the statute is constitutional as it applies to distributors of sexually explicit materials involving children, but rather concedes that it is unconstitutional and argues for saving it. Regardless, we believe that the statute‘s constitutional infirmities merit our discussion.
A
¶ 10. Both parties to this appeal agree that the statute places the burden as to the question of the defendant‘s knowledge of the minority of one or more of the persons depicted in the sexually explicit materials upon the defendant as an affirmative defense. However, the court of appeals independently concluded that for distributors of sexually explicit materials, the burden to prove this knowledge was placed on the State.
¶ 11. The court of appeals held that the legislature did not intend the affirmative defense set forth in
¶ 13. While we agree with the court of appeals that the affirmative defense set out in
B
¶ 15. Our finding does not resolve the more fundamental question, assumed by the parties and the courts below but not discussed: that is, whether as a constitutional matter, the legislature may define a statute in which the defendant‘s knowledge of minority is not an element of the offense as it has done so here.3 We hold that it may not.
¶ 16. It is well-established that “the Due Process Clause protects the accused against conviction except upon proof beyond a reasonable doubt of every fact necessary to constitute the crime with which he is charged.” In re Winship, 397 U.S. 358, 364 (1970). It is equally true that the State may offer a defendant an affirmative defense to a crime charged, and place upon that defendant the burden to prove that defense, so long as the defense does not in fact work to negate one of the elements of the crime charged. See Patterson v. New York, 432 U.S. 197 (1977); Martin v. Ohio, 480 U.S. 228 (1987).
¶ 17. Prior to 1987, the provisions of
“[I]t is not within the province of a legislature to declare an individual guilty or presumptively guilty of a crime.” McFarland v. American Sugar Rfg. Co., 241 U.S. 79, 86 (1916). The legislature cannot “validly command that the finding of an indictment, or mere proof of the identity of the accused, should create a presumption of the existence of all the facts essential to guilt.” Tot v. United States, 319 U.S. 463, 469 (1943). See also Speiser v. Randall, 357 U.S. 513, 523-525 (1958). Morrison v. California, 291 U.S. 82 (1934), also makes the point with sufficient clarity.
Id. With
¶ 19. The United States Supreme Court has held that a State may impose strict or absolute criminal liability by defining criminal offenses without any element of scienter. Smith v. California, 361 U.S. 147, 150 (1959). However, the State is limited in its use of strict liability statutes, particularly so in the area of expression where “an elimination [of the scienter requirement] may tend to work a substantial restriction on the freedom of speech and of the press.” Id. Further, while some legal doctrines are usually consistent with the Constitution, at times they “cannot be
¶ 20. The Court in Smith explained the constitutional problems associated with strict liability offenses in the area of speech:
The appellee and the court below analogize this strict liability penal ordinance to familiar forms of penal statutes which dispense with any element of knowledge on the part of the person charged, food and drug legislation being a principal example. We find the analogy instructive in our examination of the question before us. The usual rationale for such statutes is that the public interest in the purity of its food is so great as to warrant the imposition of the highest standard of care on distributors—in fact an absolute standard which will not hear the distributor‘s plea as to the amount of care he has used.
[citations omitted] His ignorance of the character of the food is irrelevant. There is no specific constitutional inhibition against making the distributors of food the strictest censors of their merchandise, but the constitutional guarantees of the freedom of speech and of the press stand in the way of imposing a similar requirement on the bookseller.
Smith, 361 U.S. at 152-53; See also State v. Collova, 79 Wis. 2d 473, 484-85, 255 N.W.2d 581 (1977) (strict liability statutes have been applied in Wisconsin in “‘regulatory criminal statutes‘” where “[t]he persons to whom the regulations are directed are generally in a position to exercise [a] high degree of care.“).
¶ 21. With its decision in X-Citement Video, the Supreme Court suggested strongly that some level of scienter as to the minority of the child-victim was constitutionally required where there was no reasonable expectation of a face-to-face meeting between an accused and the minor. It wrote that age of minority possessed the status of an elemental fact because “nonobscene, sexually explicit materials involving persons over the age of 17 are protected by the First Amendment.” X-Citement Video, 513 U.S. at 72 (citations omitted). “[O]ne would reasonably expect to be free from regulation when trafficking in sexually explicit, though not obscene, materials involving adults. Therefore, the age of the performers is the crucial element separating legal innocence from wrongful conduct.” Id. at 73. We agree that the age of the performer is an elemental fact, and based upon the Court‘s decision in Smith, find that the government must prove some level of scienter as to the performer‘s minority. Therefore, to escape our finding that the statute is unconstitutional, a defendant who is in no position to garner the age of
¶ 22.
¶ 23. A distributor of pornography may be one step, or many steps, removed from its production, and the further removed the more difficult—the closer to impossible—it is for the distributor to garner the identification required of
¶ 24. While we find that the affirmative defense as provided in
¶ 25. We hold that an essential element of the crime specified in
III
¶ 26. “Although this court will strive to construe legislation so as to save it against constitutional attack, it must not and will not carry this to the point of perverting the purpose of a statute.” State v. Hall, 207 Wis. 2d 54, 82, 557 N.W.2d 778 (1997).
¶ 27. The State would have us save
“Produces, performs in, profits from, promotes, imports into the state, reproduces, advertises, sells, distributes, or possesses with intent to sell or distribute, any undeveloped film, photographic negative, photograph, motion picture, videotape, sound recording or other reproduction of a child engaging in sexually explicit conduct.”
(Emphasis supplied.) We understand the parties’ objections to the emphasized language arising from their
¶ 28. Severance of the offending language of the statute requires a rule of construction specifically authorized by
The provisions of the statutes are severable. The provisions of any session law are severable. If any provision of the statutes or of a session law is invalid, or if the application of either to any person or circumstance is invalid, such invalidity shall not affect other provisions or applications which can be given effect without the invalid provision or application.
¶ 29. We recognize that we have the authority to sever the above-emphasized language as the State asks. However, the State does not ask us to sever this language to save the remaining provisions. Instead, it makes the unusual request that we sever the language to save the statute as it applies to those same severed provisions. To do this, the State asks that we reinsert into the statute this severed language, first imposing upon that language an appropriate element of scienter. In the State‘s view, by so acting we would read into the statute a constitutional requirement that is not now explicitly present.
¶ 30. In X-Citement Video, the Supreme Court supported its construction of a federal statute,
¶ 31. While when necessary, we have at times severed portions of a statute‘s language, and at other times have read into a deficient statute a constitutional requirement, the State‘s request that we save all of
¶ 32. In Nickel, this court was called upon to determine the constitutionality of a Madison city ordinance proscribing obscenity. As enacted, the ordinance defined obscenity in accord with the then-current constitutional standards, a point which this court considered to be “an obvious attempt by the Madison Common Council to create an obscenity ordinance consonant with the then-controlling judicial definition of obscenity within constitutional limits.” Id. at 80. When the constitutional standards were subsequently redefined by Miller v. California, 413 U.S. 15 (1973), the ordinance was called into question.
¶ 33. In saving the ordinance, this court severed the portion of the ordinance that, following Miller, provided an unconstitutional definition of obscenity. Id. at 80. We then supplemented the ordinance using the court‘s “authoritative judicial construction” and held that the now undefined term “obscene” encompassed the court‘s definition of the term “obscene” in Chobot. Id. at 80-81. ¶ 34. Nickel is distinguishable from the instant case. When the Supreme Court repudiated the definition of obscenity that had been constitutional prior to Miller, the Court stated that regulation of depictions of sexual conduct needed to specifically define the conduct through “applicable state law, as written or authoritatively construed.” Nickel, 66 Wis. 2d at 75 (quoting Miller, 413 U.S. at 24). ¶ 35. Following Miller, this court in Chobot confronted Wisconsin‘s obscenity statute and found that it was deficient under Miller only in that it did not contain an express definition of obscenity as required by that case. Chobot, 61 Wis. 2d at 366. In facing the question of whether this court could “save the section by interpretation and supply a constitutional definition of obscenity,” id., we found that we had the power to do so, relying upon precedent supporting the supplementation of deficiencies to save a statute, id. at 367, and upon the Miller Court‘s proposition that a state court could “authoritatively construe” the statute. ¶ 36. Nickel presented a more difficult problem than did Chobot, for unlike the state statute in Chobot which contained no obscenity definition, the ordinance in Nickel did define obscenity, albeit in a manner no longer consistent with the constitution. As noted, this court removed the unconstitutional definition, thereby leaving the ordinance without a definition. It thenWe explicitly reserve the question of whether this remaining portion ofProduces or performs in any undeveloped film, photographic negative, photograph, motion picture, videotape, sound recording or other reproduction of a child engaging in sexually explicit conduct.
I.
¶ 50. When the constitutionality of a statute is challenged in court, there is normally a strong presumption that the enactment is constitutional, Treiber v. Knoll, 135 Wis. 2d 58, 64, 398 N.W.2d 756 (1987); State v. Cissel, 127 Wis. 2d 205, 214, 378 N.W.2d 691 (1985), and the party seeking to overcome the pre-II.
¶ 55. In X-Citement Video, the United States Supreme Court was required to interpret¶ 56. The Court stated that “The critical determination which we must make is whether the term ‘knowingly’ in subsections (1) and (2) modifies the(a) Any person who—
(1) knowingly transports or ships in interstate or foreign commerce by any means including by computer or mails, any visual depiction, if—
(A) the producing of such visual depiction involves the use of a minor engaging in sexually explicit conduct; and
(B) such visual depiction is of such conduct;
(2) knowingly receives, or distributes, any visual depiction that has been mailed, or has been shipped or transported in interstate or foreign commerce, or which contains materials which have been mailed or so shipped or transported, by any means including by computer, or knowingly reproduces any visual depiction for distribution in interstate or foreign commerce or through the mails, if—
(A) the producing of such visual depiction involves the use of a minor engaging in sexually explicit conduct; and . . . .
(B) such visual depiction is of such conduct;
shall be punished as provided in subsection (b) of this section. (Emphasis added.)
¶ 60. Section 940.203(2) did not expressly embody the element of scienter. With that omission, subsection (2) was markedly different from subsections (1), (3), and (4) of the statute because each of those subsections contained the word “knowingly,” whereas subsection (2) did not. Hence, the subsection was described by the defendant as deliberately eliminating the constitutionally-required element of scienter. The state disagreed, contending that either the legislature intended scienter to be an element of the crime or the court will supply this deficiency in the statute to uphold its constitutionality. Petrone, 161 Wis. 2d at 550-51. ¶ 61. This court agreed, stating that, “The court has interpreted statutes to save them from being declared unconstitutional.” Id. at 551-52 n.12, citing State ex rel. Chobot v. Circuit Court for Milwaukee County, 61 Wis. 2d at 367. ¶ 62. Then the court added: “We agree with the parties that scienter is a constitutionally required element of the offense charged. We need not decide for purposes of this case whether the legislature intended the statute to include the element of scienter or whether this court would read the element of scienter into the statute to enable the statute to pass constitutional muster.” Petrone, 161 Wis. 2d at 552. ¶ 63. The most recent model for this court is the court of appeals decision in this case. State v. Zarnke, 215 Wis. 2d 71, 572 N.W.2d 491 (1997). The court of appeals reviewed the arguments and stated:No person may photograph, film, videotape, record the sounds of or display in any way a child engaged in sexually explicit conduct.
Id. at 78. ¶ 64. The court of appeals cited as authority for this statement a drafter‘s note in § 55 of 1987 Wis. Act 332, the section which createdScienter, or guilty knowledge, has always been an element of criminal sexual exploitation. More precisely, it has always been the legislature‘s intent to prevent conviction under
§ 948.05, STATS. , of one who was reasonably ignorant of the actor‘s minority.
III.
¶ 66. This brings us to the matter at hand. In 1988, the legislature recodified a number of statutes relating to crimes and civil offenses against children. 1987 Wisconsin Act 332.Before you may find the defendant guilty of this offense, the State must prove by evidence which satisfies you beyond a reasonable doubt that the following three elements are present.
The first element requires that the defendant distributed any (undeveloped film) (photographic negative) (photograph) (motion picture) (videotape) (sound recording) (or other reproduction) of [a child] [ (name of child)] engaged in sexually explicit conduct.
[Consent by (name of child) is not a defense.]
“Sexually explicit conduct” means actual or simulated (sexual intercourse) (bestiality) (masturbation) (sexual sadism or sexual masochistic abuse) (lewd exhibition of the genitals or pubic area).
The second element requires that [the child] [ (name of child) ] had not attained the age of 18 years.
The third element requires that the defendant knew that the child in the ______ was engaged in ______ and knew that the child had not attained the age of 18 years.
If you are satisfied beyond a reasonable doubt that the defendant distributed any (undeveloped film) (photographic negative) (photograph) (motion picture) (videotape) (sound recording) (or other reproduction) of [a child] [ (name of child) ] engaged in sexually explicit conduct, that the defendant knew that the child was engaged in sexually explicit conduct, and knew that the child had not attained the age of 18 years, you should find the defendant guilty.
If you are not so satisfied, you must find the defendant not guilty.
¶ 67. The question is whether this overall statutory scheme permits948.05 Sexual exploitation of a child. (1) Whoever does any of the following with knowledge of the character and content of the sexually explicit conduct involving the child is guilty of a Class C felony:
. . .
(b) Photographs, films, videotapes, records the sounds of or displays in any way a child engaged in sexually explicit conduct.
(c) Produces, performs in, profits from, promotes, imports into the state, reproduces, advertises, sells, distributes or possesses with intent to sell or distribute, any undeveloped film, photographic negative, photograph, motion picture, videotape, sound recording or other reproduction of a child engaging in sexually explicit conduct. . . .
(3) It is an affirmative defense to prosecution for violation of this section if the defendant had reasonable cause to believe that the child had attained the age of 18 years, and the child exhibited to the defendant, or the defendant‘s agent or client, a draft card, driver‘s license, birth certificate or other official or apparently official document purporting to establish that the child had attained the age of 18 years. A defendant who raises this affirmative defense has the burden of proving this defense by a preponderance of the evidence.
A.
¶ 68. In this case, the substance of the offense is the distribution of child pornography. If pornography is obscene, it can be lawfully prosecuted under an obscenity statute. If it is not obscene, it is illegal only when it involves the sexually explicit conduct of a child. The same sexually explicit conduct involving an adult is not illegal because the adult cannot be viewed as an exploited victim. In X-Citement Video, the Supreme Court declared that “[a]ge of minority in § 2252 indisputably possesses the same status as an elemental fact because nonobscene, sexually explicit materials involving persons over the age of 17 are protected by the First Amendment. . . . Therefore, the age of the performers is the crucial element separating legal innocence from wrongful conduct.” X-Citement Video, 513 U.S. at 72-73.
¶ 69. The legislature understood this analysis. At the same time that 948.12 Possession of child pornography. Whoever possesses any undeveloped film, photographic negative, photograph, motion picture, videotape or other pictorial reproduction of a child engaged in sexually explicit conduct under all of the following circumstances is guilty of a Class E felony:
(1) The person knows that he or she possesses the material.
(2) The person knows the character and content of the sexually explicit conduct shown in the material.
(3) The person knows or reasonably should know that the child engaged in sexually explicit conduct has not attained the age of 18 years. (Emphasis added.)
Legislative Council Note, 1987,Under the sexual exploitation of a child statute, as revised in this bill [s. 948.05], it is unlawful to be involved in the production or distribution of child pornography, but mere possession, without intent to sell or distribute, is not unlawful. In recognition that pedophiles and other users of child pornography (the “fruits” of child sexual exploitation) often acquire, transfer and exchange these materials outside the commercial marketplace, in ways not fully covered by the child sexual exploitation statute, the new statute contains a total ban on the intentional possession of child pornography. This prohibition against possession is intended to supplement the restrictions in the child sexual exploitation statute and thereby more effectively deter and penalize the sexual abuse of children than is possible under current law.
Under the new statute, if the defendant knowingly possesses the pornographic material, with knowledge of its character and content and under circumstances in which the defendant knew or should have known that the child was younger than 18 years of age, the defendant is guilty of a Class E felony. Criminal intent, as an element of the crime, is indicated by the “knowledge” requirement. Under the criminal code, knowledge requires only that the actor believes that a specified fact exists [s. 939.23(2)].
B.
¶ 71. The majority argues that this scienter element cannot be read into this statute because of a note toNOTE: Revises the sexual exploitation of children statute [s. 940.203] to: . . .
3. Eliminate the knowledge of the age of the child as an element of the crime of child sexual exploitation, which the prosecution has the burden of proving, and recognize, instead, an affirmative defense based on knowledge of the age of the child, which the defendant must raise and prove. Under sub. (3), the defendant has a defense to criminal
Whoever, with knowledge of the nature of the material, sells, rents, exhibits, transfers or loans to a child any material which is harmful to children,
Because
§ 948.11(2)(a), Stats. , criminalizes acts where an individual personally confronts, or has the opportunity to personally confront, a specific child, thereby allowing the individual to easily ascertain
IV.
¶ 80. There can be no dispute that this statute has a knowledge requirement with respect to “the character and content of the sexually explicit conduct.” ¶ 81. The subject under discussion here is “sexually explicit conduct” involving a child. The character and content of photographs or other reproductions depicting the sexually explicit conduct of small children or prepubescent children is quite different from the character and content of photographs depicting the sexually explicit conduct of adults. One cannot have “knowledge” of the character and content of kiddie porn without knowledge that the “kiddies” involved have not attained the age of 18 years. Knowledge of minority is inherent in knowledge of the character and content of kiddie porn. ¶ 82. By contrast, sexually explicit images of young persons 16 or 17 years of age may be difficult to distinguish from images of young adults. Consequently, it is natural to include knowledge of minority as an element of distributing kiddie porn, and it is imperative to include knowledge of minority as an element when dealing with pictures of post-pubescent children. ¶ 83. The majority‘s sanitized opinion does not mention that the defendant here was arrested and charged with reproducing, distributing, or possessing with intent to sell or distribute images of young juveniles, described in the criminal complaint as “visu-Whoever does any of the following with knowledge of the character and content of the sexually explicit conduct involving the child is guilty of a Class C felony: . . .
Notes
Sexual exploitation of a child, as defined in
§ 948.05(1)(c) of the Criminal Code of Wisconsin, is committed by one who distributes any undeveloped film, photographic negative, photograph, motion picture, videotape, sound recording or other reproduction of a child engaged in sexually explicit conduct with knowledge of the character and content of the sexually explicit conduct involving the child.
(c) It is an affirmative defense to a prosecution for a violation of this section if the defendant had reasonable cause to believe that the child had attained the age of 18 years, and the child exhibited to the defendant a draft card, driver‘s license, birth certificate or other official or apparently official document purporting to establish that the child had attained the age of 18 years. A defendant who raises this affirmative defense has the burden of proving this defense by a preponderance of the evidence.
