OPINION
This appeal is from the district court’s pretrial order in a prosecution for disorderly conduct, concluding as a matter of law that, absent Thomas Zais’s consent, his wife, Debra Zais, may not testify against him. Because we conclude that Debra Zais’s testimony comes within the exception to the marital testimonial privilege in Minn.Stat. § 595.02, subd. 1(a) (2008), which permits spousal testimony in a criminal action or proceeding for a crime committed by one spouse against the other, we reverse and remand.
FACTS
The facts relevant to this appeal are based on police reports admitted by stipulation and a written offer of proof that relies on Debra Zais’s recorded statement to Maple Grove police. For purposes of determining the applicability of the marital testimonial privilege, these facts are undisputed.
Respondent Thomas Zais (Zais), his wife Debra Zais, and their fifteen-year-old daughter live in Maple Grove. The disorderly conduct charge at the center of this appeal stems from a November 15, 2009 incident in the driveway of their house, in front of their attached garage. About 6:20 p.m. Debra Zais called the Maple Grove police and reported that Zais had been drinking, was in the driveway in his pickup truck, and was trying to break down the garage door.
One of the officers responding to the call had been at the Zaises’ house the previous evening in response to a phone call by Debra Zais reporting that Zais was arguing with, and had pushed, their daughter. Police told Debra Zais that the pushing conduct was insufficient to support a criminal charge. After the altercation with his daughter, Zais left the house. Debra Zais, who feared for her safety and the safety of her daughter, removed the garage-door opener from Zais’s pickup so he could not enter the house.
Zais called his wife at the house on the afternoon of November 15 and told her that he was coming to the house and would break in or do whatever was necessary to gain entry. When Debra Zais saw him attempting a forcible entry, she called 911 and the police arrived at the house around 6:30 p.m.
The first officer to arrive saw the pickup in the driveway and saw Zais standing by the garage door. The officer also saw that “square panels on the garage door had been knocked out.” Zais told him that Debra Zais would not let him in and that he had knocked out the panels to gain entrance to the house.
The state charged Zais with second-degree driving while impaired (DWI), third-degree DWI, obstruction of legal process or arrest, careless driving, and disorderly conduct. In pretrial discovery, the state notified Zais that Debra Zais was a voluntary witness in the proceeding. Zais moved to exclude her testimony based on the marital testimonial privilege in Minn. Stat. § 595.02, subd. 1(a) (2008).
The state and Zais submitted memoran-da on the applicability of the marital testimonial privilege and, at the direction of the district court, the state submitted an offer of proof setting forth the substance of Debra Zais’s proposed testimony. Following submission of the memoranda and argument, the district court concluded that disorderly conduct is not a crime that creates “a personal injury sufficient to destroy the spousal privilege,” and therefore, as a matter of law, Debra Zais was precluded from testifying against Zais without his consent.
The state appeals this pretrial order. In his response brief, Zais raises an additional issue, characterized as a “structural error,” contending that the case should be dismissed for prosecutorial impropriety in the state’s decision to appeal.
ISSUES
I. Does the exception to the marital testimonial privilege provided in Minn. Stat. § 595.02, subd. 1(a), for “a criminal action or proceeding for a crime committed by one against the other” apply to a prosecution for disorderly conduct when a spouse, who is the complaining witness, is adversely affected by the conduct underlying the complaint?
II. Did the prosecutor’s decision to appeal this case inject structural error that requires dismissal of the appeal?
ANALYSIS
I
Minnesota Rule of Criminal Procedure 28.04 allows the state to appeal pretrial orders, subject to some restrictions. To prevail in a pretrial appeal, the state must show clearly and unequivocally that the order will have a critical impact on its ability to prosecute the case, and that the order constitutes error. State v. McLeod,
Significantly, Zais does not dispute the critical impact of the excluded testimony. And the record, although limited, establishes that the state would rely heavily on Debra Zais’s testimony to prove that Zais engaged in disorderly conduct, defined by statute as “offensive, obscene, abusive, boisterous, or noisy conduct” or “language tending reasonably to arouse alarm, anger, or resentment in others.” Minn.Stat. § 609.72, subd. 1(3) (2008).
The record indicates that Debra Zais is the only eyewitness to Zais’s conduct and that her testimony, particularly her telephone conversation with Zais, would bear directly on a determination of whether Zais “[knew], or [had] reasonable grounds to know that [his actions would], or [would] tend to, alarm, anger or disturb others.” Id. Without Debra Zais’s testimony the likelihood of a successful prosecution would be significantly reduced. See Scott,
Marital Privilege
Under Minnesota law, “[a] husband cannot be examined for or against his wife without her consent, nor a wife for or against her husband without his consent, nor can either, during the marriage or afterwards, without the consent of the other, be examined as to any communication made by one to the other during the marriage.” Minn.Stat. § 595.02, subd. 1(a). This exception to the general rule that any “person of sufficient understanding” may testify in a judicial proceeding is commonly referred to as the “marital privilege,” and this privilege also has exceptions. Id. One exception provides that the marital privilege does not apply “to a criminal action or proceeding for a crime committed by one [spouse] against the other.” Id. We agree with the district court’s statement that “[t]he crux of the issue of the applicability of the spousal privilege is whether the charge of [disorderly [Conduct may be considered a crime committed against [Debra] Zais.” If it is a crime “committed against” his wife, then Zais cannot invoke the privilege to prevent her from testifying.
Court decisions applying Minnesota’s marital privilege distinguish between the general prohibition against testimony (referred to as the testimonial privilege) and the specific prohibition against communication testimony (referred to as the communications privilege). E.g., State v. Gianakos,
Ordinarily, “[t]he availability of a privilege is an evidentiary ruling to be determined by the [district] court and reviewed on appeal for an abuse of discretion.” Id. at 482. But the district court’s evidentiary ruling is based on its interpretation of the statutory phrase “a crime committed by one against the other” to mean that there must be personal injury for the exception to-apply and that “[d]is-
The goal of statutory interpretation “is to ascertain and effectuate the intention of the legislature.” Minn.Stat. § 645.16 (2008). To determine legislative intent we look first to the specific language of the statute. State v. Gorman,
The state and Zais present competing interpretations of the exception to marital privilege for “crime[s] committed by one [spouse] against the other.” Zais’s interpretation, which was adopted by the district court, relies on the specific elements of a disorderly conduct offense to conclude that it is not a crime that is committed by one spouse against the other. This interpretation also relies on a concept of the public nature of disorderly conduct in contrast to the private nature suggested by the phrase “crime committed by one against the other” as it relates to conduct between spouses. Additionally, this interpretation reads “crime ... against the other” to require “personal injury.” It essentially interprets the exception to apply to a category of crimes or criminal proceedings that inherently involve a personal crime against another. This interpretation, although not literally drawn from the statute, is reasonable.
The state’s interpretation that disorderly conduct, depending on its facts, may constitute a “crime committed by one [spouse] against the other” is also reasonable. The statute’s use of the word “crime” is a broad reference that does not limit the term to a specific category of crimes and could reasonably be read to mean any crime, including disorderly conduct, if it was committed against a spouse. And, it is reasonable to interpret a privilege narrowly and its exceptions broadly. See U.S. v. Nixon,
Because the statute is susceptible to more than one reasonable interpretation it is ambiguous, and we apply the canons of construction to ascertain legislative intent. See Am. Tower, L.P.,
The marital privilege has its origins in the common law. Trammel v. United
In Minnesota the common-law privilege prevented either spouse from testifying “for or against each other in any legal proceeding to which the other was a party.” Frey,
The mischief to be remedied and the object to be obtained have evolved over time. Minnesota’s jurisprudence initially, and for many years, justified the marital testimonial privilege on the ground that it furthers the public policy of protecting the marriage relationship — both in avoiding the corruption to marital harmony that adversarial positions would cause and in avoiding the general corruption to public morality. These dual concepts are reflected in the supreme court’s observation that Minnesota “recognized the burden which antagonistic interests impose upon the intimate relations of husband and wife and the harm to the public which results from marital discord, and ha[s], as a general rule, refused for this reason to permit one spouse to testify against the other without the latter’s consent.” Gianakos,
This less-than-flexible application of the privilege and its underlying assumption that it protects marital harmony produced judicial results that at times seemed to frustrate the policy the privilege was presumed to further. For example, the decision in Gianakos declining to adopt a “sham marriage” exception to the testimonial marital privilege under circumstances in which the legitimacy of the marriage was questioned, emphasized that “a strong showing is required to conclude that the marriage protected” is “so empty” that it would “render the purpose of the privilege valueless.” Id. at 418; see also Feste,
Despite this general proposition that the privilege protects marital harmony, courts
Minnesota has also considered the competing policy interests of protecting the marital relationship and ascertaining the truth in its modern interpretations of the marital communication privilege. In Han-nuksela, the court determined that protecting marital harmony “without erecting artificial ‘barriers to the ascertainment of truth’ ” is served through a narrow interpretation of the meaning of confidential interspousal “communication.” State v. Hannuksela,
The last criterion that we consider to resolve statutory ambiguity is the consequences of the competing interpretations. Zais’s argument, distinguishing public and private crimes and requiring “personal injury,” is focused on distinguishing categories of offenses, while the state’s interpretation focuses on the conduct underlying the crime. We agree that it is the underlying conduct that determines whether there is any marital harmony to protect, and therefore any purpose to be served by the privilege.
Thus, we conclude that the state’s interpretation more reasonably advances the modern approach of properly balancing two conflicting goals: protecting the marital relationship through application of the privilege and ensuring that our judicial processes determine the truth. Commentators have suggested that the use of the marital privilege to exclude testimony for the supposed purpose of assuring marital harmony may, in many circumstances, miss the mark:
[I]f the promotion of marital peace, and the apprehension of marital dissension, are the ultimate ground of the privilege, it is an overgenerous assumption that the wife who has been beaten, poisoned or deserted is still on such terms of delicate good feeling with her spouse that her testimony must not be enforced lest the iridescent halo of peace be dispelled by the breath of disparaging testimony.
8 Wigmore, Evidence § 2239 at 243 (McNaughton rev.1961).
At least two Minnesota cases have observed that the actual relationship between spouses, rather than any ideal concept, should influence the application of the privilege; that is, the degree to which the privilege can or should be asserted should depend in part upon the integrity of the union purporting to justify its application.
In addition to these considerations, four other reasons persuade us that the state’s interpretation — focusing on the specific conduct underlying the offense — more accurately reflects the legislative intent of the exception for a “crime committed by one [spouse] against the other.” These reasons are: (1) the lack of substance in Zais’s distinction between disorderly conduct as a “public offense” and a “private offense”; (2) the lack of a “personal injury” requirement in the exception; (3) the interpretation of similar phrases in Minnesota statutes; and (4) the interpretation of similar statutes in other jurisdictions. We address, in turn, each of these reasons.
First, Zais’s categorization of disorderly conduct as a “public offense” rather than a “personal offense” does not readily coincide with the language of the marital testimonial privilege and its exceptions or with caselaw considering the crime of disorderly conduct. “Conduct is ‘disorderly’ in the ordinary sense when it is of such nature as to affect the peace and quiet of persons who may witness it and who may be disturbed or provoked to resentment....” State v. Reynolds,
This extension of disorderly conduct to include a “personal offense” is also reflected in the holding that “self-defense is applicable to a charge of disorderly conduct [when] the behavior forming the basis of the offense presents the threat of bodily
Second, neither “personal injury” nor “personal offense” is a term that is used in the marital-privilege statute. See Minn. Stat. § 595.02, subd. 1(a) (omitting any reference to personal injury or offense). At common law “personal injury” was required to invoke the privilege’s exception. Frey,
Some caselaw relies on the common-law origins of the marital-privilege rule to suggest that its provisions should be retained in the codification. E.g., Frey,
Armstrong, one of the earliest cases interpreting the statute, uses broad language in recognizing that a wife’s testimony is admissible against her husband when she has experienced “personal violence,” “ill treatment,” or a “personal outrage.” Id. at 341, 4
If this statute merely laid down the rule disabling the husband and wife from testifying for or against each other, it might be urged that it was only a statutory adoption of the common-law rule, and that it adopted also the common-law application of the rule, including the exceptions. But it also prescribes the application of, and defines and limits the exception to, the rule of disability. This excludes resort to the common law to determine how far the rule shall prevail, and what cases shall be excepted from it. So it is immaterial that the common law did or did not....
Huot v. Wise,
Third, although no Minnesota case has interpreted the phrase “crime committed by one against the other,” the supreme court has repeatedly held that the similar phrase, “crime against a person,” applies to crimes whose elements and classifications do not specifically include “personal injury,” based on the substance of the crime and the underlying conduct. See State v. Myers,
Similarly, we have held that the definition of “domestic abuse” focuses on the defendant’s conduct rather than on a list of offenses. State v. Barnslater,
Fourth, other jurisdictions with similar statutes have interpreted “committed by one against the other” to include property offenses with no risk of physical harm. See State v. Thornton,
Finally, we note that construing the marital-privilege exception to take into account the specific conduct alleged is consistent with developments in other states that have addressed this question of statutory interpretation. Other jurisdictions have relied on a case-by-case analysis that considers the charged offense, the nature of the conduct underlying the charged offense, and surrounding circumstances, including the status of the marital relationship and the willingness of the witness-spouse to testify. See, e.g., United States v. Smith,
For all of these reasons we conclude that the exception to the marital testimonial privilege provided in Minn.Stat. § 595.02, subd. 1(a), which permits spouses to testify in a criminal proceeding for a crime “committed by one against the other,” applies to a prosecution for disorderly conduct if the underlying conduct was directed at and adversely affected or endangered the testifying spouse.
II
Zais argues in his responsive brief that the appeal should be dismissed because of prosecutorial impropriety in the state’s decision to appeal the district court’s ruling. Zais argues that the prosecutor improperly delegated to the Maple Grove Police Department the decision to appeal and that the City of Maple Grove’s payment of a fee for the prosecution of the appeal creates an impermissible conflict of interest for the prosecutor, resulting in structural error. The claims are broadly drawn — both factually and legally — and we conclude that neither allegation provides a basis for dismissal of the appeal.
We start from the fundamental principle that the Minnesota Constitution divides the powers of government into three distinct departments — two of which are the executive and the judicial. Minn. Const, art. Ill, § 1. The prosecution power, including the decision of what cases to prosecute, resides in the executive department. Johnson v. State,
Zais’s allegations are insufficiently specific or legally coherent to describe a violation of the prosecutorial power. The claim of improper delegation of the prosecutor’s decision to appeal is based on the prosecutor’s comment to Zais’s attorney and the district court judge that he was contacting a police department sergeant for “authorization” because the police department would be “footing the bill for the appeal.” The record does not clarify whether the prosecutor was referring to the bill for his legal services or for the “[r]easonable attorney fees and costs” that the governmental unit responsible for a pretrial criminal appeal must pay to the defendant. See
In either case, the prosecutor explained on the record in the district court that, although the sergeant was consulted, his opinion was not conclusive and that the prosecutor and his law partner would make the decision on whether to appeal. He further stated that the reference to the sergeant’s authorization was only to explain the “channels in [the] formal discussion.” No evidence in the record describes the fee arrangement between the City of Maple Grove and the prosecutor or how the prosecutor is paid for trials or appeals.
Zais’s claim that the prosecutor has an impermissible conflict of interest because he is receiving fees for representing Maple Grove in the appeal also lacks the necessary specificity and legal coherence to support a challenge to the exercise of prosecutorial discretion. This claim relies on the same exchange between Zais’s attorney and the prosecutor about Maple Grove “footing the bill.” Again, no evidence is provided anywhere in the record that shows how Maple Grove pays the prosecutor for his representation.
Zais analogizes the circumstances in this prosecution to a case in which the United States Supreme Court determined that it was a violation of the Fourth and Fourteenth Amendments for a state to pay a non-salaried justice of the peace a fee for each search warrant that he authorized but no fee for warrants that he denied. Connally v. Georgia,
Zais’s claim that the appeal should be dismissed because of structural error in the prosecutor’s decision to appeal this case is not supported by facts in the record or by applicable law. He has failed to demonstrate that the prosecutor unlawfully delegated to the Maple Grove Police Department the decision to appeal or that Maple Grove’s payment of a fee for the prosecution of the appeal creates an impermissible conflict of interest.
DECISION
Because the exception to the marital testimonial privilege provided in Minn. Stat. § 595.02, subd. 1(a), for “a criminal action or proceeding for a crime committed by one against the other” applies to a prosecution for disorderly conduct when a spouse, who is the complaining witness, is adversely affected by the conduct underlying the complaint and because the alleged crime in this case was directed at Debra Zais, the district court erred in excluding Debra Zais’s testimony under the marital testimonial privilege. We conclude that there was no structural error in the prosecutor’s discretionary decision to appeal the district court’s pretrial order.
Reversed and remanded.
