State v. YzaguirreState v. Yzaguirre
- Reporters:
- , ,
- Before:
- Schroeder
Lead Opinion
This appeal calls upon the Court to determine the scope of the “litigation exception” to the open meeting law under
I.
FACTUAL AND PROCEDURAL BACKGROUND
On June 15, 2005, Ada County Commissioners Rick Yzaguirre, Judy Peavey-Derr, and Fred Tilman mеt officially in open session as the Ada County Board of Commissioners. Upon commencement of the meeting the Board voted to go into executive session under the “litigation exception,” I.C. § 67 — 2345(l)(f), to meet with Boise City Councilman Vern Bisterfeldt. The votes were not recorded in the handwritten notes of the meeting, but they were preserved in an audio recording that was not transcribed but is available to the public. The executive
In the executive session, the Commissioners and Councilman Bisterfeldt discussed relations between Boise City and Ada County which had become strained оver the issue of a potential subdivision approval in the county and the impact of county development on the cost of city services. The meeting did not relate to pending litigation, but the Commissioners claim that the topics discussed were the subject of probable future litigation. No legal counsel was present at the meeting.
The State filed suit against the Commissioners, seeking a declaration that the executive session violated the open meeting law and requesting the imposition of civil penalties against each of the Commissioners individually. These penalties would be a fine of $150.00 against each Commissioner. The Commissioners answered and counterclaimed for a declaratory judgment as to the meaning of
The Commissioners appeal. The Idaho Association of Counties is before the Court as amicus curiae on the issues of whether the litigation exception requires the presence of an attorney and whether there is a good faith exception to the civil penalty provision of
II.
STANDARD OF REVIEW
A judgment on the pleadings is reviewed under the sаme standard as a ruling on summary judgment. Trimble v. Engelking,
III.
THE ISSUES
This appeal presents three questions of lаw. The first is whether the “litigation exception” in former
A. Litigation Exception
1.
Idaho’s legislature has declared that “the formation of public policy is public business and shall not be conducted in secret.”
The objective of statutory interpretation is to give effect to legislative intent. Robison v. Bateman-Hall,
If the language of the statute is capable of more than one reasonable construction it is ambiguous. Carrier v. Lake Pend Oreille Sch. Dist. No. 84,
Both litigants and the amicus argue that the meaning of I.C.
An executive session may be held:
To consider and advise its legal representatives in pending litigation or where there is a general public awareness of probable litigation.
The Commissioners argue that the statute should be read, in essence, as follows:
An executive session may be held to consider, and advise its legal representatives in, litigation that is (1) pending or (2) sufficiently probable as to arouse general public awareness.
According to the Commissioners, the word “and” does not require that a governing body must conduct both activities at once (“consider and advise”), but merely enumerates two separate purposes for which executive session is authorized in connection with litigation.
Amicus Idaho Association of Counties reads the statute somewhat differently:
An executive session may be held (1) to consider pending litigation; (2) to adviseits legal representatives in pending litigation; or (3) where there is a general public awareness of probable litigation.
According to the amicus, “to” and “where” each begin a separate clause. The first clause, which contains the “consider and advise” language, sets forth several purposes for which an executive session is authorized. The second clause, beginning with “where,” identifies a circumstance in which it is allowed.
The State reads the statute thusly:
An executive session may be held to consider and advise its legal representatives (1) in pending litigation or (2) where there is a general public awareness of probable litigation.
According to the State, the only permissible purpose for an executive session is “to consider and advise its legal representatives.” The remaining language simply clarifies that the consideration and advice must concern pending or probable litigation.
Ambiguity is not established merely because the parties present differing interpretations to the court. In re Permit No. 36-7200,
A careful reading of the statute reveals that there is only one grammatically acceptable interpretation. Contrary to the State’s assertion, the statute does not contemplate that a governing body would “consider its legal representatives.” Plainly the statute allows a governing body to “consider pending litigation.” Thus, a governing body may hold an executive session “to consider, and advise its legal representatives in, pending litigation.” The State’s interpretation would read “consider” to mean “consult.” It strains the ordinary meaning of “consider.” The result urged by the State cannot be reconciled with the text of the statute.
It follows that the second part of the statutе, “where there is a general public awareness of probable litigation,” constitutes a separate and independent circumstance under which executive sessions may be held. Under the State’s interpretation, “in” and “where” are parallel; each subclause (“in pending litigation” and “where there is a general public awareness of probable litigation”) specifies an alternative condition under which a governing body may “consider and advise its legal representatives.” This interpretation, however, only works if “consider and advise its legal representatives” stands by itself, or in other words if “consider” refers to “its legal representatives.” On the other hand, if “consider” refers to “pending litigation,” then “where” does not follow grammatically from anything else in (l)(f), but must follow directly from “held.” In other words, “to” and “where” each signify independent conditions under which “an executive session may be held.” Thus,
An executive session may be held: (1) to consider, and advise its legal representatives in, pending litigation; or (2) where there is a general public awareness of probable litigation.
This is the only interpretation that makes grammatical sense of the provision without requiring a governing body to “consider its legal representatives,” whatever that might mean.
This is not an absurd result. Probable litigation by definition involves situations where litigation may or may not occur. The legislature chose to rely on a “general public awareness” requirement rather than an attorney presence requirement to perform the gatekeeping function in such cases. The State’s concerns about a potential for abuse were properly addressed to the legislature which has acted, rendering the precedential value of this case nominal, and the continued expense of public funds on this defunct legislation wasteful.
Under the plain language of the statute the presence of legal counsel is irrelevant because the Commissioners were deliberating upon probable, not pending, litigation.
2. Whether there was a generаl public awareness of probable litigation is not at issue in this appeal.
Even if an attorney is not required, the State contends the statute was violated because some topics discussed in the executive session did not relate to litigation at all. Both parties submitted affidavits to the district court in support of their characterization of what was discussed at the meeting, but the district court properly did not address the issue in its decision. Whether the subject matter of the meeting qualified under
B. Minutes
1. The motion and votes to enter executive session were not recorded in thе minutes as required by law.
Under the open meeting law, an executive session not only must convene for an authorized purpose but also must comply with procedural requirements. The Commissioners voted unanimously by roll call vote to enter executive session. However, the State alleges that the executive session did not comply with the open meeting law because the minutes do not reflect who made the motion to go into executive session or who voted on the motion.
The decision to enter executive session must be approved by “a two-thirds (2/3) vote recorded in the minutes of the meeting by individual vote.”
The governing body of a public agency shаll provide for the taking of written minutes of all its meetings. Neither a full transcript nor a recording of the meeting is required, except as otherwise provided by law. All minutes shall be available to the public within a reasonable time after the meeting, and shall include at least the following information:
(a) All members of the governing body present;
(b) All motions, resolutions, orders, or ordinances proposed and their disposition;
(c) The results of all votes, and upon the request of a member, the vote of each member, by name.
The Commissioners concede that the votes are not recorded in the handwritten notes from the meeting and apparently concluded that litigating this issue was of more consequencе than the expedient of transcribing the recording for a few dollars. They argue that the statutory requirements are satisfied because the information is preserved in an audio recording of the meeting. They argue that the purposes of the statute are better served by an audio recording than by handwritten notes because a summary necessarily omits information whereas a recording preserves a complete and accurate account of the proceedings. They also point to the Public Records Act,
Legislative definitions of terms included within a statute control and dictate the meaning of those terms as used in the statute. White v. Mock,
The open meeting law does not explicitly define “written.” It does, however, distinguish recording from taking minutes: “the taking of written minutes” is mandatory, whereas “neither a full transcript nor a recording of the meeting is required.”
Neither the Public Records Act nor the cases from other jurisdictions cited by the Commissioners are applicable. The interpretation urged by the Commissioners contradicts the statutory text: if “every means of recording” constitutes writing, as the Commissioners argue, then nothing is accomplished by specifying that minutes must be in written form, and the term “written” becomes superfluous.
The Commissioners’ argument about the superiority of an audio recording over a written summary presupposes issues of policy. Recording meetings is a commendable practice, but as the district court noted, there are also advantages to having the information in written, summarized form. In any event, policy considerations are irrelevant to whether the Commissioners complied with the statute. The legislature clearly expressed its intent to require written minutes.
The executive session did not comply "with the open meeting law. The handwritten notes in the record, which are the only written record of the meeting, do not reflect who voted to go into executive session as required by
C. Civil Penalty
1. The Commissioners may assert a good-faith defense to the imposition of civil penalties under
There are two consequences where the open meeting law is violated. First, any action taken at a meeting that violates the open meeting law is null and void.
The other remedy, added by amendment in 1992, provides for a civil penalty against any member of a governing body “who knowingly conducts or participates in a meeting which violates the provisions of this act.”
The mental state necessary to impose a civil penalty under the statute depends on the language of the statute. State v. Fox,
The legislature’s inclusion of the word “knowingly” in the statute indicates that it intended to condition the availability of a civil penalty on the defendant’s mental state. The State’s interpretation would make the Commissioners strictly liable for any violation of the open meeting law simply for having conducted or participated in the meeting. If the legislature had intended this result, there would have been no need to reference a
The State argues that a mistake of law is not a defense, relying on this Court’s opinion in State v. Fox. The defendant in Fox was convicted of possessing ephedrine, a controlled substance, without a prescription. Fox claimed he lacked the necessary mens rea because he did not know ephedrine was a controlled substance. The Court rejected his argument, holding that the relevant statute did not require an intent to commit a crime, but merely the intent to perform the рrohibited act.
This case is distinguishable from Fox. The holding in Fox was based on the text of the applicable statute; its reasoning applies only in “the absence of specific language to the contrary.” Id. The statute in Fox did not set forth any mental state as an element of the offense, and thus only a general criminal intent was required. Id.
The Commissioners are not subject to civil penalties unless, whеn they held the executive session, they knew it was not in compliance with the open meeting law. Knowledge of a violation may be inferred, but it is a prerequisite to liability under
IV.
CONCLUSION
However, the executive session violated the open meeting law because the motion and votes to enter executive session were not recorded in the written minutes as required under
Although there was a violation, the Commissioners are not subject to a civil penalty unless they were aware of the violation when they held the meeting. Because the Commissioners denied any knowledge of a violation, judgment on the pleadings is not proper. A factual determination of their state of mind remains.
The decision of the district court is reversed in part, affirmed in part, and remanded for further proceedings.
Notes
. While this appeal was pending, the legislature amended
To communicate with legal counsel for the public agency to discuss the legal ramifications of and legal options for pending litigation, or controversies not yet being litigated but imminently likely to be litigated. The mere presence of legal counsel at an executive session does not satisfy this requirement.
S.B. 1085, 59th Leg., 1st Reg. Sess., 2007 Idaho Sess. Laws ch. 174 (enacted March 26, 2007). The amendment, which becomes effective July 1, 2007, does not affect the outcome of this case.
Concurrence Opinion
concurring in part and dissenting in part.
I concur in the Court’s opinion, save the conclusion in Part III.A.1. that the litigation exception in the Open Meeting Law (
The language at issue in
The district court appears to have read the litigation exception in this manner, determining as follows:
In reading the statute as a whole, including all of the authorizing circumstances set forth in section 2345, it is clear that (l)(f) can be exercised only when a governing body is meeting with its legal counsel to discuss pending litigation or probable litigation about which there is general public awareness. That interpretation does not require presence of counsel at all meetings, nor does it require counsel to be at meetings whenever there are meetings at which conflicts are discussed. But, it does require counsel’s presence when the governing body wants to go into executive session to discuss matters which traditionally would be privileged communications or would be considered work product. Contrary to Defendants argument, this requirement does not burden governing bodies in small communities or governing bodies that may not have regulаr access to counsel. It simply means that when they wish to invoke (l)(f) and go into executive session, they must do so only to discuss pending or future litigation with their legal representative. That exception is limited to when counsel is present (and could be present telephonically) but even then, the executive session is only to discuss pending or probable litigation about which there is a general public awareness. This interpretation is consistent with the purpose of the Idaho Open Meeting Law and apparent from the plain reading of that provision.
Thus, the district court found the litigation exception language to be unambiguous, to be designed to protect attorney-client communications, and to necessarily require the presence of legal counsel in order to be invoked. I agree with that reading.
However, I would certainly concede that the language employed in the litigation exception is somewhat awkward when subjected to word-by-word microscopic scrutiny. Where I would read “consider and advice” as acts to be performed in tandem with the presence of legal counsel, the Court reads them to be acts that can be performed separately — the consideration to be allowable with or without the presence of legal counsel so that only the advising of lеgal representatives requires their presence at an executive session. While I prefer the reading advanced by the attorney general and adopted by the district court, I would concede that the Court has put forth a plausible reading of the statute. Indeed, three different readings of the statutory language were presented to the Court by the parties and amicus. Although the amicus reading is somewhat questionable in my opinion, it appears that my reading and the reading of the Court are both plausible and reasonable. Thus, I would find the statutory language to be ambiguous and employ the rules of statutory construction to determine the legislative intent. “If it is necessary for this Court to interpret a statute, the Court will attempt to ascertain legislative intent, and in construing a statute, may examine the language used, the reasonableness of the proposed interpretations, and the policy behind the statute.” Gillihan v. Gump,
We start with the proposition of openness in government. The framers of the Idaho Constitution wanted proceedings of the State Legislature to be conducted in public view. As one delegate put it, “I want the electric light of publicity turned upon every act that they do.” II Proceedings and Debates of the Constitutional Convention of Idaho 1889, 1217 (I.W. Hart ed. 1912) (State of Del. A.F. Parker). There is no reason to believe that the constitutional framers would have expected
In
With regard specifically to counties, the Legislature has provided in Title 31, the code title pertaining to counties and county law, that all meetings of a board of county commissioners “must be public.”
The Open Meeting Law was enacted in 1974 “to provide for more open meetings of governing bodies in Idaho” and to combat the attitude of many governing bodies “that the public’s business is none of the public’s business.” H.B. 602, Statement of Purpose, 42nd Leg. 2nd Sess. (Idaho 1974). As enacted in 1974, the legislation did not contain a litigation exception. 1974 Idaho Sess. Laws, Ch. 187, p. 1492. In 1978, the Legislature enacted H.B. 582, which established the litigation exception in subsection (l)(f) to “allow governing bodies to go into executive session to consider and advise its legal representatives on pending litigation.” H.B. 582, Statement of Purpose, 44th Leg., 2nd Sess. (Idaho 1978); 1978 Idaho Sess. Laws, Ch. 302, p. 759. The legislative history is instructive. Representative Ingram was the sponsor of the legislation, which was proposed by the Association of Idaho Cities. According to the record developed in the House State Affairs Committee when the legislation was first considered:
Rep. Ingram spoke to the committee on this proposed legislation and said this amendment would allow governing bodies like city councils and county commissioners, etc., to go into executive session to consider and advise its legal representatives on pending litigation. He said the Association of Idaho Cities had asked that he bring this to committee since he was the author of the original meeting law. Mr. Marty Peterson from the Association of Idaho Cities spoke to the committee and said this amendment will allow city councils to meet with legal counsel in matters concerning litigation in an attorney-client relationship.
Rep. Winchester felt we have a good opening meeting law already and the wordage in this bill would allow the public to be shut out of the meetings. He felt this was contrary to the open meeting law. Rep. Ingram said he had been a little concerned about the wordage himself, however, when a suit had been filed he felt it would belegitimate for a governing body tо meet with their attorney. He asked Mr. Peterson if his association would object to a change. Mr. Peterson said they would prefer the bill go through in its present form. He said it was their understanding that unless a suit had actually been filed and was proceeding through the court system, the open meeting law would not allow the retention of an attorney-client relationship.
Hearing on RS 3U38 [H.B. 582] before the House State Affairs Committee, 44th Leg., 2nd Sess., pp. 2-3 (Idaho Feb. 21, 1978). Thus, the entity requesting the legislation and the legislative sponsor intended to allow governing bodies “to meet with legal counsel in matters concerning litigation in an attorney-client relationship.” With no exception for confidentiаl attorney-client communications in the 1974 enactment, the governing body and its attorney would have had to discuss litigation strategy in open session, thereby defeating the attorney-client privilege. The 1978 amendment was designed specifically to keep the attorney-client exchange confidential. It should not be more broadly construed.
Although this case has been somewhat mooted by the Legislature’s 2007 amendment of