135 Wash. 2d 498 | Wash. | 1998
Lead Opinion
We are asked in this case to determine if a police action constituted a disturbance of a person’s private affairs without lawful authority under article I, section 7 of the Washington Constitution. We hold the test for a disturbance of a person’s private affairs under article I, section 7 is a purely objective one, looking to the actions of the law enforcement officer, thus rejecting the test for a seizure under the Fourth Amendment articulated by the United States Supreme Court in California v. Hodari D., 499 U.S. 621, 111 S. Ct. 1547, 113 L. Ed. 2d 690 (1991). Applying our objective test, we hold, under the totality of the circumstances here, the officer did not disturb Young’s private affairs and affirm the decision of the Court of Appeals.
ISSUE
Was Young “disturbed in his private affairs . . . without authority of law” under article I, section 7 of the Washington Constitution when the police approached him at night in a patrol car while he was on a public street, shining a spotlight on him?
FACTS
Deputy Sheriff Robert Carpenter, who had been a patrol officer for nearly all of his 12 years of service with the Pierce County Sheriff, was assigned to the Lakewood precinct and University Place.
At 9:40 p.m., Carpenter was on Lincoln Avenue in the vicinity of the McChord Air Force Base gate. He spotted Kevin Young standing on the corner of Lincoln and Chicago, talking to a young woman, but did not observe anything relating to Young that aroused his suspicions. Carpenter testified he did not recognize Young, and, because he tries to get to know the people in his area of responsibility, he stopped his patrol car, exited the vehicle, and talked to Young. He asked how Young was doing, learned Young’s name was Kevin Young, and returned to his patrol car. He testified he did not recall any other details of his conversation with Young. He did not search Young, or ask to search him. He described the meeting as a social contact.
After Carpenter returned to his car, he drove off northbound on Lincoln, down a hill. He stopped his car and radioed for a criminal history records check on Kevin Young. Carpenter asked for the criminal records check because he did not know Young and because the area had a high incidence of narcotics activity. The check revealed Young had a very extensive background in narcotics sales with prior narcotics arrests.
By this time, Carpenter had parked a half block downhill on Lincoln, away from Young. After he received the criminal history information, he resumed driving. While looking in his rear view mirror, Carpenter saw Young out in the middle of the street, apparently watching to see where Carpenter was driving—“it appeared to me that he was looking to see if I was leaving the area.” Report of Proceedings at 12, 14. Because Carpenter had proceeded down Lincoln, the crest of the hill would have prevented him from seeing Young had Young not mounted the crest in an apparent attempt to see where Carpenter had gone.
Carpenter then turned his vehicle around and, at a normal speed, headed back up Lincoln toward Young.
Carpenter drove to the opposite side of the street, stopped his patrol car close to the tree, and exited the vehicle. He asked Young to stop. Then he retrieved the object he saw Young dispose of behind the tree. Carpenter described the object as half a Coke can with a charred bottom, containing a rock-like substance that appeared to be crack cocaine.
In answering the question as to why he stopped Young after he had seen Young dispose of the package, Carpenter said: “I believed he was trying to dispose of some type of contraband, narcotics or something, that he didn’t want me to find on his possession at the time, and I believed that his actions were suspicious enough for me to check and see what that was.” Report of Proceedings at 17. After retrieving the can, he arrested Young for possession of a controlled substance. Carpenter testified Young was not free to leave after he told him to stop, but he did not direct Young to stop at any time other than the single instance after he saw him throw the object behind the tree.
The State charged Young with unlawful manufacturing of an imitation controlled substance, pursuant to RCW 69.52.030(1).
The defendant is deemed to have been seized at the point the deputy illuminated the defendant with the spotlight. At that point, the deputy had no reasonable articulable suspicion to believe the defendant was involved in criminal activity, and therefore was not entitled to detain him. Any evidence discovered as a result of such detention is inadmissible.
Clerk’s Papers at 33. The trial court entered findings of fact and conclusions of law on the suppression. As a result of the suppression of the evidence, the State moved for an order of dismissal without prejudice, and the trial court granted the motion.
The State appealed. Division Two reversed the trial court in a published opinion. State v. Young, 86 Wn. App. 194, 935 P.2d 1372 (1997). The Court of Appeals held Young was not seized within the meaning of the Fourth Amendment when Carpenter shone the spotlight on him, citing Hodari D.
ANALYSIS
This case presents an important issue of search and seizure law. The Court of Appeals, holding California v. Hodari D., 499 U.S. 621, 111 S. Ct. 1547, 113 L. Ed. 2d 690 (1991), comports with article I, section 7, found no seizure occurred. Young, 86 Wn. App. at 203. We must decide first whether the Fourth Amendment analysis in Hodari D. is consistent with article I, section 7 of the Washington Constitution.
A. The Hodari D. Test for “Seizure”
The United States Supreme Court held in Hodari D. that
The juvenile court denied Hodari’s motion to suppress the evidence. The California Court of Appeal reversed, holding Hodari had been “seized” when he saw the officer running toward him. The court found the seizure unreasonable, and suppressed the evidence as the fruit of the illegal seizure. Id.
The United States Supreme Court addressed only the issue of whether a seizure of Hodari had occurred before or after the physical apprehension by the officer. If no seizure occurred before Hodari discarded the cocaine, that is, if no seizure occurred simply as a result of the officer’s running toward Hodari, then Hodari simply abandoned the contraband, the police lawfully recovered it, and it was not the fruit of an illegal seizure. On the other hand, if the fact of the officer’s running toward Hodari in and of itself constituted a seizure, then it was unreasonable and in violation of the Fourth Amendment because Hodari’s behavior did not give the officers probable cause to detain him; all he had done was run from the approaching patrol car.
The Supreme Court in Hodari D. formulated the question narrowly: can a seizure occur even though the subject does not yield? The Court held in the negative. Id. at 626. Citing Terry v. Ohio, 392 U.S. 1, 19 n.16, 88 S. Ct. 1868, 20 L. Ed. 2d 889 (1968), the Court identified two ways in which a seizure may occur: a seizure occurs “when the officer, by means of physical force or a show of authority, has in some way restrained the liberty of the citizen.” In Ho
Hodari D. held there can also be no seizure until the citizen has yielded to the show of authority. Hodari D., 499 U.S. at 626. Thus, if the suspect runs away, he or she has not yielded to authority, and there has been no seizure. If the suspect yields to the show of authority by standing his or her ground, then a seizure is deemed to have occurred. Hodari D. introduced a subjective element into the definition of a Fourth Amendment seizure: the action of the subject, either to disregard the show of authority or to yield to it, determines the seizure question. The Court based its analysis in some measure on Proverbs 28:1: “The wicked flee when no man pursueth.”
In reaching its conclusion, the Court had to explain its earlier holding in United States v. Mendenhall, 446 U.S. 544, 554, 100 S. Ct. 1870, 64 L. Ed. 2d 497 (1980), where the Court said: “[A] person has been ‘seized’ within the meaning of the Fourth Amendment only if, in view of all the circumstances surrounding the incident, a reasonable person would have believed that he was not free to leave.” Under the Mendenhall formulation, the test is objective, not subjective. The Hodari D. Court concluded Mendenhall is not in conflict because Mendenhall says
a person has been seized “only if,” not that he has been seized “whenever”; it states a necessary, but not a sufficient, condition for seizure—or, more precisely, for seizure effected through a “show of authority.” Mendenhall establishes that the test for existence of a “show of authority” is an objective one: not whether the citizen perceived that he was being ordered to restrict his movement, but whether the officer’s words and actions would have conveyed that to a reasonable person.
Hodari D., 499 U.S. at 628. Thus, the Mendenhall test is
This analysis has been severely criticized.
Similarly, critics note Fourth Amendment protections should not depend on a citizen’s subjective state of mind. Under Hodari D., the moment at which seizure occurs is “governed by the citizen’s reaction, rather than the officer’s conduct.” Hodari D., 499 U.S. at 643 (Stevens, J., dissenting). Justice Stevens thought the Fourth Amendment would be better served by adherence to the rule that allowed the police to know in advance whether their contemplated conduct would implicate the Fourth Amendment, rather than depend on the citizen’s reaction to that conduct. Id. at 643-44.
Because Hodari D. raised the bar for those asserting a seizure, and substantially changed preexisting Supreme Court law, several states have rejected Hodari D., preferring to analyze seizure issues under their own constitutions.* **
B. Gunwall Analysis of Disturbance of Private Affairs Under Article I, Section 7
In State v. Gunwall, 106 Wn.2d 54, 58, 720 P.2d 808, 76 A.L.R.4th 517 (1986), we adopted six criteria to employ in determining whether Wash. Const, art. I, § 7 provides greater protection to Washington citizens than the Fourth Amendment: (1) the textual language; (2) differences in the texts; (3) constitutional history; (4) preexisting state law; (5) structural differences; and (6) matters of state or local concern.
As we noted in State v. Young, 123 Wn.2d 173, 179-80, 867 P.2d 593 (1994), examination of the first, second, third, and fifth criteria all lead to the conclusion that article I, section 7 provides greater protection of privacy than the Fourth Amendment. Thus, it is not necessary to reexamine those criteria here. State v. Boland, 115 Wn.2d 571, 576, 800 P.2d 1112 (1990). Likewise, because state “law enforcement measures are a matter of local concern,” Young, 123 Wn.2d at 180, it is not necessary to analyze the sixth criterion. Only the fourth criterion, preexisting state law, warrants examination in this case.
No Washington case has discussed whether Hodari D. comports with Washington law. The Court of Appeals in this case simply adopted Hodari D. without substantial discussion.* ***
*510 A person is “seized” within the meaning of the Fourth Amendment only when, by means of physical force or a show of authority, his freedom of movement is restrained. . . . There is a “seizure” when, in view of all the circumstances surrounding the incident, a reasonable person would have believed that he was not free to leave.
State v. Stroud, 30 Wn. App. 392, 394-95, 634 P.2d 316 (1981) (footnote omitted) (citing United States v. Mendenhall, 446 U.S. 544, 554, 100 S. Ct. 1870, 64 L. Ed. 2d 497 (1980)), review denied, 96 Wn.2d 1025 (1982); accord State v. Thorn, 129 Wn.2d 347, 351-52, 917 P.2d 108 (1996).
Washington search and seizure law stemming from Terry and proceeding through Mendenhall is well-established. Were we to adopt Hodari D. and its new definition of seizure for a disturbance of private affairs under article I, section 7, we would be departing from our precedents and the greater protection of privacy afforded Washington citizens under article I, section 7 of the Washington Constitution. Given the erosion of privacy the Hodari D. decision entails, we adhere to our established jurisprudence and reject application of the test for a seizure articulated in Hodari D. to a disturbance of private affairs under article I, section 7.
C. Article I, Section 7 in this Case
Like those asserting a seizure under the Fourth Amendment, State v. Thorn, 129 Wn.2d 347, 354, 917 P.2d 108 (1996), Young has the burden of proving a disturbance of his private affairs under article I, section 7. Young maintains being illuminated with the police car spotlight constituted a seizure. Further, because the seizure was without probable cause, the subsequent recovery of the imitation controlled substance was unlawful, and the evidence of it should be suppressed. Because the police did not
Young asserts he “had a privacy interest in being free to move about in a public place without being accosted by the police.” Supplemental Br. of Pet’r at 6. As noted above, however, the police are permitted to engage persons in conversation and ask for identification even in the absence of an articulable suspicion of wrongdoing. The amicus brief the Washington Association of Criminal Defense Lawyers and American Civil Liberties Union jointly filed goes too far in asserting, “This Court, under Article I § 7, cannot allow police this unfettered discretion to direct their power towards a person who is doing nothing more than exercising his right to walk down the street unhindered by government authority.” Amicus Br. at 12. Article I, section 7 does not forbid social contacts between police and citizens: “[A] police officer’s conduct in engaging a defendant in conversation in a public place and asking for identification does not, alone, raise the encounter to an investigative detention.” State v. Armenta, 134 Wn.2d 1, 11, 948 P.2d 1280 (1997).
This view comports with the Supreme Court’s statement in Mendenhall that “not every encounter between a police officer and a citizen is an intrusion requiring an objective justification.” Mendenhall, 446 U.S. at 553. The Mendenhall Court also said, “Moreover, characterizing every street encounter between a citizen and the police as a ‘seizure,’ while not enhancing any interest secured by the Fourth Amendment, would impose wholly unrealistic restrictions upon a wide variety of legitimate law enforcement practices.” Id. at 554. Thus, it is well-established that “[ejffective law enforcement techniques not only require passive police observation, but also necessitate their interaction with citizens on the streets.” Tucker, 642 A.2d at 406 (police are more than “mere spectators”) (quoting People v.
Young cites no cases to support his position. He simply argues the shining of the spotlight was an intrusion into his protected privacy interests. Supplemental Br. of Pet’r at 6-9. The State cites Mendenhall for a list of examples of a show of authority:
Examples of circumstance that might indicate a seizure, even where the person did not attempt to leave, would be the threatening presence of several officers, the display of a weapon by an officer, some physical touching of the person of the citizen, or the use of language or tone of voice indicating that compliance with the officer’s request might be compelled. ... In the absence of some such evidence, otherwise inoffensive contact between a member of the public and the police cannot, as a matter of law, amount to a seizure of that person.
Mendenhall, 446 U.S. at 554-55 (citations omitted).
When Carpenter completed his social contact with Young, he had no knowledge of Young’s criminal history. He drove down the street and determined from a criminal history records check, that Young had a substantial history of police contacts for drug-related incidents. This new information raised his concern about Young. Carpenter then noticed Young peering down the street in an apparent attempt to see where the deputy was, behavior suggesting Young was checking to see if “the coast was clear.” These two new facts motivated Carpenter to turn his vehicle around and proceed back toward Young. These events occurred in an area known for high drug-related activity. Based on the totality of the circumstances, the deputy acted reasonably in seeking to renew his contact with Young.
The shining of the spotlight in this case does not
CONCLUSION
Hodari D. and Young’s position represent polar extremes for analysis of the facts of this case. Under Hodari D., there was no seizure under the Fourth Amendment because Young did not yield when the spotlight illuminated him. Absent a seizure, Young’s discarding the contraband was voluntary and the deputy’s recovery of it, lawful. Under Young’s interpretation of article I, section 7, all intrusions by the police of someone in a public place are proscribed as disturbances of a citizen’s private affairs. We reject both views.
We reject the introduction of Hodari D. and its mixed subjective/objective test into article I, section 7 jurisprudence because of the drastic change it makes in seizure law. Taking into account whether the citizen yields to the show of authority improperly changes the focus of the seizure inquiry from the conduct of the police to the state of mind of the citizen. Article I, section 7 sets a higher standard for protection of privacy than the Fourth Amendment, and plainly prevents the erosion of privacy Hodari D. mandates.
However, there was no violation of Young’s privacy in this case because, under the totality of these circumstances, the deputy’s actions did not constitute such a show of authority that a reasonable person would not believe
We affirm the Court of Appeals’ reversal of the trial court’s order suppressing the evidence of the imitation controlled substance.
Durham, C.J., and Dolliver, Smith, Guy, Madsen, and Sanders, JJ., concur.
The facts are all taken from Carpenter’s suppression hearing testimony. He was the only witness at the hearing.
RCW 69.52.030(1) provides: “It is unlawful for any person to manufacture, distribute, or possess with intent to distribute, an imitation controlled substance. Any person who violates this subsection shall, upon conviction, be guilty of a class C felony.” The Legislature enacted Chapter 69.52, Imitation Controlled Substances, in 1982, in response to the “growing number of injuries and deaths” stemming from imitation controlled substances. RCW 69.52.010.
Young did not argue the Fourth Amendment in his Petition for Review or his supplemental brief. Accordingly, we do not address that issue.
See 4 Wayne R. LaFave, Search and Seizure: A Treatise on the Fourth Amendment § 9.3(d), at 125 (3d ed. 1996) (result in Hodari D. is “incorrect”); Ronald L. Bacigal, The Right of the People to Be Secure, 82 Ky. L.J. 145 (1993/94); Bruce A. Green, “Power, Not Reason”: Justice Marshall’s Valedictory and the Fourth Amendment in the Supreme Court’s 1990 Term, 70 N.C. L. Rev. 373 (1992); Thomas K. Clancy, The Future of Fourth Amendment Seizure Analysis After Hodari D. and Bostick, 28 Am. Crim. L. Rev. 799 (1991).
See State v. Nettles, 70 Wn. App. 706, 855 P.2d 699 (1993), review denied, 123 Wn.2d 1010, 869 P.2d 1085 (1994) (Baker, J„ dissenting):
The defendant was walking on a city sidewalk on an early summer evening. He had his hands in his pockets. A uniformed officer turned on her yellow wigwag lights, stopped her patrol car near him, and asked him and his companion to step over to her car. The defendant turned toward her; his companion continued slowly walking away.
The officer had been responding to a radio dispatch to “check for narcotics activity” at a nearby intersection. Her suspicions were aroused because three men, including the defendant, split up and began walking when they saw her police car go by.
State v. Oquendo, 223 Conn. 635, 613 A.2d 1300, 1309-10 (1992) (Hodari D. does not comport with Connecticut’s common law of arrest); State v. Quino, 74 Haw. 161, 840 P.2d 358, 362 (1992) (rejecting Hodari D. and adhering to Mendenhall as providing greater protection under Hawaii constitution), cert. denied, 507 U.S. 1031, 113 S. Ct. 1849, 123 L. Ed. 2d 472 (1993); State v. Tucker, 626 So. 2d 707, 712 (La. 1993) (Hodari D. offers less privacy protection than Louisiana constitution requires); In re Welfare of E.D.J., 502 N.W.2d 779, 781 (Minn. 1993) (refusing to depart from court’s pre-Hodari approach); State v. Tucker, 136 N.J. 158, 642 A.2d 401, 405 (1994) (refusing to make “radical” change in New Jersey seizure law adoption of Hodari D. would require); People v. Madera, 153 Misc. 2d 366, 580 N.Y.S.2d 984 (1992), aff'd on other grounds, 82 N.Y.2d 775, 604 N.Y.S.2d 538, 624 N.E.2d 675 (1993); Commonwealth v. Matos, 543 Pa. 449, 672 A.2d 769, 773-74 (1996) (adhering to Mendenhall approach adopted by Pennsylvania in 1977 case).
Cases following Hodari D. include: Gibbons v. State, 676 So. 2d 956 (Ala. Crim. App. 1995); Perez v. State, 620 So. 2d 1256, 1258 (Fla. 1993) (Florida constitution specifically prohibits court from finding greater protections in Florida constitution than those in Fourth Amendment); State v. Agundis, 127 Idaho 587, 903 P.2d 752, 757 (App. 1995) (even though Idaho constitution offers greater privacy protection than Fourth Amendment, Hodari D. complies with Idaho constitution); Tom v. Voida, 654 N.E.2d 776 (Ind. App. 1995); Brummell v. State, 112 Md. App. 426, 685 A.2d 835 (1996); Harper v. State, 635 So. 2d 864, 867 (Miss. 1994) (Hodari D. comports with preexisting Mississippi law). In one case that applied
Hodari D. has received scant attention in Washington courts. Justice Alexander cited it in his dissent without discussion in State v. Thorn, 129 Wn.2d 347, 356, 917 P.2d 108 (1996) (Alexander, J., dissenting). Division Two employed the
This is consistent with our holding in State v. Rose, 128 Wn.2d 388, 909 P.2d 280 (1996), a search case, wherein we held illumination of the interior of a mobile home by a flashlight at night satisfied the open view doctrine:
In accord with the reasoning in Dunn, Lee, and other cases cited above, we hold that the fact that a flashlight is used does not transform an observation which would fall within the open view doctrine during daylight into an impermissible search simply because darkness falls. One who leaves contraband in plain sight, visible through an unobstructed window to anyone standing on the front porch of his residence, does not have a reasonable expectation of privacy in the visible area.
Nor is the mere use of a flashlight an intrusive method of viewing. A flashlight is an exceedingly common device; few homes or boats are without one. It is not a unique, invasive device used by police officers to invade the privacy of citizens, and is far different from the device at issue in State v. Young, 123 Wn.2d 173, 182-83, 867 P.2d 593 (1994). In Young, we held that use of an infrared device to detect heat patterns in the home, which could not be detected by the naked eye or other senses, and which could in effect enable the officer to “see through the walls” of the home, was a particularly intrusive method of viewing which went well beyond mere enhancement of normal senses. A flashlight, in contrast, does not enable an officer to see within the walls or through drawn drapes. Instead, it is a device commonly used by people in this state, and, in fact, would be an expected device for someone to use approaching a mobile home in a rural area at dusk or after nightfall.
Officer Dekofski looked through an unobstructed window to the left of the front door while lawfully standing on the front porch. Rose simply did not have an expectation of privacy in what could be seen through that window in natural light, and the fortuity that darkness fell before Officer Dekofski could investigate the report of criminal activity does not change that fact. There was no Fourth Amendment violation as a result of the officer’s observations through the unobstructed window while using a flashlight.
Rose, 128 Wn.2d at 398-99.
Concurrence in Part
(concurring in part, dissenting in part) — I concur with the majority’s rejection of the test that was articulated in California v. Hodari D., 499 U.S. 621, 111 S. Ct. 1547, 113 L. Ed. 2d 690 (1991), for determining whether a seizure has occurred. I entirely agree with the majority’s view that we should preserve the objective test for a disturbance of private affairs that has long been a part of this court’s jurisprudence.
I part company, though, with the majority in its conclusion that Young was not seized or disturbed in his private affairs when he was illuminated by the police car spotlight. Although the majority correctly observes that not every encounter between a police officer and a citizen is a seizure or a disturbance of private affairs, the spotlighting of Young was such an intrusion. I reach that conclusion because, in my view, a reasonable person in Young’s position would not have believed that he was free to leave once he fell under the beam of the police spotlight. In rejecting this view, the majority makes much of the fact that “[t]he spotlight did not illuminate anything Young sought to keep private,” and that Young was “in the open on a public street.” Majority at 515. That begs the question because, as the majority concedes, the issue is whether Young was seized and thereby disturbed in his private affairs. One is seized when a show of authority by an officer of the law would
The majority’s conclusion that the spotlighting was not such a show of authority does not hold up under these facts. Significantly, Deputy Sheriff Carpenter had just spoken to Young a few minutes before the spotlighting took place and had chosen to drive away from what he described as “social contact.” Majority at 502. Nevertheless, after learning that Young had a criminal record, the deputy turned his vehicle around and headed back toward Young. As the deputy did so, he observed Young walking toward an apartment complex. This caused the deputy to increase the speed of his automobile and shine its spotlight on Young. The deputy gave no explanation for doing so and made no attempt to justify this action. Because the earlier contact with Young had been uneventful, and Young did not do anything between the time of that contact and the time the spotlight was shined on him that was unlawful or even suspicious, shining the light on Young was saying, in essence, STOE This, in my view, was an unjustified intrusion into Young’s private affairs.
This is a case of first impression. The cases that are closest factually to the present one are previous holdings by courts in this state that “[a] seizure occurs when police officers pull up to a parked vehicle and activate their emergency lights.” State v. Markgraf, 59 Wn. App. 509, 511, 798 P.2d 1180 (1990) (citing State v. DeArman, 54 Wn. App. 621, 624, 774 P.2d 1247 (1989)); see also State v. Stroud, 30 Wn. App. 392, 396, 634 P.2d 316 (1981), review denied, 96 Wn.2d 1025 (1982).
Similarly, here, even accepting as true Deputy Sheriff Carpenter’s characterization of his initial contact with Young as a mere “social contact,” it would have been quite clear to Young that their second interaction was actually serious business. Under these circumstances, the searchlight shining upon Young sent a message no less unmistakable than that sent by flashing fights to occupants of parked cars. In short, the combination of the second encounter following the first resulted in a show of authority constituting a seizure. Yet, under the permissive approach that the majority is adopting here, “it will be advantageous to the police to place a seizure at the latest possible moment so as to be able to use any earlier-revealed incriminating evidence as part of the basis for the Terry stop.” 4 Wayne R. LaFave, Search and Seizure § 9.3(d), at 130 (3d ed. 1996). This is because the bar for what actually constitutes a “seizure” is being set so high that its purposes can now be accomplished by other means and without reasonable and articulable suspicion. Accordingly, then, the majority’s acknowledgment of the “greater protection of privacy afforded Washington citizens under article I, section 7” becomes empty rhetoric. Majority at 510.
I am not suggesting, as the majority suggests Young is,
Johnson, J., concurs with Alexander, J.
The State inexplicably cites these cases in support of the proposition that flashing police lights upon “moving” cars constitutes a seizure, even while it quotes language from Stroud noting that a “parked car” was involved. Br. of Appellant at 5 (quoting Stroud, 30 Wn. App. at 396). It then cites three cases from other states, completely ignoring Washington case law to the contrary, to support