State v. YoungState v. Young
We are asked in this case to determine if a police action constituted a disturbance of a person‘s private affairs without lawful authority under
ISSUE
Was Young “disturbed in his private affairs... without authority of law” under
FACTS
Deputy Sheriff Robert Carpenter, who had been a patrol officer for nearly all of his 12 years of service with the Pierce County Sheriff, was assigned to the Lakewood precinct and University Place.1
At 9:40 p.m., Carpenter was on Lincoln Avenue in the vicinity of the McChord Air Force Base gate. He spotted Kevin Young standing on the corner of Lincoln and Chicago, talking to a young woman, but did not observe anything relating to Young that aroused his suspicions. Carpenter testified he did not recognize Young, and, because he tries to get to know the people in his area of responsibility, he stopped his patrol car, exited the vehicle, and talked to Young. He asked how Young was doing, learned Young‘s name was Kevin Young, and returned to his patrol car. He testified he did not recall any other details of his conversation with Young. He did not search Young, or ask to search him. He described the meeting as a social contact.
After Carpenter returned to his car, he drove off northbound on Lincoln, down a hill. He stopped his car and radioed for a criminal history records check on Kevin Young. Carpenter asked for the criminal records check because he did not know Young and because the area had a high incidence of narcotics activity. The check revealed Young had a very extensive background in narcotics sales with prior narcotics arrests.
By this time, Carpenter had parked a half block downhill on Lincoln, away from Young. After he received the criminal history information, he resumed driving. While looking in his rear view mirror, Carpenter saw Young out in the middle of the street, apparently watching to see where Carpenter was driving—“it appeared to me that he was looking to see if I was leaving the area.” Report of Proceedings at 12, 14. Because Carpenter had proceeded down Lincoln, the crest of the hill would have prevented him from seeing Young had Young not mounted the crest in an apparent attempt to see where Carpenter had gone.
Carpenter then turned his vehicle around and, at a normal speed, headed back up Lincoln toward Young. Young, walking at a fast pace, began moving toward a bushy area near an apartment complex. Carpenter then speeded up. As Carpenter drove up the hill, he shined the patrol vehicle spotlight on Young when Young was about three or four feet from a tree. He saw Young walk behind the tree, crouch down, and toss something about the size of a small package into the area near the tree. Young continued walking, now away from the tree, and at a very fast pace. After he was away from the tree, he “stopped running” and began walking. Report of Proceedings at 12.
Carpenter drove to the opposite side of the street, stopped his patrol car close to the tree, and exited the vehicle. He asked Young to stop. Then he retrieved the object he saw Young dispose of behind the tree. Carpenter described the object as half a Coke can with a charred bottom, containing a rock-like substance that appeared to be crack cocaine.
In answering the question as to why he stopped Young after he had seen Young dispose of the package, Carpenter said: “I believed he was trying to dispose of some type of contraband, narcotics or something, that he didn‘t want me to find on his possession at the time, and I believed that his actions were suspicious enough for me to check and see what that was.” Report of Proceedings at 17. After retrieving the can, he arrested Young for possession of a controlled substance. Carpenter testified Young was not free to leave after he told him to stop, but he did not direct Young to stop at any time other than the single instance after he saw him throw the object behind the tree.
The State charged Young with unlawful manufacturing of an imitation controlled substance, pursuant to
The defendant is deemed to have been seized at the point the deputy illuminated the defendant with the spotlight. At that point, the deputy had no reasonable articulable suspicion to believe the defendant was involved in criminal activity, and therefore was not entitled to detain him. Any evidence discovered as a result of such detention is inadmissible.
Clerk‘s Papers at 33. The trial court entered findings of fact and conclusions of law on the suppression. As a result of the suppression of the evidence, the State moved for an order of dismissal without prejudice, and the trial court granted the motion.
The State appealed. Division Two reversed the trial court in a published opinion. State v. Young, 86 Wash.App. 194, 935 P.2d 1372 (1997). The Court of Appeals held Young was not seized within the meaning of the
ANALYSIS
This case presents an important issue of search and seizure law. The Court of Appeals, holding California v. Hodari D., 499 U.S. 621, 111 S.Ct. 1547, 113 L.Ed.2d 690 (1991), comports with
A. The Hodari D. Test for “Seizure”
The United States Supreme Court held in Hodari D. that a seizure within the meaning of the
The juvenile court denied Hodari‘s motion to suppress the evidence. The California Court of Appeal reversed, holding Hodari had been “seized” when he saw the officer running toward him. The court found the seizure unreasonable, and suppressed the evidence as the fruit of the illegal seizure. Id.
The United States Supreme Court addressed only the issue of whether a seizure of Hodari had occurred before or after the physical apprehension by the officer. If no seizure occurred before Hodari discarded the cocaine, that is, if no seizure occurred simply as a result of the officer‘s running toward Hodari, then Hodari simply abandoned the contraband, the police lawfully recovered it, and it was not the fruit of an illegal seizure. On the other hand, if the fact of the officer‘s running toward Hodari in and of itself constituted a seizure, then it was unreasonable and in violation of the
The Supreme Court in Hodari D. formulated the question narrowly: can a seizure occur even though the subject does not yield? The Court held in the negative. Id. at 626, 111 S.Ct. at 1550. Citing Terry v. Ohio, 392 U.S. 1, 19 n. 16, 88 S.Ct. 1868, 1879 n. 16, 20 L.Ed.2d 889 (1968), the Court identified two
Hodari D. held there can also be no seizure until the citizen has yielded to the show of authority. Hodari D., 499 U.S. at 626, 111 S.Ct. at 1550. Thus, if the suspect runs away, he or she has not yielded to authority, and there has been no seizure. If the suspect yields to the show of authority by standing his or her ground, then a seizure is deemed to have occurred. Hodari D. introduced a subjective element into the definition of a
In reaching its conclusion, the Court had to explain its earlier holding in United States v. Mendenhall, 446 U.S. 544, 554, 100 S.Ct. 1870, 1877, 64 L.Ed.2d 497 (1980), where the Court said: “[A] person has been ‘seized’ within the meaning of the
a person has been seized “only if,” not that he has been seized “whenever“; it states a necessary, but not a sufficient, condition for seizure—or, more precisely, for seizure effected through a “show of authority.” Mendenhall establishes that the test for existence of a “show of authority” is an objective one: not whether the citizen perceived that he was being ordered to restrict his movement, but whether the officer‘s words and actions would have conveyed that to a reasonable person.
Hodari D., 499 U.S. at 628, 111 S.Ct. at 1551. Thus, the Mendenhall test is only a first, necessary step in the determination of a seizure. Hodari D. added an additional prong to the test: not only must a reasonable person believe the show of authority requires him or her to yield, but the person involved must in fact yield to the show of authority in order for a seizure to exist. Only if both prongs are met does a seizure occur. See also Florida v. Bostick, 501 U.S. 429, 439, 111 S.Ct. 2382, 2389, 115 L.Ed.2d 389 (1991) (court must determine whether police conduct would have communicated to a reasonable person that the person was not free to terminate the encounter).
This analysis has been severely criticized.4 “The Hodari D. decision represents a revision of the United States Supreme Court‘s definition of seizure ... as well as a departure from that Court‘s precedent.” Commonwealth v. Stoute, 422 Mass. 782, 665 N.E.2d 93, 96 (1996) (citation omitted). Hodari D. may permit the police to “sanitize an unlawful, suspicionless ‘encounter’ by construing the subject‘s non-cooperation as ‘suspicious’ or ‘flight’ and then claiming ‘probable cause’ to arrest.” State v. Quino, 74 Haw. 161, 840 P.2d 358, 366 (1992), cert. denied, 507 U.S. 1031, 113 S.Ct. 1849, 123 L.Ed.2d 472 (1993) (Levinson, J., concurring).5 Plainly,
Similarly, critics note
Because Hodari D. raised the bar for those asserting a seizure, and substantially changed preexisting Supreme Court law, several states have rejected Hodari D., preferring to analyze seizure issues under their own constitutions.6
In summary, Hodari D. is a departure from previous Supreme Court cases on the definition of seizure under the
B. Gunwall Analysis of Disturbance of Private Affairs Under Article I, Section 7
In State v. Gunwall, 106 Wash.2d 54, 58, 720 P.2d 808, 76 A.L.R.4th 517 (1986), we adopted six criteria to employ in determining whether
As we noted in State v. Young, 123 Wash.2d 173, 179-80, 867 P.2d 593 (1994), examination of the first, second, third, and fifth criteria all lead to the conclusion that
No Washington case has discussed whether Hodari D. comports with Washington law. The Court of Appeals in this case simply adopted Hodari D. without substantial discussion.7 Previous Washington cases adopted the Mendenhall test of a seizure to analyze a disturbance of a person‘s private affairs under
A person is “seized” within the meaning of the
Fourth Amendment only when, by means of physical force or a show of authority, his freedom of movement is restrained.... There is a “seizure” when, in view of all the circumstances surrounding the incident, a reasonable person would have believed that he was not free to leave.
State v. Stroud, 30 Wash.App. 392, 394-95, 634 P.2d 316 (1981) (footnote omitted) (citing United States v. Mendenhall, 446 U.S. 544, 554, 100 S.Ct. 1870, 1877, 64 L.Ed.2d 497 (1980)), review denied, 96 Wash.2d 1025 (1982); accord State v. Thorn, 129 Wash.2d 347, 351-52, 917 P.2d 108 (1996).
Washington search and seizure law stemming from Terry and proceeding through Mendenhall is well-established. Were we to adopt Hodari D. and its new definition of seizure for a disturbance of private affairs under
D. Article I, Section 7 in this Case
Like those asserting a seizure under the
Young asserts he “had a privacy interest in being free to move about in a public place without being accosted by the police.” Supplemental Br. of Pet‘r at 6. As noted above, however, the police are permitted to engage persons in conversation and ask for identification even in the absence of an articulable suspicion of wrongdoing. The amicus brief the Washington Association of Criminal Defense Lawyers and American Civil Liberties Union jointly filed goes too far in asserting, “This Court, under Article I § 7, cannot allow police this unfettered discretion to direct their power towards a person who is doing nothing more than exercising his right to walk down the street unhindered by government authority.” Amicus Br. at 12.
This view comports with the Supreme Court‘s statement in Mendenhall that “not every encounter between a police officer and a citizen is an intrusion requiring an objective
Young cites no cases to support his position. He simply argues the shining of the spotlight was an intrusion into his protected privacy interests. Supplemental Br. of Pet‘r at 6-9. The State cites Mendenhall for a list of examples of a show of authority:
Examples of circumstance that might indicate a seizure, even where the person did not attempt to leave, would be the threatening presence of several officers, the display of a weapon by an officer, some physical touching of the person of the citizen, or the use of language or tone of voice indicating that compliance with the officer‘s request might be compelled.... In the absence of some such evidence, otherwise inoffensive contact between a member of the public and the police cannot, as a matter of law, amount to a seizure of that person.
Mendenhall, 446 U.S. at 554-55, 100 S.Ct. at 1877 (citations omitted).
When Carpenter completed his social contact with Young, he had no knowledge of Young‘s criminal history. He drove down the street and determined from a criminal history records check, that Young had a substantial history of police contacts for drug-related incidents. This new information raised his concern about Young. Carpenter then noticed Young peering down the street in an apparent attempt to see where the deputy was, behavior suggesting Young was checking to see if “the coast was clear.” These two new facts motivated Carpenter to turn his vehicle around and proceed back toward Young. These events occurred in an area known for high drug-related activity. Based on the totality of the circumstances, the deputy acted reasonably in seeking to renew his contact with Young.
The shining of the spotlight in this case does not rise to the level of intrusiveness discussed in Mendenhall. Carpenter did not have his siren or emergency lights on. No weapon was drawn. The police car did not come screeching to a halt near Young. Young was on a public street in public view. The shining of the light on him revealed only what was already in plain view, Young‘s person, and not anything he wished to keep private. The deputy did not see the contraband until Young disposed of it. “In Young, this court explained that ‘what is voluntarily exposed to the general public’ is not considered part of a person‘s private affairs.” State v. Goucher, 124 Wash.2d 778, 784, 881 P.2d 210 (1994) (quoting Young, 123 Wash.2d at 182, 867 P.2d 593).8 The illumination by
CONCLUSION
Hodari D. and Young‘s position represent polar extremes for analysis of the facts of this case. Under Hodari D., there was no seizure under the
We reject the introduction of Hodari D. and its mixed subjective/objective test into
However, there was no violation of Young‘s privacy in this case because, under the totality of these circumstances, the deputy‘s actions did not constitute such a show of authority that a reasonable person would not believe himself free to leave. The spotlight alone, without additional indicia of authority, did not violate
We affirm the Court of Appeals’ reversal of the trial court‘s order suppressing the evidence of the imitation controlled substance.
DURHAM, C.J., and DOLLIVER, SMITH, GUY, MADSEN, and SANDERS, JJ., concur.
ALEXANDER, Justice (concurring in part, dissenting in part)
I concur with the majority‘s rejection of the test that was articulated in California v. Hodari D., 499 U.S. 621, 111 S.Ct. 1547, 113 L.Ed.2d 690 (1991), for determining whether a seizure has occurred. I entirely agree with the majority‘s view that we should preserve the objective test for a disturbance of private affairs that has long been a part of this court‘s jurisprudence.
The majority‘s conclusion that the spotlighting was not such a show of authority does not hold up under these facts. Significantly, Deputy Sheriff Carpenter had just spoken to Young a few minutes before the spotlighting took place and had chosen to drive away from what he described as “social contact.” Majority op. at 683. Nevertheless, after learning that Young had a criminal record, the deputy turned his vehicle around and headed back toward Young. As the deputy did so, he observed Young walking toward an apartment complex. This caused the deputy to increase the speed of his automobile and shine its spotlight on Young. The deputy gave no explanation for doing so and made no attempt to justify this action. Because the earlier contact with Young had been uneventful, and Young did not do anything between the time of that contact and the time the spotlight was shined on him that was unlawful or even suspicious, shining the light on Young was saying, in essence, STOP. This, in my view, was an unjustified intrusion into Young‘s private affairs.
This is a case of first impression. The cases that are closest factually to the present one are previous holdings by courts in this state that “[a] seizure occurs when police officers pull up to a parked vehicle and activate their emergency lights.” State v. Markgraf, 59 Wash.App. 509, 511, 798 P.2d 1180 (1990) (citing State v. DeArman, 54 Wash. App. 621, 624, 774 P.2d 1247 (1989)); see also State v. Stroud, 30 Wash.App. 392, 396, 634 P.2d 316 (1981), review denied, 96 Wash.2d 1025 (1982).1 The rule set forth in those cases seems pertinent here because it has been applied even where a parked vehicle was not pulled over by the police officer, nor detained while in the process of leaving. See Stroud, 30 Wash.App. at 393, 634 P.2d 316. As a result, the message sent by the police lights was not necessarily obvious and yet a seizure was held to have occurred. Indeed, the person seized by the display of lights in Stroud was not even in the driver‘s seat, but rather was “a mere passenger.” Stroud, 30 Wash.App. at 396, 634 P.2d 316. Moreover, in Stroud, unlike here, there had been no prior interaction between the officers and the person seized to make the subsequent seizure even more apparent. Still, the use of the lights was held to have “constituted a show of authority sufficient to convey to any reasonable person that voluntary departure from the scene was not a realistic alternative.” Stroud, 30 Wash.App. at 396, 634 P.2d 316.
Similarly, here, even accepting as true Deputy Sheriff Carpenter‘s characterization of his initial contact with Young as a mere “social contact,” it would have been quite clear to Young that their second interaction was actually serious business. Under these circumstances, the searchlight shining upon
I am not suggesting, as the majority suggests Young is, that there is a disturbance of private affairs every time someone is illuminated by a police spotlight. There are, of course, many legitimate uses of a spotlight and there are undoubtedly instances where a person illuminated by such a light could not reasonably contend that he was seized. One of the legitimate uses of the light, of course, is to impart to an individual that the officer wants him to stop where he is. In such cases, though, the officer must possess information that would lead a reasonable person to believe that there is a substantial probability that criminal conduct has or is about to occur. Prior to the spotlight being shone here, there was no basis for such a belief. The seizure or intrusion was, therefore, unjustified. I would affirm the trial court‘s order suppressing evidence.
JOHNSON, J., concurs.
Notes
The defendant was walking on a city sidewalk on an early summer evening. He had his hands in his pockets. A uniformed officer turned on her yellow wig-wag lights, stopped her patrol car near him, and asked him and his companion to step over to her car. The defendant turned toward her; his companion continued slowly walking away.
The officer had been responding to a radio dispatch to “check for narcotics activity” at a nearby intersection. Her suspicions were aroused because three men, including the defendant, split up and began walking when they saw her police car go by.
Id. at 713, 855 P.2d 699 (emphasis added). What did not even arise to the level of the officer‘s hunch of unlawful behavior suddenly ripened into a suspicion by the subjects’ flight.
Cases following Hodari D. include: Gibbons v. State, 676 So.2d 956 (Ala.Crim.App.1995); Perez v. State, 620 So.2d 1256, 1258 (Fla.1993) (Florida constitution specifically prohibits court from finding greater protections in Florida constitution than those in
In accord with the reasoning in [United States v.] Dunn [480 U.S. 294, 107 S.Ct. 1134, 94 L.Ed.2d 326], [United States v.] Lee [274 U.S. 559, 47 S.Ct. 746, 71 L.Ed. 1202], and other cases cited above, we hold that the fact that a flashlight is used does not transform an observation which would fall within the open view doctrine during daylight into an impermissible search simply because darkness falls. One who leaves contraband in plain sight, visible through an unobstructed window to anyone standing on the front porch of his residence, does not have a reasonable expectation of privacy in the visible area.
Nor is the mere use of a flashlight an intrusive method of viewing. A flashlight is an exceedingly common device; few homes or boats are without one. It is not a unique, invasive device used by police officers to invade the privacy of citizens, and is far different from the device at issue in State v. Young, 123 Wash.2d 173, 182-83, 867 P.2d 593 (1994). In Young, we held that use of an infrared device to detect heat patterns in the home, which could not be detected by the naked eye or other senses, and which could in effect enable the officer to “see through the walls” of the home, was a particularly intrusive method of viewing which went well beyond mere enhancement of normal senses. A flashlight, in contrast, does not enable an officer to see within the walls or through drawn drapes. Instead, it is a device commonly used by people in this state, and, in fact, would be an expected device for someone to use approaching a mobile home in a rural area at dusk or after nightfall.
Officer Dekofski looked through an unobstructed window to the left of the front door while lawfully standing on the front porch. Rose simply did not have an expectation of privacy in what could be seen through that window in natural light, and the fortuity that darkness fell before Officer Dekofski could investigate the report of criminal activity does not change that fact. There was no