Lead Opinion
Thе defendant contends the warrantless infrared surveillance of his home constituted a search under article 1, section 7 of the Washington State Constitution and the fourth amendment to the United States Constitution. We agree, and reverse the defendant’s conviction.
I
Facts
On August 14, 1990, the Edmonds Police Department received an anonymous note in the mail. It stated that Mr.
Detective L. Paul Miller began an investigation. He confirmed the address and telephone number contained in the note belonged to Young. He checked for state and federal criminal histories on Young and found none. Detective Miller went to Young’s address numerous times and observed the basement windows were consistently covered, although he never observed any bright lights in the home. Miller walked by the home on the public sidewalk, but did not detect any odor of marijuana.
Miller obtained the power consumption records for Young’s home over the previous 6 years and found an abnormally high level of power consumption, and a marked increase in power consumption over the previous 3 years. Based on his prior experience in investigating indoor marijuana growing operations, he believed the power consumption increase to abnormally high levels at Young’s home to be consistent with a marijuana growing operation.
A few days later, Detective Miller obtained assistance from United States Drug Enforcement Agency Special Agent Mark Hedman, who had been trained in the use of infrared thermаl detection devices. An infrared device detects differences in the surface temperatures of targeted objects. Used at night, the device highlights manmade heat sources as a white color and cooler temperatures as a shade of gray. The device can detect a human form through an open window when the person is leaning against a curtain, and pressing the curtain between the window screen and his or her body. The device can also detect the warmth generated by a person leaning against a relatively thin barrier such as a plywood door.
At approximately 11:30 p.m. on August 21, 1990, Detective Miller and Agent Hedman went to Young’s address and conducted a thermal surveillance of the home. The thermal detection device revealed what Hedman сonsidered to be abnormal heating patterns. The foundation of the home was shown to be warm in certain spots, indicating the down
Miller and Hedman checked the utility meter on the side of the home, and found it was also warm, indicating a load on the line. Miller and Hedman then used the thermal detection device to expose the heating patterns of other homes in the neighborhood, and compared those patterns with the heating pattern at Young’s home. Hedman and Miller noted the pattern at Young’s home differed from the other residences in the neighborhood. Miller concluded there was a marijuana growing operation in the home.
Based on an affidavit containing the facts described above, Detective Miller obtained a search warrant for Mr. Young’s home on August 28, 1990. The warrant was executed and a quantity of marijuana was seized. Young was charged with possession of marijuana with intent to manufacture or deliver.
Prior to trial, Young moved to suppress the evidence and the motion was denied. The trial court found Young guilty on stipulated facts. We accepted Young’s petition for direct review.
II
Analysis
Article 1, Section 7 of the Washington State Constitution
The defendant argues the infrared surveillance of his home constituted an improper search under both the fourth amendment to the United States Constitution and аrticle 1, section 7 of the Washington State Constitution. When violations of both the federal and Washington constitutions are alleged, it is appropriate to examine the state constitutional claim first. Seattle v. Mesiani,
Whether the Washington Constitution provides a level of protection different from the federal constitution in a given case is determined by reference to the six nonexclusive Gunwall factors. State v. Boland,
First, we examine the text of Const. art. 1, § 7, the relevant constitutional provision. This factor is especially significant in this case because article 1, seсtion 7 contains two distinct objects of protection: a person’s "private affairs”, and a person’s "home”. Both are at issue in this case.
Next, we compare the text of Washington Const. art. 1, § 7 with its parallel provision of the federal constitution, and note there are substantial differences between the two. Gunwall,
Factor four requires us to examine preexisting state lаw to determine what kind of protection this state has historically accorded the subject at issue. Gunwall,
The fifth Gunwall factor, structural differences between the state and federal constitutions, will always point towаrd pursuing an independent state constitutional analysis because the federal constitution is a grant of power from the states, while the state constitution represents a limitation of the State’s power. State v. Smith,
Under the sixth factor we examine whether the matter is of particular state interest or local concern. State law enforcement measures are a matter of local concern. State v. Ortiz,
A consideration of these factors guides us in deciding whether Const. art. 1, § 7 prohibits infrared surveillance of a home without a warrant.
Private Affairs
Const. art. 1, § 7 provides: "No person shall be disturbed in his private affairs, or his hоme invaded, without authority of law”. The constitution thus protects both a person’s home and his or her private affairs from warrant-less searches. The relevant inquiry under the Washington Constitution in determining whether there has been a search is "whether the State has unreasonably intruded into a person’s 'private affairs’ ”. State v. Boland,
The private affairs inquiry is broader than the Fourth Amendment’s reasonable expectation of privacy inquiry. Under the Fоurth Amendment, a search occurs if the government intrudes upon a subjective and reasonable expectation of privacy. Katz v. United States,
We have previously outlined the limits to which the police can go in conducting a warrantless surveillance without intruding on a person’s private affairs:
As a general proposition, it is fair to say that whеn a law enforcement officer is able to detect something by utilization of one or more of his senses while lawfully present at the vantage point where those senses are used, that detection does not constitute a "search” . . ..
State v. Seagull,
Under the limits on surveillance established by our case law, a police officer’s visual surveillance does not constitute a search if the officer observes an object with the unaided eye from a nonintrusive vantage point. Kennedy,
This kind of surveillance does not violate Const. art. 1, § 7 because what is voluntarily exposed to the general public and observable without the use of enhancement devices from an unprotected area is not considered part of a person’s private affairs. However, a substantial and unreasonable departure from a lawful vantage point, or a particularly intrusive method of viewing, may constitute a
In this case, the police were positioned on the street, which is a lawful, nonintrusive vantage point. Therefore, the question is one of the intrusiveness of the means used and the nature of the property observed. The police used an infrared thermal detection device to detect heat distribution patterns undetectable by the naked eye or other senses. With this device the officer was able to, in effect, "see through the walls” of the home. The device goes well beyond an enhancement of natural senses. In addition, the nighttime infrared surveillance enabled the officers to conduct their surveillance without Mr. Young’s knowledge. The infrared device thus represents a particularly intrusive means of observation that exceeds our established surveillance limits.
The nature of the property viewed is also a factor in whether the surveillance unconstitutionally intruded on Mr. Young’s private affairs. The infrared device was targeted at the outside of the home but allowed the officers to see more than what Mr. Young left exposed to public view. The device allowed the officers to draw specific inferences about the inside of the house. See Affidavit for Search Warrant, at 1; Clerk’s Papers, at 13. When directed at a home, the infrared device allows the officer to determine which particular rooms a homeowner is heating, and thus using, at night. This information may reflect a homeowner’s financial inability to heat the entire home, the existence and location of
The State contends this particular infrared device revealed only crude data, so this surveillance should not be considered a search. However, in construing Const. art. 1, § 7, we have resisted the uncertain protection which results from tying our right to privacy to the constantly changing state of technology. We recognize as technology races ahead with ever increasing speed, our subjective expectations of privacy may be unconsciously altered. Our right to privacy may be eroded without our awareness, much less our consent. We believe our legal right to privacy should reflect thoughtful and purposeful choices rather than simply mirror the current state of the commercial technology industry. At the same time, a privacy right that is defined by a particular level of - technological sophistication is administratively unworkable. Governmental agents could not be certain at what point a warrant is required.
The current boundaries on police surveillance established by our case law allow the police to conduct effective investigations without depriving people of the sense of privacy they have held and are entitled to hold in this state. We are not prepared to extend those boundaries to include warrantless infrared surveillance. The infrared thermal detection investigation represents a particularly intrusive method of surveillance which reveals information not otherwise lawfully obtained about what is going on within the home.
The use of the thermal detection device to perform a warrantless, infrared surveillance violated the Washington State Constitution’s protection of the defendant’s private affairs.
Invasion of the Home
In addition to "private affairs”, Const. art. 1, § 7 explicitly protects the "home”. In this case, a discussion of the protection
Our decisions have consistently reflected the principle that the home receives heightened constitutional protection. Generally, a person’s home is a highly private place. State v. Berber,
The State argues the use of the infrared device did not violate the constitution’s provision protecting the home because there was no physical invasion of the home. According to the State, because the infrared device did not send beams into the home, no search occurred. Brief of Respondent, at 3, 7. However, it is now well established that the occurrence of a search does not depend "upon the presence or absence of a physical intrusion into any given enclosure”. Katz v. United States,
In Katz, the defendant’s telephone conversation from a public telephone booth was recorded by the police. The Court
The infrared device invaded the home in the sense the device was able to gather information about the interior of the defendant’s home that could not be obtained by naked eye observations. Without the infrared device, the only way the police could have acquired the same information was to go inside the home. Just because technology now allows this information to be gained without stepping inside the physical structure, it does not mean the home has not been invaded for the purposes of Const. art. 1, § 7.
Merely because it is generally known that the technology exists to enable police to view private activities from an otherwise nonintrusive vantage point, it does not follow that these activities are -without protection.
Myrick,
The "heightened protection afforded state citizens against unlawful intrusion into private dwellings places аn onerous burden upon the government to show a compelling need to act outside of our warrant requirement”. Chrisman,
It is especially troubling that the police conducted thermal investigations not only on the defendant’s home, but on the homes of his neighbors as well. After the police used the
Such unrestricted, sense-enhanced observations present a dangerous amount of police discretion. This kind of surveillance avoids the protection of a warrant issued upon probable cause by a neutral magistrate. Not only does this practice eviscerate the traditional requirement that police identify a particular suspect prior to initiating a search, but it also facilitates clandestine investigations by the police force, which are not subject to the traditional restraint of public accountability. David E. Steinberg, Making Sense of Sense-Enhanced Searches, 74 Minn. L. Rev. 563, 569 (1989-1990). Such secret surveillance may not only chill free expression, but also may encourage arbitrary and inappropriate police conduct.
Finally, the State contends the use of infrared surveillance does not violate the Washington State Constitution because the surveillance is analogous to the warrantless use of police dogs trained to sniff and identify the presence of drugs. To date, dog sniffs have not been classified as searches by our case law. According to the State, just as odor escapes a compartment or building and is detected by the sense-enhancing instrument of a canine, so also does heat escape a home and is detected by the sense-enhancing infrared camera. Brief of Respondent, at 5. Therefore, the argument is that if a dog sniff is not a search, neither should infrared surveillance constitute a search.
However, the analogy misses the mark. Thus far the Washington courts have refused to adopt the United States Supreme Court’s blanket rule that dog sniffs are not searches. State v. Boyce,
The question whether and under what conditions a warrantless dog sniff might constitute a violation of Const. art. 1, § 7 is not before the court. For the purpose of the State’s argument, however, we note that private residences were not involved in any of the cases decided by the Washington appellate courts where warrantless dog sniffs were approved. See State v. Stanphill,
In fact, in each of these cases the courts acknowledged a dog sniff might constitute a search if the object of the search or the location of the search were subject to heightened constitutional protection. Stanphill, 53 Wn. App. at 630-31; Boyce,
We hold the infrared surveillance not only violated the defendant’s private affairs, but also constituted a violation of the Washington State Constitution’s protection against the warrantless invasion of his home.
Fourth Amendment
We need not reach the issue of whether infrared surveillance of the defendant’s home violates the fourth amendment to the United States Constitution since we find that it violates Const. art. 1, § 7. Allied Daily Newspapers v. Eikenberry,
Additionally, like our state constitution, the federal constitution specifically protects the home: "The right of the people to be secure in their . . . houses . . . shall not be violated . . . ”. U.S. Const. amend. 4. Homes enjoy a special status in federal constitutional jurisprudence. "[T]he right of a man to retreat into his own home and there be free from unreasonable governmental intrusion” stands at the "very core” of the Fourth Amendment. Silverman v. United States,
In Knotts, the defendant purchased a drum of chloroform containing an electronic beeper, or tracking device. He placed the drum in his vehicle, and drove to a cabin in the woods. Federal agents tracked the movement of the vehicle to the cabin, but did not cоntinue to monitor the beeper once it had moved indoors. Knotts,
In contrast, Karo involved an electronic beeper which was taken inside a home. Karo contains the Supreme Court’s most recent statement on the use of a sensory enhancement survеillance device on a private residence. The Court found the warrantless monitoring of the electronic beeper inside a private residence, a location not observable by the naked eye, violated the Fourth Amendment. United States v. Karo,
In Karo, the defendant bought a can of ether, unaware a beeper had been placed inside the can by government agents. The beeper allowed the police to track the container as it traveled public roads to the defendant’s home. From his home, the defendant transported the container along public roads to another defendant’s home. That defendant then took the marked container to a commercial storage facility, then to a third defendant’s home, and finally to a house rented by all three dеfendants.
While in the defendants’ vehicles on public roads en route to each of these locations or while in the storage facility, the Court held the monitoring of the beeper did not constitute a search. The defendants had no protected privacy interest in what could have been visually observed in these public places. Karo,
In this case, had a [government] agent thought it useful to enter the . . . residence to verify that the ether was actually in the house and had he done so surreptitiously and without awarrant, there is little doubt that he would have engaged in an unreasonable search within the meaning of the Fourth Amendment. For purposes of the Amendment, the result is the same where, without a warrant, the Government surreptitiously employs an electronic device to obtain information that it could not have obtained by observation from outside the curtilage of the house.
(Italics ours.) Karo,
In this case, the infrared device used was at least as intrusive as the beeper in Karo. In Karo, the beeper was not sensitive enough to revеal the can’s precise location within an enclosed structure. Karo,
[t]he monitoring of an electronic device such as a beeper is, of course, less intrusive than a full-scale search, but it does reveal a critical fact about the interior of the premises that the Government is extremely interested in knowing and that it could not have otherwise obtained without a warrant.
Karo,
The State contends that United States v. Penny-Feeney,
We first note although Penny-Feeney was affirmed on appeal, the grounds affirmed on were different than thosе relied on by the District Court. The Ninth Circuit expressly declined to address whether the use of the infrared device without a warrant violated the Fourth Amendment, which undermines the State’s reliance on the trial court’s reasoning in Penny-Feeney. United States v. Feeney,
Additionally, we find the reasoning of the District Court in Penny-Feeney unpersuasive.
An even more important distinction between garbage set out for collection and the images produced by infrared surveillance is what is actually being searched for by the infrared device. The only value of the so-called heat waste is what it discloses about the interior of the home. The infrared device produces an image of the interior of the home that otherwise is protected by the home’s walls. In this sense, the infrared thermal device allows the government to intrude into the defendant’s home and gather information about what occurs there. A resident has a reasonable expectation of privacy in what occurs within the home, "a location not open to visual surveillance”. Karo,
The Penny-Feeney court compared the use of infrared surveillance to the use of dogs trained to sniff for the presence of drugs. Relying on United States v. Solis,
Even if canine sniffs were an appropriate analogy, we find the reasoning in United States v. Thomas,
The Thomas court attached significance both to the method of sensory enhancement and to the fact a private residence was at issue:
With a trained dog police may obtain information about what is inside a dwelling that they could not derive from the use of their own senses. Consequently, the officers’ use of a dog is not a mere improvement of their sense of smell, as ordinary eyeglasses improve vision, but is a significant enhancement accomplished by a different, and far superior, sensory instrument. Here the defendant had a legitimate expectation that the contents of his closed apartment would remain private, that they could not be "sensed” from outside his door. . . . Because of [the] defendant's] heightened expectation of privacy inside his dwelling, the canine sniff at his door constituted a search. As the agent had no warrant, the search violated the Fourth Amendment.
Thomas,
"When the police use sense-enhancing devices to obtain information from someone’s home that could not be obtained by unaided observation of the exterior, they should have a search warrant. Karo,
Probable Cause
The defendant claims that without the information improperly obtained by the infrared surveillance, the police
Probable cause is established when the affidavit sets forth facts sufficient to lead a reasonable person to conclude there is a probability the defendant is involved in criminal activity. State v. Cord,
In this case, the affidavit for the search warrant was based on an anonymous tiр that the defendant was growing marijuana; confirmation that the address and telephone number given by the informant belonged to Young; public utility records showing high electricity consumption for the type of house, and a dramatic increase in consumption over the last 3 years; the observed absence of utilities using large amounts of electricity, such as hot tubs or saunas, which might explain the high consumption; the officer’s observation that the basement windows were consistently covered; the government agents’ judgment that this information pointed to a growing operation; and the results of infrared surveillance. Brief of Respondent, at 1-4; Brief of Appellant, at 16-17.
The informant’s tip as a basis for probable cause fails to meet the 2-prong test of Aguilar-Spinelli. Spinelli v. United States,
Therefore, the probable cause determination must be reversed and the evidence seized under the warrant excluded. State v. White,
Utter, Brachtenbach, Dolliver, and Smith, JJ., concur.
Guy, J., concurs in the result.
Notes
We have already determined the use of binoculars does not constitute a particularly intrusive method of viewing as long as the object observed could have been seen with the naked eye had the officer been closer to the object. State v. Manly,
he State is correct that in examining the protection of a person’s private affairs, we no longer do a protected places analysis. The location of the search is but one factor in a private affairs analysis. Myrick,
We note that this argument even more clearly fails in a state constitutional analysis because in reaching its decision the Penny-Feeney court relied on cases and analyses already rejected by this court. The Penny-Feeney court relied on California v. Greenwood,
Concurrence Opinion
(concurring) — I agree with the majority (pages 188-194) that the use of the infrared device in this case constituted a search under the fourth amendment to the United States Constitution. I would, therefore, reverse Young’s conviction. I do not, however, concur in the majority’s analysis of article 1, section 7 of the Washington State Constitution.
Andersen, C. J., concurs with Durham, J.
Concurrence Opinion
(concurring) — I concur only with the majority’s analysis and result under article 1, section 7 of the Washington State Constitution.
