State v. YahyaState v. Yahya
D E C I S I O N
Rendered on November 22, 2011
Michael DeWine, Attorney General, and Shawn P. Napier, for appellee.
Margaret W. Wong & Associates Co., LPA, Jason T. Lorenzon, Scott E. Bratton, and Margaret W. Wong, for appellant.
APPEAL from the Franklin County Court of Common Pleas.
DORRIAN, J.
{¶1} Defendant-appellant, Saiqa Yahya (“appellant“), appeals from a judgment of the Franklin County Court of Common Pleas denying her motion to withdraw a guilty plea and vacate her conviction. For the reasons that follow, we reverse and remand this matter with instructions.
{¶2} Appellant is a citizen of Pakistan but has been a legal permanent resident of the United States since 1996. On October 27, 2009, appellant was indicted on one count of theft by deception, a third-degree felony in violation of
{¶3} On October 12, 2010, appellant filed a motion to withdraw her guilty plea and vacate her conviction. In her motion, appellant asserted that, shortly after her conviction, she was apprehended by United States Immigration and Customs Enforcement and remained in custody pending deportation proceedings. In the motion, appellant claimed that, prior to entering the guilty plea, her trial counsel advised her that the plea would not adversely affect her immigration status. The motion also claimed that, if appellant had received the correct legal advice, she would not have entered the guilty plea. Without holding a hearing, the trial court denied appellant‘s motion to withdraw the guilty plea.
{¶4} Appellant appeals from the trial court‘s order denying her motion, assigning three errors for this court‘s review:
I. THE TRIAL COURT ERRED WHEN IT DID NOT PERMIT THE APPELLANT‘S GUILTY PLEA TO BE VACATED PURSUANT TO OHIO CRIMINAL RULE 32.1 AS HIS [sic] CRIMINAL ATTORNEY‘S CONDUCT CONSTITUTES INEFFECTIVE ASSISTANCE OF COUNSEL UNDER THE TWO-PRONG STRICKLAND TEST.
II. THE TRIAL COURT ERRED BY FAILING TO HOLD AN EVIDENTIARY HEARING ON APPELLANT‘S MOTION TO WITHDRAW HER GUILTY PLEA AND VACATE HER
CONVICTION PURSUANT TO OHIO CRIMINAL RULE 32.1 DESPITE APPELLANT‘S CLEAR AND UNEQUIVOCAL REQUEST. III. THE TRIAL COURT ERRED BY FAILING TO STATE CONCLUSIONS OF FACT AND LAW WHEN IT DENIED APPELLANT‘S MOTIONS TO WITHDRAW HIS [sic] GUILTY PLEA AND VACATE CONVICTION PURSUANT TO OHIO CRIMINAL RULE 32.1.
{¶5} In her second assignment of error, appellant asserts that the trial court erred by denying the motion to withdraw her guilty plea without conducting a hearing on the motion. Because we find the question of whether the trial court should have held a hearing to be a thrеshold matter, we begin our analysis with this assignment of error.
{¶6}
{¶8} In her affidavit in supрort of the motion to withdraw her plea, appellant stated several times that she wished she had more time to consider the effect of her plea or to further investigate the consequences of her plea. The trial court was correct that these assertions were insufficient to prove that, if she had been properly advised, she would not have pled guilty. However, in the penultimate paragraph of the affidavit, appellant stated that “[i]f I had known that my plea would subject me to mandatory
Accordingly, accepting as true appellant‘s allegation that she would not have pled to the charge, we must next consider whether such fact would require the trial court to permit withdrawal of the plea and, thus, whether the trial court was required to hold a hearing on the motion.
{¶9} We have previously concluded that ineffective assistance of counsel may constitute manifest injustice requiring post-sentence withdrawal of a guilty plea. Conteh at ¶14, citing State v. Dalton, 153 Ohio App.3d 286, 2003-Ohio-3813, ¶18. Therefore, we engage in a two-part analysis to determine whether appellant was entitled to a hearing on her motion to withdraw her guilty plea. First, we must determine whether, taking her allegations as true, her trial counsel provided ineffective assistance. Second, once again taking her allegations as true, we must determine whether the ineffective assistance would constitute manifest injustice requiring the trial court to permit withdrawal of the guilty plea.
{¶10} As noted above, in the context of a guilty plea, the test for ineffective assistance of counsel requires establishing that trial counsel‘s performance was deficient and that there is a reasonable probability that, but for that deficient performance, the defendant would not have pled guilty. As to the first prong of this analysis, we are guided by the United States Supreme Court‘s decision in Padilla v. Kentucky (2010), — U.S. —, 130 S.Ct. 1473. In that case, the Supreme Court held that, when the deportation consequences of pending criminal charges are “truly clear,” a criminal defense attorney has an equally clear duty to give correct advice regarding those consequences. Id., 130 S.Ct. at 1483. Even when the law is not “succinct and straightforward,” an attorney should advise the client that the pending criminal сharges may result in adverse immigration consequences. Id. In Padilla, the relevant federal statute provided that any alien convicted of violating any law relating to a controlled substance, other than a single offense involving possession of 30 grams or less of marijuana for personal use, was deportable. Id. Padilla pled guilty to transporting a large amount of marijuana and was thus subject to deportation. Id., 130 S.Ct. at 1477. Accepting as true for purposes of analysis Padilla‘s allegation that his trial counsel told him he did not have to worry about
{¶11} Appellant was indicted on a charge of theft by deception in violation of
{¶13} The state argues that appellant cannot demonstrate prejudice, citing to this court‘s recent decision in State v. Ikharo, 10th Dist. No. 10AP-967, 2011-Ohio-2746, and to the Fifth District Court of Appeals’ decision in State v. Yazici, 5th Dist. No. 2010CA00138, 2011-Ohio-583, which we cited in Ikharo. However, we find the present case to be factually distinguishable from those decisions. In Ikharo, at ¶6, the defendant claimed that trial counsel failed to advise him of the immigration consequences of a guilty plea. In Yazici, at ¶35, trial counsel advised the defendant that deportation was a possibility, but not that it would be a mandatory result of her guilty plea. In both cases, the trial court gave the statutory warning required under
{¶14} Unlike Ikharo and Yazici, which were based on a lack of advice or a lack of complete advice from trial counsel, this case involves an allegation that trial counsel gave incorrect legal advice to appellant. Assuming appellant‘s claims are true, when she asked about immigration consequences before entering the guilty plea, her trial counsel showed her an electronic document “showing that someone from the court or the prosecution contacted someone from immigration [sic] who stated that I was not deportable if I pled guilty to the charges.” (Yahya affidavit ¶9.) Thus, appellant‘s trial counsel led her to believe she would be safe from deportation. Because appellant alleges that her counsel gave her incorrect advice, rather than failed to give advice or gave incomplete advice, this case is distinguishable from Ikharo and Yazici. For that reason, this case also differs from the decisions in State v. Gallegos-Martinez, 5th Dist. No. 10-CAA-06-0043, 2010-Ohio-6463, and State v. Velazquez, 8th Dist. No. 95978, 2011-Ohio-4818, which both rejected motions to withdraw or vacate pleas based on alleged failure to advise the defendants of the immigration consequences of their pleas.
{¶15} We also find that other recent cases are distinguishable from the present matter. In Conteh, this court affirmed a trial court‘s denial of a motion to withdraw a guilty plea based on a claim that the mоvant‘s attorney incorrectly advised him regarding the immigration consequences of a guilty plea. Conteh at ¶12, 19. However, Conteh differs in several key respects from the present case. In Conteh, we found that nearly a year
{¶16} In a decision similar to Conteh, the Eighth District Court of Appeals affirmed a trial court‘s denial of a motion to withdraw a guilty plea based on a claim of incorrect advice in State v. Bains, 8th Dist. No. 94330, 2010-Ohio-5143. The movant claimed that while the trial court was reading the statutory warning required under
{¶17} “The right to assistance of counsel [for a criminal defendant] has been long recognized as a fundamental right basic to our system of jurisprudence.” State v. Hook (1986), 33 Ohio App.3d 101, 103. This right is based on recognition that “even the intelligent and еducated layman has minimal or sometimes no skill in the science of the law” and that the right to a fair trial may necessarily require the right to counsel. Id., citing Powell v. Alabama (1932), 287 U.S. 45, 53, S.Ct. 55. Accordingly, our system provides criminal defendants access to an attorney, and that attorney has a professional obligation to provide competent representation to the defendant.
{¶18} Even prior to Padilla, Ohio courts recognized that “[r]egardless of whether a lawyer is required to inform a defendant of collateral consequences, the lawyer who gives such advice must ensure that the information is correct.” State v. Creary, 8th Dist. No. 82767, 2004-Ohio-858, ¶9. Creary claimed that his lawyer advised him to plead guilty because he would be subject to deportation if found guilty at trial. As a result of this advice, Creary believed that pleading guilty would eliminate the possibility of deportation. Id. at ¶5. Creary pled guilty and was sentenced to one year in prison. Id. at ¶2. When federal immigration authorities commenced deportation proceedings against him, Creary filed a Crim.R. 32.1 motion to withdraw his guilty plea. Id. at ¶3. Creary supported his motion with an affidavit and a copy of the notice of deportation proceedings. The trial court denied the motion without a hearing. Id. On appeal, the court noted that “[e]ven after the judge informed him that deportation remained a possibility, Creary could have relied on his lawyer‘s advice in believing that the possibility was lessened by his plea.” Id. at ¶9. The court of appeals found that, based on his affidavit and surrounding circumstances, Creary was entitled to a hearing on his motion to withdraw the guilty plea. Id. at ¶16. Assuming appellant‘s claims to be true, the case before us presents a stronger case for withdrawal of the guilty plea than Creary because this case is based on incorrect
{¶19} In applying Padilla, other jurisdictions have found that incorrect advice from trial counsel may prejudice a defendant who enters a guilty plea. The Supreme Court of Washington found that a defendant suffered prejudice due to his trial attorney‘s incorrect advice about the immigration consequences of his guilty plea in State v. Sandoval (2011), 171 Wash.2d 163. Sandoval was charged with rape in the second degree. He was offered a plea deal for a reduced charge of raрe in the third degree. Id. at 167. Sandoval was “very concerned” that he would be subject to deportation proceedings after pleading guilty, but his attorney advised him that he would not be immediately deported and would have an opportunity to retain an immigration attorney to address any potential consequences of the guilty plea. Id. Based on this advice, Sandoval pled guilty. The plea form contained a warning that a guilty plea to an offense punishable as a crime under state law was grounds for deportation. Id. On appeal, the Supreme Court of Washington concluded that Sandoval demonstrated a reasonable probability that, but for his attorney‘s error, he would not have pled guilty. Id. at 175. In addition to his own post-conviction attestation that he would have rejected the plea offer if he had known the deportation consequences, his trial counsel stated that Sandoval was very concerned about the risk of deportation. Id. The state argued that it would not have been rational for Sandoval to go to trial because he faced significantly greater penalties if convicted of seсond-degree rape than he did by pleading guilty to third-degree rape. Id. However, the court rejected this argument, reasoning that, because Sandoval had earned permanent residency and because deportation would have been a particularly severe penalty, it
{¶20} Similarly, in United States v. Reid (Aug. 4, 2011), S.D.Ohio No. 1:97-CR-94, the United States District Court for the Southern District of Ohio held that a criminal defendant who had been misinformed by his trial counsel about the immigration consequences of his guilty plea demonstrated that he was directly prejudiced by his counsel‘s incorrect advice. Reid was indicted on eight counts of embezzlement, in violation of federal law. Reid pled guilty and was convicted of one count of embezzlement; prior to entering the guilty plea, Reid‘s attorney advised him that he would be subject to deportation if convicted at trial, but not if he pled guilty. His attorney also advised him that, if he was convicted at trial, his family would face deportation. The court found that Reid‘s “primary concern” was the effect of the criminal charges on his immigration status and that, until his attorney misadvised him of the deportation consequences, he was ready to go to trial. The Supreme Court further found that, if Reid had been properly advised that a guilty plea would still subject him to deportation, he likely would have weighed his options differently and decided to go to trial. Thus, the Supreme Court concluded that Reid had demonstrated a reasonable probability that he would not have entered the guilty plea if he had been properly advised and, therefore, he demonstrated prejudice sufficient to establish ineffective assistance of counsel. See also United States v. Dass (July 14, 2011), D. Minn. Crim. No. 05-140.
{¶21} In addition to her affidavit, the timing of appellant‘s motion to withdraw her guilty plea might support her claim that she would not have pled guilty if she had been
{¶22} Additionally, assuming appellant‘s statements are true, it might be rational for her to insist on going to trial if a guilty plea automatically subjects her to deportation. Appellant was born in Pakistan in 1972 but has been a legal permanent resident of the United States since 1996. Thus, for the past 15 years, more than one-third of her life, appellant has been a resident of the United States. Further, her husband, to whom she has been married since 1999, is also a legal permanent resident of the United States.
{¶23} Thus, if the trial court found the statements in appellant‘s affidavit to be true, she would have demonstrated that her counsel‘s performance was deficient and that, but for this deficient performance, she would not have entered a guilty plea. Under these circumstances, trial counsel‘s ineffective assistance might constitute manifest injustice sufficient to permit withdrawal of appellant‘s guilty plea. See, e.g., Dalton at ¶34. It is necessary, however, for the trial court to determine, at a hearing, whether the allegations of deficient performance and prejudice are credible and thus ultimately decide if a manifest injustice occurred. Because the facts alleged by appellant, if accepted as true, might support the grant of appellant‘s motion, we find that the trial court abused its discretion by denying appellant‘s motion without holding a hearing. Accordingly, we sustain appellant‘s second assignment of error. Based on our resolution of the second assignment of error, appellant‘s first and third assignments of error are moot, and we need not consider them.
{¶24} For the foregoing reasons, appellant‘s second assignment of error is sustained, and his first and third assignments of error are moot. We reverse the judgment of the Franklin County Court of Common Pleas and remand this matter to that court with instructions to conduct a hearing on appellant‘s motion to withdraw her guilty plea.
Judgment reversed; cause remanded with instructions.
KLATT and CONNOR, JJ., concur.
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