STATE of Utah, Appellee, v. Dennis Terry WYNN, Appellant.
No. 20150492-CA
Court of Appeals of Utah.
Filed November 16, 2017
2017 UT App 211
deny his related rule 23B motion. According- ly, we affirm Calvert’s convictions.
Elizabeth Hunt, Attorney for Appellant
Sean D. Reyes, Laura B. Dupaix, and An- drew F. Peterson, Attorneys for Appellee
Judge David N. Mortensen authored this Opinion, in which Judges Gregory K. Orme and Michele M. Christiansen concurred.
Opinion
MORTENSEN, Judge:
¶1 More than nine years ago, Dennis Terry Wynn (Defendant) was sentenced to prison and ordered to pay restitution in excess of $700,000. Now he argues, among other things, that that amount renders his sentence illegal. Because we conclude that Defendant is not entitled to relief under the many theo- ries he advances, we affirm the district court’s denial of his several motions.
BACKGROUND
¶2 In 2006, the State charged Defendant with nineteen felonies, including securities fraud, theft, and a pattern of unlawful activi- ty. The district court dismissed two of these charges at a preliminary hearing and Defen- dant was bound over on the remaining seven- teen. Defendant was shortly thereafter in- dicted in federal court on seven counts of mail and securities fraud. The state district court stayed proceedings until Defendant re- solved his federal indictments. In November 2007, Defendant pled guilty to a single count of mail fraud in the federal court. In conjunc- tion with that plea, Defendant was sentenced to federal prison and ordered to pay more than $15 million in restitution.
¶3 Before he surrendered to federal pris- on, Defendant and the State reached an agreement on his seventeen state charges. Defendant agreed to plead guilty to four counts of securities fraud—two second de- gree felonies and two third degree felonies. The parties also agreed that “Defendant will serve any state prison sentence concurrent with his federal prison time” and that “De- fendant shall pay $100,000 to [the] State at sentenc[ing]; final amount of restitution to be determined by Oct. 6, as between counsel.”
¶4 When Defendant entered his guilty pleas, the state district court explained that it would order “full and complete restitution in an amount of at least $100,000, but proba- bly ... many times more than that” and asked Defendant, “Is that what you under- stand?” Defendant responded, “Yes, sir.” De- fendant also indicated that he understood the sentence the district court planned to enter: “on two of the counts one to fifteen years in prison ... and two other counts zero to five years in prison, all counts to run concurrent- ly and to run concurrent with the federal time.”
¶5 On October 6, 2008, the State submitted a request for a restitution order, indicating the full amount of restitution was $782,068.63. Defendant did not object to that amount or to the request for a restitution order, and on October 23, 2008, the district court signed the order for the amount re- quested. Both the State’s request and the district court’s order indicated that the resti- tution would be paid to twenty-three victims named in an attached list.
¶6 After he completed his federal prison sentence, Defendant was transferred to the Utah State Prison. In May 2013, Defendant appeared at a hearing before the Utah Board of Pardons and Parole (the Board). The hear- ing officer, in discussing Defendant’s out- standing restitution, explained, “So at this point I have restitution is owed in the amount of $782,068.63. It says $100,000 of this has been paid, and there’s a balance of $682,068; is that correct?” Defendant indicat- ed that he had not “seen those figures” but that it “sounds correct.”
¶7 Nearly two years after that hearing, Defendant filed a motion under
¶8 The State opposed Defendant’s rule 22(e) motion, and Defendant replied by filing an additional motion that set forth alterna- tive claims: If the district court determined that the sentence was not an illegal sentence under rule 22, it should nevertheless set the sentence aside because either (1) the restitu- tion amount was a clerical error that could be corrected at any time under
¶9 The district court denied Defendant’s motions. It determined that “Defendant’s claim of ineffective assistance of counsel does not fall within the narrow parameters of Rule 22(e) review” and that “Defendant has not shown the sentence itself to be otherwise illegal.” It further determined that, regard- ing the amount of restitution ordered, “there is no clerical error correctable through Rule 30(b).” And it determined that Defendant’s rule 60(b) motion was untimely.1 Finally, “[h]aving determined that [it] [did] not have jurisdiction,” the district court denied Defen- dant’s request for discovery.
¶10 Defendant now appeals the denial of his motions.
ISSUES AND STANDARDS OF REVIEW
¶11 On appeal, Defendant chal- lenges the district court’s reasoning and ulti- mate decision in denying each of his motions. We review for correctness the district court’s denial of Defendant’s rule 22(e) and 30(b) motions. See State v. Rodrigues, 2009 UT 62, ¶ 11, 218 P.3d 610 (explaining that interpre- tation of “
ANALYSIS
¶12 At the outset, we acknowledge a theme woven throughout the State’s arguments on appeal: that Defendant’s motions below were all attempts to avoid the requirements of our
I. Defendant’s Sentence Was Not Illegal
¶13 We first consider the district court’s denial of Defendant’s motion for review of an illegal sentence, brought under
¶14 Defendant argues that “because his sentence was imposed through ineffective as- sistance of counsel, it was illegally imposed, and subject to correction under the plain language of rule 22(e).” He also asserts that the restitution order, being part of Defen- dant’s sentence, “was manifestly and patently illegal as it far exceeded [his] legal responsi- bility for restitution” and should be corrected under rule 22(e).
¶15 The district court determined that, concerning his prison sentence, “Defendant has failed to show that the sentence is mani- festly illegal with regard to sentence length and Defendant has likewise not asserted any facial constitutional challenge to the sen- tences.” Concerning the amount of restitu- tion, the court determined that Defendant had “not shown that the claim can be easily corrected without the need for fact-intensive analysis” and thus Defendant’s claim did “not fall within the narrow parameters of Rule 22(e).” (Citing State v. Houston, 2015 UT 40, ¶ 18, 353 P.3d 55.)
A. Defendant’s Challenge to His Prison Sentence
¶16 The district court was correct in denying Defendant’s rule 22(e) motion be- cause Defendant’s claim of ineffective assis- tance of counsel is not the sort of claim properly pursued under rule 22(e). An illegal sentence is one that is “ambiguous with re- spect to the time and manner in which it is to be served, is internally contradictory, omits a term required to be imposed by statute, is uncertain as to the substance of the sentence, or is a sentence which the judgment of con- viction did not authorize.” State v. Yazzie, 2009 UT 14, ¶ 13, 203 P.3d 984 (alteration in original) (citation and internal quotation marks omitted).
¶17 Defendant argues that his sentence was illegal because it was “imposed in viola- tion of [his] constitutional right to effective assistance of counsel.” The extent to which rule 22(e) applies to constitutional challenges was addressed by the Utah Supreme Court in Houston: “We ... hold that under rule 22(e), a defendant may bring constitutional challenges that attack the sentence itself and not the underlying conviction, and which do so as a facial challenge rather than an as- applied inquiry.” 2015 UT 40, ¶ 26, 353 P.3d 55 (citation omitted).
¶18 Defendant challenges the process by which the district court arrived at the sen- tence and judgment; his challenge rests on
Defendant’s claims of ineffective assistance of counsel and erroneous fact findings by the sentencing judge are simply not cogni- zable under Rule 22(e). Defendant has not cited any caselaw holding otherwise and has also not offered any reasoned analysis for why Rule 22(e) should apply to his case. The sentence imposed was permissi- ble under applicable statutes, and the trial court properly resolved factual disputes presented to it. Defendant raises no claims legitimately related to whether the sen- tence was illegal or “imposed in an illegal manner.”
2002 UT App 58U, para. 9, 2002 WL 287890 (Greenwood, J., concurring in the result) (ci- tations omitted). Like the defendant in Head- ley, Defendant here cites no case law inter- preting rule 22(e) in the manner he urges. And his sentence was in accordance with relevant statutes. That Defendant “has been serving concurrent time since October 9, 2008 on what he expected to be a five year state and federal sentence” does not change the legality of that sentence. (Emphasis add- ed.) Defendant’s statement in support of his guilty plea acknowledged the “maximum sen- tence that may be imposed for each crime to which I am pleading guilty,” including fifteen years for a single second degree felony count of securities fraud. And that is precisely the sentence imposed by the district court.
¶19 We thus conclude that the district court properly denied Defendant’s rule 22(e) motion because, as that court held, “Defen- dant’s claim of ineffective assistance of coun- sel does not fall within the narrow parame- ters of Rule 22(e).”
B. Defendant’s Challenge to His Restitution Obligation
¶20 Defendant next argues that his “sentence is also unconstitutional because the restitution ordered is inaccurate, and trial counsel was ineffective in entirely forfeiting [Defendant’s] right to an accurate determina- tion of restitution in the state case.” This argument fails for the same reason we reject- ed Defendant’s challenge to the length of his prison sentence: ineffective-assistance claims “are simply not cognizable under Rule 22(e).” Id.
¶21 But we would affirm the district court’s order in any event because Defendant cannot show that he was harmed by any purported deficiency in his counsel’s per- formance. It is well settled that to succeed on a claim of ineffective assistance of counsel, a defendant must demonstrate “that there is a reasonable probability that, but for counsel’s unprofessional errors, the result of the pro- ceeding would have been different.” Strickland v. Washington, 466 U.S. 668, 694, 104 S. Ct. 2052, 80 L. Ed. 2d 674 (1984).
¶22 At sentencing, Defendant agreed that the final restitution amount would likely be “many times more than” $100,000. And at his hearing before the Board, Defendant indicat- ed that the purported remaining balance of $682,068 “sounds correct.” Now, on appeal, Defendant concludes, without analysis or ex- planation, that the correct restitution amount is “apparently $138,116.18.” Defendant’s agreement at the time of his plea, and his representations at the hearing before the Board, stand in direct conflict with the asser- tions he now makes on appeal. Given the position taken by Defendant closer to the time of his sentencing, it is difficult to see how a change in his counsel’s performance could have resulted in a different restitution amount. Thus, even if rule 22(e) could be used to remedy deficient performance by De- fendant’s counsel, his underlying ineffective- assistance claim is unmeritorious.
¶23 We affirm the district court’s denial of Defendant’s rule 22(e) motion as it pertained to the amount of restitution.
II. The Amount of Restitution Ordered Was Not a Clerical Error
¶24 Defendant alternatively argues that the restitution amount ordered could be corrected under
In determining whether an error was cleri- cal, we generally focus on three factors: (1) whether the order or judgment that was rendered reflects what was done or intend- ed, (2) whether the error is the result of judicial reasoning and decision making, and (3) whether the error is clear from the record.
State v. Perkins, 2014 UT App 60, ¶ 10, 322 P.3d 1184 (citation and internal quotation marks omitted).
¶25 Defendant suggests that because there was no agreement that he “would pay restitution for people not named as victims in the case, or for victims in counts to which he did not plead guilty,” the first factor weighed in favor of granting his rule 30(b) motion. He asserts that “the restitution order does not comport with the intent of the parties” be- cause he never agreed to pay restitution for the dismissed counts. “While the intent of the parties may be taken into account in the clerical error analysis, it is ultimately the intent of the court or fact finder that is binding.” State v. Rodrigues, 2009 UT 62, ¶ 15, 218 P.3d 610.
¶26 Even assuming that Defendant, in en- tering his plea agreement, did not intend to pay restitution to all alleged victims,3 our inquiry must rest on the district court’s in- tention. The district court intended to re- quire Defendant to pay restitution for all alleged victims, as demonstrated by its deci- sion to enter, in its own words, a restitution order “for the amended counts to which De- fendant entered pleas of guilty, as well as the remaining counts that were dismissed by plea agreement.” And any claimed error in that intention actually speaks to the second factor outlined in Perkins, see 2014 UT App 60, ¶ 10, 322 P.3d 1184, and demonstrates that the amount of restitution was the result of a claimed judicial error rather than a clerical one.
¶27 “[A] judicial error is one made in rendering the judgment and results in a substantively incorrect judgment.” Rod- rigues, 2009 UT 62, ¶ 14, 218 P.3d 610 (cita- tion and internal quotation marks omitted). “A clerical error is one made in recording a judgment that results in the entry of a judg- ment which does not conform to the actual intention of the court.” Id. (emphasis added) (citation and internal quotation marks omit- ted). Defendant’s position hints at an errone- ous judicial decision—the decision to require Defendant to pay full restitution to all al- leged victims, rather than to the specific victims associated with the charges to which he pled guilty—rather than a scrivener’s er- ror made when the restitution amount was entered.
¶28 The amount of restitution for all of the charged counts was, as represented by the State, $782,068.63. The district court accord- ingly entered a restitution order for that amount. Where Defendant assigns error is in the decision to require payment for the dis- missed counts. Defendant does not claim er- ror in the court’s calculation of restitution. Cf. id. ¶¶ 4, 23–26 (explaining that an “error in the amount of restitution owed was not the product of judicial reasoning” where there had been a miscalculation in multiplying monthly child support arrears over a set period of time). He does not claim that the court erroneously memorialized the restitu- tion amount when entering the order. Cf. State v. Lorrah, 761 P.2d 1388, 1389–90 (Utah 1988) (per curiam) (allowing correction of a sentence for clerical error when “the notation ‘maximum mandatory term’ should properly read ‘minimum mandatory term’ ”). Thus, he does not claim the sort of error that can properly be considered clerical. Accord- ingly, because the claimed error is “the re- sult of judicial reasoning and decision mak- ing,” see Rodrigues, 2009 UT 62, ¶ 14, 218 P.3d 610, it is not the sort of error correctible under
III. Defendant’s Rule 60(b)(6) Motion Was Untimely
¶29 Next, Defendant argues that the restitution order should be set aside un- der
¶30 Rule 60 requires that motions “under paragraph (b) must be filed within a reasonable time.”
¶31 We focus our discussion on two related factors considered by the district court— Defendant’s reason for delay in filing his motion and his practical ability to learn earli- er the grounds relied upon. See Menzies, 2006 UT 81, ¶ 65, 150 P.3d 480. Defendant asserts that the reason for his delay in filing his motion to set aside the restitution order was that until he “received the default order5 from present counsel in December of 2014 and learned that it illegally held him respon- sible for paying people other than those un- derlying the counts he pled to and had agreed to pay, he had no reason to know that the restitution order was amiss.” But this flies in the face of his representations to the district court “that he first learned about the restitution order amount at the May 2013 parole hearing.” Furthermore, the district court found that Defendant “provide[d] no
¶32 For purposes of our analysis, we as- sume that Defendant knew the details of the restitution order either by May 2013 or by December 2014. If we accept the representa- tions he made to the district court, he knew by May 2013. If we accept Defendant’s cur- rent contention that he failed to learn about the restitution order until December 2014, we nevertheless have no difficulty concluding that he should have known the details of the order by May 2013. That was when Defen- dant appeared before the Board and agreed that the outstanding restitution amount of $682,068 “sound[ed] correct.” It is not rea- sonable that Defendant would have heard that outstanding restitution amount in May 2013, agreed at the time that it seemed cor- rect, and taken until March 2015 to realize that the amount might somehow have been incorrect notwithstanding his earlier agree- ment to the contrary. And aside from reit- erating his claims that his original counsel performed deficiently in 2008, Defendant of- fers us—and he offered the district court— no explanation for this delay. In other words, giving Defendant the benefit of believing that he did not know about the amount of restitu- tion ordered until May 2013, there is no excuse given for why it took him nearly two more years to file a motion to set aside the restitution order.
¶33 Similarly, Defendant’s appearance at the May 2013 hearing before the Board speaks to the “practical ability of the litigant to learn earlier of the grounds relied upon, and prejudice to other parties.” See Menzies, 2006 UT 81, ¶ 65, 150 P.3d 480 (citation and internal quotation marks omitted). On this point, we agree with the district court that Defendant “does not appear to have acted diligently to pursue a possible relief from judgment.” Once again, Defendant attempts to explain away his lack of action by pointing to the purported inaction of his defense coun- sel some six years before filing his rule 60(b) motion. Because Defendant does not explain why he failed to take action after his May 2013 hearing, we determine that it was not an abuse of discretion for the district court to conclude that Defendant did not exercise the diligence necessary for relief under
IV. The District Court Lacked Jurisdiction to Order Discovery
¶34 Finally, Defendant argues that the district court erroneously denied his mo- tion for discovery. That denial was based on the district court’s determination that it did not have jurisdiction to order the discovery requested. Defendant relies on the court’s “ongoing jurisdiction to correct [his] illegally imposed sentence, including the default resti- tution order,7 pursuant to Utah [Rules of Criminal Procedure] 30(b) and 22(e)” to sup- port his contention that the district court did have the requisite jurisdiction. But because Defendant’s argument is based on a faulty premise, it fails.
¶35 While district courts generally retain jurisdiction to correct illegal sentences, De- fendant’s sentence was not illegal and thus this particular district court did not have continuing jurisdiction to order discovery. See State v. Montoya, 825 P.2d 676, 679 (Utah Ct. App. 1991) (“Once a court imposes a valid sentence, it loses subject matter juris- diction over the case.”); see also Thompson v. Wardley Corp., 2016 UT App 197, ¶ 23, 382 P.3d 682 (“When a court dismisses a rule 60(b) motion as untimely, the court lack[s] jurisdiction to consider the merits of the motion.” (alteration in original) (citation and internal quotation marks omitted)).
¶36 We therefore affirm the district court’s denial of Defendant’s motion for discovery.
CONCLUSION
¶37 Defendant has failed to demonstrate that he was entitled to relief under rules 22
¶38 Affirmed.
