Michael S. Worthington pleaded guilty on August 28, 1998, to one count of first degree murder, one count of first degree burglary, and one count of forcible rape. After finding him to be a prior and persistent offender, the court sentenced Wor-thington to death for the murder charge, 30 years on the burglary charge, and life imprisonment on the forcible rape charge, to be served consecutively. Because the trial court imposed the death penalty, this Court has jurisdiction of his appeal. Mo. Const. art. V, sec. 3. Ordinarily, appellate review of guilty pleas is extremely narrow. However, Sec. 565.035.2 1 requires this Court in death penalty cases to consider the punishment and “any errors enumerated by way of appeal.”
We affirm.
Facts
On September 29, 1995, appellant, Wor-thington, and a friend from work, Jill Morehead, were at his condominium in Lake St. Louis, watching television. At about 4:00 p.m., they left to pick up their paychecks from their employer, a local supermarket. They returned to the condo and had dinner and drinks. They then went to a nightclub where each had three drinks. After about two hours, Worthing-ton and Morehead 'drove to Jennings where Worthington told Morehead he had to pick up money owed to him by a friend. Worthington testified he actually went to pick up drugs. Morehead stayed in her vehicle, while Worthington was in the house for about 15 minutes. They drove back to his condo where he left Morehead. Morehead left the condo when Worthing-ton did not return after about 45 minutes.
Later that night, Worthington saw that the kitchen window was open in the condominium of his neighbor, Melinda Griffin. Worthington had seen Ms. Griffin around the condominium complex. He got a razor blade and gloves, and when he returned to her condo, he saw that a bathroom light had been turned on. Worthington cut through the screen. He confronted Ms. Griffin in the bedroom. He covered her mouth to stop her screams and strangled her until she became unconscious. Wor-thington began to rape her and she regained consciousness. Worthington raped Ms. Griffin with such force that he bruised the inside of her vagina, tore both labia minora, and made a large, deep tear between her vagina and anus. Ms. Griffin fought Worthington, and he beat her and strangled her to death. The wounds on her neck showed that Worthington used a rope or cord in addition to his hands to strangle her. He stole her jewelry, credit cards, mobile phone, keys, and her car.
The next morning, September 30, 1995, a police officer pulled Worthington over. Worthington was driving Ms. Griffin’s car. The officer noticed a woman’s items in the car such as make-up and shoes, but the car had not been reported stolen.
The next day, October 1, a neighbor discovered Ms. Griffin’s body. When police arrived, they found the screen in the *87 kitchen window had been cut to gain entry. They found Ms. Griffin’s body lying bruised, bloody, and naked at the foot of the bed, with a lace stocking draped across it. All the bedroom drawers had been pulled open. DNA testing later established that semen found on Ms. Griffin’s body came from Worthington.
Police officers found Worthington that evening, but when he saw the police, he pulled out a knife, held it to his throat, and threatened to commit suicide. Police officers convinced him to put the knife down and brought him into custody. Worthing-ton was wearing a fanny pack containing jewelry and keys belonging to Ms. Griffin.
At the police station, Worthington relayed his story of four days of drinking and getting high. After being presented with the evidence against him, Worthing-ton confessed to the killing but could not remember the details since, he said, he was prone to blackouts when using alcohol and cocaine. At the time the offenses occurred, Worthington said he was extremely high on Prozac, cocaine, marijuana, and alcohol. Worthington also said that two friends, Darick and Anthony, helped him with the burglary. However, this story was inconsistent with the physical evidence and with subsequent statements made by Worthington. Worthing-ton pleaded guilty to the crimes charged. The judge imposed the death penalty for the murder conviction, as well as the prison terms for the other offenses. Wor-thington does not challenge the plea and sentences on the other offenses; his appeal here concerns only the death penalty.
Was the Death Sentence Disproportionate?
Worthington contends that the trial court erred in that:
(1)the statutory aggravating circumstances found by the trial court were unconstitutional because they were du-plicative and did not narrow the class of persons eligible for the death penalty,
(2) the trial court did not consider evidence that supported statutory mitigating circumstances, and
(3) the victim impact evidence was improper.
Worthington also contends that his sentence is disproportionate to similar cases.
(1) Are the Statutory Aggravating Circumstances Unconstitutional?
a. Are Statutory Aggravating Circumstances Duplicative?
Defense counsel did not attack the constitutionality of the statutory aggravating circumstances; therefore, the issue is not subject to review except for plain error.
State v. Tokar,
Worthington contends that the state submitted “in the course of a felony” aggravating circumstance as two circumstances and as such it is duplicative. This allowed the judge to count the same conduct twice and, therefore, the balance between aggravating and mitigating circumstances was skewed toward death.
Under section 565.032, in cases where the death penalty is imposed, the jury, or in this case where the jury is waived, the judge must determine whether a statutory aggravating circumstance is established beyond a reasonable doubt. Where there is a finding of one valid aggravating circumstance beyond a reasonable doubt, we will affirm the death sentence.
State v. Jones,
The finding of a statutory aggravating circumstance serves the purpose of determining which defendants are eligible for the death penalty.
Tokar,
b. Do Statutory Aggravating Circumstances Fail to Narrow Class to which They Apply?
Worthington contends that the duplication of the statutory aggravating factors did not channel and limit the judge’s discretion to minimize the risk of arbitrary and capricious sentencing, relying on
Furman v. Georgia,
In addition, Worthington contends there does not exist a principled means to distinguish those who are made subject to the death penalty from those who are not. He essentially claims that his crime is no different than felony murder in which death would not be imposed. We disagree. Felony murder is distinguishable in that felony murder does not require deliberation. Section 565.021.1(2). Further, Worthington pleaded guilty and was sentenced by a judge, thus the judge properly considered in the sentencing phase the aggravating circumstance of murder during a robbery.
See State v. Hunter,
For a statutory aggravating circumstance to narrow the class of persons to whom the death penalty may be applied, that circumstance must satisfy two tests:
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(1) it may not apply to every defendant convicted of murder, and (2) the circumstance must not be unconstitutionally vague.
Tuilaepa v. California,
(2) Were the Mitigating Circumstances Ignored?
Worthington contends that the trial courts findings were erroneous because they were against the weight of the evidence and the court did not follow the law since the judge did not consider the statutory mitigating circumstances submitted and supported by the evidence. Worthing-ton presented the following as mitigating circumstances pursuant to subsection 3 of section 565.032:(1) the murder was committed while the defendant was under the influence of extreme mental or emotional disturbance; (2) the defendant acted under extreme duress; (3) the defendant’s age at the time of the offense; and (4) his capacity was substantially impaired due to drug and alcohol intoxication. Evidence presented supporting these factors was that he was 24 years old at the time he committed the offense, and he testified that he drank all day, went to a bar with a friend, and took drugs. He testified that his friends, Anthony and Darick, proposed the burglary. Worthington also presented non-statutory mitigating circumstances that he was abused and neglected as a child and he suffers from chemical dependency. The record does not support Wor-thington’s contention that the trial judge did not consider the mitigating factors:
THE COURT: ... The Court has considered all of the non-statutory mitigating circumstances and factors that have been offered to this court, and any other facts or circumstances which may be found from the evidence presented, and finds that defendant was raised in a dysfunctional family, and was neglected and abused as a child and further, that the defendant is a long-term drug abuser. Having considered all of the evidence and the aggravating and mitigating circumstances, the Court finds beyond a reasonable doubt that the aggravating circumstances outweigh the non-statutory mitigating circumstances
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While the judge’s comment quoted above does not mention statutory mitigating circumstances, it is clear from the entire record that the trial court did consider all of the evidence in imposing the death penalty. Worthington’s claim is without merit.
(3)Was the Victim Impact Evidence Improper?
Worthington contends the victim impact evidence was unduly inflammatory and violated his state and federal constitutional rights to due process, to a fundamentally fair trial to confront the witnesses against him, and to be free from cruel and unusual punishment. No objection was raised regarding this evidence and plain error review is requested. 2 Rule 30.20.
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We disagree with Worthington that the evidence violated his constitutional rights by being unduly prejudicial.
See Payne v. Tennessee,
Victim impact evidence is designed to show each victim’s uniqueness as an individual human being. It is simply another form or method of informing the court about the specific harm caused by the crime in question, evidence of a general type long considered by sentencing authorities.
See Payne
and
Roberts, supra; State v. Knese,
Was Worthington Prejudiced by a Debler Violation?
Worthington contends that the state did not give notice to the defense that it intended to introduce evidence of his bad conduct in jail; his behavior in school; his burglaries with his father; misconduct with friends and associates and evidence from a Ms. Peroti of an alleged sexual assault, theft of her car, and assault of her son as evidence of non-statutory aggravating circumstances. The issue was not properly preserved for review, thus plain error review is requested. 4 Rule 30.20.
In general, both the state and the defense are allowed to introduce evidence regarding “any aspect of defendant’s character.”
State v. Debler,
From the
Debler
line of cases, the failure of the state to provide notice of this evidence is error. However, the question remains whether the lack of notice and the admission of this evidence was plain error constituting manifest injustice.
See State v. Thompson,
Chapter 552 Examination Used to Prove Aggravating Circumstances
Worthington contends the trial court committed plain error in letting the state use his statements to Dr. Max Givon, made during a chapter 552 competency evaluation, to prove the statutory aggravating circumstances. He also claims that the admission of his statement violated his right to remain silent and his right to an attorney. Dr. Givon’s report and testimony were stipulated to at trial. Thus, plain error review is requested.
Dr. Givon’s Testimony Used to Prove Statutory Ayyravating Circumstances
Worthington fails to demonstrate manifest injustice or a miscarriage of justice by the admission of Dr. Givon’s testimony.
Dr. Givon, a psychologist, evaluated Worthington to determine if he was eom-petent to stand trial and to assist his attorney and to determine if he suffered from a mental disease or defect. He diagnosed appellant as cocaine and alcohol dependent and as having anti-social personality disorder. Dr. Givon also said Worthington was malingering, which is the intentional production of false or grossly exaggerated psychological or physical symptoms for an external reward.
Missouri statutes divide the guilt phase of trial from the penalty phase of trial in order to allow the admission of all relevant evidence in the penalty phase without fear of prejudicing the defendant in the guilt phase. Section 565.030.2.
6
Here, Wor-thington’s guilt had already been established. Although Dr. Givon’s diagnosis may have been internally inconsistent and his examination perhaps not as thorough as the other doctors who had previously seen Worthington, it was not plain error for the court to allow it as evidence during the penalty phase.
See State v. Copeland,
Did Use of Statements Violate the Right to Remain Silent and Right to Counsel?
Worthington claims that the admission of his statements to Dr. Givon violated his right to remain silent and his right to an attorney, relying on
Estelle v. Smith,
Guilty Plea Did Not Extinguish Right to Remain Silent 7
Worthington contends that the trial court erred in overruling the defense motion in limine to preclude the state from exceeding the scope of his proposed direct examination. The trial court ruled that if Worthington chose to testify he would be subject to full cross-examination. Worthington did not take the stand during the penalty phase.
Here, Worthington wanted to testify and limit his examination to “his sorrowness, his remorse and his apology to the family” and the feelings he had upon hearing the vietim impact evidence. Defense counsel asked the court to limit the scope of cross-examination to those issues only and specifically not let the state examine him on his background or the circumstances of the homicide itself.
8
The scope of cross-examination of a criminal defendant (and spouse) is limited to those matters elicited on direct examination. Section 546.260;
State v. Gardner,
Knowing, Intelligent and Voluntary Plea: Were the Warnings Defective?
Worthington asserts that his guilty plea was unknowing, unintelligent and involuntary because he was not informed of the meaning of deliberation, his possible defenses and range of punishment. He specifically argues that there was no record evidence that he was aware of the meaning *93 of “deliberation,” an essential element of the offense of first-degree murder. While the record does not contain detailed explanations, the record does not support Wor-thington’s contention that he was uninformed or that his plea was involuntary.
Court: Has your attorney explained to you the nature of each charge and any lesser included charges, and also the possible defenses you might have in this case?
Worthington: Yes, ma'am.
Court: Have you had adequate opportunity to consult with them both as to the charge and effect of entering a plea of guilty to the charge?
Worthington: Yes, ma'am....
Court: Okay. Are you suffering from any mental disease or defect other than what you have just testified to?
Worthington: No, ma'am.
Court: Are you mentally prepared to proceed with proposed plea of guilty?
Worthington: Yes, ma'am.
Court: At the time of the crimes with which you are charged, did you know the difference between right and wrong?
Worthington: Yes, ma'am....
Court: Have you discussed the nature of the charges and the essential elements of the charges with the defendant?
Mr. Rosenblum: Yes.
Court: Mr. Worthington, do you understand the nature and essential elements of each and every charge to which you are entering a plea of guilty?
Worthington: Yes, ma'am....
Court: Have you been forced, threatened or coerced in any way to induce you to plead guilty?
Worthington: No, ma'am.
Court: Are you entering you plea of guilty here today freely and voluntarily on your part?
Worthington: Yes, ma'am.
Worthington’s reliance on
Wilkins v. Bowersox,
Proportionality of Sentence
Although not constitutionally required, section 565.035.3 requires this Court to conduct an independent review of a defendant’s death sentence. The Court must decide whether the death sentence is excessive and disproportionate to other similar cases, whether the evidence supports the judge’s findings of an aggravating circumstance, and whether the sentence was not imposed under the influence of passion, prejudice, or any other arbitrary factor.
After careful review of the record and transcript, this Court finds that the sentence of death imposed on Mr. Worthing-ton was not imposed under the influence of
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passion, prejudice or any other arbitrary factor. In this case, the judge found two aggravating circumstances: 1) murder for monetary gain, and 2) murder in perpetration of forcible rape. The evidence, particularly Worthington’s own words, supports the findings. Considering the crime, the strength of the evidence, and the defendant, this Court finds the facts of this case are consistent with death sentences affirmed wherein victims were murdered in course of a robbery and murdered in perpetrating a rape.
See State v. Knese,
The judgment of the trial court is affirmed.
All concur.
Notes
. References to statutes are to RSMo 1994 unless otherwise noted.
. During this phase, defense counsel recited "no objection" to all of the exhibits and the majority of the testimony. Counsel did object three times to testimony that showed a preference for or recommended death. One of the statements objected to and preserved for review was "I believe this man has caused enough chaos and I ask he be fairly punished for what he has done.” This does not recommend a specific sentence. The trial court did not abuse its discretion in overruling the objection.
See State v. Roll,
. Two witnesses had prepared statements read to the judge by Ms. Griffin’s mother.
. Worthington contends that he specifically objected to some of the evidence being introduced and requests plain error review for the remainder. The record does not reflect a specific objection based on lack of notice.
See Thomas v. Wade,
.The potential for prejudice that exists, without the notice required by Debler, is that since "no jury or judge has previously determined a defendant’s guilt for uncharged criminal activity, such evidence is significantly less reliable than evidence related to prior *91 convictions. To the average juror, however, unconvicted criminal activity is practically indistinguishable from criminal activity resulting in convictions, and a different species from other character evidence.” Id. at 657.
. The distinction between the guilt phase and penalty phase is observed in section 552.020.14, RSMo Supp.1997, which provides as follows:
No statement made by the accused in the course of any examination or treatment pursuant to this section and no information received by any examiner or other person in the course thereof, whether such examination or treatment was made with or without the consent of the accused or upon his motion or upon that of others, shall be admitted in evidence against the accused on the issue of guilt in any criminal proceeding then or thereafter pending in court, state or federal, (emphasis added).
. Worthington is correct in noting that under
Mitchell v. United States,
. The transcript reflects that defense counsel noted that Worthington's decision to testify was against his advice, "knowing the scope of cross-examination of my client.”
.
See also, State v. Barnett,
