¶1 A jury found Alvin Witherspoon guilty of first degree burglary and second degree robbery while armed with a deadly weapon after Witherspoon broke into the home of Becky Pittario on November 12,2009, stole some of her property, and had a brief encounter with Pittario before fleeing the scene. RCW 9A.56.210(1), .190; RCW 9A.52.025(1). The jury also found Witherspoon guilty of witness tampering based on a jailhouse phone conversation he made to his fiancée, Violet Conklin, after his arrest. RCW 9A.72.120(1).
¶2 On appeal, Witherspoon argues that we should reverse his convictions because (1) his constitutional right to a unanimous jury verdict was violated when the State failed to ask for a unanimity instruction related to alternative means of committing the witness tampering charge, (2) the trial court violated the appearance of fairness doctrine, (3) defense counsel ineffectively represented Witherspoon by failing to request a jury instruction on a lesser included offense and by representing him despite a conflict of interest, (4) the State failed to include specific facts in the charging documents alleging that he used or threatened force in the commission of a robbery, (5) the State failed to establish the corpus delicti of robbery, and (6) the State failed to prove Witherspoon’s robbery conviction by sufficient evidence.
¶3 We affirm Witherspoon’s convictions.
¶4 Witherspoon also challenges his persistent offender life sentence, arguing that (7A) the trial court violated the appearance of fairness doctrine at sentencing; (7B) his life sentence violates the Eighth Amendment and article I, section 14 of the Washington State Constitution; (7C) finding the existence of his prior convictions by a preponderance of the evidence violated his right to equal protection under the law; (7D) the trial court violated his Sixth Amendment rights in finding by a preponderance of the evidence that the State met its burden of establishing the existence of two prior “most serious offense” convictions for purposes of Washington’s Persistent Offender Accountability Act (POAA) of the Sentencing Reform Act of 1981, RCW 9.94A.570; and (7E) the trial court violated his state due process right by finding his prior convictions were proved by a preponderance of the evidence.
¶5 In my view, the trial court violated Witherspoon’s Sixth Amendment rights by classifying him as a persistent offender, a fact-finding function historically left to the jury, and the trial court violated Witherspoon’s state due process right by finding his prior convictions were proved by a preponderance of the evidence.
FACTS
Background
¶6 On November 12, 2009, Witherspoon and Conklin went for a drive and ended up at Pittario’s home. The parties do not dispute that Witherspoon broke into Pittario’s home and stole some of her belongings. While Witherspoon was still on the property, Pittario drove up to her house, parked next to
¶7 During the encounter between Witherspoon and Pittario, Witherspoon held one or both hands behind his back. At trial, Pittario testified that she asked Witherspoon what he had behind his back, and he said, “A pistol.” Report of Proceedings (RP) (Apr. 12, 2010) at 23. Conklin testified that Pittario asked what was behind Witherspoon’s back and Witherspoon said, “[N]othing.”RP (Apr. 13, 2010) at 57. Witherspoon said Pittario did not ask about his hands.
¶8 As Witherspoon drove away, Pittario noticed property she thought was hers in the back of Witherspoon’s car. Pittario followed Witherspoon in her own car while on the phone with 911 as Witherspoon fled the scene in excess of 85 mph. Later that day, police arrested Witherspoon and Conklin at his trailer and obtained a search warrant. The police found multiple items belonging to Pittario, including jewelry and compact discs.
¶9 After his arrest, Witherspoon called Conklin from the jail to persuade her to stop talking with law enforcement and to lie about what had occurred at Pittario’s residence. The jail recorded this conversation.
Procedure
¶10 The State charged Witherspoon with second degree robbery, residential burglary, and witness tampering. During trial, the State played a recorded jail phone call between Witherspoon and Conklin. During the phone call, Wither-spoon told Conklin, “I don’t want you to talk to them no more ... [t]o the Sheriff... I don’t know, as long as I saved your ass, that’s all that matters okay? I mean, I can do this, you can’t.” Ex. 40, at 3-4. In the same phone call, Witherspoon also told Conklin to talk to a man named Burl:
[Witherspoon]: You can tell Burl that what it was is that we were on our way back, okay, from my grandma’s, which we never even got out there. We never even found it. I mean, we had the right idea where, where it was at but we never was [sic] able to locate her. And um, we were coming back and uh we picked up that, what, what was it, Jesse or James or something?
[Conklin]: Yeah.
[Witherspoon]: And uh, you know um, I’m thinking he was about 45. He had a, he was about my height and had a, like a rusty, rusty color hair. Honey?
[Conklin]: Yeah.
[Witherspoon]: And uh, so anyway, and uh, he mentioned uh that you know, he needed, you know, a ride. And I, I, I [sic] was much obliged to give it to him. And he gave me 15, he gave us $15____
[Witherspoon]: And uh, uh, and then uh so I dropped him off up there, waited for him because he said he needed to get his bag and a couple pillows. And uh, he dropped the bag out. Oh, and a couple of those fucking shoe, shoe boxes or whatever they were. He brings them out. You know, I don’t think nothing of it. . . . And uh, I drive fucking away. I hear a car pull up. So I, you know, you know you saw it too and I turned around. And I didn’t, what did I say to the lady?
[Conklin]: She told the cops that you told her that you had a pistol.
[Witherspoon]:... I figured well okay, well obviously you know, what this guy’s doing, either a burglary or he’s taking all his girlfriend’s stuff. So, soon as we got home, you know, I decided to put stuff in the trailer, and then shortly after I’m putting stuff in the trailer the Sheriffs show up. So then I freak up [sic].... I put the stuff under my bed.
Ex. 40, at 4-6.
¶11 After the State rested, defense counsel moved to dismiss the robbery charge for insufficient evidence, arguing that the State had not proved that Witherspoon used or threatened the use of force or fear during the encounter with Pittario. The trial court denied
DISCUSSION
Witherspoon’s Judgment
1. Unanimous Jury Verdict on Witness Tampering
¶12 Witherspoon argues that insufficient evidence supports his witness tampering conviction, infringing on his right to a unanimous jury. He claims that the State did not sufficiently prove that he directed Conklin to withhold information from law enforcement. Witherspoon also argues that the State failed to present evidence as to whether he attempted to induce Conklin to absent herself from an official proceeding; the State concedes this point. The State contends that the lack of a unanimity instruction was harmless because the prosecutor presented evidence of only two means of witness tampering. Because any rational trier of fact would find that Witherspoon encouraged Conklin both to withhold information from law enforcement and perjure herself at trial, we affirm.
¶13 There are three alternative means of committing witness tampering: attempting to induce a person to (1) testify falsely or withhold testimony, (2) absent himself or herself from an official proceeding, or (3) withhold information from a law enforcement agency. RCW 9A.72.120(l)(a)-(c). Here, the information and the jury instructions alleged all three alternatives. But the State presented evidence of only two alternatives.
¶14 In Washington, criminal defendants have a right to a unanimous jury verdict. Wash. Const, art. I, § 21. In order to safeguard the defendant’s constitutional right to a unanimous verdict as to the alleged crime, substantial evidence of each of the relied-on alternative means must be presented. State v. Smith,
¶15 In Lobe, the State charged two counts of witness tampering and both the charging documents and jury-instructions included all three alternative means. Lobe,
¶16 Here, the State charged Witherspoon with one count of witness tampering. Both parties concede that the State did not argue or attempt to prove that Witherspoon tried to induce Conklin to absent herself from official proceedings, one of the three alternative means. Instead, the State presented substantial evidence that Witherspoon attempted to persuade Conklin to withhold information from law enforcement, evidenced by his statement, “I don’t want you to talk to them no more ... [t]o the Sheriff.” Ex. 40, at 3-4. The State also argued that Witherspoon induced Conklin to testify falsely when he told her to tell a man named Burl a story about a hitchhiker committing a robbery.
¶17 Thus, viewed in the light most favorable to the State, the evidence leaves no doubt as to whether Witherspoon attempted to induce Conklin both to withhold information from law enforcement and to testify falsely. Accordingly, the State presented substantial evidence supporting both means of witness tampering argued at trial.
¶18 Because “[t]here is no danger that the jury based its guilty verdict on the unsupported alternative means” of inducing Conklin to absent herself from trial, and “there is substantial, uncontroverted evidence of the charged alternative means (here, two of three),... there is no danger the jury was not unanimous in finding [the defendant] guilty based on the two presented and uncontroverted alternative means.” Lobe,
2. Appearance of Fairness Doctrine
¶19 Next, Witherspoon argues that the trial court violated the appearance of fairness doctrine by making comments evidencing a potential bias. Witherspoon focuses on the trial judge’s statements that before becoming a judge, he may have defended Witherspoon in a past, unrelated proceeding. Because of this, Witherspoon claims the judge should not have presided over his trial.
¶20 Under the appearance of fairness doctrine, a judicial proceeding is valid only if a reasonably prudent, disinterested observer would conclude that the parties obtained a fair, impartial, and neutral hearing. State v. Gamble,
¶21 Prior to the start of trial, the trial court informed the parties that it recognized the name “Witherspoon”:
THE COURT: ... I don’t know this for sure but the name Witherspoon rang a bell with me, it may be 15 years ago I represented Mr. Witherspoon as a [d]efense attorney,I don’t know or not, I was working with the Defender’s Office.
THE COURT: Does that bother anybody?
[Witherspoon]: What year?
THE COURT: I have no idea, just the name sounded familiar. I don’t even remember what it was about, if or what it was about, but the name sounded familiar so I always disclose that that’s a possibility.
[Witherspoon]: Let me consult my attorney, Your Honor.
THE COURT: The name sounded familiar.
[Witherspoon]: Your Honor, would that have been a juvenile matter?
THE COURT: Could have been.
[Witherspoon]: Your Honor, I have objections.
THE COURT: Okay. Let’s bring in our jury panel.[4 ]
RP (Apr. 12, 2010) at 15-16.
¶22 Here, the facts are analogous to those in Dominguez. In Dominguez, the trial judge had, in his professional capacity, once represented the defendant in a criminal proceeding and also prosecuted him in an unrelated case.
¶23 Assuming Witherspoon did object at trial, he fails to provide sufficient evidence to overcome the presumption that the trial court performed its functions without bias or prejudice. The record is not clear that the trial judge had actually represented Witherspoon in the past. Further, Witherspoon does not provide any evidence that if the trial judge previously represented him, such representation affected the present case. Viewing the evidence objectively, the trial judge’s impartiality may not be reasonably questioned under these circumstances.
¶24 Accordingly, we hold that Witherspoon’s appearance of fairness claim fails.
3. Ineffective Assistance of Counsel
¶25 Witherspoon contends that his counsel ineffectively represented him by failing to request an instruction for theft as a lesser included offense. Further, he claims that the trial court infringed on his right to effective assistance of counsel by not adequately inquiring into a potential conflict of interest. Because counsel’s performance did not fall below an objective standard of reasonableness and the evidence does not support his contention that the trial court infringed on his right to effective assistance, these claims fail.
A. Failure To Request a Lesser Included Offense Instruction
¶27 Witherspoon argues it was objectively unreasonable for defense counsel to pursue an “all or nothing” strategy and that he was entitled to the lesser included offense instruction of theft because the evidence fails to show force or the threat of force. Br. of Appellant at 39. We disagree.
¶28 Both a defendant and the State have a statutory right to present to the jury a lesser included offense if all the elements of the lesser offense are necessary elements of the charged offense (the legal prong) and the evidence supports an inference that only the lesser crime was committed (the factual prong). State v. Stevens,
¶29 The primary difference between theft and robbery, as charged in this case, is the use or threatened use of force.
¶30 At trial, Witherspoon’s counsel argued that the State had not proved beyond a reasonable doubt that Wither-spoon used force. Defense counsel stated, “Witherspoon was intending to commit theft. He wanted to take Ms. Pittario’s property, that’s pretty obvious. . . . But, it’s not robbery unless you take that property from the presence of a person by the use or threatened use of immediate force, violence or fear of injury.” RP (Apr. 13, 2010) at 123-24. Because Witherspoon admitted to taking the property, if defense counsel had requested a lesser included instruction for theft, there was a strong probability that the jury would have convicted on the lesser included offense. Alternatively, defense counsel declined to request the instruction to force the jury to convict on the robbery charge requiring a finding of force. And if the jury believed the defense theory of the case, it could have acquitted Witherspoon on the robbery charge. That this strategy ultimately proved unsuccessful is immaterial. See Grier,
B. Conflict of Interest
¶31 Witherspoon contends that the trial court infringed on his right to effective assistance when it failed to adequately inquire into a potential conflict of interest involving
¶32 If a trial court knows, or reasonably should know, of a defense attorney’s potential conflict of interest, the court must conduct an inquiry to determine the nature of the conflict. State v. Dhaliwal,
¶33 Witherspoon’s contention that the trial court failed to conduct an adequate inquiry is unfounded. He requested new counsel for two reasons: (1) he believed his attorney might be a defense witness on the tampering charge and (2) he expressed concern that as a “third strike case,” he felt the court should appoint an independent investigator. Clerk’s Papers (CP) at 27. The trial court stated that although defense counsel might be a limited witness because Conklin called him, counsel did not discuss the case with her and, thus, his credibility was not at stake. Further, the trial court expressed concern that new counsel would be a hardship on Witherspoon. As to Witherspoon’s second concern, he does not provide any evidence that an investigator would have found other evidence, or that other witnesses were available to assist in his defense that were not called. Consequently, because Witherspoon does not show any conflict adversely affected counsel’s performance, we hold that this ineffective assistance claim also fails.
4. Constitutionally Sufficient Information
¶34 For the first time on appeal, Witherspoon argues that the second amended information was factually deficient because it did not include specific facts that Witherspoon used or threatened to use force to obtain or retain stolen property. We disagree.
¶35 Article I, section 22 of our state constitution provides, “In criminal prosecutions the accused shall have the right ... to demand the nature and cause of the accusation against him.” This notice is formally given in the information. See CrR 2.1(a)(1) (the information “shall be a plain, concise and definite written statement of the essential facts constituting the offense charged”).
¶36 A charging document must include all essential elements of a crime, statutory and nonstatutory, to adequately inform the defendant of the nature of the charges against him and allow him to prepare his defense. State v. Vangerpen,
¶37 When, as here, the defendant challenges the charging document for the first time on appeal, this court liberally construes the document in favor of validity. State v. Winings,
¶38 Witherspoon argues that the charging document failed to include the specific conduct that formed the basis for the
On or about the 12th day of November, 2009, in the County of Clallam, State of Washington, the above-named Defendant, with intent to commit theft thereof, did unlawfully take personal property that the Defendant did not own from the person of another, to-wit: B. Pittario, or in said person’s presence against said person’s will by the use or threatened use of immediate force, violence, or fear of injury to said person or the property of said person or the person or property of another; contrary to Revised Code of Washington 9A.56.210(1) and 9A.56.190, a Class B felony.
CP at 21.
¶39 This information includes all the essential elements for the crime of second degree robbery. See RCW 9A.56.190. Witherspoon contends that because the information fails to allege all the essential facts supporting every element of second degree robbery, specifically the use or threatened use of force, it is thereby defective.
¶40 In Winings, the information charged second degree assault while armed with a deadly weapon and it failed to state the victim, the weapon used, or the manner in which Winings used the weapon.
¶41 Here, construed liberally, the information provides facts supporting each element of second degree robbery. It alleges Witherspoon did unlawfully take personal property of the victim, Pittario, by the use or threatened use of immediate force, violence, or fear of injury to said person or the property of said person. It further states that Wither-spoon violated RCW 9A.56.210(1) and .190. As in Winings, for purposes of constitutional sufficiency, the second amended information sufficiently apprised Witherspoon of the second degree robbery charge.
5. Corpus Delicti
¶42 Witherspoon argues for the first time on appeal that the State failed to prove the corpus delicti of the robbery independent of his statements made during the commission of the crime.
¶43 “Corpus delicti” means the “body of the crime” and requires the State to prove both a criminal act and a resulting loss. See State v. Aten,
¶44 Witherspoon’s statement to Pittario that he had a pistol was made as part of the crime itself.
¶45 In Pietrzak, Division Three reviewed Pietrzak’s precrime statements as a matter of first impression on appeal.
¶46 In Dyson, Division One looked to the definition of a “confession” as an “expression of guilt as to a past act” and concluded that Dyson’s statements comprising negotiation and agreement for an act of prostitution were statements made as part of the crime.
¶47 Here, Witherspoon’s statement that he had a pistol was part of the crime of robbery. Also, Witherspoon never “expressed guilt” at a later date about this act — no confession occurred. The corpus delicti rule does not apply in this case.
6. Sufficient Evidence for Robbery Conviction
¶48 Witherspoon argues that insufficient evidence supports his conviction for second degree robbery because the State failed to prove that he used “force or fear” while stealing from Pittario. Br. of Appellant at 27.
¶49 In considering a challenge to the sufficiency of the evidence, this court construes the evidence in the light most favorable to the jury’s verdict and asks whether any rational trier of fact could have found guilt beyond a reasonable doubt. State v. Salinas,
¶50 A person commits robbery “when he or she unlawfully takes personal property from the person of another or in his or her presence against his or her will by the use or threatened use of immediate force, violence or fear of injury to that person or his or her property or the person or property of anyone.” RCW 9A.56.190 (emphasis added). Here, the jury instructions included this statutory language. Witherspoon’s assertions that the instruction required the State prove actual force or fear is unfounded.
¶51 There is sufficient evidence of force to support a robbery conviction if the taking of property is attended by a threatening menace, word, or gesture that would, in common experience, create an apprehension of danger and induce a person to part with her property. State v. Shcherenkov,
¶52 At trial, Pittario testified that she arrived home to find an unknown car in her driveway facing in the direction of the exit. When Pittario got out of her vehicle, Wither-spoon came around the side of the house, walking fast, with his left hand behind his back. When Pittario asked what Witherspoon had behind his back, Witherspoon said he had a pistol. Any rational trier of fact could interpret Wither-spoon’s suspicious act of keeping his hands behind his back as evidence that he was deliberately implying he had a weapon. Further, the jury could have reasonably found that Witherspoon’s statement that he had a pistol to be an indirect communication that he would use force if needed to retain possession of Pittario’s property.
¶53 Although not overwhelming when viewed in the light most favorable to the jury’s verdict, the evidence here is sufficient to prove the elements of the crime beyond a reasonable doubt. Thus, Witherspoon’s contention that his robbery conviction violates his due process right fails.
¶54 Because all of Witherspoon’s arguments fail, we affirm his convictions.
7. Witherspoon’s POAA Sentence
¶55 Witherspoon challenges his sentence, arguing that (A) the trial court violated the appearance of fairness doctrine at sentencing; (B) his life sentence violates the Eighth Amendment and article I, section 14 of the Washington State Constitution; (C) finding the existence of his prior convictions by a preponderance of the evidence violated his right to equal protection under the law; (D) the trial court violated his Sixth Amendment rights in finding, in place of a jury, that the State met its burden of establishing the existence of two prior “most serious offense” convictions for purposes of Washington’s POAA; and (E) the trial court violated Witherspoon’s state due process right by finding his prior convictions were proved by a preponderance of the evidence.
A. Appearance of Fairness Doctrine
¶56 Witherspoon contends that the trial court violated the appearance of fairness doctrine because the court announced during sentencing that it would impose a life sentence because it “trusted the prosecutor.” Br. of Appellant at 48. This is an inaccurate characterization of the record. Rather, the trial court stated that it was not sure which party carried the burden of proof to establish Witherspoon’s prior convictions. Specifically, the trial court stated, “I don’t know what the burden is. I’ll take [the prosecutor] at her word.... I’ll take [the prosecutor] at her recitation of the law.” RP (May 24, 2010) at
¶57 Accordingly, we hold that Witherspoon’s appearance of fairness claim related to sentencing fails.
B. Cruel and Unusual Punishment
¶58 Witherspoon alleges that his sentence violates the Eighth Amendment ban on “cruel and unusual punishment,” and the Washington Constitution’s article I, section 14 prohibition against “cruel punishment.”
¶59 A sentence violates article I, section 14 when it is grossly disproportionate to the crime for which it is imposed. State v. Flores,
¶60 Witherspoon’s contention that his punishment violates his rights under the Eighth Amendment to the United States Constitution and article I, section 14 of the state constitution is without merit. He argues that his current offense was “relatively minor,” that the legislature did not intend for the POAA to apply to him as a “small-time offender! ],” and that he would have received a lighter punishment in other jurisdictions. Br. of Appellant at 50.
¶61 In State v. Rivers,
¶62 Here, we conclude that Witherspoon’s sentence is not grossly disproportionate. The first Fain factor, the nature of the offense, supports his sentence. Witherspoon committed second degree robbery, a crime against a person, and a most serious crime under former RCW 9.94A-.030(32)(o) (2008). The legislative purpose behind the POAA is deterrence, and given Witherspoon’s criminal history of serious offenses, he has demonstrated a propensity for recidivism for which the statute requires segregation. See State v. Thorne,
¶63 Finally, our Supreme Court has repeatedly held that a life sentence imposed after a defendant was convicted for robbery was not cruel and unusual punishment. Rivers,
¶64 Witherspoon’s sentence is not disproportionate in light of the offense he committed and his criminal history; accordingly, we hold that his life sentence does not constitute cruel punishment.
C. Equal Protection
¶65 Witherspoon argues that the POAA’s classification of his prior convictions as sentencing factors rather than as additional elements of the crime violates his constitutional right to equal protection. Specifically, Witherspoon claims that under our Supreme Court’s reasoning in State v. Roswell,
¶66 Under both the state and federal constitutions, persons similarly situated with respect to the legitimate purpose of the law must receive like treatment. U.S. Const, amend. XTV; Wash. Const, art. I, § 12; Thorne,
¶67 Under the rational basis test, a statute is constitutional if (1) the legislation applies alike to persons within a designated class, (2) reasonable grounds exist for distinguishing between those who fall within the class and those who do not, and (3) there is a rational relationship between the classification and the purpose of the legislation. State v. Smith,
¶68 In Roswell, the defendant was charged with communication with a minor for immoral purposes, a crime elevated from a gross misdemeanor to a felony if the defendant has a prior conviction for the same crime or a felony sex offense.
¶69 Here, Witherspoon argues that distinguishing between a prior conviction as a sentencing aggravator and a prior conviction as an element of a crime is arbitrary and lacks a rational basis because his prior convictions elevate the punishment for his current offense to a mandatory life sentence without parole.
¶70 But there is a rational basis for distinguishing between “persistent offenders” and “nonpersistent offenders” under the POAA. State v. McKague,
¶71 Furthermore, both Divisions One and Three of this court have held that under the POAA there is a rational basis to distinguish between a recidivist charged with a serious felony and a person whose conduct is felonious only because of a prior conviction for a similar offense. See State v. Langstead,
D. Determining Prior Convictions for Purposes of the POAA
¶72 Witherspoon argues that the trial court violated his Sixth Amendment jury trial rights by determining the existence of his prior convictions itself without submitting this factual issue to a jury.
¶73 Two recent United States Supreme Court opinions, Oregon v. Ice,
¶74 In Ice, the majority addressed whether the Sixth Amendment mandates that a jury decide if a defendant convicted of multiple offenses should be sentenced to consecutive or concurrent sentences.
Our application of Apprendi’s rule must honor the “longstanding common-law practice” in which the rule is rooted. Cunningham [v. California], 549 U. S.[ 270, 281,127 S. Ct. 856 ,166 L. Ed. 2d 856 (2007)]. The rule’s animating principle is the preservation of the jury’s historic role as a bulwark between the State and the accused at the trial for an alleged offense. See Apprendi,530 U. S. at 477 . Guided by that principle, our opinions make clear that the Sixth Amendment does not countenance legislative encroachment on the jury’s traditional domain. . . .
The historical record demonstrates that the jury played no role in the decision to impose sentences consecutively or concurrently. Rather, the choice rested exclusively with the judge.
Ice,
¶75 In Southern Union, the Court was asked to determine whether Apprendi’& reasoning should extend to criminal fines imposed pursuant to a natural gas distributor’s violation of the Resource Conservation and Recovery Act of 1976.
¶76 Here, unlike with the imposition of consecutive or concurrent sentences in Ice but comparable to setting fines as addressed in Southern Union, the State was historically required to “prove to a jury beyond a reasonable doubt that the defendant to be sentenced under a recidivist statute was the person who was previously convicted of statutorily qualifying offenses” — not the trial court. McKague,
¶77 Accordingly, in my view, Witherspoon should be resentenced and, at that time, a jury of his peers should determine whether the State has proved beyond a reasonable doubt the existence of his prior convictions for purposes of the POAA. As Justice Scalia bluntly stated in Blakely,
The Framers would not have thought it too much to demand that, before depriving a man of... more years of his liberty, the State should suffer the modest inconvenience of submitting its accusation to “the unanimous suffrage of twelve of his equals and neighbours,” [4 William Blackstone, Commentaries 343 (1769)], rather than a lone employee of the State.
E. State Due Process Claim
¶78 Witherspoon also asserts that imposition of a life sentence without parole violates
¶79 Washington has had a recidivist offender statute, in one form or another, since 1903. Prior to passage of the POAA, RCW 9.92.090 served as the primary vehicle for sentencing repeat offenders to increased sentences as “habitual criminals.” That statute states,
Every person convicted in this state of any crime of which fraud or intent to defraud is an element, or of petit larceny, or of any felony, who shall previously have been twice convicted, whether in this state or elsewhere, of any crime which under the laws of this state would amount to a felony, or who shall previously have been four times convicted, whether in this state or elsewhere, of petit larceny, or of any misdemeanor or gross misdemeanor of which fraud or intent to defraud is an element, shall be punished by imprisonment in a state correctional facility for life.
RCW 9.92.090.
¶80 Because RCW 9.92.090 did not explicitly provide the burden the State had to meet to prove the existence of prior convictions, our Supreme Court settled the issue. In State v. Holsworth,
While the faithful application of Holsworth may reduce the number of convictions upon which the State may rely in habitual offender proceedings, its requirements are based upon constitutional mandates which we must obey. We cannot now retreat from our holding in Holsworth and allow a renewed emasculation of defendants’ constitutional rights simply because it may increase convictions of alleged habitual offenders. The federal and state constitutions, as embodied in our criminal justice system, have concerns much broader than the laudable but narrow one of incarcerating repeat offenders.
State v. Chervenell,
¶81 In 1986, prior to passage of the POAA, the court was asked to address a somewhat similar standard of proof issue related to sentencing under the then recently passed Sentencing Reform Act of 1981 (SRA), ch. 9.94A RCW. In State v. Ammons,
[i]n only two situations has this court held that the State, before using a prior conviction, had to affirmatively show its constitutional validity: (1) a proceeding to establish a status of habitual criminal or habitual traffic offender, [Chervenell,99 Wn.2d at 312 ]; [Holsworth,93 Wn.2d at 157 ]; State v. Ponce,93 Wn.2d 533 ,611 P.2d 407 (1980); and (2) a proceeding to establish the crime of felon in possession of a firearm.
¶82 Thus, despite having the opportunity to proclaim that the State need only prove a defendant’s prior convictions by a preponderance of the evidence both for determining recidivism and for calculating an offender score, the Ammons court distinguished Chervenell and Holsworth, leaving their fundamental logic intact: for purposes of determining whether a defendant is an habitual offender,
¶83 Finally, in Manussier, the court directly addressed whether under the POAA, the State had the burden of proving the existence of a defendant’s prior convictions by a preponderance of the evidence or beyond a reasonable doubt standard. Contrary to extensive persuasive authority and 90 years of precedent holding that a defendant’s prior offenses used to increase his or her sentence under a recidivist statute must be proved beyond a reasonable doubt, the Manussier majority concluded that because other portions of the SRA call for a preponderance standard, so should the POAA.
The majority in this case attempts to distinguish the procedures required in Furth for habitual offender sentencing by stating that RCW 9.94A, which includes the persistent offender law, provides for a different procedure: prior convictions need only be proved by a preponderance of the evidence. Majority at 682. However, this overlooks the fact that Furth’s constitutional determination rests on state constitutional law, not on statutory language. . . .
There is little new under the sun and a review of history shows that the [POAA], despite its catchy titled — Three Strikes and You’re Out — is no exception. The right to an information alleging the defendant is a persistent offender, the right to have the prosecutor exercise discretion in that determination, the right to a jury trial and proof beyond a reasonable doubt of the allegation have been guaranteed by this state’s case law and constitution since statehood and should not be tossed aside simply because an old law receives a new name.
Manussier,
¶84 Because our constitution requires the State to prove prior convictions beyond a reasonable doubt for purposes of increasing a defendant’s sentence under any of our habitual criminal statutes, Justice Madsen’s view is the correct one.
¶85 In proving prior convictions beyond a reasonable doubt, identity of names is generally insufficient. See, e.g., State v. Huber,
in a variety of specific ways. Depending on the circumstances, these may include otherwise-admissible booking photographs, booking fingerprints, eyewitness identification, or, arguably, distinctive personal information. But the State does not meet itsburden merely because the defense opts not to present evidence; if the State presents insufficient evidence, the defendant’s election not to rebut it does not suddenly cause it to become sufficient.
¶86 Here, the record reflects that for at least one of Witherspoon’s two prior convictions, the trial court appears to have employed a preponderance of the evidence standard in determining the existence of the prior conviction:
And so the State has established with Exhibit 3 that Mr. Avin Witherspoon was convicted of one of the most serious offenses in Snohomish County Superior Court in 99-l-[0] 1322-5. Which was filed on — the judgment and sentence was filed on February 17th, 2000.
The other issue is whether the Court can make the same determination with reference to Count 1 of the judgment and sentence which was entered in Snohomish County cause number 94-l-[00]711-9, and that was issued on July 18th of 1994. And that crime in Count 1 is burglary in the first degree, another of the most serious offenses as defined by the statute, which would make that a strike offense. There is — in that one they have his birthday as September 22nd, 1974 not July 22nd of’74, and there are no fingerprints on that one to connect — to positively identify Alvin Witherspoon that’s here today as being the Alvin Witherspoon that was convicted of that. So, that’s far more suspect.
I don’t know what the burden is. I’ll take [the prosecutor] at her word,[17 ] I should have read this I guess, I wasn’t anticipating this sort of problem. I’ll take [the prosecutor] at her recitation of the law saying that there’s got to be some reason for me to doubt that that is the Alvin Leslie Witherspoon that’s before me today. And I don’t have that. I believe that it is the same person in light of the presentence investigation as well as the certified copy that’s entered.
RP (May 24, 2010) at 34-35.
¶87 “Exhibit 3,” referenced above, was a guilty plea from February 2000, involving two counts of residential burglary. At sentencing, Sequim Police Officer Chris Wright testified that the booking fingerprints included with the certified judgment and sentence from February 17, 2000 conclusively matched Witherspoon’s booking fingerprints taken after his arrest in November 2009. This satisfied the State’s requirement of proving identity beyond a reasonable doubt.
¶88 However, the State did not ask Wright to compare booking fingerprints from “Exhibit 4,” a July 1994 certified judgment and sentence related to another first degree burglary guilty plea, with Witherspoon’s 2009 booking prints.
¶89 In my opinion, the State is required to do more than convince a trial court by a preponderance of the evidence that a defendant has three strikes for the purposes of the POAA. The State must convince the trial court beyond a reasonable doubt. Here, the State did not satisfy this burden for one of the two previous convictions. Moreover, Witherspoon’s current “most serious offense” conviction involves second degree robbery, a class B felony that normally carries a maximum penalty of 10 years. RCW 9A.20-.021(l)(b). Washington’s constitution requires proof beyond a reasonable doubt to support imprisoning Witherspoon beyond this 10-year statutory maximum. Accordingly, I would vacate Witherspoon’s sentence for purposes of the POAA.
¶90 Hunt, J. (concurring in part, dissenting in part) — I concur in Parts 1 through 6 of Judge QuinnBrintnall’s lead opinion affirming Alvin Witherspoon’s convictions and in her holding in Parts 7.A, 7.B, and 7.C of the lead opinion that Witherspoon’s Persistent Offender Accountability Act (POAA)
I. Existing Law Allows Trial Court To Find Priors by Preponderance of Evidence
¶91 In support of her assertion that the State must prove to a jury the existence of two prior most serious offense convictions beyond a reasonable doubt for POAA sentencing purposes, Judge Quinn-Brintnall relies on (1) her disagreement with the current law “reject[ing] the argument that the Sixth Amendment applies to sentencing determinations under the POAA” because, in her view, it “fails to comport with the constitutional principles elucidated in Apprendi v. New Jersey and Blakely[ v. Washington]”;
¶92 Furthermore, as Judge Quinn-Brintnall candidly acknowledges, current Washington Supreme Court case law interpreting the current POAA is contrary to her point of
¶93 Even after Manussier, our Supreme Court has consistently continued to hold that a judge can determine a prior conviction for POAA sentencing purposes and that a jury determination is not required.
II. Predictions about Future Supreme Court Holdings Do Not Control
¶94 I further disagree with Judge Quinn-Brintnall’s extrapolating from existing law to predict what the United States Supreme Court might hold in the future and then to advocate application of this prediction here. Even assuming that her prediction may ultimately turn out to be correct, (1) as we have just noted, this prediction is contrary to controlling existing law; and (2) the Supreme Court has firmly admonished intermediate appellate courts such as ours not to engage in such predictions and, instead, to await its future pronouncements on these issues. For example, the United States Supreme Court has expressly noted:
We do not acknowledge, and we do not hold, that other courts should conclude our more recent cases have, by implication, overruled an earlier precedent. We reaffirm that “[i]f a precedent of this Court has direct application in a case, yet appears to rest on reasons rejected in some other line of decisions, the Court of Appeals should follow the case which directly controls,leaving to this Court the prerogative of overruling its own decisions.”
Agostini v. Felton,
¶95 Judge Quinn-Brintnall asserts that to sentence Witherspoon to life imprisonment under the POAA for his second degree robbery conviction, “Washington’s constitution requires proof beyond a reasonable doubt to support imprisoning [him] beyond this 10-year statutory maximum.” Lead opinion at 314-15. This assertion, however, flatly contradicts (1) our Washington Supreme Court’s express holding in State v. Magers
¶96 Armstrong, J.' (concurring in part/ dissenting in part) — I concur with Judge Hunt’s discussion of the Persistent Offender Accountability Act (POAA) of the Sentencing Reform Act of 1981
¶97 To convict of robbery, the State must prove the following elements: (1) an unlawful taking (2) of personal property (3) from the person or presence of another (4) against her will and (5) by the use or threatened use of immediate force. RCW 9A.56.190; State v. Truong,
¶99 Here, there is no evidence that Witherspoon used force or threatened force to take Rebecca Pittario’s property. The stolen property was already in Witherspoon’s car when Pittario drove into her driveway. During the encounter between Witherspoon and Pittario, Witherspoon held one or both hands behind his back. Pittario testified that she asked Witherspoon what he had behind his back and he replied, “A pistol.” Report of Proceedings (Apr. 12, 2010) at 23. Although Witherspoon disputed this, we draw all reasonable inferences in the State’s favor and interpret them most strongly against Witherspoon, as we must in evaluating the sufficiency of the evidence. State v. Hosier,
¶100 The State also failed to prove that Witherspoon took any property from Pittario’s presence. To be within the victim’s presence, the stolen property must be “ ‘so within [the victim’s] reach, inspection, observation or control, that he could, if not overcome with violence or prevented by fear, retain his possession of it.’ ” Handburgh,
¶101 Pittario testified that she did not know Wither-spoon had possession of her property until she saw it in the backseat of his car as he drove away. Thus, Witherspoon’s gun threat did not prevent Pittario from attempting to retain possession of the property; instead, her ignorance of the situation did. And when she learned that her property had been stolen as Witherspoon was speeding away, it was no longer within her “reach” such that she could have retained it. Handburgh,
¶102 Because the State failed to prove a taking by threat of force from Pittario’s presence, I would reverse and remand for dismissal of the robbery charge.
Review granted at
Notes
Although a majority of the panel agrees that Witherspoon’s convictions should be affirmed, my colleagues do not share my views on the POAA. Accordingly, Parts 7.D and 7.E of this lead opinion do not represent the majority opinion as to Witherspoon’s sentence.
Witherspoon did not call Burl as a defense witness.
State v. Rivas,
The State claims that the record contains a typographical error and that Witherspoon actually said, “ “Your Honor, I have [no] objections.’ ” Br. of Resp’t at 30 (alteration in original). The State plausibly argues that this explains the context as to why the judge answered in the affirmative and commenced the trial. But RAP 9.5(c) requires that a party file an objection to, and propose amendments to, a verbatim report of proceedings within 10 days after receipt of the report of proceedings. The State has failed to timely object. Furthermore, citing State v. Russell,
A person commits robbery when he or she “unlawfully takes personal property from the person of another or in his or her presence against his or her will by the use or threatened use of immediate force, violence, or fear of injury to that person.” RCW 9A.56.190.
The State argues that Witherspoon waived his right to challenge the information by not requesting a bill of particulars. This is an incorrect interpretation of the law. A defendant may waive his vagueness challenge to a constitutionally sufficient information if he fails to request a bill of particulars. Nonog,
Neither party cites authority requiring a defendant to raise a corpus delicti issue at trial. Notably, the Washington Supreme Court has addressed corpus delicti arguments raised for the first time on appeal. See, e.g., State v. Riley,
Witherspoon’s statement goes to the use or threatened use of force or fear to obtain or retain possession of the property of another, elements the State must prove to convict him for robbery. See ROW 9A.56.190.
Witherspoon also raises this issue in the context of ineffective assistance of counsel. Because the corpus delicti rule is inapplicable to this case, that claim necessarily fails as well.
Witherspoon also raises this issue, and only this issue, in his statement of additional grounds. RAP 10.10. We address the merits of this argument here.
Washington, Louisiana, Mississippi, and Montana require a life sentence without parole for second degree robbery when committed as a third strike. Nevada and the District of Columbia authorize this as a maximum sentence, but the sentencing judge retains discretion.
To reiterate, the following sections — Parts 7.D and 7.E — do not represent the majority view of the court.
See, e.g., State v. Magers,
See McKague,
42 U.S.C. § 6928(d)(2)(A).
The Manussier decision predates both Apprendi and Blakely. The POAA. decisions following Apprendi and Blakely have generally conflated whether Apprendi and Blakely require a jury to determine the existence of prior convictions and whether the fact finder must find the existence of two prior convictions beyond a reasonable doubt (or fail to discuss the standard of proof entirely). See, e.g., In re Pers. Restraint of Lavery,
The prosecutor argued to the trial court that “[i]t’s not the same as trial. There’s sufficient evidence before the Court taking into consideration the presentence investigation report as well as the priors that have been admitted to establish that this is his third most serious offense.” RP (May 24, 2010) at 33. The trial court felt compelled, as Witherspoon’s sentencing began, to state for the record that “[t]here are a lot of inaccuracies in the presentence report and I wanted to clarify for the record that that’s not what I’m relying on at all.” RP (May 24, 2010) at 2.
The State did ask Officer Wright to compare booking prints from “Exhibit 2,” a certified copy of a 1992 guilty plea involving third degree assault. It is unclear why the State had Wright analyze the 1992 conviction as third degree assault is not a “most serious offense” for purposes of the POAA. Former RCW 9.94A-.030(32). Regardless, Wright was unable to make a definitive match because of the poor quality of the certified copy.
ROW 9.94A.570.
Lead opinion at 305-06 (citation omitted) (citing Apprendi v. New Jersey,
RCW 9.92.900 provides that RCW 9.92.090 does not apply to any felony offense committed on or after July 1, 1984.
To support her departure from current precedent, Judge Quinn-Brintnall cites two United States Supreme Court cases. In Oregon v. Ice,
The court explicitly based its holding on the due process rights protected by article I, section 3 of our state constitution. Manussier,
See, for example, State v. Smith,
See, e.g., State v. Rivers,
More recently, addressing a different legal doctrine, our Washington Supreme Court reiterated its prior direction to the lower courts not to apply that doctrine in other contexts “ ‘unless and until this court has, based upon considerations of common sense, justice, policy and precedent, decided otherwise.’ ” Elcon Constr., Inc. v. E. Wash. Univ.,
Here, the same panel of judges that sat on McKague is similarly split on the same POAA issue. As Judge Armstrong explained in McKague:
In affirming the conviction, the lead opinion is split on the sentencing issues under the POAA. Thus, as a matter of law, I concur with Judge Hunt that the federal constitution does not require that a jury find the existence of prior convictions beyond a reasonable doubt under the POAA.
McKague,
Here, because Judge Armstrong joins me in this analysis and in my departure from Judge Quinn-Brintnall’s desire to have a jury determine prior convictions for POAA purposes, his opinion appears to join with mine to form a majority holding on this point.
“ Judge David H. Armstrong is serving as a judge pro tempore of the Court of Appeals pursuant to RCW 2.06.150.
Ch. 9.94A RCW.
