180 Wash. 2d 875 | Wash. | 2014
Lead Opinion
¶1 — Petitioner Alvin Witherspoon
challenges his conviction and life sentence for second degree robbery.
Facts and Procedural History
¶2 On November 12, 2009, Witherspoon and his fiancée drove to the victim’s home. Witherspoon does not dispute that he then broke into the victim’s home and stole several items. While the burglary was in progress, the victim returned home and noticed an unknown car parked in her driveway. The victim exited her car and saw Witherspoon walking from around the side of her home. He was holding his left hand behind his back. The victim testified at trial that she asked Witherspoon what he had behind his back, and he said he had a pistol. He then got in his car and drove away. The victim noticed some of her belongings in the back of his car, followed him in her own car, and called 911 as he fled the scene. Police arrested Witherspoon and his fiancée, obtained a search warrant, and found multiple items belonging to the victim in their home. From jail, Witherspoon
¶3 A jury found Witherspoon guilty of residential burglary and second degree robbery based on the events of November 12, 2009. See RCW 9A.52.025(1); RCW 9A.56-.190, .210(1). The jury also found him guilty of witness tampering based on the jailhouse phone conversation he had with his fiancée after his arrest. See RCW 9A.72-.120(1). At sentencing, the court determined that the certified conviction documents met the State’s burden to prove two prior strike convictions. The court found that Wither-spoon is a persistent offender and sentenced him to life in prison without the possibility of early release.
¶4 On appeal, he challenged his convictions and sentence on a number of grounds. The Court of Appeals affirmed his convictions and sentence. State v. Witherspoon, 171 Wn. App. 271, 286 P.3d 996 (2012). Witherspoon sought discretionary review in this court, which was granted on only four issues. State v. Witherspoon, 177 Wn.2d 1007, 300 P.3d 416 (2013).
Issues
¶5 1. Whether there was sufficient evidence to support Witherspoon’s second degree robbery conviction.
¶6 2. Whether Witherspoon’s counsel was ineffective in not asking for an instruction on first degree theft as a lesser included offense.
¶7 3. Whether Witherspoon’s persistent offender sentence constitutes cruel or cruel and unusual punishment.
¶8 4. Whether Witherspoon’s previous strike offenses should have been proved to a jury beyond a reasonable doubt.
Analysis
1. There Was Sufficient Evidence To Support Witherspoon’s Second Degree Robbery Conviction
¶9 Witherspoon claims that insufficient evidence exists to prove all elements of second degree robbery, as
¶10 Pursuant to RCW 9A.56.190:
A person commits robbery when he or she unlawfully takes personal property from the person of another or in his or her presence against his or her will by the use or threatened use of immediate force, violence, or fear of injury to that person or his or her property or the person or property of anyone. Such force or fear must be used to obtain or retain possession of the property, or to prevent or overcome resistance to the taking; in either of which cases the degree of force is immaterial. Such taking constitutes robbery whenever it appears that, although the taking was fully completed without the knowledge of the person from whom taken, such knowledge was prevented by the use of force or fear.[2 ]
(Emphasis added.) The jury instruction in this case included the statutory language above but omitted the word “such” from the phrase “such force or fear must be used to obtain or retain possession of the property.” It therefore read, in part, “That force or fear was used by the Defendant to obtain or retain possession of the property or to prevent or overcome resistance to the taking or to prevent knowl
¶11 Witherspoon asserts that under the law of the case doctrine, the jury instruction required the State to prove actual force or fear. This doctrine provides that a jury instruction not objected to becomes the law of the case. State v. Willis, 153 Wn.2d 366, 374, 103 P.3d 1213 (2005) (citing State v. Hickman, 135 Wn.2d 97, 102, 954 P.2d 900 (1998)). “In a criminal case, the State assumes the burden of proving otherwise unnecessary elements of the offense when such elements are included without objection in a jury instruction.” Id. at 374-75 (citing Hickman, 135 Wn.2d at 102). Contrary to Witherspoon’s assertion, the exclusion of the word “such” does not change the plain meaning of the instruction in a way that requires the State to prove actual force or fear.
¶12 Witherspoon claims that he made, at most, an implied threat that instilled no fear. He further claims that even if there had been force or fear, it did not help accomplish the robbery because the victim did not know that Witherspoon had taken any of her property until he drove away. He contends that her ignorance did not stem from force, fear, or threats. Because we determine intimidation based on an objective test, Witherspoon’s argument does not stand.
¶13 “Robbery encompasses any ‘taking of . . . property [that is] attended with such circumstances of terror, or such threatening by menace, word or gesture as in common experience is likely to create an apprehension of danger and induce a man to part with property for the safety of his person.’ ” State v. Shcherenkov, 146 Wn. App. 619, 624-25, 191 P.3d 99 (2008) (alterations in original) (quoting State v. Redmond, 122 Wash. 392, 393, 210 R 772 (1922)). To determine whether the defendant used intimidation, we use an objective test. We consider whether an ordinary person in the victim’s position could reasonably infer a threat of bodily harm from the defendant’s acts. Id. at 625 (quoting 67 Am. Jur. 2d Robbery § 89, at 114 (2003)).
2. Witherspoon Does Not Prove That Counsel Was Ineffective in Not Asking for an Instruction on First Degree Theft as a Lesser Included Offense
¶15 Witherspoon argues ineffective assistance of counsel because his trial counsel did not request an instruction on theft as a lesser included offense. Counsel’s performance, however, did not fall below an objective standard of reasonableness.
¶16 In order for a petitioner to prevail on an ineffective assistance claim, he must overcome the presumption that his counsel was effective. State v. Thiefault, 160 Wn.2d 409, 414, 158 P.3d 580 (2007). “[C]ounsel is strongly presumed to have rendered adequate assistance and made all significant decisions in the exercise of reasonable professional judgment.” Strickland v. Washington, 466 U.S. 668, 690, 104 S. Ct. 2052, 80 L. Ed. 2d 674 (1984). To overcome this presumption, Witherspoon must demonstrate that “(1) ‘counsel’s representation fell below an objective standard of reasonableness’ and (2) ‘the deficient performance prejudiced the defense.’ ” In re Pers. Restraint of Yates, 177 Wn.2d 1, 35, 296 P.3d 872 (2013) (quoting Strickland, 466 U.S. at 687-88). However, “if a personal restraint petitioner makes
¶17 Under RCW 10.61.006, both the defendant and the State have the right to present a lesser included offense to the jury. State v. Stevens, 158 Wn.2d 304, 310, 143 P.3d 817 (2006). To prove the lesser included offense, the party requesting the instruction must meet a two-pronged test: (1) “under the legal prong, all of the elements of the lesser offense must be a necessary element of the charged offense” and (2) “under the factual prong, the evidence must support an inference that the lesser crime was committed.” Id. (citing State v. Gamble, 154 Wn.2d 457, 462-63, 114 P.3d 646 (2005)).
¶18 In State v. Grier, 171 Wn.2d 17, 39, 246 P.3d 1260 (2011), we recognized that whether to request a jury instruction on lesser included offenses is a tactical decision. “Thus, assuming that defense counsel has consulted with the client in pursuing an all or nothing approach, a court should not second-guess that course of action, even where, by the court’s analysis, the level of risk is excessive and a more conservative approach would be more prudent.” Id. Here, the tactical decision was prudent, if unsuccessful.
¶19 Witherspoon’s trial counsel chose to take an “all or nothing” approach that included not requesting a jury instruction on the lesser included offense of theft. Admittedly, conviction for the robbery charge was a close call. Witherspoon and his counsel chose to tactically defend on the possibility that the State could not prove to the jury that the property was taken by the use or threatened use of force or injury. See RCW 9A.56.190. They lost that bet, and the jury convicted Witherspoon of second degree robbery.
3. Witherspoon’s Persistent Offender Sentence Does Not Constitute Cruel or Cruel and Unusual Punishment
¶21 In addition to challenging his robbery conviction, Witherspoon also challenges his POAA sentence. He claims that his life sentence violates the Eighth Amendment to the United States Constitution and article I, section 14 of the Washington State Constitution. The Eighth Amendment bars cruel and unusual punishment while article I, section 14 bars cruel punishment. This court has held that the state constitutional provision is more protective than the Eighth Amendment in this context. State v. Rivers, 129 Wn.2d 697, 712, 921 P.2d 495 (1996) (citing State v. Fain, 94 Wn.2d 387, 392-93, 617 P.2d 720 (1980)). Consequently, if we hold that Witherspoon’s life sentence does not violate the more protective state provision, we do not need to further analyze the sentence under the Eighth Amendment. See id.
¶22 Fain provides four factors to consider in analyzing whether punishment is prohibited as cruel under article I, section 14: “(1) the nature of the offense, (2) the legislative purpose behind the statute, (3) the punishment the defendant would have received in other jurisdictions, and (4) the punishment meted out for other offenses in the same jurisdiction.” Id. at 713 (citing Fain, 94 Wn.2d at 397). In Rivers, we analyzed facts similar to the ones in this case under the Fain factors. In Rivers, a jury returned a verdict of guilty on the robbery charge. Rivers was sentenced to life in prison without the possibility of release because he was found to have committed three most serious offenses. He challenged his sentence on a number of grounds, including that it violated both the Eighth Amendment and article I, section 14. This court applied the Fain factors, concluding that the POAA, as applied to Rivers, was not unconstitutional. Id. We reach the same conclusion in this case.
¶24 The second Fain factor is the legislative purpose behind the statute. Id. In Rivers, we recognized that “the purposes of the persistent offender law include deterrence of criminals who commit three ‘most serious offenses’ and the segregation of those criminals from the rest of society.” Id. (citing State v. Thorne, 129 Wn.2d 736, 775, 921 P.2d 514 (1996), abrogated on other grounds by Blakely v. Washington, 542 U.S. 296, 124 S. Ct. 2531, 159 L. Ed. 2d 403 (2004)).
¶25 The third Fain factor is the punishment that the defendant would have received in other jurisdictions. Id. at 714. According to the concurrence/dissent, there are only three states outside of Washington in which a conviction of second degree robbery as a “third strike” offense triggers a mandatory sentence of life without parole. Concurrence/ dissent at 907. Although these three states’ treatment of similar crimes indicates that Washington is not alone in this area, the concurrence/dissent is correct that this Fain factor weighs in favor of a finding of disproportionality. However, this factor alone is not dispositive.
¶26 The fourth Fain factor is the punishment meted out for other offenses in the same jurisdiction. Rivers, 129 Wn.2d at 714. In Washington, all adult offenders convicted of three “most serious offenses” are sentenced to life in prison without the possibility of release under the POAA. In State v. Lee, we held that a life sentence imposed on a defendant convicted of robbery and found to be a habitual criminal was not cruel and unusual punishment. Id. (citing State v. Lee, 87 Wn.2d 932, 558 P.2d 236 (1976)). In that case, this court held, “ ‘Appellant’s sentence does not constitute cruel and unusual punishment. The life sentence con
¶27 Considering the four Fain factors, Witherspoon’s sentence of life in prison without the possibility of release does not violate article I, section 14 of the Washington State Constitution or the Eighth Amendment to the United States Constitution. This court has repeatedly held that a life sentence after a conviction for robbery is neither cruel nor cruel and unusual. See id. at 715; State v. Manussier, 129 Wn.2d 652, 677, 921 P.2d 473 (1996) (a life sentence imposed for second degree robbery under POAA did not constitute cruel or cruel and unusual punishment where defendant’s prior convictions were for first degree robbery); Lee, 87 Wn.2d at 937 (holding that a life sentence imposed for robbery under habitual criminal statute did not constitute cruel and unusual punishment where defendant’s prior convictions were for robbery, two second degree burglaries, and second degree assault). Here, Witherspoon’s earlier offenses were for first degree burglary and residential burglary with a firearm. The sentence of life in prison without the possibility of release for this third strike offense is proportionate to the crime.
¶28 As noted, because we hold that Witherspoon’s life sentence does not violate the Washington Constitution’s prohibition on cruel punishment, we do not need to further analyze Witherspoon’s sentence under the Eighth Amendment. However, Witherspoon claims that recent United States Supreme Court precedent regarding the Eighth Amendment prohibits life sentences for offenders in his position. This argument is entirely without merit.
¶29 Witherspoon cites to Graham v. Florida, 560 U.S. 48, 130 S. Ct. 2011, 176 L. Ed. 2d 825 (2010), and Miller
¶30 In Graham, 560 U.S. at 81, the United States Supreme Court held that the Eighth Amendment prohibits the imposition of life sentences without the possibility of release on juvenile offenders who did not commit homicide. Two years later in Miller, 132 S. Ct. at 2460, the Court held that mandatory sentencing of life without release for those under the age of 18 at the time of their crimes violates the Eighth Amendment. In Miller, the Court noted that Roper v. Simmons, 543 U.S. 551, 569, 125 S. Ct. 1183, 161 L. Ed. 2d 1 (2005), and Graham establish that children are constitutionally different from adults for sentencing purposes. Miller, 132 S. Ct. at 2464. This line of cases has relied on three argued differences between children and adults: (1) children lack maturity and have an underdeveloped sense of responsibility that can lead to impulsivity and risk taking; (2) children are vulnerable to negative influences and have little control over their environments; and (3) children’s characters are not well formed, meaning that their actions are less likely than adults’ to be evidence of depravity. Id.
¶31 Graham and Miller unmistakably rest on the differences between children and adults and the attendant propriety of sentencing children to life in prison without the possibility of release. Witherspoon was an adult when he committed all three of his strike offenses. These cases do not support Witherspoon’s argument that all sentencing systems that mandate life in prison without the possibility of release for second degree robbery are per se invalid under the Eighth Amendment.
4. The Law Does Not Require That Witherspoon’s Previous Strike Offenses Be Proved to a Jury beyond a Reasonable Doubt
¶33 Witherspoon claims that previous strike offenses must be proved to a jury beyond a reasonable doubt within the context of sentencing under the POAA. He argues that prior convictions are elements of a crime when they elevate a class B felony to a third strike offense. Witherspoon concedes that Blakely contains an exception for prior convictions
¶34 In Apprendi v. New Jersey the United States Supreme Court held that “[o]ther than the fact of a prior conviction, any fact that increases the penalty for a crime beyond the prescribed statutory maximum must be submitted to a jury, and proved beyond a reasonable doubt.” 530 U.S. 466, 490, 120 S. Ct. 2348, 147 L. Ed. 2d 435 (2000) (emphasis added). Several years later in Blakely, 542 U.S. at 313-14, the United States Supreme Court held that sentencing above the statutory maximum of the standard range based on the sentencing judge’s finding of deliberate cruelty violated a defendant’s right to trial by jury under the Sixth Amendment to the United States Constitution. However, the Court specifically noted, “By reversing the
¶35 Earlier this year, the United States Supreme Court again considered which facts must be proved to a jury under the Sixth Amendment if such facts may increase a criminal sentence. Alleyne, 133 S. Ct. 2151. The Court held that any fact that increases a mandatory minimum sentence for a crime is an element of the crime that must be submitted to the jury. Id. at 2155. Witherspoon argues that under Alleyne’s reasoning, prior convictions must be proved to a jury beyond a reasonable doubt before they can be used to enhance a sentence. This is, however, incorrect. Like Blakely, nowhere in Alleyne did the Court question Apprendi’s exception for prior convictions. It is improper for us to read this exception out of Sixth Amendment doctrine unless and until the United States Supreme Court says otherwise. Accordingly, Wither-spoon’s argument that recent United States Supreme Court precedent dictates that his prior convictions must be proved to a jury beyond a reasonable doubt is unsupported.
¶36 We have long held that for the purposes of the POAA, a judge may find the fact of a prior conviction by a preponderance of the evidence. In Manussier, 129 Wn.2d at 681-84, we held that because other portions of the SRA utilize a preponderance standard, the appropriate standard for the POAA is by a preponderance of the evidence. We also held that the POAA does not violate state or federal due process by not requiring that the existence of prior strike offenses be decided by a jury. Id. at 682-83. This court has consistently followed this holding. We have repeatedly held that the right to jury determinations does not extend to the fact of prior convictions for sentencing purposes. See State v.
¶37 “The doctrine [of stare decisis] requires a clear showing that an established rule is incorrect and harmful before it is abandoned.” In re Rights to Waters of Stranger Creek, 77 Wn.2d 649, 653, 466 P.2d 508 (1970). Witherspoon has not made such a showing. Accordingly, it is settled law in this state that the procedures of the POAA do not violate federal or state due process. Neither the federal nor state constitution requires that previous strike offenses be proved to a jury. Furthermore, the proper standard of proof for prior convictions is by a preponderance of the evidence.
¶38 The State bears the burden of proving by a preponderance of the evidence the existence of prior convictions as predicate strike offenses for the purposes of the POAA. State v. Knippling, 166 Wn.2d 93, 100, 206 P.3d 332 (2009) (quoting In re Pers. Restraint of Cadwallader, 155 Wn.2d 867, 876, 123 P.3d 456 (2005)). In State v. Hunley, 175 Wn.2d 901, 915, 287 P.3d 584 (2012), this court held that “constitutional due process requires at least some evidence of the alleged convictions.” Furthermore, “ ‘[t]he best evidence of a prior conviction is a certified copy of the judgment.’ ” Id. at 910 (quoting State v. Ford, 137 Wn.2d 472, 480, 973 P.2d 452 (1999)).
¶39 Here, the trial court possessed certified copies of three judgments and sentences from Snohomish County. Exs. 2-4. Exhibit 3 showed the defendant had committed a residential burglary with a firearm, which is a most serious offense pursuant to RCW 9.94A.030(32)(t). Exhibit 4 demonstrated that the defendant had committed a first degree
¶40 United States Supreme Court precedent, as well as this court’s own precedent, dictate that under the POAA, the State must prove previous convictions by a preponderance of the evidence and the defendant is not entitled to a jury determination on this issue. Here, based on certified copies of two judgments and sentences, the trial court determined that Witherspoon is a persistent offender and must be sentenced to life in prison without the possibility of release. We affirm the Court of Appeals, upholding Witherspoon’s POAA sentence.
Conclusion
¶41 We affirm the Court of Appeals on all four issues accepted for review. First, there was sufficient evidence to support Witherspoon’s second degree robbery conviction. Second, Witherspoon failed to meet his burden of proving ineffective assistance of counsel on the grounds that he and his counsel tactically determined not to request a jury instruction on first degree theft as a lesser included offense, hoping for a not guilty verdict if the State failed to prove all elements of the greater offense. Third, Witherspoon’s life sentence without the possibility of release does not constitute cruel or cruel and unusual punishment. Finally, the law does not require that Witherspoon’s previous strike offenses be proved to a jury beyond a reasonable doubt. We accordingly affirm the Court of Appeals, upholding the robbery conviction and the POAA life sentence without the possibility of release.
Justice James M. Johnson is serving as a justice pro tempore of the Supreme Court pursuant to Washington Constitution article IV, section 2(a).
The Court of Appeals erred by stating that the challenged conviction was for second degree robbery while armed with a deadly weapon. See State v. Witherspoon, 171 Wn. App. 271, 280, 286 P.3d 996 (2012). The trial court never made a finding that Witherspoon was armed with a deadly weapon. See Clerk’s Papers at 5. The presentence investigation report also contains this error. See Reporter’s Tr. on Appeal (Sentencing) at 2 (identifying this inaccuracy and noting that the trial court did not rely on it for sentencing purposes).
In 2011, the legislature amended this statute to be gender neutral. This amendment did not affect the substance of the statute.
State v. Magers, 164 Wn.2d 174, 193, 189 P.3d 126 (2008) (“[T]he Court of Appeals has held that Blakely does not apply to sentencing under the POAA, Blakely being specifically directed at exceptional sentences. State v. Ball, 127 Wn. App. 956, 957, 959-60, 113 P.3d 520 (2005). We agree with this conclusion.”).
Concurrence in Part
¶42 (concurring and dissenting) — I agree that Alvin Witherspoon’s conviction must be affirmed. There was certainly sufficient evidence to support his conviction of second degree robbery, despite the bravery of the victim in this case. The robbery statute focuses on the defendant’s “use or threatened use” of force, fear, etc., not on the courage of the victim in response. RCW 9A.56.190.
¶43 In addition, following State v. Grier, 171 Wn.2d 17, 246 P.3d 1260 (2011), the ineffective assistance of counsel claim fails on this direct appeal: if Mr. Witherspoon seeks to prove that his lawyer’s failure to ask for a lesser included offense instruction was something other than tactical, he must submit some evidence to prove it.
¶44 I respectfully disagree, however, with the majority’s decision to affirm the sentence. The trial judge in this case — an experienced jurist — stated that life without parole was disproportionately harsh for Witherspoon’s offense and that if he had any discretion to impose a lower sentence, he would have done so. The controlling Washington case interpreting the applicable provision of the Washington State Constitution is State v. Fain, 94 Wn.2d 387, 617 P.2d 720 (1980). Fain requires us to do just such a disproportionality analysis now, in reviewing the sentence.
¶45 We should therefore subject Witherspoon’s sentence to the four-factor disproportionality analysis this court adopted in Fain. Under that analysis, I conclude that Witherspoon’s sentence — a mandatory term of life imprisonment without the possibility of parole for the third “strike” offense of second degree robbery — violates article I, section 14 of our state constitution. I therefore respectfully dissent from the majority’s holding on that issue.
I. The Experienced Trial Judge Stated That He Would Not Have Imposed a Sentence of Life without the Possibility of Parole If He Was Not Required To Do So
¶46 Witherspoon received his “third strike” life sentence for a second degree robbery that is best described as inept.
I just would like to address Alvin ... because I really had a lot of sleepless nights over this and felt that... I wanted a fair and just sentence or whatever for him. And [I] felt really bad for him and talked to a lot of people about this and nobody seemed to really have any compassion for him whatsoever. I think I had more compassion for him than anybody. And then I learned that he just does this over and over and over again and he doesn’t know anything else and I feel for his mom and his girlfriend and they stand behind him and he just keeps doing this over and over and he is a really lousy thief and he needs to know that he has other potential and that he could learn something else and he might not be so lucky next time, because I’m damned if I’m going to be the one dead. ... I hope you, Alvin, get some — there’s a lot of opportunities in jail and that you should take every one of them, and find what you’re good at, and it’s not being a thief so find something else and something that you like is - probably something you’re interested [in] is probably something that you’re good at and I doubt if it’s being a thief because you’re [not] getting much out of it.
Reporter’s Tr. on Appeal (TR) (Sentencing) at 37-38.
¶47 I quote Ms. Pittario’s statement at length not only because it captures the bumbling nature of Witherspoon’s crime but also because it expresses her sincere belief that Mr. Witherspoon, who was 36 at the time, might reform.
¶48 The trial judge who sentenced Witherspoon, the late Judge Craddock Verser, clearly shared this belief. His statement at sentencing, which I will also quote at length, leaves no doubt that were it not for the constraints imposed on him by the Persistent Offender Accountability Act (POAA) of the Sentencing Reform Act of 1981 (SRA), chapter 9.94A RCW, he would not have sentenced Wither-spoon to a life term:
When I first started in this profession years ago in 1980, there was a prison and parole system and judges had discretion*897 to send people to jail, prison, parole, a number of different discretionary possibilities at every sentencing and you could take something like this crime and look at it and go, okay, serious crime, it obviously affected Ms. Pittario. Nevertheless, is this the type of crime that you want to put somebody in prison for the rest of their life for. And, um, exercising discretion I wouldn’t do that.
I — over the last week, I - I’ve never done a persistent offender sentencing, we just don’t have that many in Jefferson County. Over the last week I looked at the statute and I was looking at the case law of what kind of discretion if any I had. I don’t. I don’t have any discretion. I don’t take any pleasure, Mr. Witherspoon, in sentencing you as a persistent offender. That’s a choice that was made in the filing decision and the decision that went to trial. . . .
The arguments that I should arrest judgment are — quite frankly they were appealing to me. I said this young man is [36] years old ....
... 7 didn’t think you should go to prison the rest of your life and I don’t mind putting that on the record but I have no discretion at all.
TR (Sentencing) at 41-43 (emphasis added). This is an accurate statement of the law. Under Washington’s persistent offender statute, the trial court had no discretion to sentence Witherspoon to anything other than life imprisonment with no possibility of parole. RCW 9.94A.570 (“[n]otwithstanding the statutory maximum sentence or any other provision of this chapter, a persistent offender shall be sentenced to a term of total confinement for life without the possibility of release”).
II. For Purposes of Article I, Section 14 of the Washington State Constitution, Life without Parole Is a Harsher Penalty than Life with the Possibility of Parole; the Rivers Holding Ignores This Distinction and Is No Longer Good Law
¶49 The majority rejects Witherspoon’s article I, section 14 challenge primarily on the basis of this court’s decisions
¶50 The first case on which the majority relies, Lee, 87 Wn.2d at 937, did not apply the Fain analysis at all because it predated Fain by four years. And the second case, Manussier, 129 Wn.2d at 678, declined to consider Fain’s third factor: the punishment the defendant would have received in other jurisdictions. In this case, the majority concedes that this factor weighs in favor of finding that Witherspoon’s sentence violated article I, section 14. Majority at 889.
¶51 The final case on which the majority relies, Rivers, 129 Wn.2d at 714, applied the third Fain factor incorrectly. It relied on this court’s decision in In re Personal Restraint of Grisby, 121 Wn.2d 419, 427, 853 P.2d 901 (1993), to conclude that life with and without the possibility of parole are indistinguishable for purposes of an article I, section 14 challenge. Rivers, 129 Wn.2d at 714. Thus, when the Rivers court considered what punishment Rivers would have received in other jurisdictions, it lumped together jurisdictions, like Washington, where the punishment was life without the possibility of parole, and jurisdictions where the punishment was life with the possibility of parole. 129 Wn.2d at 714 (“The penalties vary, but many include life sentences for three-time offenders. This court has held that the distinction between life sentences with and without parole is not significant.”).
¶52 By relying on Grisby this way, the Rivers court erred. To the extent that Grisby’s holding applies at all to SRA convictions,
¶53 Despite the narrowness of that holding and its limitation to the Sixth Amendment context, the Rivers majority relied on Grisby to conclude that life with and without the possibility of parole are indistinguishable for
¶54 This court has never expressly overruled Rivers’ holding on the distinction between life with and without the possibility of parole. But it did so impliedly in State v. Thomas, 150 Wn.2d 821, 83 P.3d 970 (2004). Thomas held that there is a significant difference between life with and without the possibility of parole for purposes of the Apprendi rule.
¶55 I would therefore not resolve Witherspoon’s article I, section 14 argument by resurrecting Rivers — its application of the third Fain factor is no longer viable. To the extent Rivers held that there is no distinction between a sentence of life with and without parole, it is no longer good law. As this court acknowledged in Thomas, life without parole is a unique sentence, harsher and more punitive than life with the possibility of parole.
III. A Mandatory Sentence of Life without Parole Is Disproportionate to the Offense of Second Degree Robbery Committed as a “Third Strike”; Wither-spoon’s Sentence Thus Violates Article I, Section 14 of the Washington State Constitution
¶58 The proportionality analysis this court adopted in Fain requires us to consider four factors in an article I, section 14 challenge: (1) the legislative purpose behind the challenged statute, (2) the nature of the defendant’s offense, (3) the punishment the defendant would have received in other jurisdictions for the same offense, and (4) the punishment the defendant would have received in Washington for other offenses. Fain, 94 Wn.2d at 397 (citing Hart v. Coiner, 483 F.2d 136, 140-43 (4th Cir. 1973)). In light of these factors, a sentence of mandatory life without the possibility of parole violates article I, section 14 protections when imposed for a second degree robbery offense.
1. Legislative purpose behind the POAA
¶59 The POAA was enacted pursuant to popular initiative in 1993. Laws of 1994, ch. 1, § 2. Its statement of findings and intent identified four purposes served by the new law:
(2) By sentencing three-time, most serious offenders to prison for life without the possibility of parole, the people intend to:
(a) Improve public safety by placing the most dangerous criminals in prison.
*903 (b) Reduce the number of serious, repeat offenders by tougher sentencing.
(c) Set proper and simplified sentencing practices that both the victims and persistent offenders can understand.
(d) Restore public trust in our criminal justice system by directly involving the people in the process.
Id. § 1 (emphasis added).
¶60 Washington’s POAA was the nation’s first “three strikes” law; it was passed in the wake of several high profile and horrific crimes committed by repeat offenders.
¶61 As we acknowledged in State v. Lee, habitual offender statutes in general, including the one that predated the POAA in Washington, serve punitive as well as preventative purposes: “[t]he repetition of criminal conduct aggravates the guilt of the last conviction and justifies a heavier penalty for the crime.” 87 Wn.2d 932, 937, 558 P.2d 236 (1976) (citing State v. Miles, 34 Wn.2d 55, 61-62, 207 P.2d 1209 (1949)); accord State v. Manussier, 129 Wn.2d 652, 677 n.108, 921 P.2d 473 (1996) (citing Lee, 87 Wn.2d at 937). But the POAA differs from the prior habitual offender statute in its imposition of mandatory life sentences without parole. Laws of 1994, ch. 1, § 2(4).
2. Nature of Witherspoon’s offense
¶63 Witherspoon’s two prior “strike” convictions were for first degree burglary and residential burglary with a firearm; his third strike conviction was for second degree robbery. These are serious offenses — certainly more serious than the “wholly nonviolent crimes involving small amounts of property” at issue in Fain. 94 Wn.2d at 402.
¶64 But Witherspoon’s final offense stands in stark contrast to those triggering the harshest penalties under Washington’s SRA. See infra Part III.4. As noted by the majority, Witherspoon’s victim did not realize that Wither-spoon had retained any of her property until after Wither-spoon was already driving away from her house. Majority at 884. Because of that fact, the dissenting judge in the Court of Appeals below concluded that Witherspoon had used stealth to accomplish the taking but had not employed the “force or fear” necessary to a robbery conviction under RCW 9A.56.190. See State v. Witherspoon, 171 Wn. App. 271, 320, 286 P.3d 996 (2012) (Armstrong, J. Pro Tern., dissenting). Indeed, the dissent concluded that it was “logically impossible” to find that Witherspoon used “force or fear” to prevent his victim from recovering her possessions, since Witherspoon was already leaving when the victim noticed that her possessions were in Witherspoon’s car and since she was not in fact prevented from giving chase. Id. at 321 (“It is logically impossible to find that Pittario had the will to retain or recover property that she did not know had been stolen. And the State offered no evidence that Witherspoon made any threat that Pittario should not follow them. Pit
¶65 I agree with the majority that the State need not prove the victim’s actual, subjective fear in order to sustain a robbery conviction, and I therefore disagree with the conclusion of the dissent below. But the fact that the State need not prove actual fear to sustain a robbery conviction shows how broadly the robbery statute sweeps. In Washington, as in many other states, a person can commit the crime of second degree robbery by means of brutal assault or — as in Witherspoon’s case — by an “implied threat” that the victim seems to have regarded as more confusing than frightening. Majority at 885; TR (Trial Day 1) at 42-49 (Pittario testimony).
¶66 Outside the POAA context, a court can consider the facts underlying a robbery conviction when imposing a sentence. It may impose a sentence anywhere within the standard sentence range; it may also depart from the standard range if mitigating circumstances are established. RCW 9.94A.535(1). This discretion is a crucial means of avoiding sentences that are “clearly excessive in light of the [SRA’s] purpose [s],” id. § (1)(g), which include ensuring that punishments are both “just” and “proportionate to the seriousness of the offense,” RCW 9.94A.010(2), (1).
¶67 Under the POAA, a court lacks that discretion. In this case, the result is severe: a defendant who neither injured nor frightened his victim received a sentence generally reserved for society’s most violent and predatory offenders. Thus, I cannot conclude that the nature of the
¶68 In fact, lack of discretion to depart from a habitual offender sentence is frequently cited by critics of habitual offender statutes.
¶69 As noted ábove, Washington’s POAA was enacted mainly in response to public safety concerns: it was designed to ensure that dangerous, violent offenders would be permanently segregated from society. Applied mechanically, the statute can exceed this purpose.
¶70 As noted above, Witherspoon’s sentence is almost as rare as the sentence this court overturned in Fain. Outside of Washington, there are only three states in which a conviction of second degree robbery as a “third strike” offense triggers a mandatory sentence of life without parole.
¶71 This Fain factor clearly weighs in favor of a finding of disproportionality.
4. Punishment in Washington for other offenses
¶72 In the non-POAA context, Washington punishes only one crime with a sentence of mandatory life without parole: aggravated first degree murder. RCW 9.94A.510, .515. Aggravated first degree murder is a level 16 offense, the highest “seriousness level” in the SRA. RCW 9.94A.515. The next most serious level of offense, level 15, includes homicide by abuse and nonaggravated first degree murder. RCW 9.94A.515. In the non-POAA context, a person convicted of those crimes might serve as little as 20 years — far less than life without parole.
¶73 In the non-POAA context, Washington imposes mandatory minimum sentences for only five offenses: aggravated and nonaggravated first degree murder, first degree assault involving “force or means likely to result in death or intended to kill the victim,” rape in the first degree, and sexually violent predator escape. RCW 9.94A.540(1)(b)-(d). A person convicted of first degree murder faces a 20-year mandatory minimum, while a person convicted of first degree rape, first degree assault, or sexually violent predator escape faces a mandatory minimum of 5 years. Id. For
¶74 The gravity of Witherspoon’s third strike offense must not be understated; it was deliberate, and the fact that his victim exhibited uncommon courage during the offense and extraordinary compassion thereafter does not minimize the crime. But neither should that offense be amplified beyond all recognition. To punish it with a sentence greater than that imposed for the most brutal crimes— homicide, first degree assault, and first degree rape — is to disregard two central purposes of the SRA: justice and proportionality. RCW 9.94A.010(1), (2).
¶75 Thus, this final Fain factor also weighs in favor of a finding of disproportionality.
5. The proper remedy for the constitutional violation in this case is remand for resentencing under the SRA guidelines
¶76 For the reasons given in the analysis above, RCW 9.94A.570 is unconstitutional as applied to the particular second degree robbery in this case. Article I, section 14 of the Washington Constitution does not permit the imposition of mandatory life without parole — the harshest penalty short of death- — on a second degree robber whose victim testified that he neither frightened nor threatened her. Because the POAA is unconstitutional as applied to Witherspoon, the proper remedy is to remand for resentencing under the SRA guidelines — without the application of the POAA. State v. Hunley, 175 Wn.2d 901, 916, 287 P.3d 584 (2012) (holding a statute unconstitutional as applied does not render it completely inoperable; rather, it prohibits the future application of the statute in a similar context).
¶77 At Witherspoon’s original sentencing hearing, the State characterized its charging decision as “suspenders and belt.” TR (Sentencing) at 30. The State is correct. Its
CONCLUSION
¶78 The question before us in this case is narrow. We are asked whether it is unconstitutional to force a trial court judge to impose a mandatory sentence of life without parole on a defendant whose third “strike” is a second degree robbery committed in a manner that did not cause physical harm or actual fear. The answer to that question is yes.
¶79 This answer is based on the legal description of the crime of second degree robbery (RCW 9A.56.190), the facts of its accomplishment in this case, and the mandatory nature of the penalty.
¶80 We have not been asked to rule on whether it would be unconstitutional to sentence a defendant to life without parole for a different crime, or for this crime committed in a different manner. The remedy I would impose is therefore particular to this case. The legislature, not this court, is the body with the power to draft a procedure that would be constitutional in all cases. I express no opinion as to what sort of procedure might comply with article I, section 14 protections. Pursuant to the Fain analysis conducted above, I conclude only that the current procedure, according to which a sentencing judge has no discretion to impose a sentence lower than life without parole, does not comply
APPENDIX OF “PERSISTENT OFFENDER” LAWS
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I note that State v. Thomas explicitly distinguishes Grisby as a “pre-Sentencing Reform Act. . . case.” 150 Wn.2d 821, 848, 83 P.3d 970 (2004).
Notably, the Ninth Circuit granted Mr. Grisby’s petition for writ of habeas corpus challenging that sentencing decision and compelled the State to resentence him, precisely because it rejected our decision that there is no constitutional distinction between life with and without parole. Grisby v. Blodgett, 130 F.3d 365, 369-70 (9th Cir. 1997) (noting that federal precedent “establishes that, as a matter of law, a sentence of life without the possibility of parole is significantly different from a sentence of life with the possibility of parole” for purposes of the Jackson decision).
Rivers, 129 Wn.2d at 714 (“This court has held that the distinction between life sentences with and without parole is not significant.” (citing Grisby, 121 Wn.2d at 427)). In Fain, the State urged this court to proceed as if Jimmy Fain had not actually received a life sentence, since “the availability of parole and ‘good behavior’ credits” created “a likelihood” that Fain would actually serve far less than a lifetime behind bars. Fain, 94 Wn.2d at 393 (citing RCW 9.95.110, .070). We declined this invitation on the ground that a prisoner “has no right to parole, which is merely a privilege granted by [an] administrative body.” Id. at 394 (citing January v. Porter, 75 Wn.2d 768, 774, 453 P.2d 876 (1969)).
Under the Apprendi rule, “any fact that increases the penalty for a crime beyond the prescribed statutory maximum must be submitted to a jury, and proved beyond a reasonable doubt.” Apprendi v. New Jersey, 530 U.S. 466, 490, 120 S. Ct. 2348, 147 L. Ed. 2d 435 (2000).
While the Thomas decision alone precludes the majority’s reliance on Grisby and Rivers to reject Witherspoon’s article I, section 14 challenge, it should be noted that that reliance is also inconsistent with United States Supreme Court precedent. In Graham v. Florida, the Court concluded that for purposes of the Eighth Amendment’s ban on cruel and unusual punishments, the sentence of life
As the majority acknowledges, article I, section 14 of the Washington Constitution is more protective of individual rights than the Eighth Amendment. Majority at 887 (citing Fain, 94 Wn.2d at 392). It follows that article I, section 14 must recognize the unique severity of life without parole. It cannot be that our more protective constitutional provision would fail to account for “harshness” that is dispositive in Eighth Amendment cases. Graham, 560 U.S. at 70.
In Harmelin, the majority rejected the argument that the Eighth Amendment requires a sentencing court to exercise discretion (to consider mitigating or aggravating circumstances) before imposing a sentence of life without parole. 501 U.S. at 994-95; id. at 1004 (Kennedy, J., concurring). The Court rejected that argument, however, because it declined to apply a proportionality analysis to the petitioner’s sentence. Id. at 994-95. In Fain, this court adopted the proportionality analysis endorsed by the dissenters in Harmelin. For purposes of that analysis, a
Jennifer Cox Shapiro, Comment, Life in Prison for Stealing $48?: Rethinking Second-Degree Robbery as a Strike Offense in Washington State, 34 Seattle U. L. Rev. 935, 939-44 (2011).
Id. at 940 (quoting Edwin Meese III, Three-Strikes Laws Punish and Protect, 7 Fed. Sent’g Rep. 58, 58 (1994)).
See also id. at 939 & n.38 (describing the habitual offender statute that predated the POAA in Washington); Laws of 1992, ch. 145, § 8 (describing ways in which defendants sentenced to total confinement under the 1992 sentencing reform act can earn early release credits).
Ms. Pittario testified that she was not frightened by Mr. Witherspoon’s statement that he had a pistol concealed behind his back, that she in fact believed that he was scared during their brief encounter, and that Mr. Witherspoon never threatened her. TR (Trial Day 1) at 42 (“Q. So you must not have been concerned that [Mr. Witherspoon] had a pistol? A. No.”), 44 (“Q. Now, in fact, the man you saw, you thought he was scared didn’t you? A. Yes.”), 46 (“Q. But he never threatened you in any way? A. No.”), 48 (“Q. You didn’t fear any injury to yourself, your person? A. No.”).
See Robert G. Lawson, PFO Law Reform, A Crucial Step Toward Sentencing Sanity in Kentucky, 97 Ky. L.J. 1, 22 (2008-2009) (describing “typical” defendants in persistent felony offender case study as those who “suffered punishments grossly disproportionate to the seriousness of their crimes”); Michael Vitiello, Three Strikes: Can We Return to Rationality ?, 87 J. Crim. L. & Criminology 395, 396 & n.8 (1997) (collecting cases of “grossly disproportionate prison terms” imposed for “minor third strikes”); Erik G. Luna, Foreward: Three Strikes in a Nutshell, 20 T. Jefferson L. Rev. 1, 24 & n.177 (1998) (noting that “some judges have simply refused to apply [a three strikes] law when it would lead to a disproportionate and unfair sentence”).
State v. Dorthey, 623 So. 2d 1276, 1280-81 (La. 1993) (adopting rule for applying the state’s habitual offender statute whereby sentencing court must reduce the statutorily mandated minimum if it finds that that minimum “ ‘makes no measurable contribution to acceptable goals of punishment and is nothing more than the purposeful imposition of pain and suffering and is grossly out of proportion to the severity of the crime’ ” (quoting State v. Scott, 593 So. 2d 704, 710 (La. Ct. App. 1991); La. Rev. Stat. § 15:529.1)); State v. Barker, 186 W. Va. 73, 74-75, 410 S.E.2d 712 (1991) (explaining “procedure for analyzing a life recidivist sentence under [West Virginia’s] proportionality principle” and holding that life sentence for third strike offense of “forgery and uttering” violated state constitutional protection against cruel and unusual punishments); Ashley v. State, 538 So. 2d 1181, 1184-85 (Miss. 1989) (trial court must perform proportionality analysis when imposing life without parole for third strike attempted robbery conviction; life without parole is unconstitutional as applied to defendant who stole three or four cans of sardines); People v. Anaya, 894 P.2d 28, 32 (Colo. App. 1994) (noting that defendant is automatically entitled to proportionality review when sentenced under that State’s habitual offender statute (citing People v. Mershon, 874 P.2d 1025 (Colo. 1994))).
Dorthey, 623 So. 2d at 1280-81; Ashley, 538 So. 2d at 1185.
These are Louisiana, Massachusetts, and Mississippi. See App. There was certainly some decision-making involved in my choice of sister-state robbery statutes to use in the appendix. I chose sister-state statutes with elements most nearly identical to the crime of which Mr. Witherspoon was convicted. That crime was second degree robbery in violation of RCW 9A.56.200 and .190, with no aggravating factor alleged (other than the “free crimes” factor, see RCW 9.94A-.535(2)(c)), which does not relate to the manner in which the robbery was committed).
I believe this is the required comparison for three reasons. First, it comports with Washington’s case law on “comparability under the SRA, which limits the comparability analysis to facts/elements actually admitted to or proved beyond a reasonable doubt. State v. Thiefault, 160 Wn.2d 409, 414-15, 158 P.3d 580 (2007); In re Pers. Restraint of Lavery, 154 Wn.2d 249, 258, 111 P.3d 837 (2005). Second, it is consistent with the comparison undertaken in Fain, 94 Wn.2d at 399-400: a statute-to-statute, elements-based comparison. Third, as discussed in State v. Olsen, 180 Wn.2d 468, 825 P.3d 187 (2014), the problems inherent in comparing factual allegations, rather than proven factual elements, are virtually insurmountable when evaluating other states’ crimes.
Nevertheless, if I had compared certain uncharged facts underlying the State’s theory of how Witherspoon committed his third “strike” offense — the theory that this was a robbery based on a verbal threat involving a nonexistent gun — the results under the third Fain factor would be similar. That comparison would add only three states to the list of jurisdictions that punish unarmed robbery as a third strike with mandatory life without parole. (These are Delaware, New Jersey, and Wisconsin. Del. Code Ann. tit. 11, §§ 832(a)(2), 4214(b); N.J. Stat. Ann. §§ 2C:15-1(a)(1), (b), 2C:43-7.1(b)(2); Wis. Stat. §§ 939.62(2m)(a)(2m), 943.32(2).)
There are 31 jurisdictions in which a third strike conviction for second degree robbery triggers an enhanced mandatory minimum sentence of 10 years or less. See App. These are Alabama, Alaska, Arizona, Arkansas, Connecticut, Washington, DC, Georgia, Hawaii, Idaho, Illinois, Indiana, Iowa, Kentucky, Maine, Michigan, Minnesota, Missouri, Nebraska, New Mexico, New York, North Carolina, North Dakota, Ohio, Rhode Island, South Dakota, Tennessee, Texas, Utah, Wisconsin, Wyoming, and Montana. Id. Montana imposes a mandatory life
These are California, Colorado, Florida, Maryland, Nevada, and Oklahoma. See id.
For a defendant with no criminal history, the standard range sentence for homicide by abuse or nonaggravated murder is 240-320 months. RCW 9.94A.510. For a defendant with two violent prior offenses, the standard range sentence is 281-374 months. Id.; RCW 9.94A.525(9) (if present conviction is for a serious violent offense, count two points for each prior violent conviction and one point for each prior nonviolent felony conviction).
Other states have taken a variety of approaches to the problem of disproportionate sentencing in the “three strikes” context — there are no doubt multiple ways this problem could be resolved. In at least four states, persons convicted under habitual offender statutes are automatically entitled to a constitutional proportionality review upon sentencing. See supra note 16 (explaining sentencing procedures in Colorado, Louisiana, Mississippi, and West Virginia). In one state, third strike offenders receive mandatory life sentences in most cases but not where (as in Witherspoon’s case) injury or threat of injury is an element of the third strike offense but no injury to the victim actually occurs. Mont. Code Ann. §§ 46-18-219(1)(b), 46-18-222. In those cases, the sentence is discretionary. Mont. Code Ann. § 46-18-222. See also supra note 19, discussing the various penalties less harsh than mandatory life without parole, which are imposed for third strike second degree robbery convictions in the overwhelming majority of jurisdictions.
See State v. Pillatos, 159 Wn.2d 459, 470-76, 150 P.3d 1130 (2007) (applying new legislation, designed to fix the sentencing scheme declared unconstitutional in Blakely v. Washington, 542 U.S. 296, 124 S. Ct. 2531, 159 L. Ed. 2d 403 (2004), retroactively).