State v. WilsonState v. Wilson
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- Before:
- Klein
Lead Opinion
This appeal arises from the criminal prosecution of defendant-appellee Edward Bailey Wilson, Jr. (Wilson) for, inter alia, driving under the influence of intoxicating liquor (DUI). Plaintiff-appellant State of Hawaii (the prosecution) appeals from the June 25, 1998 order of the district court of the second circuit granting Wilson’s motion to suppress the results of the blood alcohol test taken after his arrest on November 10, 1997. On appeal, the prosecution argues that the district court erred in suppressing the blood test results because: (1) sanctions under the administrative driver’s license revocation law do not apply in criminal DUI proceedings; and (2) Wilson validly consented to a blood alcohol test insofar as the arresting officer’s statement expressly warned Wilson of the possibility of criminal prosecution.
Because the information conveyed to Wilson regarding his rights under Hawaii Revised Statutes (HRS) chapter 286 was inaccurate and misleading, we hold that Wilson was precluded from making a knowing and intelligent decision whether or not to submit to the evidentiary blood alcohol test, in violation of HRS chapter 286. Accordingly, we affirm the district court’s order granting Wilson’s motion to suppress the blood test results in his criminal DUI prosecution.
I. BACKGROUND
On December 5,1997, Wilson was charged by criminal complaint with one count of DUI, in violation of
On March 13, 1998, Wilson filed a motion to suppress the results of the blood test that he took after his arrest on November 10, 1997. On May 29, 1998, the district court heard the motion. Wilson, through his attorney, stated that “for the purposes of the facts of this case, [the prosecution] and I are going to stipulate that we believe the arresting officer in this case read the sanctions under [HRS] chapter 286 as stated in the form that they use.” That “form,” the “sworn statement of arresting officer,” issued by the state Administrative Driver’s License Revocation Office (ADLRO), reads in relevant part:
Pursuant to the Administrative Driver License Revocation Law, I must inform you (arrestee) of the following:
a. That you may take either a blood test or breath test or both;
b. That if you refuse to take any tests the consequences are as follows: (1) if your driving record shows no prior alcohol enforcement contacts during the five years preeeeding [sic] the date of arrest, your driving privileges will be revoked for one year instead of the three month revocation that would apply if you chose to take the test and failed it [; and]
c. That criminal charges under Sec. 291-4 HRS, may be filed[.]
(Emphasis added.)
In his motion, Wilson objected to the representation in the arresting officer’s statement that a person who consented to the blood test and failed it would have his or her driving privileges revoked for only three months. Citing our decision in Gray v. Administrative Director of the Court,
At the hearing, the district court granted Wilson’s motion. The hearing transcript reads in relevant part:
THE COURT: ... [W]hat we’re talking about here is the matter of the possibility that he could take the test, fail it, and still get a year, which is a possibility under the law. Am I correct there, [defense counsel]?
[DEFENSE COUNSEL]: Yes, Your Hon- or. That’s what Gray says.
THE COURT: All right. That being the case, I don’t think he was properly advised. I’m going to grant the motion.
The court’s order, filed on June 25, 1998, states in relevant part:
1. Defendant was erroneously advised of the sanctions under Part XIV (H.R.S.,Chapter 286-251 et. seq.) by the arresting officer.
2. Defendant’s consent for a test of his blood was therefore not obtained.
3. The blood test result of Defendant’s blood is hereby suppressed for use as evidence in this case.
The prosecution timely appealed.
II. STANDARD OF REVIEW
We review a circuit court’s findings of fact in a pretrial ruling according to the following standard:
Appellate review of factual determinations made by the trial court deciding pretrial motions in a criminal case is governed by the clearly erroneous standard. A finding of fact is clearly erroneous when (1) the record lacks substantial evidence to support the finding, or (2) despite substantial evidence in support of the finding, the appellate court is nonetheless left with a definite and firm conviction that a mistake has been made.
State v. Okumura, 78 Hawai'i 383, 392, 894 P.2d 80, 89 (1995) (citations and internal quotation marks omitted). “The circuit court’s conclusions of law are reviewed under the right/wrong standard.” State v. Pattioay,
in a case such as the one at bar, the proponent of a motion to suppress has the burden of establishing not only that the evidence sought to be excluded was unlawfully secured, but also, that his [or her] own Fourth Amendment rights were violated by the search and seizure sought to be challenged.
State v. Abordo,
State v. Anderson,
III. DISCUSSION
A. Because The Arresting Officer Inadequately Advised Wilson of the Applicable Administrative Penalties Under HRS chapter 286, Wilson Did Not Knowingly and Intelligently Consent to a Blood Test, in Violation of HRS chapter 286.
The prosecution argues that the district court erred in suppressing Wilson’s blood alcohol test results because (1) sanctions under ADLRO do not apply in criminal DUI proceedings; and (2) Wilson voluntarily and intelligently consented to the blood test insofar as the arresting officer’s statement warned Wilson of the possibility of criminal prosecution. With respect to both contentions, we disagree.
Under
[a]ny person who operates a motor vehicle ... on the public highways of the State shall be deemed to have given consent, subject to this part, to a test or tests ... of the person’s breath, blood, or urine for the purpose of determining alcohol concentration or drug content of the person’s breath, blood, or urine[.]”
(Citation omitted.) Under this “implied consent” scheme, when a person is arrested for violation of
Among other things, our implied consent statute is intended to provide an efficient means of gathering evidence of intoxication. See Rossell v. City and County of Honolulu,
Other jurisdictions faced with this issue have established, in varying forms, the basic principle that, where a change in wording of the implied consent warnings operates to convey a different meaning than that specified in the statute, the driver cannot be held to have made a knowing and intelligent decision whether to submit to an evidentiary alcohol test. See Cooper v. Dept. of Licensing,
For purposes of this opinion, we assume that Wilson had no “prior alcohol enforcement contacts during the five years preceding the date of arrest,”
The prosecution contends, however, that the sanctions under ADLRO are inapplicable in criminal proceedings for DUI. On the contrary, while the proceedings are conducted separately, the administrative driver’s license revocation process under HRS chapter 286 is materially and inextricably related to a criminal prosecution for DUI under
The only method for the police to obtain samples of a driver’s blood alcohol level in a criminal DUI prosecution is through an evidentiary blood, breath, or urine test taken in accordance with the statutory requirements. It cannot be the intent of the implied consent statute to allow a blood sample to be taken in violation of its terms, to suppress it in the driver’s administrative revocation proceeding as being viola-tive of the law, and then to allow its admission in the driver’s corresponding criminal DUI prosecution because there was no infirmity in its acquisition. Thus, contrary to the dissent’s characterization, the arresting officer’s failure to inform Wilson of the applicable statutory penalties upon arrest is unquestionably relevant to Wilson’s criminal DUI prosecution. See State v. Moylett, 313 Or. 540,
Our implied consent statute is worded in the mandatory; therefore, police officers
It would be anomalous, moreover, to order Wilson’s illegally obtained blood sample suppressed in his driver’s license revocation hearing and simultaneously admit it in his related criminal prosecution for DUI, a proceeding requiring higher procedural requirements and safeguards and carrying with it penal consequences and constitutional ramifications. See, e.g., State v. Lau,
This court recognizes and embraces the important purpose of our implied consent laws to prevent fatalities and injuries resulting from highway traffic accidents.
IV. CONCLUSION
For the foregoing reasons, we therefore hold that, because the information conveyed to Wilson regarding his rights under HRS chapter 286 was inaccurate and misleading, Wilson was precluded from knowingly and intelligently consenting to the blood alcohol test in violation of HRS chapter 286. Accordingly, we affirm the district court’s order granting Wilson’s motion to suppress the blood test results in his criminal DUI prosecution.
Notes
.
Driving under the influence of intoxicating liquor, (a) A person commits the offense of driving under the influence of intoxicating liquor if:
(1) The person operates or assumes actual physical control of the operation of any vehicle while under the influence of intoxicating liquor, meaning that the person concerned is under the influence of intoxicating liquor in an amount sufficient to impair the person’s normal mental faculties or ability to care for oneself and guard against casualty; or
(2) The person operates or assumes actual physical control of the operation of any vehicle with .08 or more grams of alcohol per one hundred milliliters or cubic centimeters of blood or .08 or more grams of alcohol per two hundred ten liters of breath.
. Although the prosecution, in its memorandum in opposition to Wilson’s motion to suppress, stated that the sworn statement is "herewith attached as Exhibit A,” the form in fact appears nowhere in the record. At the hearing, however, the parties stipulated that the arresting officer read her statement from the standard "sworn statement of arresting officer” form, and the district court apparently accepted the form into evidence and discussed its contents at length with the parties. Therefore, although Hawai'i Rules of Appellate Procedure (HRAP) Rule 28(b)(9) states that "[a]nything that is not part of the record shall not be appended to the brief,” we deem the form submitted by the prosecution as "appendix A” in its opening brief on appeal, to which Wilson does not object, as representative of the form that the district court considered at the hearing on Wilson’s motion to suppress.
.
The periods of administrative revocation which may be imposed under this part are as follows:
(1) Three months, if the arrestee’s driving record shows no prior alcohol enforcement contacts during the five years preceding the date of arrest;
(2) One year if the arrestee’s driving record shows one prior alcohol enforcement contact during the five years preceding the date of arrest;
(3) Two years if the arrestee's driving record shows two prior alcohol enforcement contacts during the seven years preceding the date of arrest; [or]
(4) For life if the arrestee’s driving record shows three or more prior alcohol enforcement contacts during the ten years preceding the date of arrest[.]
The license of an arrestee who refuses to be tested after being informed of the sanctions of this part shall be revoked under subsection (b)(1),(2), and (3) for a period of one year, two years, and four years, respectively.
. In Gray, we interpreted
.
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(b) The test or tests shall be administered at the request of a police officer having probable cause to believe the person driving or in actual physical control of a motor vehicle or moped upon the public highways is under the influence of intoxicating liquor or drugs, ... only after:
(1) A lawful arrest; and
(2) The person has been informed by a police officer of the sanctions under part XIV and sections 286-151.5 and 286-157.3.
(Emphasis added.)
.
Arrest; procedures, (a) Whenever a person is arrested for a violation ofsection 291-4 , on a determination by the arresting officer that:
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(2) There was probable cause to believe that the arrestee was driving, operating, or in actual physical control of the motor vehicle while under the influence of intoxicating liquor;
the arresting officer shall immediately take possession of any license held by the person and request the arrestee to take a test for concentration of alcohol in the blood. The arresting officer shall inform the person that the person has the option to take a breath test, a blood test, or both. The arresting officer shall also inform the person of the sanctions under this part, including the sanction for refusing to take a breath or a blood test. ...
(Emphasis added.)
. The dissent contends that the implied consent statute "expressly preordains ‘consent[,]' ” thereby characterizing the implied consent statute as eliminating a driver’s implied right to refuse. Dissent at 56, 57-58,
. The record contains no evidence supporting or refuting Wilson's representation of himself as a first-time offender, but we accept this self-portrayal as accurate for purposes of this opinion.
. The dissent disingenuously claims that, given the "the obvious consequences of taking and failing a blood-alcohol test,” Wilson cannot now plead ignorance of the immediate administrative consequences of an alcohol test over the legal limit. See dissent at 60,
. This court has previously indicated that the exclusion of evidence based on a statutory violation is proper under appropriate circumstances. See Pattioay,
.The dissent characterizes the difference between Wilson's refusal or consent as a “Hobson’s choice at best.” Indeed, for the dissent, the "difference between three months and a year [did not] materially alter[ ] the balance of options faced by Wilson[.]” Dissent at 60,
. Similarly, the dissent excuses the police from the statutory obligation to state accurately the statutorily-mandated warnings. Using the dissent’s analysis, there is no incentive for the police to impart accurate information, thereby rendering our implied consent statute virtually meaningless. Cf. Cooper,
. The dissent is preaching to the choir when it notes that "prevention of fatalities, injuries damages and losses resulting from highway traffic accidents” is an important and significant purpose of our implied consent laws. We cannot agree, however, that our holding today "negates the purpose” of both the implied consent law and the criminal DUI statute. To the contrary, our holding simply insures that an arrestee is able to make a knowing and intelligent choice whether to submit to an evidentiary alcohol test based on accurate warnings. It can hardly "negate the purpose” of the statute or create an onerous burden on the police to require an accurate warning prior to administering a blood, breath, or urine test.
. We note that there is nothing to prevent the prosecution from relying on other relevant evidence of intoxication in order to prosecute Wilson for the criminal offense of DUI, e.g., the manner in which Wilson was observed to have driven his vehicle, his conduct in performing the requisite alcohol tests, his appearance, demean- or, and other valid police observations of signs of intoxication.
Dissenting Opinion
Dissenting Opinion by
with whom RAMIL, J., joins.
The majority holds that the failure of the arresting officer to inform Wilson of the possibility of discretionary revocation from three months to a year if he consented to a blood-alcohol test and failed it precludes the admission of the test results in his criminal trial for driving under the influence (DUI), Hawai'i Revised Statutes (HRS) 291-4 (1993). I cannot agree that such an omission warrants the remedy of suppression. Accordingly, I dissent.
I. The Scope of the Exclusionary Rule
We have recognized the general rule that: A defendant who seeks to benefit from the protections of the exclusionary rule has the burden of establishing not only that the evidence sought to be excluded was unlawfully secured, but also that his own constitutional rights were violated by the search and seizure challenged.
State v. Pattioay,
In rare cases, however, we have applied the exclusionary rule to evidence obtained in violation of statutes or rules. See Pattioay, supra (excluding evidence obtained in violation of the Posse Comitatus Act, a federal statute); State v. Kirn,
when government agents obtain evidence of a crime without violating any constitutional rights, the exclusionary rule should only be applied in very limited situations. ... [T]he violation of any law by a government agent simply does not provide a sufficiently narrow category for invoking an exception to the exclusionary rule. Rather, we must approach these situations on a case-by-case basis to determine whether the rationales underlying the exclusionary rule are served, and whether the law violated warrants its application.
Id. at 470-71,
In Pattioay, this court suppressed evidence obtained in violation of the Posse Comitatus Act, 18 United States Code (U.S.C.) § 1385 (1988), a federal statute prohibiting military involvement in civilian law enforcement. See
II. The Exclusionary Rule Does Not Apply In This Case
It is long-settled that a blood-alcohol test performed as an incident to a lawful arrest for DUI, based on clear indication of intoxication, and in a reasonable, medically approved manner, does not violate any constitutional rights. See Schmerber v. California,
A. The “Implied Consent" Statute Does Not Provide For The Exclusion Of Evidence In Criminal DUI Prosecutions
As suggested by its name, the “implied consent” statute begins with the premise that all persons driving on the public highways of this state have consented to a blood, breath, or urine test pursuant to the statutorily prescribed procedure. See
At minimum, the apparent contradiction in analyzing the voluntariness of consent previously established by law compels further inquiry into the purpose of the implied consent statute. See
Our Legislature enacted the implied consent statute as one means of decreasing fatalities, injuries, damages and losses resulting from highway traffic accidents. § 1, c. 214, S.L.H.1967. The implied consent statute represents “an additional or alternative method of compelling a person arrested for drunken driving to submit to a test for intoxication, by providing that such person will lose his automobile driver’s license for a period of six months if he refuses to submit to a test for intoxication.” People v. Superior Court,6 Cal.3d 757 , 765,100 Cal.Rptr. 281 , 286,493 P.2d 1145 , 1150 (1972) (en banc).
Although Schmerber holds that there is no Constitutional impediment to the forcible removal by the state of a blood sample from an arrestee who refuses to consent, provided that the taking is done in a reasonable, medically approved manner, “such an episode remains an unpleasant, undignified and undesirable one.” People v. Superior Court,6 Cal.3d at 764 ,100 Cal.Rptr. at 286 ,493 P.2d at 1150 . Thus, a state is free to seek alternative means to avoid violent police-citizen confrontations, and can “decide to use the threat of revocation (of a driver’s license) to encourage submission to the search as an alternative to the use of force.” Comment, The Theory and Practice of Implied Consent in Colorado, 47 Colo. L.Rev. 723, 762 (1976). It cannot be overstated that the effect of implied consent legislation “is to equip peace officers with an instrument of enforcement not involving physical compulsion.” People v. Superior Court,6 Cal.3d at 765 ,100 Cal.Rptr. at 286 ,493 P.2d at 1150 (emphasis added).
HRS § 286-155 (1976 Repl.) constitutes a valid element of Hawaii’s statutory scheme of encouraging submission to chemical sobriety testing without resort to physical force on the part of the police. In order to fulfill this statutory scheme, it is essential that the police refrain from imposing the chemical tests when the arrested driver refuses to submit to such tests.
The obvious reasons for acquiescence in the refusal of such a test by a person who as a matter of law is “deemed to have given his consent” is to avoid the violence which would often attend forcible tests upon recalcitrant inebriates.
Bush v. Bright,264 Cal.App.2d 788 , 790,71 Cal.Rptr. 123 , 124 (1968).
Id. at 181-82,
Furthermore, just as the statutory alternatives do not resurrect a right of choice, the statutory notice requirements do not impose limitations on criminal DUI prosecutions not otherwise secured by the constitution. The majority’s rote emphasis on the terms of the statutory notice provisions fails with the realization that the suppression remedy sought by Wilson and granted by the majority appears nowhere in the statute. The majority thus inquires, as it must, into the statute’s purpose, but offers nothing more than the assertion that, insofar as “the administrative revocation statute and its criminal DUI counterpart are part and parcel of the same statutory scheme to prevent and address drunk driving,” violation of the former’s notice requirements precludes use of the evidence in the latter. See Majority at 52,
Although the implied consent statute is intended to facilitate the enforcement of the DUI statute, Rossell,59 Haw. at 181 ,579 P.2d at 669 , they are separate and distinct and should be enforced separately. A DUI violation is a criminal offense, see State v. O’Brien,5 Haw.App. 491 , [497],704 P.2d 905 , 911, aff'd, 68 Haw. [38],704 P.2d 833 [883] (1985), whereas an implied consent violation is “civil in nature, and hearings before a district judge, pursuant to statute, are in the nature of administrative proceedings.” (Emphasis in original). State v. Severino,56 Haw. 378 , 380,537 P.2d 1187 , 1189 (1975); see also State v. Gustafson,54 Haw. 519 , 520,511 P.2d 161 , 162 (1973). Furthermore, the penalties for refusing to submit to testing are “additional penalties and not substitutes for other penalties provided by law.”HRS § 286-155 (Supp.1984).
In enacting its comprehensive “highway safety program,” codified in HRS chapter 286, the legislature stated as its “declaration of purpose:”
Deaths of persons and injuries to them and damage to property with the other losses suffered on account of highway traffic accidents are of grave concern to the State and its citizens.... The legislature finds and declares that it is in the public interest that the State initiate, coordinate and accelerate every available means to decrease the fatalities, injuries, damages and losses resulting from highway traffic accidents.
1967 Haw. Sess. L. Act 214, § 1 at 257. See also State v. Bostrom,
In sum, the suppression remedy granted by the majority finds no basis in statute. The arresting officer’s warning in this case fulfilled the statute’s purpose by enabling the officer to obtain important and accurate evidence
B. The Principles Underlying The Exclusionary Rule Do Not Warrant The Suppression Of Evidence In This Case
Even apart from the issue of the purpose and operation of the implied consent statute’s notice requirements, the officer’s omission in
Along these lines, the United States Supreme Court’s decision in South Dakota v. Neville,
[T]he officers specifically warned respondent that failure to take the test could lead to loss of driving privileges for one year. It is true the officers did not inform respondent of the further consequence that evidence of refusal could be used against him in court, but we think it unrealistic to say that the warnings given here implicitly assure a suspect that no consequences other than those mentioned will occur. Importantly, the warning that he could lose his driver’s license made it clear that refusing the test was not a “safe harbor,” free of adverse consequences.
While the State did not actually warn respondent that the test results could be used against him, we hold that such a failure to warn was not the sort of implicit promise to forego use of evidence that would unfairly “trick” respondent if the evidence were later offered against him at trial.
Id. at 566,
Similarly, in Bostrom, supra, the Washington supreme court held that the State’s failure to give any warning of the possibility of administrative revocation as a consequence of consenting to a blood-alcohol test and failing it did not violate the due process rights of those who subsequently consented to the test. See
The warnings offered no implicit assurances which could mislead either the Respondents who refused the test or those who took the test.... [M]ost, if not all, drivers are well aware that if they agreed to the test and the results reveal a breath alcohol concentration higher than the legal limit, there would be adverse consequences both criminal and administrative.
Id. at 162 (emphasis added.)
In the instant case, the arresting officer correctly stated the mandatory administrative penalties for refusing to take the test. The officer also warned Wilson of the possibility of administrative revocation if he consented to the test and failed it. The officer even apprised Wilson that “criminal charges under [
I do not believe that the principles underlying the exclusionary rule are concerned with such an omission. Unlike the Bostrom case, where the officer made no mention of the possibility of administrative revocation as a consequence of consent, the officer here did inform Wilson of that prospect. Indeed, insofar as the officer’s statement—“one year instead of three months [if you consent and fail]”—did not explain that the administrative penalty for consenting to the test and failing was discretionary, i.e., that the director could revoke a non-refusing arrestee’s license for less than three months, or not at all, the statement could have weighted Wilson’s choice against consent and towards refusal. Wilson has never asserted that he would have refused the test had he received a full explanation of the penalties under Gray. See Abrahamson,
Although the officer did not fully educate Wilson on the consequences of consent, the officer’s omissions by no means amounted to “misleading implicit assurances as to the relative consequences of [Wilson’s] choice,” inducing Wilson to believe that consent to the test offered a “ ‘safe harbor,’ free of adverse consequences.” Neville,
III. Conclusion
For the reasons stated above, I respectfully dissent. I would reverse the district court’s suppression order on grounds that neither the implied consent statute nor the principles underlying the exclusionary rule warrant the suppression of the blood-alcohol test results in this case.
. In Schmerber, a physician withdrew a blood sample from a DUI arrestee at the request of the arresting officer, despite the arrestee’s refusal to consent based on advice of counsel. See
In this case, Wilson does not allege, and the record does not indicate, an absence of probable cause for the arrest or clear indication of intoxication. Additionally, Wilson does not dispute, nor does the record call into question, the reasonableness of the blood test or the manner in which it was administered.
. The Schmerber Court carefully limited its holding to the facts of the case. See
. Most of the decisions cited in voluble succession by the majority, see Majority at 50-51,
. Defendants in criminal DUI cases, I note, have an equal interest in reliable evidence of intoxication.
. The following discussion answers the majority’s accusation that "[i]f we were to adopt the dissent’s position, a police officer could give a driver arbitrary, false, or misleading information regarding a driver’s rights under the implied consent law[.]” Majority at 54,
. Although the majority cites extensively from case law from the State of Washington to support its position, the Washington implied consent statute has never required police officers to inform arrestees of the consequences of consent. See id. at 160-61.