The defendant, Philip Willoughby, appeals from a judgment entered on a jury verdict in the Superior Court (Kennebec County) convicting him of murder, 17-A M.R.S.A. § 201(1)(A) (1983), kidnapping (Class A), 17-A M.R.S.A. § 301(1)(A)(5) (1983), robbery (Class A), 17-A M.R.S.A. § 651(1)(C) (1983), and aggravated assault (Class B), 17-A M.R.S.A. § 208(1)(B) (1983). On appeal, he contends that 1) the trial justice erred in excluding certain expert testimony; 2) his right to a speedy trial was denied; 3) the motion justice erred in quashing a subpoena ad testificandum; 4)
On December 3,1983, Paula Roberts was kidnapped from the Summer Haven Ice Cream, Inc. shop in Augusta and was subsequently found dead. On January 26, 1984, Philip and his step-brother David Wil-loughby were indicted for her murder and kidnapping, the robbery of Summer Haven Ice Cream, and aggravated assault on a store customer. After Philip appeared and entered a plea of not guilty, he was committed to Kennebec County Jail because of his inability to furnish bail.
On February 3, 1984, Philip Willoughby, pursuant to Rule 14 of the Maine Rules of Criminal Procedure, filed a motion, later granted, for a separate trial from that of co-defendant David Willoughby. On February 22, the defense requested an extension of time for filing pretrial motions. The court then ordered that such motions be filed by April 2. The defendant filed a number of pretrial motions including those to dismiss various counts of the indictment, requests for funds for expert witnesses and a private investigator and for extension of time for filing motions regarding laboratory tests. On June 28, the court ordered that the trial of David Willoughby commence on October 1,1984 and that Philip Willoughby be tried on November 5, 1984.
The trial of David Willoughby began on October 3. On October 11, the jury returned a verdict of not guilty on all counts. After David’s acquittal, a different assistant attorney general was named as chief prosecutor for Philip’s trial. Philip served a subpoena ad testificandum upon the prosecutor in David’s trial for the purpose of obtaining at Philip’s trial the prosecutor’s testimony regarding certain statements he had allegedly made about David. After hearing on November 1, the court granted the State’s motion to quash the subpoena.
On November 5, jury selection commenced in the trial of Philip Willoughby. On November 7, before the jury was sworn, the court, over defendant’s objection, held a hearing on motions filed by Robert Willoughby (Philip’s step-father), Rita Willoughby (Philip’s mother), and Stacie Willoughby (Philip’s sister), to quash trial subpoenas and to dismiss a material witness complaint, or alternatively, for a protective order. Upon questioning, Robert,. Rita and Stacie Willoughby asserted that a family privilege precluded them from furnishing testimony that was adverse to Philip. The court denied the motions, finding no basis in Maine law for a family privilege and held Robert, Rita and Stacie in contempt of court for failure to testify to matters that were not “communications” when so directed by the court, and ordered each witness jailed pending the outcome of the trial. That same day, Robert, Rita and Stacie filed notices of appeal to the Law Court. On November 8, the court granted the State’s motion to continue the trial pending disposition of the appeal. That motion alleged that the three Willoughbys were “material and essential witnesses to the State’s case.” The defendant then filed a motion to dismiss on the ground that he was denied a speedy trial.
On February 25, 1985, we vacated the contempt commitments of Robert, Rita and Stacie Willoughby and dismissed their appeals.
In re Willoughby,
Jury selection for the trial commenced April 1. That same day, the State moved in limine to exclude the testimony of Dr. Brian Riñes. The motion was granted on
I. Exclusion of Dr. Riñes’ Testimony
The defendant contends that the justice who heard the in limine motion erred in excluding as inadmissible character evidence the testimony proffered by clinical psychologist, Dr. Brian Riñes, about the defendant’s tendency to “puff up” or exaggerate his participation in the crimes involving Paula Roberts. The issue arises because the defendant, while incarcerated prior to his trial, made to his fellow inmates several incriminating statements that were received in evidence. We agree that the presiding justice erred in excluding the expert medical testimony as character evidence offered to impeach the validity of extra-judicial statements of the defendant but conclude that the defendant was not thereby prejudiced.
The defendant’s offer of proof elicited from Dr. Riñes his diagnosis that the defendant had a classifiable personality disorder. In Dr. Riñes’ opinion, Philip made statements describing sexual abuse of the corpse in order to exaggerate the importance of his involvement in these crimes and to “puff up” or enhance his or others’ views of him.
Relying upon
State v. Arnold,
Here, the proffered testimony was not merely “a generalized description of [the defendant’s] disposition in respect to a general trait, such as honesty,”
State v. Conlogue,
Although the justice erred in excluding this testimony, we conclude that such error was harmless. M.R.Crim.P. 52(a). We are persuaded that on this record, exclusion of the expert testimony made no difference to the end result of the trial.
See State v. Reeves,
It is undisputed that the statements made by the defendant to the inmates were incriminating. However, at least five of the inmates who testified at trial agreed that there is a “pecking order” in jail that leads the inmates to “puff up,” brag or make untrue statements about their crimes to impress the “tough guys” or the “bosses.” Moreover, some of the inmates testified about the different and at times inconsistent stories Philip told. Philip Willough-by himself testified about the “pecking order” that “goes by crimes.” He said he tried to get into the “little cliques” by bragging about his crime and “saying anything they wanted to hear.”
Accordingly, we conclude that Dr. Riñes’ testimony concerning the “puffing syndrome” was cumulative to that of the defendant and inmates. Furthermore, that the defendant may have exaggerated particularly the sexual details of his involvement in the crime does not change the fact that he admitted the commission of the crime. Had the jurors heard testimony about Philip’s tendency to exaggerate from this expert witness, it is still highly probable that their judgment would have been the same. The defendant therefore takes nothing on his first argument on appeal.
II. The Defendant’s Right to a Speedy Trial
The defendant contends he was denied the right to a speedy trial guaranteed under both Maine Constitution article I, section 6 and United States Constitution amendments YI and XIV, by the trial court’s continuance of his trial, at the State’s request, pending this court’s disposition of the appeals of Robert, Rita and Stacie Willoughby from their judgments of contempt. We reject the defendant’s contention.
We recently recognized that whether an accused has been deprived of his right to a speedy trial “can be determined only through the use of a delicate balancing test that takes into account all of the circumstances of the case at hand.”
State v. Murphy,
A. Length of the Delay
The
Barker
analysis is necessary, however, only when the length of the delay is “‘so presumptively prejudicial as to warrant consideration’ ” of the three remaining factors in the balancing process.
State v.
B. Reasons for the Delay
The defendant challenges only the trial court’s granting of the State’s motion to continue, alleging that the delay was unnecessary because the family-privilege issue being appealed by Robert, Rita, and Stacie Willoughby was not “fairly litiga-ble.” At the hearing on the Willoughbys’ motions to quash their subpoenas, the court ruled that a family privilege precluding family members from testifying against Philip did not exist. He therefore denied their motions, and found each of them in contempt for failing to answer questions when the court directed them to do so. When they immediately filed notices of appeal to the Law Court, the State moved to continue the trial pending disposition of the appeals. Over the defendant’s objection, the court granted the continuance on the ground that the Willoughbys’ testimony “could be significant at trial.”
The defendant’s reliance upon
State ¶. Fernald,
The defendant further contends that the Willoughbys would have continued to be unavailable as witnesses regardless of the decision on appeal. A party seeking a continuance for the purpose of securing the attendance of witnesses must show that the witness can probably be obtained if the continuance is granted.
State v. Curtis,
C. Defendant’s Assertion of his Right
The State concedes, as it must, that this factor weighs in the defendant’s favor since he timely and consistently asserted his right to a speedy trial when the trial court granted the State’s motion for continuance.
D. Prejudice to the Defendant
We have evaluated any prejudice to an accused in light of the following three interests that the speedy trial right is designed to protect: 1) to prevent undue and oppressive incarceration prior to trial; 2) to minimize anxiety and concern to the accused accompanying public accusation; and 3) to limit the possibility the defense will be impaired.
State v. Fernald,
The additional period of incarceration occasioned by the appeal here, as in
Fernald,
was not rendered “undue or oppressive” in the sense that it was unnecessarily caused by the State and does not in itself warrant dismissal absent actual prejudice to the defendant. The defendant concedes that the defense was not impaired in any “obvious way” since no witnesses became unavailable. His general claim of “additional memory lapse” is purely speculative and therefore will not be favorably considered.
See State v. Cadman,
On balance, the length of the pretrial delay was not unjustifiably long, particularly in view of the “time and effort that both the defense and prosecution ordinarily require to prepare for the trial of a complicated murder case.”
State v. Goodall,
III. The Quashing of the Subpoena to Testify
We turn now to the defendant’s contention that the trial justice deprived him of his constitutional right to compel the attendance of witnesses by quashing the subpoena ad testificandum for the prosecutor in the earlier trial of David Willoughby. We agree that the justice erred in quashing the subpoena but reject the defendant’s contention that his constitutional right to compulsory process was infringed; therefore, we find the error to be harmless.
Near the end of David Willoughby’s trial, the prosecutor indicated that he did not plan to call David as a witness in his stepbrother’s trial because he was not going to make use of what he felt would be perjured testimony. After a new chief prosecutor was appointed just prior to the Philip Wil-loughby trial, counsel for Philip subpoenaed the original prosecutor for the purpose of having him testify to impeach David in the event the State called David as a witness. The prosecution immediately filed a motion to quash the subpoena pursuant to Rule 17 of the Maine Rules of Criminal Procedure. After a hearing, the justice quashed the subpoena on the ground that the prosecutor’s opinion of David’s character for truthfulness would be inadmissible under Rule 405 of the Maine Rules of Evidence.
We note initially that Rule 17 provides no procedure for the quashing of a subpoena ad testificandum on the grounds that the testimony sought might be inad
Absent such disclosure by the defendant, the court may not prematurely determine that a potential defense witness will not be allowed to testify where that determination is based on speculation by the prosecution or the court regarding the nature and content of the witness’s anticipated testimony. Such a decision to quash a subpoena, predicated on assumptions as to the nature of some portion of the witness’s testimony, would deprive a defendant of the means or opportunity to adduce admissible evidence in other areas of inquiry. 6
We recognize that other jurisdictions permit the quashing of a subpoena ad testifi-candum.
See, e.g., United States v. Kember,
Nevertheless, we conclude that the court below did not deprive the defendant of his constitutional right to compulsory process by quashing the subpoena. The Sixth Amendment of the United States Constitution and Article I, section 6 of the Maine Constitution guarantee to a defendant in a criminal prosecution, the right “to have compulsory process for obtaining witnesses in his favor.” However, the United States Supreme Court has held that “the Sixth Amendment does not by its terms grant to a criminal defendant the right to secure the attendance and testimony of any and all witnesses,” but only the right to obtain those “in his favor.”
United States v. Valenzuela-Bernal,
A review of the record reveals no showing by the defendant that the testimony sought from the prosecutor would have satisfied the
Valenzuela-Bernal
test. He contends on appeal only that the former prosecutor should have been allowed to testify as to his opinion of David’s truthfulness, testimony that clearly would not be admissible under Rule 405 of the Maine Rules of Evidence because it is not evidence of reputation.
See State v. Arnold,
In the case before the court, the defendant has not demonstrated that the prosecutor would have furnished admissible testimony if called as a witness. It is undisputed that both the State and the defendant made the court aware that the prosecutor’s testimony would have consisted solely of his opinion regarding David Willoughby’s credibility, and that he would have been called for the purpose of eliciting that opinion and nothing more. Because that opinion is inadmissible, M.R.Evid. 405, the defendant in these circumstances was not deprived of the opportunity to adduce admissible testimony from this witness. We therefore conclude that because it is highly probable that the quashing of the subpoena did not affect the judgment, it was harmless error.
See State v. Reeves,
IV. The Prosecutor’s Representation
The defendant asserts that the prosecutor intentionally misrepresented to the Superior Court that David Willoughby’s testimony concerning the date and manner of disposition of lottery tickets stolen from Summer Haven Ice Cream, Inc. would be corroborated by the testimony of his brother-in-law, John Glidden. He further contends that this allegedly intentional misrepresentation to the court resulted in the trial justice’s reversal of his earlier ruling excluding the testimony of David Willoughby, thereby depriving the defendant of a fair trial. We disagree.
Two clear principles are involved in the analysis of this issue. First, a lawyer must not knowingly make a false statement or conceal information legally required to be revealed. M. Bar R. 3.70)). Second, the State has an obligation to ensure a fair trial.
State v. Hinds,
Y. The Testimony of David Willough-by
The defendant finally contends that the prosecutor deliberately deceived the court by knowingly soliciting and presenting David Willoughby’s allegedly perjured testimony. It is clear that the prosecutor did not deliberately deceive the court, because at the outset of the trial, he outlined for the presiding justice three areas in which he believed David’s testimony to be false and impeachable. Therefore,
Board of Bar Overseers v. Dineen,
The three areas initially outlined were: 1) the events of December 4; 2) the disposition of the lottery tickets; and 3) David’s viewing of the victim’s body. A hearing was held following the initial conference wherein defense counsel attempted to show that David’s testimony was false. The presiding justice concluded that, based on the evidence adduced at the hearing, “I cannot now determine that the State is aware or should be aware that Mr. Willoughby’s testimony or part of it are going to be false.” He further found that David was not an inherently incredible witness, and that his testimony was not so obviously false as to require exclusion on ethical grounds.
A careful review of David’s testimony, both at the hearing before the trial justice and before the jury, and of the prosecutor’s representations supports the court’s findings. David testified that on December 4, after he cleaned up what looked like blood in his mother’s car, his fiancee arrived. They then went to purchase an engagement ring. On December 5, he went to find the body about which Philip had allegedly told him, and viewed it from a distance of fifteen to twenty feet. On December 6, he and John Glidden went to Brunswick in Glidden’s car to cash the lottery tickets. His testimony before the jury was the same as that on voir dire.
Unlike the situation in
State v. Brunette,
The entry is:
Judgment affirmed.
All concurring.
Notes
. M.R.Evid. 405(a) provides:
(a) Reputation. In all cases in which evidence of character or a trait of character of a person is admissible, proof may be made by testimony as to reputation. On cross-examination, inquiry is allowable into relevant specific instances of conduct.
. We note as we did in
State v. Murphy,
. Rule 17 provides that the court on motion may quash or modify a subpoena duces tecum if compliance would be unreasonable, oppressive, or in violation of constitutional rights.
. Here, as in
In re Willoughby,
. We are aware that Cluchey & Seitzinger § 17.7, at 17-12 suggest that permitting a challenge to a subpoena to testify in the form of a motion to quash would avoid subsequent disruption of a trial. However, when the procedural rules do not provide such a mechanism, we find the risks inherent in compelling a defendant to reveal information to secure a witness outweigh the benefits of expediency. We further note that the procedure suggested by Cluchey & Seitzinger at 17-12 n. 29 and adopted by the parties in
In re Willoughby,
.We limit our decision to the quashing of a subpoena ad testificandum that is based on the anticipated inadmissibility of the potential witness’s testimony and do not decide whether other grounds would support such action.
See, e.g., United States v. Sims,
. We observe that statements by one member of a prosecutorial office are attributable to the State.
Giglio v. United States,
