27 Conn. App. 654 | Conn. App. Ct. | 1992
The defendant, Floyd Williams, appeals from a judgment of conviction, rendered after a jury trial, of robbery in the first degree in violation of General Statutes § 53a-134 (a) (2) and assault in the first degree in violation of General Statutes § 53a-59 (a) (1).
The jury could reasonably have found the following facts. On the evening of May 25,1988, James Allen and Debra Lindsay went to Faces Cafe in Bridgeport. At some point during the evening they went to another bar, and then returned to Faces. Upon their return, Lindsay entered the bar. Before Allen entered the bar, he was approached by the defendant, who placed a 9 millimeter gun to his head and demanded his money. At about the same time, another individual, Robert Pay-ton, fired a shotgun into the air. The defendant took $20 and a sweater from the victim, Allen, and as he backed away toward the car of his companion, David Goodman, he shot the victim once in the right arm.
The defendant and Goodman fled in Goodman’s car and drove to the police station. Goodman went inside to report that someone had been shot, and the defendant remained in the car. Neither confessed to the shooting. The victim was interviewed by the police after undergoing extensive surgery and at that time identified the defendant by name as the individual who shot him.
*657 657
A second arrest warrant was issued for the defendant in connection with a murder committed on August 28, 1989. On October 28,1989, two months after the murder and almost one and one-half years after the assault on Allen, a search warrant for the house of the defendant’s mother was executed. The defendant was found hiding in the attic and was arrested.
I
The defendant first claims that the trial court improperly permitted the state to cross-examine him concerning his pretrial silence and to comment on that silence during closing argument, in violation of his constitutional right to remain silent under the strictures of Doyle v. Ohio, 426 U.S. 610, 619, 96 S. Ct. 2240, 49 L. Ed. 2d 91 (1976). He argues that the prosecutor’s breach of his constitutional rights to remain silent and to due process and the denigration of the right to counsel independently and collectively require that his convictions be set aside and a new trial ordered.
Initially, we note that the defendant failed to raise this claim at trial. While we do not generally entertain claims not raised at trial, we will review claims that meet the standard for reviewability set forth by our Supreme Court in State v. Evans, 165 Conn. 61, 69-70, 327 A.2d 576 (1973) and State v. Golding, 213 Conn. 233, 239-42, 567 A.2d 823 (1989).
The defendant’s complaint of a Doyle violation is twofold. The defendant argues that the prosecutor improperly commented on both his prearrest and postarrest silence. During cross-examination of the defendant the following colloquy occurred:
“Q. When you say you didn’t do the shooting, I just want to ask you this. You didn’t do the shooting—why didn’t you tell [the police] that you didn't do the shooting [when you went to the police station on the night of the shooting]?
“A. I don’t remember them asking me that.
“Q. Do you remember being outside the police station the night of the shooting?
*659 “A. Yes.
“Q. You didn’t go in there at all and tell them that you didn’t do the shooting?
“A. No.
“Q. And from May 25, 1988, to October 20, 1989,4 you never told the police that you did not do the shooting; is that right?
“A. No.
“Q. And from October 29, 1989, up to the present day, you never told the police that you didn’t shoot Mr. Allen?
“A. No, I don’t remember.”
Additionally, in closing argument the prosecutor stated: “Now it’s the question of why didn’t Mr. Williams tell the police. . . . Mr. Goodman stated that on the very night of the shooting, Goodman claimed to have driven Mr. Williams to the police station. . . . Why didn’t Mr. Williams at that point [go into the police station]?”
“Doyle v. Ohio, [supra], proscribes the use for impeachment purposes of a defendant’s silence subsequent to his arrest and after receiving Miranda
The defendant’s reliance on Doyle to support his argument that comment on his prearrest silence violated his due process rights and his right to remain silent is misplaced. The defendant seeks to extend the prohibition against evidence of postarrest silence of an accused to the period prior to his arrest. The Doyle court based its holding that “impeachment of a defendant through evidence of his silence following his arrest and receipt of Miranda warnings violates due process”; State v. Plourde, supra, 465; on two considerations: “First, it noted that silence in the wake of Miranda warnings is ‘insolubly ambiguous’ and consequently of little probative value. Second and more important, it observed that ‘while it is true that the Miranda warnings contain no express assurance that silence will carry no penalty, such assurance is implicit to any person who receives the warnings. In such circumstances, it would be fundamentally unfair and a deprivation of due process to allow the arrested person’s silence to be used to impeach an explanation subsequently offered at trial.’ ” Id., 465-66; Greer v. Miller, 483 U.S. 756, 762-63, 107 S. Ct. 3102, 97 L. Ed. 2d 618 (1987); Wain-right v. Greenfield, supra, 291.
Although it is “fundamentally unfair and a deprivation of due process to allow the arrested person’s silence to be used to impeach an explanation subsequently offered at trial”; Doyle v. Ohio, supra, 618; prosecutorial comment on the defendant’s prearrest silence, however, can be used for purposes of impeachment and does
Our inquiry does not end here, however, because the prosecutorial comments and cross-examination subject to our review involve both prearrest and postarrest silence. Here, we conclude that the prosecutor’s question to the defendant “[a]nd from October 29, 1989, up to the present day, you never told the police that you didn’t shoot Mr. Allen” was improper because it involves postarrest silence. We must now determine “whether it is clear beyond a reasonable doubt that the jury would have returned a guilty verdict without the impermissible questioning.” See State v. Morrill, 197 Conn. 507, 539, 498 A.2d 76 (1985).
“ ‘A Doyle violation may, in a particular case, be so insignificant that it is clear beyond a reasonable doubt that the jury would have returned a guilty verdict without the impermissible question or comment upon a defendant’s silence following a Miranda warning. Under such circumstances, the state’s use of a defendant’s postarrest silence does not constitute reversible error.’ State v. Silano, 204 Conn. 769, 781, 529 A.2d 1283 (1987). ‘ “The [error] has similarly been [found to be harmless] where a prosecutor does not focus upon or highlight the defendant’s silence in his cross-examination and closing remarks and where the prosecutor’s comments do not strike at the ‘jugular’ of the defendant’s story.” ’ Id.; United States v. Davis, 546
The state’s reference to the defendant’s postarrest silence was limited. Only one question during the defendant’s cross-examination addressed this issue. We cannot say that the isolated reference to the postarrest silence, when viewed in the context of the entire proceeding, denied the defendant any constitutional right attendant to a fair trial. It is clear from the record that, notwithstanding the reference to the defendant’s postarrest silence, there was sufficient evidence from which the jury could reasonably have found the defendant guilty of the charged offenses beyond a reasonable doubt. “Although a finding of harmless error in a situation where the state improperly comments upon the defendant’s postarrest silence is the exception to the rule, we find that the present case fits the exception rather than the rule. State v. Morrill, supra, 539.” State v. Boone, 15 Conn. App. 34, 44-45, 544 A.2d 1084, cert. denied, 209 Conn. 811, 550 A.2d 1084 (1988). From our review of the record, we conclude that, absent this impermissible comment, it is clear beyond a reasonable doubt that the jury would have returned a verdict of guilty.
II
The defendant next claims that the trial court improperly admitted testimony that the defendant was found hiding in the attic of his mother’s house at the time a search warrant for the premises was executed and improperly instructed the jury that such concealment was an admission by conduct that they could consider as evidence of the defendant’s consciousness of guilt.
Evidence that an accused has taken some kind of evasive action to avoid detection for a crime, such as flight, concealment of evidence, or a false statement, is ordinarily the basis for a charge on the inference of consciousness of guilt. State v. Oliveras, 210 Conn. 751, 759, 557 A.2d 534 (1989); State v. Milner, 206 Conn. 512, 519, 539 A.2d 80 (1988); State v. Banks, 194 Conn. 617, 621-22, 484 A.2d 444 (1984). Generally speaking, all that is required is that the evidence have relevance, and the fact that ambiguities or explanations may exist that tend to rebut an inference of guilt does not render evidence of concealment inadmissible but simply
A trial court has wide discretion in its rulings on relevancy. State v. Gold, 180 Conn. 619, 646, 431 A.2d 501, cert. denied, 449 U.S. 920, 101 S. Ct. 320, 66 L. Ed. 2d 148 (1980). One fact is relevant to another fact
Ill
The defendant next claims that the trial court unconstitutionally enlarged the offenses with which he was charged by instructing the jury on alternative statutory methods of committing those offenses and that such an instruction violated his federal and state rights to notice and due process of law. We disagree. The defendant was charged by long form information with having committed the crime of assault in the first degree in violation of General Statutes § 53a-59 (a) (l),
As with his first claim, the defendant failed to raise this issue at trial and now seeks review under State v. Evans, supra, and State v. Golding, supra. The defendant claims that the instructions on each crime denied
A
ASSAULT INSTRUCTION
In its information the state charged the defendant with assault in the first degree, alleging that “the said Floyd Williams with intent to cause serious physical injury to one James Allen, did cause serious physical injury to the said James Allen.” (Emphasis added.) In its instruction to the jury, however, the court permitted the jury to find the defendant guilty of assault in the first degree if it found that “the defendant had the specific intent to cause [serious physical] injury to [James Allen] or a third person. ” (Emphasis added.) This charge reflects the language of General Statutes § 53a-59 (a) (1), which includes in the definition of assault in the first degree an intent to cause serious physical injury to another person and such an injury to that person or a third person that is actually sustained.
The defendant does not challenge the fact that the state proved the allegations of the information that the defendant intended to cause serious physical injury to Allen, but rather, that because no evidence was adduced at trial that there was an intent to assault anyone other than Allen, the trial court improperly instructed on this alternative theory of liability.
There was ample evidence adduced at trial, through the testimony of the defendant, the victim, Goodman and Lindsay, that at the time of the assault there were a number of individuals entering and exiting the bar as well as standing in the entrance. It is reasonable for the jury to infer that the defendant was shooting at any one of those individuals. Thus, there was sufficient evidence that the intended victim of the robbery and assault might have been someone other than Allen. The trial court, therefore, properly instructed the jurors that the defendant could be convicted if they were to find that he intended to assault either Allen or a third person.
B
ROBBERY INSTRUCTIONS
The information also charged the defendant with robbery in the first degree and alleged that “the said Floyd Williams stole certain property from one James Allen . . . and in the course of the commission of the crime
“The sixth amendment to the United States constitution and article first, § 8, of the Connecticut constitution guarantee a criminal defendant the right to be informed of the nature of the charge against him ‘with sufficient precision to enable him to prepare his defense and to avoid prejudicial surprise, and ... to enable him to plead his acquittal or conviction in bar of any future prosecution for the same offense . . . .’"State v. Scognamiglio, 202 Conn. 18, 22, 519 A.2d 607 (1987); State v. Franko, 199 Conn. 481, 490, 508 A.2d 22 (1986); State v. Roque, 190 Conn. 143, 154, 460 A.2d 26 (1983). Possession of a deadly weapon by the defend
The defendant does not claim, nor do we find, that he was unfairly surprised by the trial court’s instruction. The thrust of the defendant’s claim, however, is that he was prejudiced in the preparation of his defense by such an instruction. “In determining whether a defendant has been prejudiced in the preparation of his defense, we consider the nature of his defense advanced at trial in relation to the trial court’s instruction. . . . Where the record indicates that the defendant would not have changed his defense in any way had he actually been charged by the state with the particular theory of criminal liability upon which a trial court instructed the jury, the defendant’s defense cannot be said to have been prejudiced. . . . Thus, if the defendant’s defense encompasses the uncharged theory of criminal liability as well as the charged theory, and, if believed by the jury, could lead to an acquittal under either theory, his constitutional rights have not been adversely implicated by the trial court’s instruction.” (Citations omitted.) State v. Trujillo, 12 Conn. App. 320, 326-27, 531 A.2d 142, cert. denied, 205 Conn. 812, 532 A.2d 588 (1987).
The defendant put forth the following defense through his own testimony and that of Goodman. The defendant and Goodman went to Faces Cafe on the night of the incident to look for the defendant’s cousin. Goodman waited by the car while the defendant went into the bar. While the defendant was inside, Goodman
The defendant claims that his defense at trial was that he was not the shooter, but, rather, that another individual, Payton, shot the victim. There was no testimony at trial that anyone other than the defendant shot the victim. The testimony regarding Payton indicated that he possessed a shotgun that evening and that he shot it only once and not at the victim, but straight up in the air. In his statement to the police, the victim indicated that Payton had a gun but that Payton was not the person who shot him. Therefore, under the circumstances of this case, we conclude that the defendant’s defense encompassed both the charged and uncharged theories of liability and that because either, if believed by the jury, could have led to an acquittal, the defendant’s constitutional rights were not adversely implicated by the trial court’s instructions. “[T]he instructional error was [therefore] harmless because we are ‘satisfied beyond a reasonable doubt that it did not contribute to the verdict.’ ” State v. Mankus, 16 Conn. App. 184, 191, 547 A.2d 84, cert. denied, 210 Conn. 801, 553 A.2d 616 (1988), quoting State v. Coleman, 14 Conn. App. 657, 682, 544 A.2d 194 (1988).
IV
In his final claim, the defendant presents a two part challenge to the trial court’s instructions concerning circumstantial evidence. The defendant claims that the
The defendant claims that these issues have been preserved for appellate review through his request to charge,*
A
PROOF OF SUBORDINATE FACTS
Our review of the trial court’s instructions leads us to conclude that in charging that the basic facts leading to the inferences must have been proven beyond a reasonable doubt the trial court was incorrect. Where a group of facts is relied on for proof of an element
The trial court properly instructed the jury that the state bore the burden of proving each element essential to conviction beyond a reasonable doubt. Moreover, the charge given here did not dilute the burden of proof placed on the state but rather increased it. “The state might well have complained that such a charge imposed a far greater burden upon it than the standard requirement that only the inference of guilt as to each element of the crime, as distinguished from the totality of the subordinate facts from which the inference is to be drawn, need be proved beyond a reasonable doubt.” State v. James, 211 Conn. 555, 581, 560 A.2d 426 (1989).
The primary thrust of this case was identification and the credibility of the witnesses. A review of the charge, in its entirety, leads us to conclude that there is no reasonable possibility that the jury was misled by the trial court’s instructions.
B
DISTRIBUTION OF THE BURDEN OF PROOF
The defendant argues that the failure to instruct the jury that the defendant may rely on facts inferable from his circumstantial evidence which need not be proven beyond a reasonable doubt sets a beyond a reasonable doubt standard for drawing inferences from circumstantial evidence whether offered by the state or by the defendant, and thereby places an unconstitutional
The trial court properly instructed the jury regarding the distribution of the burden of proof that the defendant was presumed innocent until the state proved his guilt, and that the defendant bore no burden with respect to disproving his guilt. It instructed that “the state must prove guilt beyond a reasonable doubt. The burden of proof in criminal matters is upon the state to prove beyond a reasonable doubt that this accused is guilty of the crime with which he has been charged. The defendant does not have to prove his innocence. This means that the state will have to prove every element necessary to constitute the offenses as I will explain those elements to you. . . .A man is presumed to be innocent until proven guilty. ... So far as you are concerned this defendant is innocent of the crimes here charged, unless or until the evidence produced before you satisfies you of his guilt beyond a reasonable doubt. The accused does not have to prove that he did not commit the offenses with which he is charged. The burden of proof remains with the state that he is guilty, and that in order to do that it must prove every essential element of the offenses charged.” The trial court’s instructions, as a whole, properly appraised the jury as to which party bore the burden of proof. We conclude that it is not reasonably possible that the jury was misled into believing that the defendant was required to prove the basic facts beyond a reasonable doubt before inferences could be drawn therefrom.
The judgment is affirmed.
In this opinion the other judges concurred.
Allen identified the defendant as Floyd Jackson. Floyd Jackson and the defendant are the same person. Allen testified that he believed that the defendant’s last name was Jackson because his grandfather’s name was Jackson. Allen later identified the defendant as his assailant after viewing him in a lineup.
The defendant makes no claim that the prosecutorial comment or the cross-examination violated any provision of the state constitution and, accordingly, we choose to limit our review to the federal constitutional standards. See State v. McMurray, 217 Conn. 243,248 n.6, 585 A.2d 677 (1991).
“In State v. Golding, [213 Conn. 233, 239-40, 567 A.2d 823 (1989)], the Supreme Court held that a defendant can prevail on a claim of constitutional error not preserved at trial if the following four conditions are met: (1) the record is adequate to review the alleged error; (2) the claim is of constitutional magnitude alleging the violation of a fundamental constitutional right; (3) the alleged constitutional violation clearly exists and clearly deprived the defendant of a fair trial; and (4) if subject to harmless error
We presume that the prosecutor meant October 29,1989, the date the defendant was arrested.
Miranda v. Arizona, 384 U.S. 436, 467-79, 86 S. Ct. 1602, 16 L. Ed. 2d 694 (1966).
A prosecutor’s argument to the jury that the defendant has an obligation to inform the police of certain inaccuracies in his postarrest statement constituted an impermissible comment. State v. Apostle, 8 Conn. App. 216, 221, 512 A.2d 947 (1986).
The trial court charged as follows: “Next is the subject of concealment. Whereas the accused is alleged to have been in the house when the police officers went to his mother’s house to seek him out and the arrest was made that day, the law of our state recognizes a principle known as ‘admission by conduct.’ The conduct of a person leaving the scene or concealing himself from detection tends if unexplained, it tends if unexplained to show a consciousness of guilt on the part of that person of guilt. Concealment of the accused after the crime is committed does not create a presumption of guilt. You may consider evidence of concealment as tending to prove the defendant’s consciousness of guilt. You should consider and weigh evidence of concealment by the accused in connection with all other evidence in the case and give it such weight as in your sound judgment it is fairly entitled to receive. Now be cautious on that. You consider the length and breadth of the time, and you consider his testimony on that subject as well.”
General Statutes § 53a-59 provides in pertinent part: “(a) A person is guilty of assault in the first degree when: (1) With intent to cause serious physical injury to another person, he causes such injury to such person or a third person by means of a deadly weapon or a dangerous instrument
General Statutes § 53a-134 provides in pertinent part: “(a) A person is guilty of robbery in the first degree when, in the course of the commission of the crime or of immediate flight therefrom, he or another participant-in the crime ... (2) is armed with a deadly weapon . . . .”
As with the first claim, because the defendant has not separately analyzed his federal and state claims, we choose to consider only his federal claim. State v. McMurray, 217 Conn. 243, 248 n.6, 585 A.2d 677 (1991); cf. State v. Geisler, 25 Conn. App. 282, 283-84 n.3, 594 A.2d 985, cert. granted on other grounds, 220 Conn. 918, 597 A.2d 342 (1991).
The relevant portion of the defendant’s request to charge states: “Pacts which compromise essential elements of a crime, whether they are the subject of direct proof or whether they are inferred, must be proved beyond a reasonable doubt.”