Lead Opinion
This action was brought by the United Federation of Postal Clerks (hereafter sometimes referred to as “Clerks”), an unincorporated public employee labor organization which consists primarily of employees of the Post Office Department, and which is the exclusive bargaining representative of approximately 305,-000 members of the clerk craft employed by defendant. Defendant Blount is the Postmaster General of the United States. The Clerks seek declaratory and injunctive relief invalidating portions of 5 U. S.C. § 7311, 18 U.S.C. § 1918, an affidavit required by 5 U.S.C. § 3333 to implement the above statutes, and Executive Order 11491, C.F.R., Chap. II, p. 191. The Government, in response, filed a motion to dismiss or in the alternative for summary judgment, and plaintiff filed its opposition thereto and cross motion for summary judgment. A threejddge court was convened pursuant to 28 U.S.C. § 2282 and § 2284 to consider this issue.
The Statutes Involved
5 U.S.C. § 7311(3) prohibits an individual from accepting or holding a
“(3) participates in a strike * * * against the Government of the United States or the government of the District of Columbia * *
[I] Paragraph C of the appointment affidavit required by 5 U.S.C. § 3333, which all federal employees are required to execute under oath, states (POD Form 61):
“I am not participating in any strike against the Government of the United States or any agency thereof, and I will not so participate while an employee of the Government of the United States or any agency thereof.”
18 U.S.C. § 1918, in making a violation of 5 U.S.C. § 7311 a crime, provides :
“Whoever violates the provision of section 7311 of title 5 that an individual may not accept or hold a position in the Government of the United States or the government of the District of Columbia if he * * *
“(3) participates in a strike, or asserts the right to strike, against the Government of the United States or the District of Columbia * * *
“shall be fined not more than $1,-000 or imprisoned not more than one year and a day, or both.”
Section 2(e) (2) of Executive Order 11491 exempts from the definition of a labor organization any group which:
“asserts the right to strike against the Government of the United States or any agency thereof, or to assist or participate in such a strike, or imposes a duty or obligation to conduct, assist or participate in such a strike *
Section 19(b) (4) of the same Executive Order makes it an unfair labor practice for a labor organization to:
“call or engage in a strike, work stoppage, or slowdown; picket an agency in a labor-management dispute; or condone any such activity by failing to take affirmative action to prevent or stop it; * *
Plaintiff’s Contentions
Plaintiff contends that the right to strike is a fundamental right protected by the Constitution, and that the absolute prohibition of such activity by 5 U.S.C. § 7311(3) and the other provisions set out above thus constitutes an infringement of the employees’ First Amendment rights of association and free speech and operates to deny them equal protection of the law. Plaintiff also argues that the language to “strike” and “participates in a strike” is vague and overbroad and therefore violative of both the First Amendment and the due process clause of the Fifth Amendment. For the purposes of this opinion, we will direct our attention to the attack on the constitutionality of 5 U.S.C. § 7311(3), the key provision being challenged. To the extent that the present wording of 18 U.S.C. § 1918(3) and Executive Order 11491 does not reflect the actions of two statutory courts in Stewart v. Washington,
I. PUBLIC EMPLOYEES HAVE NO CONSTITUTIONAL RIGHT TO STRIKE.
At common law no employee, whether public or private, had a constitutional right to strike in concert with his fellow workers. Indeed, such collective action on the part of employees was often held to be a conspiracy. When the right of private employees to strike finally received full protection, it was by statute, Section 7 of the National Labor Relations Act,
Congress has consistently treated public employees as being in a different category than private employees. The National Labor Relations Act of 1937 and the Labor Management Relations Act of 1947,
Given the fact that there is no constitutional right to strike, it is not irrational or arbitrary for the Government to condition employment on a promise not to withhold labor collectively, and to prohibit strikes by those in public employment, whether because of the prerogatives of the sovereign, some sense of higher obligation associated with public service, to assure the continuing functioning of the Government without interruption, to protect public health and safety or for other reasons. Although plaintiff argues that the provisions in question are unconstitutionally broad in covering all Government employees regardless of the type or importance of the work they do, we hold that it makes no difference whether the jobs performed by certain public employees are regarded as “essential” or “non-essential,” or whether similar jobs are performed by workers in private industry who do have the right to strike protected by statute. Nor is it relevant that some positions in private industry are arguably more affected with a public interest than are some positions in the Government service. While the Fifth Amendment contains no Equal Protection Clause similar to the one found in the Fourteenth Amendment, concepts of Equal Protection do inhere in Fifth Amendment Principles of Due Process. Bolling v. Sharpe,
Furthermore, it should be pointed out that the fact that public employees may not strike does not interfere with their rights which are fundamental and constitutionally protected. The right to organize collectively and to select representatives for the purposes of engaging in collective bargaining is such a fundamental right. Thomas v. Collins,
Executive Order 11491 recognizes the right of federal employees to join labor organizations for the purpose of dealing with grievances, but that Order clearly and expressly defines strikes, work stoppages and slow-downs as unfair labor practices. As discussed above, that Order is the culmination of a long-standing policy. There certainly is no compelling reason to imply the existence of the right to strike from the right to associate and bargain collective
II. THE PROVISIONS ARE NEITHER UNCONSTITUTIONALLY VAGUE NOR OVERBROAD.
Plaintiff contends that the word “strike” and the phrase “participates in a strike” used in the statute are so vague that “men of common intelligence must necessarily guess at [their] meaning and differ as to [their] application,” Connally v. General Construction Co.,
These concepts of “striking” and “participating in a strike” occupy central positions in our labor statutes and accompanying caselaw, and have been construed and interpreted many times by numerous state and federal courts. “Strike” is defined in § 501(2) of the Taft-Hartley Act to include “any strike or other concerted stoppage of work by employees * * * and any concerted slowdown or other concerted interruption of operations by employees.” On its face this is a straightforward definition. It is difficult to understand how a word used and defined so often could be sufficiently ambiguous as to be constitutionally suspect. “Strike” is a term of such common usage and acceptance that “men of common intelligence” need not guess at its meaning. Connally v. General Construction Co., supra, at 391,
Plaintiff complains that the precise parameters of “participation” are so unclear that employees may fail to exercise other, protected First Amendment rights for fear of overstepping the line, and that in any event, “participates” is too broad to withstand judicial scrutiny. Plaintiff urges that Congress is required to more specifically define exactly what activities are to be caught up in the net of illegality.
The Government, however, represented at oral argument that it interprets “participate” to mean “striking,” the essence of which is an actual refusal in concert with others to provide services to one’s employer. We adopt this construction of the phrase, which will exclude the First Amendment problems raised by the plaintiff in that it removes from the strict reach of these statutes and other provisions such conduct as speech, union membership, fund-raising, organization, distribution of literature and informaitional picketing, even though those activities may take place in concert during a strike by others. We stress that it is only an actual refusal by particular employees to provide services that is forbidden by 5 U.S.C. § 7311(3) and penalized by 18 U.S.C. § 1918. However, these statutes, as all criminal statutes, must be read in conjunction with 18 U.S. C. §§ 2 (aiding and abetting) and 371 (conspiracy). We express no views as to the extent of their application to cases that might arise thereunder as it is practically impossible to fashion a meaningful declaratory judgment in such a broad area.
This case does not involve a situation where we are concerned with a prior construction by a state supreme court, but rather one in which we are faced
Accordingly, we hold that the provisions of the statute, the appointment affidavit and the Executive Order, as construed above, do not violate any constitutional rights of those employees who are members of plaintiff’s union. The Government’s motion to dismiss the complaint is granted. Order to be presented.
Notes
. Punishments for false statements under oath are provided by the general perjury statute, 18 U.S.C. § 1621 (1964). Conviction requires proof that the individual wilfully swore falsely and that such wilfulness existed at the time the oath was taken. See United States v. Hvass,
. 49 Stat. 449, 452 (1937).
. 61 Stat. 136 (1947).
. 60 Stat. 268 (1946).
. 61 Stat. 136, 160 (1947).
. 69 Stat. 624 (1955).
Concurrence Opinion
(concurring):
I concur in Part II of the majority’s opinion and in the result. My following comments are addressed to the main issue raised in Part I of the opinion — the validity of the flat ban on federal employees’ strikes under the Fifth Amendment of the Constitution. This question is, in my view, a very difficult one, and I cannot concur fully in the majority’s handling of it.
It is by no means clear to me that the right to strike is not fundamental. The right to strike seems intimately related to the right to form labor organizations, a right which the majority recognizes as fundamental and which, more importantly, is generally thought to be constitutionally protected under the First Amendment — even for public employees. See Melton v. City of Atlanta,
Hence the real question here, as I see it, is to determine whether there is such justification for denying federal employees a right which is granted to other employees of private business. Plaintiff’s arguments that not all federal services are “essential” and that some privately provided services are no less “essential” casts doubt on the validity of the flat ban on federal employees’ strikes. In our mixed economic system of governmental and private enterprise, the line separating governmental from private functions may depend more on
Nevertheless, I feel that I must concur in the result reached by the majority in Part I of its opinion. As the majority indicates, the asserted right of public employees to strike has often been litigated and, so far as I know, never recognized as a matter of law. The present state of the relevant jurisprudence offers almost no support for the proposition that the government lacks a “compelling” interest in prohibiting such strikes. No doubt, the line between “essential” and “non-essential” functions is very, very difficult to draw. For that reason, it may well be best to accept the demarcations resulting from the development of our political economy. If the right of public employees to strike — with all its political and social ramifications — is to be recognized and protected by the judiciary, it should be done by the Supreme Court which has the power to reject established jurisprudence and the authority to enforce such a sweeping rule.
