State v. WilliamsState v. Williams
Criminal Law: Motions for New Trial: Appeal and Error. In a criminal case, a motion for new trial is addressed to the discretion of the trial court, and unless an abuse of discretion is shown, the trial court’s determination will not be disturbed. - Trial: Prosecuting Attorneys. Whether prosecutorial misconduct is prejudicial depends largely on the facts of each case.
- Motions for New Trial: Prosecuting Attorneys: Appeal and Error. An appellate court reviews a motion for new trial on the basis of prosecutorial misconduct for an abuse of discretion of the trial court.
- Rules of Evidence. In proceedings where the Nebraska Evidence Rules apply, the admissibility of evidence is controlled by the Nebraska Evidence Rules; judicial discretion is involved only when the rules make discretion a factor in determining admissibility.
- Rules of Evidence: Appeal and Error. Where the Nebraska Evidence Rules commit the evidentiary question at issue to the discretion of the trial court, an appellate court reviews the admissibility of evidence for an abuse of discretion.
- Rules of Evidence: Other Acts: Appeal and Error. It is within the discretion
of the trial court to determine relevancy and admissibility of evidence of other
wrongs or acts under
Neb. Evid. R. 403 andNeb. Evid. R. 404(2) ,Neb. Rev. Stat. § 27-403 (Reissue 2008) andNeb. Rev. Stat. § 27-404(2) (Cum. Supp. 2010), and the trial court’s decision will not be reversed absent an abuse of discretion. - Sentences: Appeal and Error. A sentence imposed within statutory limits will not be disturbed on appeal absent an abuse of discretion by the trial court.
- Trial: Evidence: Appeal and Error. On appeal, a party may not assert a different ground for an objection to the admission of evidence than was offered to the trial court.
- Rules of Evidence. The fact that evidence is prejudicial is not enough to require
exclusion under
Neb. Evid. R. 403 ,Neb. Rev. Stat. § 27-403 (Reissue 2008), because most, if not all, of the evidence a party offers is calculated to be prejudicial to the opposing party; it is only the evidence which has a tendency to suggest a decision on an improper basis that is unfairly prejudicial under rule 403. - Rules of Evidence: Other Acts. Evidence of other crimes which is relevant for a
purpose other than to show the actor’s propensity is admissible under
Neb. Evid. R. 404(2) ,Neb. Rev. Stat. § 27-404(2) (Cum. Supp. 2010). - Rules of Evidence: Other Acts: Appeal and Error. An appellate court’s analysis under
Neb. Evid. R. 404(2) ,Neb. Rev. Stat. § 27-404(2) (Cum. Supp. 2010), considers (1) whether the evidence was relevant for some purpose other than to prove the character of a person to show that he or she acted in conformity therewith; (2) whether the probative value of the evidence is substantially outweighed by its potential for unfair prejudice; and (3) whether the trial court, if requested, - Sentences. When imposing a sentence, a sentencing judge should consider the defendant’s (1) age, (2) mentality, (3) education and experience, (4) social and cultural background, (5) past criminal record or record of law-abiding conduct, and (6) motivation for the offense, as well as (7) the nature of the offense, and (8) the violence involved in the commission of the crime.
- __. In imposing a sentence, the sentencing court is not limited to any mathematically applied set of factors.
- __. The appropriateness of a sentence is necessarily a subjective judgment and includes the sentencing judge’s observation of the defendant’s demeanor and attitude and all the facts and circumstances surrounding the defendant’s life.
- __. Both the nature of the offense for which a defendant is being sentenced and the defendant’s past criminal record are appropriate considerations in sentencing.
- Appeal and Error. Plain error may be found on appeal when an error unasserted or uncomplained of at trial, but plainly evident from the record, prejudicially affects a litigant’s substantial right and, if uncorrected, would result in damage to the integrity, reputation, and fairness of the judicial process.
- Sentences. Under
Neb. Rev. Stat. § 83-1,106 (Reissue 2008), an offender shall be given credit for time served as a result of the charges that led to the sentences; however, presentence credit is applied only once.
Appeal from the District Court for Buffalo County: William T. Wright, Judge. Affirmed as modified.
John H. Marsh, Deputy Buffalo County Public Defender, of Knapp, Fangmeyer, Aschwege, Besse & Marsh, P.C., for appellant.
Jon Bruning, Attorney General, and Erin E. Tangeman for appellee.
Heavican, C.J., Wright, Connolly, Gerrard, Stephan, McCormack, and Miller-Lerman, JJ.
Miller-Lerman, J.
NATURE OF CASE
Larry Williams appeals his convictions and sentences in the district court for Buffalo County for five counts of first degree sexual assault and one count of sexual assault of a child. Williams claims that the court erred when it overruled his motion for new trial and that the court imposed excessive sentences. We affirm Williams’ convictions, and because we find plain error in connection with the application of credit, we affirm Williams’ sentences as modified.
STATEMENT OF FACTS
The charges against Williams arose from a relationship that Williams, who was born in July 1956, had with S.A., who was born in February 1987. Williams described the relationship as a “mentoring” relationship. Brief for appellant at 6. In his defense at trial, Williams denied that the relationship was romantic or sexual. However, S.A. testified that the relationship became sexual before she reached 16 years of age. The incidents charged were alleged to have occurred between February 25, 2001, and February 24, 2003, when S.A. was 14 and 15 years old. The following facts are based on trial testimony of S.A. and other witnesses:
As a police officer for the city of Ravenna, Williams sometimes responded to calls to S.A.’s house. The first time that S.A. recalled Williams’ coming to the house was when she was in the sixth grade. Williams or another officer responded to calls to the house, but S.A.’s mother eventually began to specifically call for Williams to help deal with situations in the home, whether or not he was on duty. From S.A.’s sixth through eighth grade years, S.A. continued to have contact with Williams and he would talk to her about her family and school problems. When she was upset about circumstances at home, S.A. would sometimes go out walking, and if Williams was on patrol, he might see her and stop to check on her. At one point, S.A. began going to the police station to visit Williams.
During her ninth grade year, from 2001 to 2002, S.A. went to live with her father in Omaha, Nebraska, and later, Gretna, Nebraska. She returned to Ravenna for visits with her mother every other weekend. S.A. recalled that during one of her
S.A. continued to see Williams when she returned to Ravenna for weekend visits. The two did not talk about the incident when he had touched her breast, but interactions between the two began to change in that he would sometimes hold her hand, and he kissed her once. At the end of her ninth grade year, S.A. moved back to Ravenna to live with her mother. One night during the summer of 2002, before S.A.’s sophomore year in high school, S.A. rode with Williams in his police car to the police department office located in the city hall. There, they started to kiss and hug, and eventually they had sexual intercourse. Before penetration, Williams asked S.A. if it was “okay,” and she said that it was. S.A. was 15 years old at the time of the incident.
In November 2004, Williams told S.A. that he wanted to end his relationship with her. S.A. was upset and asked her mother to arrange for her to see a counselor she had seen when she lived with her father. After a few sessions, S.A. told the counselor that she had had a sexual relationship with an older man and that the relationship had started when she was 16. In late December, S.A. called Williams and learned that he had
On March 5, 2007, the district court for Buffalo County
sustained a motion filed by the Buffalo County Attorney and,
pursuant to
Williams thereafter filed a plea in bar asserting that a retrial would violate his constitutional right not to be subjected to double jeopardy and specifically asserting that because the declaration of a mistrial was an abuse of discretion, a second prosecution was barred and the matter should be dismissed. The district court overruled the plea in bar and found that the declaration of a mistrial was supported by manifest necessity. Williams again appealed, and, on January 13, 2009, in case No. A-08-1220, the Court of Appeals summarily dismissed the appeal. We granted Williams’ petition for further review of the dismissal. We concluded that the order overruling Williams’ plea in bar was a final, appealable order that we had jurisdiction to review. We further concluded that although the district court erred when it did not have the parties and counsel present for the colloquy with the jury regarding the deadlock, the court did not abuse its discretion when it declared a mistrial. We finally concluded that because jeopardy did not terminate, retrial was not barred. See State v. Williams, 278 Neb. 841, 774 N.W.2d 384 (2009).
A second jury trial was held January 25 through 29, 2010.
At the close of the State’s case, Williams made a motion to
dismiss, for lack of sufficient evidence, the two charges of
first degree sexual assault under
In support of his motion for new trial, Williams argued that his rights to due process were violated and that the prosecutors were guilty of misconduct when the State subjected him to a third trial. Williams argued that without the evidence regarding two additional counts of first degree sexual assault that were ultimately dismissed, the second jury might not have been deadlocked and that instead, he might have been acquitted of the remaining charges in the second trial. Williams also argued that the operative information in this case was defective, because the person who signed the information as a special deputy county attorney was not named in the order in which the court appointed the Attorney General and his assistants as special deputy county attorneys and there was nothing in the information to indicate that the person was an assistant attorney general. Williams also argued that the court made erroneous evidentiary rulings when it admitted a note that Williams wrote to S.A. into evidence. In the note, Williams wrote that he had problems with “Internal Affairs State Patrol” because
Williams appeals his convictions and sentences.
ASSIGNMENTS OF ERROR
Williams claims, restated, that the district court erred when it overruled his motion for new trial and specifically when it rejected his arguments to the effect that (1) he was denied due process because the informations were signed by persons who were not properly identified as the prosecuting authority, (2) prosecutorial misconduct and due process violations occurred because of the inclusion of two additional counts of first degree sexual assault and evidence related thereto in the second trial, and (3) the court erroneously admitted the note Williams wrote when S.A. was over 16 years of age into evidence because such evidence was not proper impeachment in that it was unfairly
STANDARDS OF REVIEW
[1] In a criminal case, a motion for new trial is addressed to the discretion of the trial court, and unless an abuse of discretion is shown, the trial court’s determination will not be disturbed. State v. Chavez, 281 Neb. 99, 793 N.W.2d 347 (2011).
[2,3] Whether prosecutorial misconduct is prejudicial depends largely on the facts of each case. State v. Sandoval, 280 Neb. 309, 788 N.W.2d 172 (2010). An appellate court reviews a motion for new trial on the basis of prosecutorial misconduct for an abuse of discretion of the trial court. Id.
[4-6] In proceedings where the Nebraska Evidence Rules apply, the admissibility of evidence is controlled by the Nebraska Evidence Rules; judicial discretion is involved only when the rules make discretion a factor in determining admissibility. Chavez, 281 Neb. 99, 793 N.W.2d 347. Where the Nebraska Evidence Rules commit the evidentiary question at issue to the discretion of the trial court, we review the admissibility of evidence for an abuse of discretion. Chavez, 281 Neb. 99, 793 N.W.2d 347. It is within the discretion of the trial court to determine relevancy and admissibility of evidence of other wrongs or acts under rules 403 and 404(2), and the trial court’s decision will not be reversed absent an abuse of discretion. Chavez, 281 Neb. 99, 793 N.W.2d 347.
[7] A sentence imposed within statutory limits will not be disturbed on appeal absent an abuse of discretion by the trial court. State v. Erickson, 281 Neb. 31, 793 N.W.2d 155 (2011).
ANALYSIS
The Informations Properly Identified the Prosecuting Authorities.
Williams asserts, as the first basis for which the district court should have granted a new trial, that he was denied due process because the information and amended informations were signed by persons who were not properly identified as the prosecuting authorities. We conclude that the court did not abuse its discretion when it denied Williams’ motion for new trial on such basis.
Williams relies on Lower v. State, 106 Neb. 666, 184 N.W. 174 (1921), in which this court concluded that an information was a nullity because it was signed by an assistant attorney general in his capacity as an assistant attorney general. This court reasoned that an assistant attorney general was not clothed with the power to act in his own name and instead was an agent of the Attorney General who must perform official acts in the name of the Attorney General.
Williams’ reliance on Lower, 106 Neb. 666, 184 N.W. 174 is misplaced. The import of
Lower, 106 Neb. 666, 184 N.W. 174 is that when an assistant attorney general performs official acts that are within the authority of the Attorney General, he
or she must do so on behalf of and in the name of the Attorney
General rather than in his or her own name. In the present case,
the individuals who signed the informations did not do so as
assistant attorneys general or on behalf of the Attorney General
but instead did so pursuant to the district court’s order appointing them as special deputy county attorneys. The appointment
was made pursuant to
Additional Counts of First Degree Sexual Assault Were Dismissed Prior to the Third Trial in Which Williams Was Convicted, and No Evidence Related to Such Counts Was Admitted at That Trial.
Williams asserts, as the next basis for which the district court should have granted a new trial, that the inclusion of two additional counts of first degree sexual assault and evidence related thereto in his second trial amounted to prosecutorial misconduct and a due process violation. We conclude that the district court did not abuse its discretion when it denied a new trial on this basis.
Williams’ convictions and sentences resulted from a third trial. As noted, the two additional counts were dismissed before the third trial and the State did not present evidence which related to the dismissed counts. Nevertheless, Williams argues on appeal that the State should not have subjected him to a third trial, because the second trial included evidence regarding the two additional counts. Williams did not raise this argument in the trial court. To the extent Williams argues that the district court erred when it overruled the motion to quash the two additional counts in the second trial, we note that Williams essentially got the remedy he sought in the motion to quash when the additional counts were dismissed in the second trial before they were submitted to the jury.
We conclude that to the extent there was any error in the second trial with respect to the inclusion of the two additional counts, any such error was inapplicable to the third trial, because evidence related solely to the additional counts was not included in the third trial, from which Williams’ convictions arose. We conclude that the district court did not abuse its discretion when it rejected this basis for a new trial.
The District Court Did Not Err When It Admitted
the Note for Purposes of Impeaching
Williams’ Testimony.
Williams asserts, as the final basis for which the district court should have granted a new trial, that the court erroneously admitted the note he wrote when S.A. was over 16 years of age into evidence. He asserts that such evidence was not proper impeachment evidence because it was unfairly prejudicial and it was improper evidence of uncharged misconduct. We conclude that the district court did not abuse its discretion when it denied a new trial on this basis.
We note that the district court admitted the note only for purposes of impeachment of Williams’ testimony in which he asserted that he never had a romantic or sexual relationship with S.A. The note contradicted such testimony. Prior to receipt of the note during the State’s cross-examination of Williams, the court instructed the jury that the evidence was “offered solely for the purposes of attacking the credibility of the witness” and that the jury should not consider the evidence “as proof of the truth of anything.”
[9] Rule 403 provides that “[a]lthough relevant, evidence may be excluded if its probative value is substantially outweighed by the danger of unfair prejudice . . . .” The fact that evidence is prejudicial is not enough to require exclusion under rule 403, because most, if not all, of the evidence a party offers is calculated to be prejudicial to the opposing party; it is only the evidence which has a tendency to suggest a decision on an improper basis that is unfairly prejudicial under rule 403. State v. Daly, 278 Neb. 903, 775 N.W.2d 47 (2009).
Rule 404(2) provides:
Evidence of other crimes, wrongs, or acts is not admissible to prove the character of a person in order to show that he or she acted in conformity therewith. It may, however, be admissible for other purposes, such as proof of motive, opportunity, intent, preparation, plan, knowledge, identity, or absence of mistake or accident.
In the present case, the note was not admitted for the purpose of proving Williams’ character or to show that he acted in conformity therewith. Instead, the note was offered to impeach his testimony that he did not have a sexual or romantic relationship with S.A. The court instructed the jury that the evidence was admitted for the sole purpose of attacking Williams’ credibility and that it should not be considered for other purposes. The probative value of the evidence was not outweighed by its potential for unfair prejudice. The note had probative value because it appeared to be inconsistent with Williams’ testimony at trial and was therefore relevant to the jury’s assessment of his credibility. The potential prejudice to Williams was minimized by the fact that the note was admitted during Williams’ testimony, giving him the opportunity to explain the meaning of the note and his reasons for writing the note and leaving it for S.A.
We conclude that the district court did not abuse its discretion when it admitted the note into evidence and when it rejected this basis for a new trial.
The Court Did Not Impose Excessive Sentences.
Williams finally asserts that the district court imposed excessive sentences. We conclude that the sentences were within statutory limits and that the court did not abuse its discretion in sentencing Williams.
Williams was convicted of five counts of first degree sexual
assault under
[12-15] When imposing a sentence, a sentencing judge should consider the defendant’s (1) age, (2) mentality, (3) education and experience, (4) social and cultural background, (5) past criminal record or record of law-abiding conduct, and (6) motivation for the offense, as well as (7) the nature of the offense, and (8) the violence involved in the commission of the crime. Erickson, 281 Neb. 31, 793 N.W.2d 155. In imposing a sentence, the sentencing court is not limited to any mathematically applied set of factors. Id. The appropriateness of a sentence is necessarily a subjective judgment and includes the sentencing judge’s observation of the defendant’s demeanor and attitude and all the facts and circumstances surrounding the defendant’s life. Id. Both the nature of the offense for which a defendant is being sentenced and the defendant’s past criminal record are appropriate considerations in sentencing. Id.
The court stated that its sentencing must reflect the multiple breaches of trust that led to the offenses for which Williams was convicted. The court also noted that Williams was “in need of intensive sex offender treatment and therapy” under circumstances that were controlled and highly structured, which indicated that a sentence of imprisonment was appropriate.
Our review of the record related to the sentencing indicates that the court considered proper, relevant factors, that it did not consider improper factors, and that the court had proper reasons for the sentences it imposed. We therefore conclude that the court did not abuse its discretion and did not impose excessive sentences.
The Court Committed Plain Error When It Applied the Credit for Time Served Against the Sentence for Each Count.
In its brief, the State claims that the district court committed plain error when it granted Williams credit for time served of 45 days against each of the five prison sentences for first degree sexual assault. The State asserts that the court should have applied the credit against only one sentence. The State requests this court to modify the sentence to apply the 45-day credit against only the first sentence imposed and to strike the credits granted against the remaining sentences. We agree that the court committed plain error.
[16] Plain error may be found on appeal when an error unasserted or uncomplained of at trial, but plainly evident from the record, prejudicially affects a litigant’s substantial right and, if uncorrected, would result in damage to the integrity, reputation, and fairness of the judicial process. State v. Simnick, 279 Neb. 499, 779 N.W.2d 335 (2010).
[17] We note that
Credit against the maximum term and any minimum term shall be given to an offender for time spent in custody as a result of the criminal charge for which a prison sentence is imposed or as a result of the conduct on which such a charge is based. This shall specifically include, but shall not be limited to, time spent in custody prior to trial, during trial, pending sentence, pending the resolution of an appeal, and prior to delivery of the offender to the custody of the Department of Correctional Services, the county board of corrections, or, in counties which do not have a county board of corrections, the county sheriff.
Courts in other states, construing statutes similar to § 83-1,106, have uniformly held that “‘when consecutive sentences are imposed for two or more offenses, periods of presentence incarceration may be credited only against the aggregate of all terms imposed: an offender who receives consecutive sentences is entitled to credit against only the first sentence imposed, while an offender sentenced to concurrent terms in effect receives credit against each sentence.’”
State v. Sanchez, 2 Neb. App. 1008, 520 N.W.2d 33 (1994) (quoting Endell v. Johnson, 738 P.2d 769 (Alaska App. 1987) (citations omitted)). See, also, State v. Eilola, 226 W. Va. 698, 704 S.E.2d 698 (2010) (citing Endell, 738 P.2d 769, and indicating that time served should be credited against aggregate of minimum as well as aggregate of maximum of consecutive sentences imposed).
Instead of crediting time served against each count as the court did, the court in this case should have credited the 45 days served against only the first count, thereby crediting 45 days against the aggregate of the minimum and the aggregate of the maximum sentences imposed. We therefore modify the sentencing order to state that Williams is entitled to a credit for time served in the amount of 45 days against the aggregate of the minimum and the aggregate of the maximum sentences of imprisonment.
CONCLUSION
We conclude that the district court did not abuse its discretion when it denied Williams’ motion for new trial on each of the bases asserted herein. We further conclude that the court did not impose excessive sentences, but we modify the sentencing order to state that Williams is entitled to a credit for time served in the amount of 45 days against the aggregate of the minimum and the aggregate of the maximum sentences of imprisonment.
Affirmed as modified.