State v. WilcoxState v. Wilcox
Lead Opinion
Opinion
Following a jury trial, the defendant, Howard Wilcox, was convicted of kidnapping in the first degree in violation of
On appeal,
The jury reasonably could have found the following facts. During the evening of September 16, 1996, the victim,
At approximately 12:30 a.m. on September 17, 1996, the victim left the bar and started walking home. The defendant exited the bar immediately after the victim. As the victim walked down one of the driveways leading away from J.R.’s, the defendant drove up next to her and offered to drive her home. The victim accepted his offer and voluntarily entered the defendant’s vehicle. The victim gave the defendant directions to her home, but he failed to turn onto her road as instructed. The victim attempted to exit the moving car by opening the door, but the defendant grabbed her by the aim and pulled her back into the vehicle.
The defendant then drove the victim to a remote area of Cockaponset State Forest, where he pulled her out of the car onto the wet ground
In response to the victim’s report of a sexual assault, the police conducted a search of the area for any suspects or vehicles. During the early morning of September 17, 1996, the police located the defendant’s vehicle approximately 100 feet off a road leading into Cockaponset State Forest. The vehicle’s windows were rolled down and the interior was wet due to the rain. A canine search of the vicinity around the vehicle uncovered the victim’s shoe, sock and driver’s license and the defendant’s set of keys.
At approximately 6 a.m. on September 17, 1996, the defendant’s girlfriend, Toni Bartlotta, reported the defendant’s vehicle as stolen to the state police. Officers went to the defendant’s apartment in Deep River in response to the stolen vehicle report and, upon arriving at the apartment, observed Bartlotta cleaning broken glass panes from the front door. The defendant provided the officers with oral and written statements alleging, inter aha, that he had parked his vehicle outside the Old Lyme Tavern in East Lyme the previous evening and later went home with a friend. The defendant further claimed that, when he returned to the Old Lyme Tavern the next morning to retrieve his vehicle, it was missing.
Later the same day, a detective for the state police went to the defendant’s home and requested that the defendant go down to the state police barracks in order
The defendant then provided the police with a second version of the previous evening’s events, claiming that he had met the victim at J.R.’s, engaged in conversation with her and offered her a ride home when he saw her walking outside the bar. The defendant further stated that they drove to Cockaponset State Forest, parked the vehicle and began kissing and caressing. The defendant then removed the victim’s shirt and shorts and performed consensual oral sex on her in the front seat of the vehicle. The defendant claimed that they then decided to have sexual intercourse and the victim laid down on the wet ground next to the car. The defendant further told police that when he was unable to maintain an erection, the victim became angry and got dressed. The defendant claimed that he had then realized that the victim had taken his car keys and, as the victim started to walk away from the car, he reached out, attempting to recover his keys from her. The defendant alleged that as he reached out, he tripped over a rock and accidentally grabbed the victim’s neck. The victim then ran away, and the defendant, unable to find his keys, walked home, breaking the glass in his front door in order to gain entry.
The following day, the defendant contacted the state police and again revised portions of his earlier statement. The defendant provided a third version of the events, claiming that when he left J.R.’s he found the victim passed out in the front seat of his car. The defendant woke up the victim and she agreed to go for a ride with him. The defendant did not alter his previous statements concerning the rest of the evening’s events.
I
The defendant first claims that the state withheld exculpatory impeachment evidence in violation of Brady v. Maryland,
The following additional facts are relevant to this claim. On January 9,1997, Michael Dankulich, a victim’s advocate, interviewed the victim in order to assess her counseling needs and compensation issues, to provide her with information, and to assist her in obtaining information from the state’s attorney’s office.
On December 23, 1996, the defendant, pursuant to
Immediately thereafter, the defendant filed a motion for a mistrial, pursuant to
On appeal, the defendant renews his claim that the state suppressed evidence in violation of Brady ,
We begin with the pertinent standard, outlined by Brady and its progeny, by which we determine whether the state’s failure to disclose evidence has violated a defendant’s constitutional rights. “In Brady v. Maryland, supra,
The test for materiality is well established. “The United States Supreme Court ... in United States v. Bagley,
The defendant argues that the notes were material because they contained evidence that he could have
“It is well established that impeachment evidence may be crucial to a defense, especially when the state’s case hinges entirely upon the credibility of certain key witnesses. . . . The rale laid out in Brady requiring disclosure of exculpatory evidence applies to materials that might well alter . . . the credibility of a crucial prosecution witness.” (Internal quotation marks omitted.) State v. Esposito, supra,
In the present case, the victim’s statement to Dankulich was not substantially inconsistent with her testimony at trial. Additionally, the defendant had sufficient opportunity to cross-examine the victim regarding any inconsistencies in her various statements.
The victim testified at trial that she had been walking down the access road or driveway away from the bar
We disagree with the defendant that these differences between the victim’s trial testimony and her conversation with Dankulich are sufficient to impeach the victim so substantially as to “put the whole case in such a different light as to undermine confidence in the verdict.” Kyles v. Whitley, supra,
“The defendant also had ample opportunity to cross-examine the victim as to all details of the assault”; State v. Daugaard, supra,
Furthermore, the defendant was able to highlight any inconsistencies between the victim’s trial testimony and her previous statements regarding other details of that evening. During cross-examination, defense counsel questioned the victim about whether she had danced and conversed with the defendant at the bar earlier in the evening. The victim testified that she could not remember doing either of those activities at the bar that
Therefore, “the ability to impeach [the victim], by prior inconsistent statements was available to the defendant despite the nondisclosure of the [notes] and, in fact, the defendant used that information extensively during his cross-examination of [the victim]. Although the undisclosed material might have contributed further to an attack on the credibility of [the victim], the primary ammunition for that attack was already available to the defendant. The slight additional amount of inconsistent material contained in the [notes] was merely cumulative and, therefore, not significant in a constitutional sense to the defendant’s case.” State v. Esposito, supra,
Moreover, this was not a case in which “the prosecution’s case hinge[d] entirely on the testimony of [the victim] . . . .” State v. White, supra,
Flaim testified that during her care of the victim at the hospital she had observed “abrasions on [the victim’s] extremities” and “around her neck.” Flaim explained that the abrasion around the victim’s neck looked like “a new bruise.”
Valerie I’Anson, the emergency room physician who treated the victim, noted the victim’s emotional state as “very distressed.” She also described in detail the bruises around the victim’s neck and explained that some of the bruises were small rings caused by blood vessels that had ruptured under pressure and were attributable to compression of the neck area. During her examination of the victim, she also noticed a large abrasion on the victim’s elbow and “multiple cuts and bruises over both lower extremities.” Additionally, I’An-son testified that the victim had mulch and other debris around the entrance to her vagina and concluded that these observations were consistent with the version of events that the victim had provided. Her diagnosis was that the victim had been sexually assaulted.
Sergeant Marcia Youngquist of the Connecticut state police also described the victim’s physical appearance
In addition to the descriptions of the physical evidence supporting the victim’s version of events, police found the defendant’s car off a road leading into Cockaponset State Forest, the place that the victim had described as the location of the assault. The police also recovered the victim’s sock, shoe and driver’s license in the vicinity, all of which corroborate her description of fighting off the defendant and running through the woods. Furthermore, the defendant’s statement to police and his later revisions of the statement cast into doubt the truth and accuracy of his explanation of the evening’s events. Although the credibility of the victim in sexual assault cases is often critical because “such offenses are seldom undertaken in public view or in the presence of witnesses”; State v. Green, supra,
Finally, the information provided by the victim to Dankulich as described in the notes was of limited value. The contents of the notes simply relate to the circumstances under which the victim had entered the defendant’s vehicle. Although the victim previously had told some individuals that the defendant had forced her into the car, at trial she admitted to having entered the defendant’s car voluntarily. The contents of the note regarding her discussions with Lawrence about whether it was safe for her to accept a ride from the defendant simply provided further evidence of a fact that the vie
The defendant also intimated at oral argument that the fact that the victim had asked Lawrence whether she could safely accept a ride from the defendant suggests that she had consented not only to entering the defendant’s vehicle but also to a sexual encounter with him. We reject the defendant’s insinuation that either the victim’s inquiry of Lawrence or her decision to accept a ride from the defendant demonstrated that she also consented to the defendant’s sexual advances. Moreover, we note that the victim’s question to Lawrence regarding whether the defendant was “safe” may have demonstrated the opposite, that is, that the victim did not want any sexual contact with the defendant and even inquired about him with a trusted acquaintance to ensure that this did not occur.
Additionally, the defendant elicited other testimony at trial regarding the defense theoiy that the victim had consented to having sex with the defendant. Therefore, the additional information contained in the notes that the defendant claims supports this theory would have been cumulative. For example, Weeks testified during cross-examination that he had observed the victim and the defendant conversing with a larger group of people at the bar-. Additionally, Lawrence testified that the victim had tugged the defendant’s arm and encouraged him to dance with her. He also testified that the defendant and the victim had spoken with each other briefly. Finally, Lawrence stated that the defendant had bought the victim a drink, which she accepted, and that they spoke for a few minutes thereafter. Accordingly, the defendant, attempting to support the defense theory of consensual sex, elicited testimony at trial demonstrating that he and the victim had interacted at the bar. The victim’s inquiry of Lawrence that she relayed to Dankulich would have added little to this theory.
II
The defendant also briefly claims on appeal that the trial court improperly imposed a fixed, rather than an indeterminate, term of imprisonment for the kidnapping conviction in violation of
Ill
Finally, the defendant claims that the evidence presented at trial was insufficient to support the jury’s finding of guilt for the kidnapping, sexual assault by cunnilingus and attempted sexual assault by vaginal penetration counts. We disagree.
“In reviewing a sufficiency of the evidence claim, we apply a two-part test. First, we construe the evidence in the light most favorable to sustaining the verdict. Second, we determine whether upon the facts so construed and the inferences reasonably drawn therefrom the jury reasonably could have concluded that the cumulative force of the evidence established guilt beyond a reasonable doubt. ... In evaluating evidence, the trier of fact is not required to accept as dispositive those inferences that are consistent with the defendant’s innocence. . . . The trier may draw whatever inferences from the evidence or facts established by the evidence it deems to be reasonable and logical.” (Internal quotation marks omitted.) State v. DeCaro,
Additionally, “[a]s we have often noted, proof beyond a reasonable doubt does not mean proof beyond all
Finally, “[w]e do not sit as a thirteenth juror who may cast a vote against the verdict based upon our feeling that some doubt of guilt is shown by the cold printed record. . . . Rather, we must defer to the jury’s assessment of the credibility of the witnesses based on its firsthand observation of their conduct, demeanor and attitude. . . . State v. Henning,
A
The defendant claims there was not enough evidence to support his conviction of kidnapping in the first degree because the state failed to produce sufficient evidence of the restraint element of kidnapping. Essentially, the defendant contends that any evidence that he restrained the victim was incidental to the sexual assault and, therefore, insufficient for a separate charge of kidnapping. We disagree.
A person is guilty of kidnapping in the first degree, pursuant to
The defendant essentially urges us to preclude a conviction for kidnapping where restraint of the victim was incidental to a sexual assault. We previously have considered and rejected the defendant’s argument on a number of occasions. “In State v. Chetcuti,
In the present case the state presented evidence that the defendant forcibly grabbed the victim’s arm in order to prevent her from exiting the vehicle. The state also presented evidence that the defendant restrained the victim in the woods and that the victim was required to kick the defendant and struggle with him in order to free herself. The jury was entitled to believe the testimony of the victim. Accordingly, on these facts, the jury reasonably could have found the restraint and intent elements necessary to support a conviction for kidnapping in the first degree.
B
The defendant also argues that there was insufficient evidence to support his conviction of sexual assault in the first degree by cunnilingus because the state failed to produce any evidence of penetration. We reject the defendant’s claim.
Pursuant to
The victim testified at trial that after the defendant choked her, he put his mouth on her vagina and his tongue into her vagina. Additionally, the victim testified that the defendant later put his mouth on her vagina again and that during both of these periods she attempted to fight him off. The victim also stated that the defendant told her that if she “didn’t shut up” he would continue performing those acts. On the basis of this testimony, the jury reasonably could have concluded that the defendant compelled the victim to engage in cunnilingus by the use of force or the threat of the use of force in violation of
The defendant’s final argument on appeal is that there was insufficient evidence to support his conviction for attempted sexual assault in the first degree by vaginal intercourse. We conclude that sufficient evidence was presented to support the jury’s finding.
“Under [§] 53a-49 (a) (2), [a] person is guilty of an attempt to commit a crime if, acting with the kind of mental state required for commission of the crime he . . . intentionally does or omits to do anything which, under the circumstances as he believes them to be, is an act or omission constituting a substantial step in a course of conduct planned to culminate in his commission of the crime. The act or acts must be something more than mere preparation for committing the intended crime; they must be at least the start of a line of conduct which will lead naturally to the commission of a crime which appears to the actor at least to be possible of commission by the means adopted. . . . Furthermore, the actor’s intent can be inferred from his or her verbal or physical conduct and the surrounding circumstances. . . . [T]he attempt is complete and punishable, when an act is done with intent to commit the crime, which is adapted to the perpetration of it, whether the purpose fails by reason of interruption . . . or for other extrinsic cause.” (Citations omitted; internal quotation marks omitted.) State v. Anderson,
In the present case, we conclude that the jury reasonably could have found that the defendant intentionally engaged in conduct that amounted to a substantial step in the commission of sexual assault in the first degree by vaginal intercourse. The victim testified at trial that the defendant removed her shorts and underwear and then choked her around the neck. The victim also testified that the defendant had touched her vagina with his
The jury reasonably could have concluded from this course of conduct that the defendant had intended to engage in vaginal and anal intercourse with the victim using his penis and hand and that his plan had been thwarted only because the victim had managed to fight him off and flee. Although “mere preparation” is insufficient to constitute a substantial step toward perpetration of a crime, the defendant’s conduct in the present case advanced well beyond mere preparation, and the jury reasonably could have concluded that the defendant’s actions in removing the victim’s shorts and underwear, removing his own pants, and touching the victim’s vagina and buttocks with his hands and penis constituted “a substantial step strongly corroborative of his criminal purpose.” State v. Lapia,
The judgment is affirmed.
In this opinion NORCOTT, VERTEFEUILLE and ROBAINA, Js., concurred.
Notes
The trial court sentenced the defendant to a term of imprisonment of fifteen years for the kidnapping conviction, an additional, consecutive fifteen year term for the sexual assault conviction, a consecutive ten year term, suspended after four years, for the attempted sexual assault conviction and a one year concurrent term for the assault conviction. The trial court also imposed a $500 fine for the false reporting of a theft of a motor vehicle conviction.
The defendant appealed from the judgment of the trial court to the Appellate Court, and we transferred the appeal to this court pursuant to
In accordance with
Evidence was presented at trial that established that, it had been raining periodically over the course of the evening.
Among its powers, the office of the victim advocate has the authority to evaluate services provided to victims by state agencies, to coordinate services for victims and to recommend changes in policies concerning victims. See
“(a) Upon written request by a defendant filed in accordance with Section 41-5 and without requiring any order of the judicial authority the prosecuting authority, subject to Section 40-40 et seq., shall promptly, but no later than forty-five days from the filing of the request, unless such time is extended by the judicial authority for good cause shown, disclose in writing the existence of and allow the defendant in accordance with Section 40-7, to inspect, copy, photograph and have reasonable tests made on any of the following items:
“(1) Exculpatory information or materials ....
“(1)) In addition to the foregoing, the defendant shall be entitled to disclosure of exculpatory materials in accordance with any applicable constitutional and statutory provisions.”
“(a) Upon written request by a defendant filed in accordance with Section 41-5 and without requiring any order of the judicial authority, the prosecuting authority, subject to Section 40-40 et seq., shall promptly, but no later than forty-five days from the filing of the request, unless such time is extended by the judicial authority for good cause shown, disclose to the defendant the names and, subject to the provisions of subsections (g) and (h) of this section, the addresses of all witnesses that the prosecuting authority intends to call in his or her case in chief and shall additionally disclose to the defendant:
“(1) any statements of the witnesses in the possession of the prosecuting authority or his or her agents, including state and local law enforcement officers, which statements relate to the subject matter about which each witness will testify
“Upon motion of a defendant, the judicial authority may declare a mistrial at any time during the trial if there occurs during the trial an error or legal defect in the proceedings, or any conduct inside or outside the courtroom which results in substantial and irreparable prejudice to the defendant’s case. If there are two or more defendants, the mistrial shall not be declared as to a defendant who does not make or join in the motion.”
“(a) Upon motion of the defendant, the judicial authority may grant a new trial if it is required in the interests of justice. Unless the defendant’s noncompliance with these rules or with other requirements of law bars his or her asserting the error, the judicial authority shall grant the motion:
“(1) For an error by reason of which the defendant is constitutionally entitled to a new trial; or
“(2) For any other error which the defendant can establish was materially usurious to him or her.
“(b) If the trial was by the court and without a jury, the judicial authority, with the defendant’s consent and instead of granting a new trial, may vacate any judgment entered, receive additional evidence, and direct the entry of a new judgment.”
The defendant claims that the state deprived him of his rights under the fifth, sixth and fourteenth amendments to the United States constitution, article first, § 8, of the constitution of Connecticut. See Pointer v. Texas,
The fifth amendment to 1 he United States constitution provides in relevant part: “No person shall be . . . deprived of life, liberty, or property, without due process of law . . . .”
The sixt h amendment to the United States constitution provides in relevant part: “In all criminal prosecutions, the accused shall epjoy the right . . . to be confronted with the witnesses against him
The fourteenth amendment to the United States constitution, § 1, provides in relevant part: “No State shall . . . deprive any person of life, liberty, or property, without due process of law . . .
Article first, § 8, of the constitution of Connecticut provides in relevant part: “In all criminal prosecutions, the accused shall have a right to be . . . confronted by the witnesses against him .... No person shall be . . . deprived of life, liberty or property without due process of law . . . .”
The defendant also claims that the state violated
Although the state does not dispute that the correspondence was favorable to the defendant, we note that the state does claim, as an alternate ground for affirmance, that it did not suppress the notes within the meaning of the first prong of Brady, because it had instituted an “open file” policy, giving the defendant unfettered access to the state’s file. During a hearing on August 18,1997, the trial court noted that “it’s the court’s understanding that the file is open to the defense and all statements and police reports are likewise, available to the defense.” The state’s attorney represented at that hearing that he had provided the defendant with a copy of the materials in the file. Because we conclude that the notes are not material under the third prong of the Brady standard and, therefore, reject the defendant’s claim on that basis, we need not determine whether the trial court properly concluded that the state had suppressed tire evidence.
We take this opportunity, however, to discuss briefly our conclusion regarding the use of the open file policy. Although we encourage the use of open file policies and recognize that “this practice may increase the efficiency and the fairness of the criminal process”; Strickler v. Greene,
Marica was one of the occupants of the house where the victim sought help after the assault.
Specifically, the defendant claims that because the sentence for the kidnapping conviction was the first of several consecutive sentences, the trial court was required to impose a minimum and maximum sentence for that conviction.
Dissenting Opinion
dissenting. I disagree with the majority’s conclusion that the prosecution’s failure to turn over the victim’s statements does not require a new trial. The majority finds that the statements were not material.
I recognize that there may be strong circumstantial evidence that the victim did not consent to sexual activity with the defendant. The crucial evidence supporting the defendant’s conviction, however, was the victim’s direct testimony that she did not consent to any sexual activity with the defendant. She was the crucial witness for the state.
The statements were documented in a January 9, 1997 interview in which a victim’s advocate asked the victim, at the request of the state’s attorney, when, where and why she got into the car with the defendant. A note from the victim’s advocate to the state’s attorney reported: “[The victim] indicated that she got into [the defendant’s] car in the parking lot of the bar, not while walking down the road [and] when asked why she got in the car, she related that she had been drinking and that [her friend, James Lawrence] who was in the bar, told her that [the defendant] appeared to be OK to accept a ride from.”
The statements differ from the victim’s testimony at trial in 1997, that she had been walking home from the bar when the defendant drove up to her on the road and offered her a ride. It also contradicts other statements that she had made concerning how she came to be in the defendant’s car. On the night of the alleged incident, September 16,1996, the victim gave Detective Derek Allen of the Connecticut state police a sworn statement. The victim told Allen that she had left the bar and was walking along the road when the defendant pulled over and asked her if she wanted a ride. She then accepted his offer. That same night, the victim
At trial, the victim also testified that she could not remember whether she had talked, danced or accepted a drink from the defendant while at the bar. There was, however, testimony from Shane Weeks, the bartender, and from Lawrence, the victim’s friend, that indicated that she had talked, danced and accepted a drink from the defendant. The jury was, however, unaware of any evidence that Lawrence had told the victim at the bar that the defendant was “OK” to give her a ride home. The victim and Lawrence were not questioned about this conversation at the trial.
“It is well established that impeachment evidence may be crucial to a defense, especially when the state’s case hinges entirely upon the credibility of certain key witnesses. . . . The rule laid out in Brady [v. Maryland,
The majority finds that the statements would have been “cumulative” because there was other evidence at trial to impeach the victim’s testimony. While this evidence may have impeached the victim at trial, I disagree that the impeachment evidence contained in the interview was cumulative. The statements were made shortly before trial to the prosecutor’s representative and were not the same kind of evidence for impeachment as the prior statements as they contained yet another version of the events. See State v. Floyd,
The defendant’s right to have his guilt determined by a jury is paramount and the statements might have impacted the jury’s assessment of the victim’s testimony. The majority rejects the defendant’s argument as to the effect of the statements upon the victim’s testimony but we should be mindful that it is not our function to pass on credibility or find facts—that responsibility belongs exclusively to the jurors “as the sole triers of fact and credibility . . . .” (Internal quotation marks omitted.) State v. Provost,
I would conclude the statements “could reasonably [have been] taken to put the whole case in such a different light as to undermine confidence in the verdict.” Kyles v. Whitley,
Accordingly, I dissent.