36 Conn. App. 190 | Conn. App. Ct. | 1994
The defendant appeals
The victim told the men she did not want to be beaten, and they took her to another building in Father Panik Village. The victim testified that she was afraid of what the men would do to her if she ran. She testified that two weeks prior to this incident, Kevin Rogers had beaten her with a belt. She also testified that she had seen Kevin Rogers, along with several of the men, attack and beat people. The victim testified that she was especially afraid of the defendant because, approximately one month prior to this incident, Epps had told her that the defendant had served time for killing two people and he was out on bond for a double homicide.
The victim was then forced to perform fellatio on the defendant. As this was occurring, Epps, who had been looking for the victim, knocked on the apartment door after he had heard the victim crying. Kevin Rogers opened the door and threw a bottle at Epps. Epps then ran to his sister’s apartment and called the police. Epps gave the police an incorrect apartment number and the police went to the wrong apartment.
When Epps knocked on the apartment door, the victim went into the bathroom and dressed. Four of the men left the apartment, but the others, including the defendant, remained. The defendant forced the victim to undress and to perform fellatio on him. While this was going on, someone called the defendant’s name. The victim got dressed and left the apartment.
After calling the police, Epps tried to return to building thirteen. He encountered Kevin Rogers, Reggie Rogers and McNeil. They started beating Epps because he had called the police. They put a belt around his neck and tried to bring him back to the apartment in building thirteen. When this failed, they beat him and left him lying on the ground. An unidentified woman found him and brought him to Bridgeport Hospital. The victim met Epps at the hospital where he was treated for his injuries and released.
The next day, as the victim was returning to her apartment, she met Kevin Rogers, Nate Rogers and Reggie Rogers. She did not see the defendant. Epps
I
The defendant first claims that the trial court’s denial of his motions in limine and for mistrial based on the victim’s testimony regarding the defendant's prior criminal record and pending criminal charges violated the rules of evidence and denied the defendant a fair trial and due process. We disagree.
Prior to trial, the state indicated that it would seek to offer the victim’s testimony regarding her knowledge of the defendant’s criminal activities. This testimony was being offered to show the victim’s state of mind. The defense filed a motion in limine seeking to preclude the testimony. The trial court ruled the evidence admissible under the state of mind exception to the hearsay rule. It determined that the probative value of the evidence outweighed its prejudicial effect. Immediately following the testimony, the court gave a cautionary instruction, limiting the use of the testimony to a consideration of its impact on the victim’s state of mind,
The defendant describes the victim’s testimony as inadmissible hearsay. “A statement made out-of-court that is offered to establish the truth of the matter contained in the statement is hearsay, and as such is inadmissible.” State v. Blades, 225 Conn. 609, 632, 626 A.2d 273 (1993). “An out-of-court statement is not hearsay, however, if it is offered to illustrate circumstantially the declarant’s then present state of mind, rather than to prove the truth of the matter asserted.” Id. Here, the testimony in question was not hearsay. It was not offered for the truth of the matter asserted, but rather for the purpose of showing the victim’s state of mind, i.e., her fear of the defendant.
The defendant contends that the victim’s fear of him was not relevant because he claims that, although he was present, he did not participate in the initial coercion by the group of men who confronted the victim.
A victim’s fear of another individual is admissible when relevant to the issues at trial. Id., 633. “A trial court has broad discretion in determining the relevancy of evidence . . . and its ruling will be disturbed only
The defendant places some reliance on State v. Duntz, 223 Conn. 207, 613 A.2d 224 (1992), in which our Supreme Court addressed the admissibility of a victim’s out-of-court statements made to a witness regarding the victim’s fear of the defendant. The court held that the statements were irrelevant to the issues raised at trial and, therefore, were inadmissible. Id., 233. The court has subsequently stated, however, that its decision in Duntz “does not stand for the proposition that all statements of a victim’s fear of a defendant are irrelevant, regardless of the reason for which they are offered.” State v. Blades, supra, 225 Conn. 634. In the present case, the trial court determined that the victim’s testimony was relevant to show her state of mind. We find no reason to disturb this ruling.
The defendant also contends that the testimony in question was inadmissible because the prejudicial effect of the testimony outweighed any evidentiary value. The record reflects that the trial court carefully balanced the probative value of the evidence against its prejudicial effect and determined that the prejudice to the defendant did not outweigh its probative value. “We recognize that this balancing process is an inherently difficult one, and will reverse the trial court’s decision only when it is manifest that an abuse of discretion or an injustice has occurred.” State v. Marra, 215 Conn. 716, 738, 579 A.2d 9 (1990). We will indulge every reasonable presumption in favor of the trial court’s ruling. State v. Sierra, 213 Conn. 422, 435, 568 A.2d 448 (1990).
The defendant additionally argues that the trial court’s evidentiary ruling and refusal to declare a mistrial violated his right to a fair trial and due process of law under the fifth, sixth and fourteenth amendments to the United States constitution and article first, § 8, of the Connecticut constitution. The defendant relies on State v. Binet, supra, 192 Conn. 632, where a mistrial was sought on the ground that the prosecutor’s improper remarks violated the defendant’s constitutional right to due process of law. “The general principle is that a mistrial should be granted only as a result of some occurrence upon the trial of such a character that it is apparent to the court that because of it a party cannot have a fair trial.” (Internal quotation marks omitted.) State v. DeMatteo, 186 Conn. 696, 703, 443 A.2d 915 (1982). Because the trial court has broad discretion in passing on motions for mistrial and immediately gave a curative instruction, we conclude that the denial of the motion did not violate the defendant’s right to a fair trial and due process of law.
II
Next, the defendant claims that the trial court abused its discretion and committed reversible error in relying on the coconspirator exception to the hearsay rule
Epps testified that after he left his sister’s apartment, where he had telephoned the police, he was accosted by Kevin Rogers, Nate Rogers and Maurice McNeil. They tried to put a belt around his neck and drag him back to the apartment where the victim was being held. Unable to do so, they beat him and left him lying on the ground. Epps also testified that the next day he overheard Kevin Rogers, Nate Rogers and Reggie Rogers tell the victim that they were going to kill Epps. He also heard Kevin Rogers say that he was going to return that evening to continue sexually assaulting the victim.
The defendant argues that this evidence should not have been admitted. He argues that the coconspirator exception to the hearsay rule should not have been applied because there was no proof (1) that a conspiracy remained in existence at the time of the beating and threats, (2) that Kevin Rogers’ actions were made in furtherance of the conspiracy, or (3) that a new con
“Before out-of-court statements of a coconspirator can be admitted into evidence, a trial court must make a preliminary determination, by a fair preponderance of the evidence, that there is sufficient independent evidence of a conspiracy still in existence at the time of the declaration, and that the declaration was made in furtherance of the conspiracy in which both coconspirators were participants.” State v. Lynch, 21 Conn. App. 386, 391, 574 A.2d 230, cert. denied, 216 Conn. 806, 580 A.2d 63 (1990). We must review the sufficiency of the evidence to sustain the trial court’s finding, by a fair preponderance of the evidence, of the existence of a conspiracy. State v. Vessichio, 197 Conn. 644, 656, 500 A.2d 1311 (1985), cert. denied, 475 U.S. 1122, 106 S. Ct. 1642, 90 L. Ed. 2d 187 (1986).
“To establish the crime of conspiracy under § 53a-48 of the General Statutes, the state must show that there was an agreement between two or more persons to engage in conduct constituting a crime and that the agreement was followed by an overt act in furtherance of the conspiracy by any one of the conspirators. . . . The existence of a formal agreement between the parties need not be proved; it is sufficient to show that they are knowingly engaged in a mutual plan to do a forbidden act. ...” (Citations omitted; internal quotation marks omitted.) State v. Lynch, supra, 21 Conn.
“The evidence will be construed in a way most favorable to sustaining the preliminary determinations of the trial court; its conclusions will not be disturbed on appeal unless found to be clearly erroneous.” State v. Vessichio, supra, 197 Conn. 656.
The state cites certain evidence as establishing that the conspiracy to abduct and assault the victim remained in existence at the time of the attack on Epps and at the time of the threats made to the victim. The state argues that these actions were committed in furtherance of that conspiracy. Specifically, Epps was beaten to keep him from interfering with the sexual assault on the victim, which was the object of the conspiracy. The defendant was participating in the conspiracy when he was forcing the victim to perform fellatio at the time Epps was assaulted. The object of the conspiracy was not completed when the assault on Epps took place or when, the next day, the victim was confronted by the three Rogers and the defendant. Kevin Rogers told the victim that she was “not done yet” and that they would be coming back that night.
We conclude from our review of the record that sufficient evidence existed for the trial court to find the existence of a conspiracy by a fair preponderance of the evidence, and that, therefore, the testimony of Epps was admissible under the coconspirator exception to the hearsay rule. See United States v. Alvarez, 584 F.2d 694, 701 (5th Cir. 1978).
Next, the defendant claims that the evidence was insufficient to sustain the conviction for aiding sexual assault in the first degree. The defendant was charged, in count three of the substitute information, with accessory liability for the offense of sexual assault in the first degree in violation of General Statutes § 53a-8 and § 53a-70 (a) (l).
“When reviewing sufficiency of the evidence claims, we impose a two part analysis. First, we construe the evidence in the light most favorable to sustaining the verdict. . . . Second, we determine whether, from that evidence and all the reasonable inferences which it yields, a [trier of fact] could reasonably have concluded that the defendant was guilty beyond a reasonable doubt.” (Citations omitted; internal quotation marks omitted.) State v. Rivera, 32 Conn. App. 193, 200-201, 628 A.2d 996, cert. denied, 227 Conn. 920, 632 A.2d 698 (1993). “ ‘In this process of review, it does not diminish the probative force of the evidence that it consists, in whole or in part, of evidence that is circumstantial rather than direct.’ ” State v. Salz, 226 Conn. 20, 31, 627 A.2d 862 (1993).
When a defendant is charged as an accessory, the state must prove “ ‘criminality of intent and community of unlawful purpose.’ ” State v. Simmons, 201
The defendant argues that there was no basis in the evidence to support the inference that he intentionally aided another in the commission of a sexual assault. He asserts that he was a mere bystander, passively observing the sexual activities of his cohorts. Contrary to the defendant’s claim, there was sufficient evidence for the jury reasonably to conclude that he was guilty of aiding sexual assault in the first degree. The defendant was present the entire time the sexual assaults took place. The victim testified that, in addition to laughing and jeering, the defendant was sitting in a chair in front of the mattress on which she was forced to perform sexual acts. The victim had also testified that her fear of the defendant was one of the reasons she went to the apartment without trying to escape.
The jury’s function as the trier of fact is to draw all reasonable and logical inferences from the facts as it finds them to exist. State v. Gray, 221 Conn. 713, 721, 607 A.2d 391, cert. denied, 506 U.S. 872, 113 S. Ct. 207, 121 L. Ed. 2d 148 (1992). The jury could have inferred that the defendant’s presence intimidated the victim to the extent that she feared that she would sustain physical harm if she did not perform the sexual acts demanded of her. The findings show that the defendant was not passively acquiescent. He shared the requisite criminality of intent and the community of unlawful purpose of his confederates. See State v. Castillo, 11 Conn. App. 621, 626, 528 A.2d 860, cert. denied, 205 Conn. 804, 531 A.2d 938 (1987).
The defendant’s final claim is that the trial court’s failure to ascertain which of the substantive offenses the jury found that the defendant had conspired to commit contravened due process.
The second count of the information charged the defendant with conspiracy to commit two substantive offenses: first degree kidnapping, a class A felony; and first degree sexual assault, a class B felony. The trial court instructed the jurors that they had to be unanimous in their finding as to which offense the defendant conspired to commit and that they could find either one or both, as long as they were unanimous. The court did not ask the jurors to announce which crime they found the defendant had conspired to commit.
The defendant did not object at trial to the court’s acceptance of the conspiracy verdict. He now seeks review under State v. Golding, 213 Conn. 233, 567 A.2d 823 (1989). “Under Golding, a defendant can prevail on an unpreserved claim of constitutional error ‘only if all of the following conditions are met: (1) the record is adequate to review the alleged claim of error; (2) the claim is of constitutional magnitude alleging the violation of a fundamental right; (3) the alleged constitutional violation clearly exists and clearly deprived the defendant of a fair trial; and (4) if subject to harmless error analysis, the state has failed to demonstrate harmlessness of the alleged constitutional violation beyond a reasonable doubt.’ ” State v. Bush, 33 Conn. App. 253, 261-62, 635 A.2d 820 (1993), cert. denied, 228 Conn. 923, 638 A.2d 37 (1994), quoting State v. Golding, supra, 239-40.
“The first two conditions [of Golding] are determinations of whether a defendant’s claim will be reviewed, and the third condition involves a review of the claim
The defendant originally argued that since the trial court did not know which offense he was found guilty of conspiring to commit, it could not properly impose a criminal sentence. This argument was based on General Statutes § 53a-51, which requires that the penalty for conspiracy be determined by the penalty for the most serious offense that is the object of the conspiracy. In his reply brief, the defendant withdrew this argument because of the exception in § 53a-51 that “conspiracy to commit a class A felony is a class B felony.” Under this statute, the range of permissible punishment is the same for both of the substantive offenses that the defendant was charged with conspiring to commit.
The defendant raises a different argument in his reply brief. He argues that the trial court should have instructed the jury to indicate which crime he was found to have conspired to commit because “the collateral consequences differ depending on the offense for which the defendant is convicted.” We find this argument to be wholly speculative and without merit. The defendant provides us with no case law or legal precedent to support this argument. He raises the argument for the first time in his reply brief. The state had no opportunity to respond. It is difficult to understand the defendant’s argument in light of the fact that the defendant was also convicted of both underlying offenses, kidnap
The judgment is affirmed.
In this opinion the other judges concurred.
This appeal was taken originally to the Supreme Court. Pursuant to Practice Book § 4023, the Supreme Court transferred the appfeal to this court.
The relevant portion of the cautionary instruction provided: “I would just further caution the jury that that type of evidence cannot be used to determine the defendant’s guilt of the crimes that he is presently charged with. The fact that he may have had, if you believe that . . . the fact that he may have been involved in another crime or crimes is not proof of the fact that he committed these crimes, but it may be used by you only to determine whether or not, if that knowledge was within the mind of this victim, whether or not it is true . . . whether that’s what she believed and whether it affected her state of mind.”
A portion of the jury charge provided: “This type of testimony which is not normally allowed was allowed under these circumstances for a limited purpose only. It was not allowed certainly to prove the truth of [it] but merely to show what her state of mind was at that time as it related to the reasonableness of her fear of physical injury being imposed upon her if she did not comply.”
General Statutes § 53a-92 provides in pertinent part: “kidnapping in the FIRST degree: class a felony, (a) A person is guilty of kidnapping in the first degree when he abducts another person and ... (2) he restrains the person abducted with intent to (A) inflict physical injury upon him or violate or abuse him sexually . . . .”
General Statutes § 53a-91 (2) (B) defines “abduct” as “using or threatening to use physical force or intimidation.”
General Statutes § 53a-70 provides in pertinent part: “sexual assault in the first degree: class b felony .... (a) A person is guilty of sexual, assault in the first degree when such person (1) compels another person to engage in sexual intercourse by the use of force against such other person or a third person, or by the threat of use of force against such other person or against a third person which reasonably causes such person to fear physical injury to such person or a third person . . . .”
See footnotes 2 and 3.
The court stated: “The statements attributed to the coconspirators can be used if the circumstances are part and parcel of the overall circumstances claimed here even though there is no charge of assault against this individual. The court does feel that this is part and parcel of the overall scenario and also can go towards the question of threatening of someone who may be witnessing the case . . . and coconspirators’ actions can be attributed to a defendant and I think under these circumstances the court will allow it.”
The state asserts that the challenged testimony is alternatively admissible as “uncharged misconduct,” admissible “to complete the story of the crime by placing it in the context of nearby and nearly contemporaneous happenings.” The defendant argues that we should not review this claim because the state failed to raise it at trial. Because our consideration of the testimony’s admissibility under the coconspirator exception to the hearsay rule is dispositive, we do not address this claim.
The information charged that the defendant did “intentionally aid or importune another person in compelling another to engage in sexual intercourse by the use of force or by the threat of use of force against the said other person . . . .”