The defendant, Kevin C. Whittaker, appeals his conviction by a jury for negligent homicide. See RSA 630:3, II (2007). On appeal, he contends that the Superior Court (Fauver, J.) erred by: (1) denying his motion in limine to exclude the testimony of the State’s accident reconstruction expert; (2) granting the State’s motion in limine to exclude certain portions of the testimony of a state trooper; and (3) denying his motion for new trial based upon ineffective assistance of counsel. We reverse and remand.
I. Background
The jury could have found the following facts. At approximately 12:50 a.m. on Sunday, November 21, 2004, a rainy and foggy night, the Durham police received a call telling them that a person was lying on Main Street. The man, later identified as Richard Hegerich, was lying parallel to the fog line, near the sidewalk curb. He was dressed in dark clothing. His face was covered with blood, and he was missing his shoes and socks. One of his shoes, a sock and his hat were in the roadway, some distance away from his body.
The police determined that Hegerich, who was twenty years old, was dead. A medical examiner later concluded that Hegerich died of multiple blunt trauma to the head caused by a motor vehicle accident. It was also determined that Hegerich had a blood alcohol content of .14. Based upon the position of his body, and the positions of his shoe, sock and hat, the police concluded that he had not been in the crosswalk when he was hit. The police found no evidence of skid marks.
At approximately 12:48 a.m., the defendant, then a nineteen-year-old student at the University of New Hampshire (UNH), called his girlfriend, Whitney Sawin, also a UNH student, and told her to meet him. Although she initially refused, Sawin eventually agreed to meet the defendant behind his fraternity house because he insisted. As Sawin walked towards the defendant’s vehicle, she could see that the passenger side windshield was “completely shattered” and that “part of it was swinging inside.” Sawin asked the defendant what had happened, and he told her that he had hit someone. The defendant seemed nervous and shaky. He asked Sawin to “go with” him. Sawin declined and told him to return to where he had hit the person; the defendant drove off.
At approximately 1:07 a.m., a UNH police officer stopped the defendant’s car because one of its headlights was not working. The officer noticed that the car’s passenger side windshield looked smashed. The defendant told the officer that a friend had been driving his car, but he could not name the friend, telling the officer instead that “it was some guy” whom he did not know very well.
While speaking to the defendant, the officer noticed that his eyes were glassy and bloodshot, he smelled of alcohol and his hands were shaking. She further observed that there were shards of glass all over the passenger seat. The defendant told the officer that he was on his way to see his girlfriend. When the officer asked the defendant if he had been drinking, he said, “[N]o. .. . [Y]ou only asked about alcohol, right?” He told the officer that he had taken illegal substances a couple of weeks earlier.
The officer then administered field sobriety tests to the defendant, and, based upon his performance, arrested him for driving while intoxicated. The officer
After additional breathalyzer tests, the defendant was taken to the Durham police station to be interviewed. The defendant told the police that he wanted “to talk to his girlfriend and get his story straight.” He told police that he had been asleep at his fraternity house when someone woke him because his phone was ringing. He said that he then spoke to his girlfriend and was driving his car to meet her when the police stopped him. He was very evasive about whether he had been driving the car earlier in the evening.
At 8:30 a.m. the defendant volunteered that he had hit a pedestrian. He asked the booking officer, “[D]id I kill the man I hit[?]” After he was told that he had, the defendant said: “[W]hat have I done? What have I done to the victim’s family? How am I going to live the rest of my life knowing I killed someone?” He then told the police that he had been drinking in Dover with his girlfriend that night and had then gone to his fraternity, where he had continued to drink. He said that the accident occurred when he was heading south on Main Street up a hill, driving under the speed limit, and that he never saw the victim until he “felt a thump.” He then said, “[I]f my headlight wasn’t out, I might not have killed him. Six inches, that’s it. Six inches and the guy would have made it across the road and would be alive. He almost made it across the road. I saw him bounce off the corner of my car at the right. . . headlight area.”
The grand jury returned three indictments against the defendant: two alternative counts of negligent homicide, see RSA 630:3; and one felony count of conduct after an accident, see RSA 264:25, :29 (2004). The trial court dismissed one of the negligent homicide indictments before trial.
At trial, the defendant stipulated that: (1) Hegerich died as a result of the injuries he sustained in the accident; (2) the defendant was driving the car that struck Hegerich; and (3) the defendant was impaired when he was driving. The issue for the jury on the negligent homicide charge, therefore, was whether the defendant’s impairment had caused the accident.
See
RSA 630:3, II;
State v. Wong,
To establish causation, the State relied, in part, upon the testimony of Joseph DiGregorio, then a deputy sheriff for Strafford County and a consultant for Collision Forensics in Somersworth, whom the court certified as an expert in traffic accident reconstruction. Based upon his review of the accident report prepared by a state trooper, reports prepared by the Durham and UNH police, the medical examiner’s report, his own view of the collision site and the vehicle, and certain research and data, DiGregorio testified that: (1) the defendant was driving thirty-five miles per hour when the accident occurred, which is ten miles over the posted speed limit; (2) the defendant did not see Hegerich before hitting him; (3) Hegerich was in the roadway, not in the crosswalk, when the defendant hit him; (4) Hegerich was walking, not running, when he was hit; (5) because Hegerich was wearing blue jeans and a dark fleece jacket, it was difficult to see him on the
roadway; (6) the rain and fog
Following a five-day trial, which included an early evening view, the jury convicted the defendant of both negligent homicide and conduct after an accident. He later moved for a new trial on the negligent homicide charge on the ground that his trial counsel was ineffective because he failed to consult with an accident reconstruction expert. The trial court denied the motion, and this appeal followed.
II. Defendant’s Arguments
A. Trial Court’s In Limine Rulings
The defendant first challenges certain of the trial court’s in limine rulings. Specifically, he argues that by granting the State’s motion in limine to exclude portions of Trooper William Graham’s testimony, the trial court violated his constitutional right to present all proofs favorable. See N.H. CONST, pt. I, art. 15; U.S. Const, amends. V, XIV. The defendant also argues that the trial court erred when it denied his motion in limine to exclude DiGregorio’s testimony because it was inadmissible under RSA 516:29-a (2007).
The defendant, however, has failed to demonstrate that he preserved these arguments by raising them in the trial court. As the appealing party, the defendant has the burden of providing this court with a record sufficient to demonstrate that he raised all of his appeal issues before the trial court.
Bean v. Red Oak Prop. Mgmt.,
B. Motion for New Trial
The defendant next contends that the trial court erred when it denied his motion for a new trial based upon ineffective assistance of counsel. He asserts that his trial counsel was ineffective because he failed to consult an accident reconstruction expert.
The defendant’s claim of ineffective assistance of counsel rests upon Part I, Article 15 of the State Constitution and the Sixth and Fourteenth Amendments to the Federal Constitution. We first examine the constitutional competency of counsel’s performance under the State Constitution, and rely upon federal case law only for guidance.
State v. Kepple,
The State and Federal Constitutions guarantee a criminal defendant reasonably competent assistance of counsel.
State v. Sharkey,
“[B]oth the performance and prejudice components of the ineffectiveness inquiry are mixed questions of law and fact.”
Id.
at 698;
Dugas v. Coplan,
1. Deficient Performance
a. Relevant Law
We first address the deficient performance prong of the
Strickland
test, which turns upon a determination of whether “counsel’s assistance was reasonable considering all the circumstances.”
Strickland,
“[T]he proper measure of attorney performance remains simply reasonableness under prevailing professional norms.”
Wiggins v. Smith,
“Judicial scrutiny of counsel’s performance must be highly deferential.”
Strickland,
‘We apply the
Strickland
standard to evaluate an attorney’s strategic choices in light of the investigation that led to those choices.”
Dugas,
[Strategic choices made after less than complete investigation are reasonable precisely to the extent that reasonable professional judgments support the limitations on investigation. In other words, counsel has a duty to make reasonable investigations or to make a reasonable decision that makes particular investigations unnecessary. In any ineffectiveness case, a particular decision not to investigate must be directly assessed for reasonableness in all the circumstances,applying a heavy measure of deference to counsel’s judgments.
Strickland,
In assessing the reasonableness of trial counsel’s decision not to consult with an expert, we “recognize that reasonably diligent counsel are not always required to consult an expert as part of pretrial investigation in a case involving the use of expert witnesses by the state.” Id. A defendant’s attorney is not required, in every case, to consult experts even if the State will be putting on expert witnesses. Id. at 329. A defense attorney may have no duty to consult with an expert, for instance, when there is “no need to question the validity of the government’s proposed evidence or the evidence may be so weak that it can be demolished on cross-examination.” Id.
In Dugas, the First Circuit Court of Appeals ruled that defense counsel’s failure to consult with an arson expert so as to investigate thoroughly a “not arson” defense was constitutionally deficient. Id. The court reached this conclusion, in part, because creating reasonable doubt that the fire was arson was one of the only defenses available to the defendant. Id. The only other defense was that someone else committed the arson, which, the court observed, was a difficult defense to mount. Id. Additionally, the court noted, the arson evidence “was the cornerstone of the state’s case.” Id. Further, the defendant’s attorney admitted that he lacked any knowledge about arson investigation and had never before tried an arson case. Id. Defense counsel also admitted that he was aware that there were inconsistencies in the testimony of the State’s arson experts. Id. at 330. All of these circumstances together, the court ruled, “demonstrate the inescapable need for expert consultation in this case.” Id. at 331. The court also rejected the State’s claim that defense counsel’s failure to consult with an expert was an informed, tactical decision entitled to deference. Id. at 331-32.
Courts in other jurisdictions have ruled that the failure to consult with an expert may be ineffective assistance under similar circumstances. In
Richey v. Bradshaw,
In
Duncan v. Ornoski,
By contrast, the court in
Bower v. Quarterman,
We have found only a handful of cases involving an attorney’s decision whether to consult with an accident reconstruction expert. In
Lien v. Class,
In
Strandlien v. State,
b. Analysis
The trial court found that the defendant’s trial counsel is a seasoned criminal trial attorney, and the record amply supports this finding. At the hearing on the motion for new trial, trial counsel testified that he has been a criminal trial lawyer for approximately thirty years. He also testified that he had previously tried approximately six driving while impaired cases involving pedestrian injuries or death.
The trial court also found that the defendant’s trial counsel understood the issues in the case, and rather than hire an expert, chose, instead, to cross-examine the State’s expert. The record supports these findings as well. Trial counsel testified that he understood everything in DiGregorio’s report, except the final paragraph, and that he understood his testimony. The defendant’s trial counsel never explained why or what he did not understand in the final paragraph of DiGregorio’s report. Trial counsel also testified that while he considered retaining an accident reconstruction expert, he decided not to do so because he believed that any testimony from such an expert would be speculative, and, therefore, inadmissible. He testified that because of the lack of physical evidence from the accident, he believed that the accident could not be reconstructed.
Thus, at least with respect to these factors, this case is distinguishable from
Dugas.
While the defense attorney in
Dugas
had never before tried an arson case, the defendant’s trial counsel had previously tried cases that were similar to this one.
Dugas,
Dugas
is distinguishable as well because in
Dugas,
“the arson evidence was the cornerstone of the state’s case,” id.;
see Richey,
Additionally, the record demonstrates that had trial counsel consulted the expert whom the defendant presented at the hearing on his motion for a new trial, this expert would have agreed with DiGregorio that the defendant’s car was traveling ten miles over the speed limit, and would have confirmed trial counsel’s suspicion that the accident could not be reconstructed because of the lack of physical evidence.
This case is, therefore, unlike
Strandlien.
Whereas in
Strandlien,
On the other hand, trial counsel’s belief that the testimony of an expert, such as Lakowicz, would have been inadmissible because it would be speculative, was not an informed one.
See Gersten,
Further, had trial counsel consulted an expert, such as Lakowicz, he could have learned that another defense was available to him — that the accident was unavoidable, regardless of the driver’s impairment. Had trial counsel consulted an expert, such as Lakowicz, he could have been able to present an affirmative case that the defendant’s impairment did not cause the accident.
See Gersten,
Based upon certain calculations, Lakowicz opined that under optimum night conditions, a driver of a vehicle in good working order, going up a wet hill at thirty-five miles per hour, would need 192 feet to perceive a pedestrian and come to a safe, controlled stop. Lakowicz termed this point — the 192 feet needed to stop safely — the “point of no escape.” He explained that the “point of no escape” is the point at which an accident is unavoidable, regardless of the driver’s level of impairment. Based upon an experiment he conducted, Lakowicz opined that an exemplar pedestrian was not detectable at the point of no escape.
Lakowicz further opined that based upon the speed of the defendant’s vehicle and the presumed speed at which Hegerich walked, the first opportunity that a driver would have had to see Hegerich, even if the incident occurred during daylight, was when they were approximately
Based upon all of these factors, even with the presumption that his performance was constitutionally sufficient, we conclude that the decision of the defendant’s trial counsel not to consult with an accident reconstruction expert was constitutionally defective performance. Contrary to trial counsel’s conjecture, the testimony of an expert, such as Lakowicz, could have been admissible, even if it was based upon assumptions. Under the unique circumstances of this case, it was not sufficient for trial counsel merely to “poke holes” in the State’s case. Rather, because he knew that the State’s case relied upon expert testimony that used certain assumptions, it was constitutionally deficient performance for trial counsel not to consult with an expert to learn what the expert could conclude based upon these same or similar assumptions. Had he done so, he might have been able to present an affirmative case that the defendant’s impairment did not cause Hegerich’s death. Under the circumstances of this case, it was constitutionally infirm performance for trial counsel to fail, at the very least, to explore this possibility with an expert in accident reconstruction.
“Defense counsel may not fail to conduct an investigation and then rely on the resulting ignorance to excuse his failure to explore a strategy that would likely have yielded exculpatory evidence.”
Gersten,
We do not intend to imply that defense counsel is constitutionally required to hire a consulting expert in
all
cases in which the prosecution calls an expert to prove an element of its case.
See Dugas,
2. Prejudice
Because the trial court concluded that trial counsel’s performance was not constitutionally infirm, it did not reach the prejudice prong of the
Strickland
test. The parties urge us to reach it in the first instance. We decline to do so. The trial court heard the testimony at the hearing on the motion for a new trial, and had an opportunity to assess the credibility of the witnesses presented in light of all of the evidence presented in support of and in opposition to the motion, and, therefore, is in a better position than we are to assess whether trial counsel’s performance prejudiced the defendant.
See Dugas v. Warden,
No. 03-CV-736-JD,
Reversed and remanded.
