2006 Ohio 1281 | Ohio Ct. App. | 2006
{¶ 3} On May 7, 2004, Appellant filed a motion to suppress. Before the motion could be heard, Appellant entered into a Crim.R. 11 plea agreement in which the charge was reduced to attempted trafficking in crack cocaine. On February 28, 2005, the trial court conducted a joint plea hearing with Appellant and codefendant Reynolds. The trial court accepted Appellant's guilty plea to one count of attempted trafficking in crack cocaine pursuant to R.C. §
{¶ 4} The following provision was part of the written plea agreement:
{¶ 5} "IF THE COURT IS NOT REQUIRED BY LAW TO IMPOSE A PRISON SANCTION, IT MAY IMPOSE A COMMUNITY CONTROL OR OTHER NON-PRISON SANCTION." (2/28/05 Plea Agreement, p. 3.)
{¶ 6} The written plea agreement also contained a provision in which the state would recommend a one-year prison term. (2/28/05 Plea Agreement, p. 2.)
{¶ 7} At the plea hearing the trial court informed Appellant that he was subject to a mandatory prison term:
{¶ 8} "For you, Mr. Warren, upon a finding of guilt, you are looking at mandatory time, also one to five years. Minimal amount of time in the penitentiary, one year; maximum time, five years; with a driver's license suspension of six months to five years. In your particular matter you are also looking at a mandatory fine of — I think it's 10,000" (2/28/05 Tr., pp. 7-8.)
{¶ 9} The sentencing hearing took place on May 3, 2005. Appellant's counsel asserted at the hearing that the mandatory sentencing provisions in the drug trafficking statute did not apply to a conviction for attempted drug trafficking. On May 9, 2005, the court filed its sentencing entry. The court held that the charge contained a mandatory prison sentence. The trial court also found that Appellant was not amenable to community control sanctions and that a prison term was consistent with the purposes of felony sentencing set forth in R.C. §
{¶ 10} Appellant presents two assignments of error on appeal. His first assignment of error states:
{¶ 11} "THE IMPOSITION OF A ONE (1) YEAR DEFINITE TERM OF INCARCERATION AS A MANDATORY TERM OF INCARCERATION WAS CONTRARY TO LAW."
{¶ 12} In this assignment of error, Appellant is challenging the trial court's conclusion that a prison term was mandatory for a conviction of attempted trafficking in crack cocaine. Thus, Appellant is appealing his sentence because he believes it to be contrary to law. A criminal defendant may appeal as a matter of right a sentence that is contrary to law. R.C. §
{¶ 13} "(2) The court hearing an appeal under division (A), (B), or (C) of this section shall review the record, including the findings underlying the sentence or modification given by the sentencing court.
{¶ 14} "The appellate court may increase, reduce, or otherwise modify a sentence that is appealed under this section or may vacate the sentence and remand the matter to the sentencing court for resentencing. The appellate court'sstandard for review is not whether the sentencing court abusedits discretion. The appellate court may take any actionauthorized by this division if it clearly and convincingly findseither of the following:
{¶ 15} "(a) That the record does not support the sentencingcourt's findings under division (B) or (D) of section
{¶ 16} "(b) That the sentence is otherwise contrary tolaw." (Emphasis added.)
{¶ 17} At issue in this appeal is the interpretation and interaction of two criminal statutes: the attempt statute and the drug trafficking statute. The primary concern in the interpretation of a statute is legislative intent. State v.Jordan (2000),
{¶ 18} Since this appeal involves the interpretation of two statutes, a closer look at those statutes is in order. R.C. §
{¶ 19} "(A) No person, purposely or knowingly, and when purpose or knowledge is sufficient culpability for the commission of an offense, shall engage in conduct that, if successful, would constitute or result in the offense."
{¶ 20} The punishment for an attempt is governed by R.C. §
{¶ 21} "(E) Whoever violates this section is guilty of an attempt to commit an offense. * * * An attempt to commit a drugabuse offense for which the penalty is determined by the amountor number of unit doses of the controlled substance involved inthe drug abuse offense is an offense of the same degree as thedrug abuse offense attempted would be if that drug abuse offensehad been committed and had involved an amount or number of unitdoses of the controlled substance that is within the next lowerrange of controlled substance amounts than was involved in theattempt. An attempt to commit any other offense is an offense of the next lesser degree than the offense attempted. * * *" (Emphasis added.)
{¶ 22} In this case, the underlying offense is drug trafficking, as found in R.C. §
{¶ 23} "(A) No person shall knowingly do any of the following:
{¶ 24} "* * *
{¶ 25} "(2) Prepare for shipment, ship, transport, deliver, prepare for distribution, or distribute a controlled substance, when the offender knows or has reasonable cause to believe that the controlled substance is intended for sale or resale by the offender or another person."
{¶ 26} The severity of a drug trafficking charge is determined by the type and amount of the drug involved. In this case, the drug was crack cocaine, and the amount was between 10 and 25 grams. This situation is covered by R.C. §
{¶ 27} "(C) Whoever violates division (A) of this section is guilty of one of the following:
{¶ 28} "* * *
{¶ 29} "(4) If the drug involved in the violation is cocaine or a compound, mixture, preparation, or substance containing cocaine, whoever violates division (A) of this section is guilty of trafficking in cocaine. The penalty for the offense shall be determined as follows:
{¶ 30} "* * *
{¶ 31} "(e) Except as otherwise provided in this division,if the amount of the drug involved equals or exceeds one hundred grams but is less than five hundred grams of cocaine that is not crack cocaine or equals or exceeds ten grams but is lessthan twenty-five grams of crack cocaine, trafficking in cocaineis a felony of the second degree, and the court shall impose as amandatory prison term one of the prison terms prescribed for afelony of the second degree. * * *" (Emphasis added.)
{¶ 32} It is clear that a person who is convicted of drug trafficking under R.C. §
{¶ 33} "(d) Except as otherwise provided in this division, if the amount of the drug involved equals or exceeds ten grams but is less than one hundred grams of cocaine that is not crack cocaine or equals or exceeds five grams but is less than tengrams of crack cocaine, trafficking in cocaine is a felony of thethird degree, and the court shall impose as a mandatory prisonterm one of the prison terms prescribed for a felony of the thirddegree. If the amount of the drug involved is within one of those ranges and if the offense was committed in the vicinity of a school or in the vicinity of a juvenile, trafficking in cocaine is a felony of the second degree, and the court shall impose as a mandatory prison term one of the prison terms prescribed for a felony of the second degree." (Emphasis added.)
{¶ 34} Based on the language of the attempt statute, Appellant's crime was a third degree felony. The parties do not dispute this fact. The question is whether the remaining punishment provisions of the drug trafficking statute as found in either R.C. §
{¶ 35} Appellant asserts that he was convicted of the crime of attempted trafficking in crack cocaine, and that the trial court was required to sentence him for this specific crime. Appellant contends that the one-year mandatory prison sentence imposed by the trial court was contrary to law because the attempt statute, R.C. §
{¶ 36} Appellant agrees that the attempt statute may be ambiguous with respect to the mandatory prison term provision in R.C. §
{¶ 37} Appellee argues in rebuttal that the attempt statute should be read to incorporate the punishment provisions of the underlying crime, citing a case from the Eighth District Court of Appeals in support, State v. Hall (June 29, 2000), 8th Dist. No. 76374. In Hall, the defendant was originally charged with possession of cocaine, and the quantity was such that the charge was a first degree felony. The defendant later agreed to plead to attempted possession of cocaine. The Hall court reviewed whether the defendant's plea bargain allowed the trial judge to impose the mandatory penalty provisions of the drug possession statute, including a mandatory fine and license suspension.Hall held that, "[a]n `attempted' possession of drugs is not a separate and distinct crime from possession of drugs, but rather is incorporated into the offense." Hall at *5. Hall concluded that, since an attempt is not a separate crime, all the penalty provisions of the underlying crime must necessarily apply to an attempt conviction. The Hall opinion did not explain how the court arrived at this conclusion, except by reference to Statev. Guillem (Dec. 2, 1999), 8th Dist. No. 75995. A closer look atGuillem reveals that its reasoning was based on the logic ofState v. Mramor (Oct. 2, 1986), 8th Dist. No. 50976, and it is this earlier case that explains the issue that the Eighth District was originally concerned about.
{¶ 38} In Mramor, the defendant was originally charged with one count of robbery, R.C. §
{¶ 39} "(A) No person, in attempting or committing a theft offense or in fleeing immediately after the attempt or offense, shall do any of the following:
{¶ 40} "(1) Have a deadly weapon on or about the offender's person or under the offender's control;
{¶ 41} "(2) Inflict, attempt to inflict, or threaten to inflict physical harm on another;
{¶ 42} "(3) Use or threaten the immediate use of force against another." (Emphasis added.)
{¶ 43} The defendant later pleaded guilty to one count of attempted robbery under R.C. §
{¶ 44} The Eighth District's Hall case, which ultimately relies on the reasoning of Mramor, did not fully consider the context of Mramor when it concluded that attempted drug possession is also included in the crime of drug possession. R.C. §
{¶ 45} Appellee also argues in rebuttal that the plea agreement in this case continued to refer to the original charge. Thus, Appellant was subject to the penalties available in the original charge. This argument is disingenuous, at best. A defendant is not sentenced on any and all crimes that are mentioned in the indictment. Rather, a defendant is sentenced only on those crimes for which he or she is convicted. The fact that the plea agreement refers, in part, to R.C. §
{¶ 46} The only appellate case we have found that actually analyzes the problem that Appellant has raised is from the Second District Court of Appeals, and this case supports Appellant's argument. State v. McDougald (Oct. 20, 2000), 2nd Dist. No. 17979, held that the attempt statute uses the terms of the underlying crime only to determine the degree of the attempted crime, and not to incorporate any other punishment provisions of the underlying crime. McDougald was dealing with almost the same situation that occurred in the instant case. The defendant was originally indicted for trafficking in crack cocaine in an amount exceeding 25 grams but not exceeding 100 grams; a first degree felony with a mandatory prison term of two years. Id. at 5. The defendant later entered into a Crim.R. 11 plea agreement in which the charge was reduced to attempted trafficking in crack cocaine pursuant to R.C. §
{¶ 47} "[W]e disagree with the State's claim that the content of R.C.
{¶ 48} "Concerning attempts to commit crimes, R.C.
{¶ 49} "No person, purposely or knowingly, and when purpose or knowledge is sufficient culpability for the commission of an offense, shall engage in conduct that, if successful, would constitute or result in the offense.
{¶ 50} "Division (E) of R.C.
{¶ 51} "[w]hoever violates this section is guilty of an attempt to commit an offense. * * * An attempt to commit a drug abuse offense for which the penalty is determined by the amount or number of unit doses of the controlled substance involved in the drug abuse offense is an offense of the same degree as the drug abuse offense attempted would be if that drug abuse offense had been committed and had involved an amount or number of unit doses of the controlled substance that is within the next lower range of controlled substance amounts than was involved in the attempt.
{¶ 52} "Significantly, R.C.
{¶ 53} We find the McDougald reasoning very sound, particularly the court's discussion that a conviction for an attempted crime is not converted into, or interchangeable with, a conviction for the underlying crime. For example, a conviction for attempted rape is not a conviction for rape, except with a lesser penalty. It is a conviction for attempted rape, which is a separate crime. A conviction for an attempt is a conviction in its own right, and carries its own penalty as defined by the attempt statute. In this respect, a charge of attempt is different from a charge of complicity, which may be stated in terms of the complicity statute or in terms of the principal offense. R.C. §
{¶ 54} This point is further emphasized by the 1973 Legislative Service Commission comments attached to R.C. §
{¶ 55} "This section is a general attempt statute which consolidates several specific attempt provisions in former law, and, with three exceptions, establishes an attempt to commit anyoffense as an offense in itself. The exceptions are an attempt to commit conspiracy, an attempt to commit a minor misdemeanor, and an attempt to commit any offense which in itself is defined as an attempt — in these cases, attempt is not an offense." (Emphasis added.)
{¶ 56} If an attempt is a crime in and of itself, it would stand to reason that the provisions of the attempt statute would govern the available punishments for that crime, unless the attempt statute or some other specific statutory provision indicate otherwise. This is the position taken in McDougald, supra.
{¶ 57} The Tenth District Court of Appeals, in a summary opinion, also agreed that the mandatory punishment provisions of the drug trafficking statute do not apply in a conviction for attempted drug trafficking because the attempt statute does not include those mandatory provisions. State v. Moore (Mar. 31, 1997), 10th Dist. No. 96APA09-1215.
{¶ 58} Other than the cases from the Eighth District, which we believe are inapposite, Appellee has not cited any cases which would contradict Appellant's argument or the conclusions ofMcDougald and Moore.
{¶ 59} Neither party has cited any Ohio Supreme Court cases, but it appears that there may be Supreme Court caselaw very nearly on point that resolves this issue. In State v. Powell
(1990),
{¶ 60} "Under R.C.
{¶ 61} Although Powell does not deal specifically with the enhanced punishment provisions in the drug trafficking statute, its logic can be applied to any charge of attempt arising out of R.C. §
{¶ 62} The fact that the trial court misapplied a sentencing provision does not necessarily constitute reversible error, though, if Appellant was not prejudiced by the error, i.e., if the error was harmless. The harmless error rule states that any error (including an error in sentencing) which does not affect the substantial rights of the defendant is harmless and may be disregarded by the court. Crim.R. 52; see, e.g., In re Reed,
{¶ 63} "THE TRIAL COURT ERRED BY DENYING DEFENDANT/APPELLANT'S REQUEST FOR PROBATION."
{¶ 64} In order to establish reversible error in the trial court's decision to impose a prison term rather than community control sanctions, Appellant is required to show that the court's decision was contrary to law or that the record does not support the court's findings regarding the sentence. R.C. §
{¶ 65} Normally a trial court is presumed to have considered the relevant felony sentencing factors contained in R.C. §
{¶ 66} Appellant contends that there was enough evidence presented to at least give the court a possibility of considering community control sanctions rather than prison. Many of the R.C. §
{¶ 67} We are aware of the recent Ohio Supreme Court case ofState v. Foster, ___ Ohio St.3d ___,
{¶ 68} In conclusion, the trial court erred by interpreting R.C. §
Donofrio, P.J., concurs.
DeGenaro, J., concurs.