Bеcause N.C.G.S. § 15A-2005(e) does not explicitly prohibit a trial court from submitting the special issue of mental retardation to the jury in a bifurcated, rather than unitary, capital sentencing proceeding, we hold that the legislature has left that determination to the sound discretion of the capable trial judges of our State. Such a holding is consistent with the long-standing principle that when a statute is silent on whether to bifurcate, trial judges have the inherent authority and discretion to manage proceedings before them. Here, the record does not reflect an abuse of that discretion. Accordingly, we affirm the decision of the trial court to deny defendant’s motion to bifurcate his sentencing proceeding.
Background
In 1998 defendant was convicted of the 1996 first-degree felony murder of Patricia Smith King, conspiracy to commit murder, robbery with a dangerous weapon, felonious breaking or entering, felonious
larceny, felonious possession of stolen goods, and felonious conspiracy to commit breaking or entering and larceny. A full statement of the facts of this case can be found in this Court’s prior opinion.
See State v. Ward,
Upоn review, this Court found no prejudicial error in the guilt-innocence phase of defendant’s trial, but did find error in the sentencing proceeding and remanded the case for a new capital sentencing proceeding.
Id.
at 237-38,
Analysis
In the context of the sentencing proceeding following the guilt-innocence phase of a capital trial, see N.C.G.S. § 15A-2000 (2009), the General Assembly has provided:
(e) If the court does not find the defendant to be mentally retarded in the pretrial proceeding [as outlined in N.C.G.S. § 15A-2005(c)], upon the introduction of evidence of the defendant’s mental retardation during the sentencing hearing, the court shall submit a special issue to the jury as to whether the defendant is mentally retarded as defined in this section. This special issue shall be considered and answered by the jury prior to the consideration of aggravating or mitigating factors and the determination of sentence. If the jury determines the defendant to be mentally retarded, the court shall declare the case noncapital and the defendant shall be sentenced to life imprisonment.
N.C.G.S. § 15A-2005(e) (2009) (emphasis added). A plain reading of these words shows that the statute suggests a single sentencing pro ceeding — “during the sentencing hearing” — while at the same time using language that indicates a required sequence of events within that proceeding: “upon the introduction of evidence ..., the court shall submit a special issue” that “shall be considered and answered . . . prior to the consideration of.. . and the determination of sentence.” Id. Unlike N.C.G.S. § 15A-2000, which explicitly provides that a capital trial must take place in two separate phases, first the determination of guilt or innocence, followed by the determination of sentence, N.C.G.S. § 15A-2005 is silent — and indeed inherently ambiguous — regarding whether these stages may or must take place in a unitary or bifurcated proceeding.
When the language of a statute is clear and without ambiguity, it is the duty of this Court to give effect to the plain meaning of the statute, and judicial construction of legislative intent is not required. However, when the language of a statute is ambiguous, this Court will determine the purpose of the statute and the intent of the legislature in its enactment.
Diaz v. Div. of Soc. Servs.,
(g) If the jury determines that the defendant is not mentally retarded as defined by this section, the jury may consider any evidence of mental retardation presented during the sentencing hearing when determining aggravating or mitigating factors and the defendant’s sentence.
N.C.G.S. § 15A-2005(g) (2009) (emphases added). If the jury determines that the defendant is in fact mentally retarded, then it need not consider evidence of aggravating and mitigating circumstances, becausе the trial judge must impose a life sentence.
Reading this statute to mandate a unitary sentencing proceeding discounts — or at the least underemphasizes — the critical phrase “and answered” in N.C.G.S. § 15A-2005(e).
Cf N.C. Dep’t of Corr. v. N.C. Med. Bd.,
We read this language as envisioning a procedure in which evidence of aggravators is introduced — as well as considered — after the special issue of mental retardation has been answered. Indeed, the pattern jury instructions for capital sentencing proceedings in North Carolina recognize this ambiguity and provide trial judges the flexibility to modify jury instructions in capital cases accordingly. See 1 N.C.P.I. — Crim. 150.05 (2001) (“Death Penalty — Mental Retardation Jury Determination (with Special Verdict Form)”) 1 (with an opening note stating that “[t]his instruction is written in a manner which contemplates that the jury will return to court with its answer to the mental retardation question before hearing arguments and being instructed [on aggravating and mitigating factors and determination of sentence]. If the trial judge chooses to use a different procedure, this instruction should be modified accordingly.” (emphasis added)); id. (“The one issue for you to determine at this stage of the proceedings reads: ‘Is the defendant, (name), mentally retarded?’ ”; “Your answer to this mental retardation issue, either ‘yes’ or ‘no,’ must be unanimous.”); 1 N.C.P.I. — Crim. 150.10 (“Death Penalty — Instructions to Jury at Separate Sentencing Proceeding”) (2004) (“Members of the jury, [having found the defendant guilty оf] murder in the first degree [and the defendant having been determined by you not to be mentally retarded], it is now your duty to recommend to the Court whether the defendant should be sentenced to death or to life imprisonment.”).
The plain language of N.C.G.S. § 15A-2005 indicates that the jury will make two separate determinations, at two distinct points during the sentencing proceeding: first, on the special issue of mental retardation, and next, only if the defendant is found not to be mentally retarded, thе sentence to be imposed. Allowing trial courts the discretion to bifurcate such proceedings gives proper weight to the words “and answered,” which also appear in the statute before the phrase “prior to the consideration of aggravating or mitigating factors and the determination of sentence.” Surely the General Assembly chose to require that the special issue of mental retardation be answered to indicate that the sentencing proceeding follow a specific sequence of events. By mandating that the jury first consider and answer the special issue on mental retardation, N.C.G.S. § 15A-2005(c) does not preclude a bifurcated proceeding, but rather contemplates that only after completing and returning a “not mentally retarded” verdict on the first issue may the jury even begin to consider evidence of aggravating and mitigating factors.
The evidence presented to the jury on these questions may overlap somewhat, particularly concerning the defendant’s adaptive functioning skills and whether the perpetration and details of the crime reflect those skills. See N.C.G.S. § 15A-2005(a)'(l)a. (2009) (defining mentally retarded as “[significantly subaverage general intellectual functioning, existing concurrently with significant limitations in adaptive functioning”). However, the evidence is also likely to be appreciably different, as “[t]he defendant has the burden of proving significantly subaverage general intellectual functioning, significant limitations in adaptive functioning, and that mental retardation was manifested before the age of 18,” which will typically be unrelated to the details of the crime. Id. § 15A-2005(a)(2) (2009). It seems reasonable that the legislature intended to allow for a trial court, in overseeing the sequence of events envisioned in N.C.G.S. § 15A-2005(e), to wait until receiving a negative answer to the question of a defendant’s mental retardation before expending time and resources оn the presentation of evidence of aggravating and mitigating circumstances. See N.C.G.S. § 15A-2005(e) (“If the jury determines the defendant to be mentally retarded, the court shall declare the case noncapital and the defendant shall be sentenced to life imprisonment.”). In light of this conditionality, that the jury only need consider aggravating and mitigating factors if it finds that the defendant is not mentally retarded, a trial judge might determine, in a case in which the evidence of mental retardation is particularly strong, that bifurcation would best promote judicial economy in that the need for the second phase could well be obviated.
In another instance, a trial court might determine that bifurcation would be the best means of avoiding undue prejudice. For example, when the evidence of aggravation is especially gruesome or heinous, the judge could conclude that viewing or hearing such evidence might unduly prejudice the jury in its determination of the issue of mental retardation. In connection with the issue of mental retardation, the jury will necessarily hear evidence about the defendant’s intelligence quotient (IQ) and capabilities or limitations in “the following adaptive skills areas: communication, self-care, home living, social skills, community use, self-direction, health and safety, functional academics, leisure
We have recоgnized the discretion of trial courts to conduct bifurcated proceedings, or the propriety of that approach, in a num
ber of other contexts.
See, e.g., In re Will of Barnes,
Like the statute at issue here, the statutes in each of these situations either explicitly provide for bifurcated proceedings or plainly contemplate that the proceeding take place in stages or phases. Thus, our case law demonstrates that, even bifurcated, a hearing is still treated as the same single proceeding or trial.
See, e.g., In re Will of Hester,
We have stated that a “bifurcated trial is particularly appropriate where separate submission of issues avoids confusion and promotes
a logical presentation to the jury and where resolution of the separated issue will potentially dispose of the entire case.”
Id.
at 743,
The paramount duty of the trial judge is to supervise and control the course of the trial so as to prevent injustice. In discharging this duty, the court possessesbroad discretionary powers sufficient to meet the circumstances of each case. This supervisory power encompasses the authority to structure the trial logically and to set the order of proof. Absent an abuse of discretion, the trial judge’s decisions in these matters will not be disturbed on appeal.
Id.
at 741-42,
[A trial judge] is clothed with this power because of his learning and integrity, and of the superior knowledge which his presence at and participation in the trial gives him over any other forum. However great and responsible this power, the law intends that the Judge will exercise it to further the ends of justice, and though doubtless, it is occasionally abused, it would be difficult to fix upon a safer tribunal for the exercise of this discretionary power, which must be lodged somewhere.
Moore v. Edmiston,
Equally important, we have recently noted in a capital case that “heightened attention to procedural safeguards is necessary in cases of alleged mental retardation in order to protect against the inadvertent and unconstitutional execution of mentally retarded defendants.”
State v. Locklear,
In
Locklear
this Court also recognized the cautionary advice given by the United States Supreme Court in
Atkins v. Virginia,
Identifying mentally retarded offenders can be an inherently difficult task requiring particular attention to procedural safeguards. See Atkins,536 U.S. at 317 ,153 L. Ed. 2d at 348 (noting that “some characteristics of mental retardation undermine the strength of the procedural protections that our capital jurisprudence steadfastly guards”). The difficulty of this task increases the likelihood that mentally retarded offenders will be unconstitutionally sentenced to death. See id. at 321,153 L. Ed. 2d at 350 (“Mentally retarded defendants in the aggregate face a special risk of wrongful execution.”).
Locklear,
The record here reflects that, before denying defendant’s motion for bifurcation, the trial judge heard extensive, well-reasoned argument on the issue from both, the prosecution
Let’s go аhead and determine up front [defendant’s mental retardation]. Put on the evidence that goes towards mental retardation: let’s talk about that. And then if the jury finds that, that is fine. If they don’t find that, at least they had a chance to determine that issue without a lot of other baggage and those types of things coming in, and then we proceed. [The State] would not have to put the witness on a second time. The same juror has heard that [evidence of mental retardation]. We are not losing any time.
I am just asking that that issue [of mental retardation] be determined up front without allowing the state [sic] to put everything in that they possibly would to try to inflаme a jury and try to get them all jacked up ready to do anything. Let’s focus on this issue.
Notwithstanding these arguments, the trial court denied defendant’s motion. Nothing in the record or transcript indicates that the trial court’s decision was arbitrary or “manifestly unsupported by reason.”
White v. White,
Conclusion
Because the plain language of N.C.G.S. § 15A-2005 contemplates a specific chronological order of events within the sentencing proceeding, but does not explicitly require or prohibit bifurcation of the proceeding into distinct phases, we hold that our State’s trial judges have the discretion to determine whether to bifurcate the issues of mental retardation and sentence. Because we discern no abuse of discretion here, we affirm the trial court’s order denying defendant’s motion to bifurcate.
AFFIRMED IN PART; CERTIORARI IMPROVIDENTLY ALLOWED IN PART.
The imposition of a sentence of death is the most serious punishment that can be meted out by the State of North Carolina. Ac cordingly, every measure must be taken to ensure that all defendants are treated uniformly and consistently when at all possible. In the case sub judice the majority opens the door for vastly inconsistent procedures in capital sentencing proceedings across the State by allowing superior court judges the discretion to deviate from the bounds of the clearly defined statutory procedure set out by the General Assembly. Because this statutory framework does not allow the trial court the disсretion to bifurcate a capital sentencing proceeding into a proceeding on mental retardation issues and then a separate proceeding on all other sentencing issues, I concur only in the result of the Court’s opinion.
In 2001 the North Carolina General Assembly determined that those convicted of first-degree murder may not be sentenced to death if it is shown that the defendant is mentally retarded. N.C.G.S. § 15A-2005 (2009). The burden of proof in mental retardation issues rests upon the defendant.
Id.
§ 15A-2005(a)(2). Upon a defendant’s motion that is supported by appropriate affidavits, the trial court “may order a pretrial hearing to determine if the defendant is mentally retarded.”
Id.
§ 15A-2005(c). If the trial court finds the defendant to be mentally retarded in the pretrial hearing, the State may not proceed capitally.
Id.
However, if the trial court does not find the defendant to be mentally retarded in a pretrial hearing, the issue may be raised again and evidence presented during the sentencing hearing. N.C.G.S. § 15A-2005(e). The issue in the instant case is whether the trial court is
My analysis turns upon a correct interpretation of N.C.G.S. .§ 15A-2005(e), which states:
If the court does not find the defendant to be mentally retarded in the pretrial proceeding, upon the introduction of evidence of the defendant’s mental retardation during the sentencing hearing, the court shall submit a special issue to the jury as to whether the defendant is mentally retarded as defined in this section. This special issue shall be considered and answered by the jury prior to the consideration of aggravating or mitigating factors and the determination of sentence. If the jury determines the defendant to be mentally retarded, the court shall declare the case noncapital and the defendant shall be sentenced to life imprisonment.
N.C.G.S. § 15A-2005(e). This Court’s method of statutory construction is well settled.
When the language of a statute is clear and without ambiguity, it is the duty of this Court to give effect to the plain meaning of the statute, and judicial construction of legislative intent is not required. However, when the language of a statute is ambiguous, this Court will determine the purpose of the statute and the intent of the legislature in its enactment.
Diaz v. Div. of Soc. Servs.,
When, as here, defendant is not found to be mentally retarded during a pretrial proceeding, the trial court is required under section 15A-2005(e) to submit a separate issue on mental retardation “during the sentencing hearing” if a defendant introduces “evidence of the defendаnt’s mental retardation.” This plain language indicates that the General Assembly provided a means for giving the jury a special issue on mental retardation if the defendant presented evidence of mental retardation during the sentencing hearing, not in a hearing that occurs before the sentencing hearing. The statute requires that the trial court instruct the jury to determine the issue of mental retardation before considering the aggravating and mitigating evidence and determining the defendant’s sentence. The statute, however, does not provide a procedure for the addition of a separate hearing befоre the sentencing hearing. Instead, the statute provides a mechanism for the evidence of mental retardation to be presented as part of the defendant’s case during the sentencing proceeding. The legislature was well aware that in capital sentencing proceedings the State presents evidence of aggravating circumstances before a defendant’s introduction of mitigating evidence. Thus, the General Assembly intended that evidence of mental retardation would be introduced by a defendant after the State presented its evidence of aggravators.
Moreover, I am not сonvinced that the word “consideration” in the statute can be taken to mean that the jury may- not
hear
evidence of aggravation or mitigation before its deliberation and determination of the mental retardation issue. The jury considers evidence of aggravation and mitigation after hearing all the evidence, being instructed “that it must
consider
any aggravating circumstance or circumstances or mitigating circumstance or circumstances” provided under N.C.G.S. § 15A-2000(e) and (f), N.C.G.S. § 15A-2000(b) (2009) (emphasis added), and after determining whether defendant is mentally retarded,
id.;
N.C.G.S. § 15A-2005(e). Simply viewing or hearing the evidence presented
Defendant asserts that even if there is no statutory mechanism for bifurcating the hearing, this Court’s decision in
State v. Blackwell,
However, in this case the General Assembly has spoken, and there is a statutory mechanism. That statutory mechanism is that during defendant’s presentation of evidence in the sentencing proceeding, if there is evidence introduced tеnding to show that defendant is mentally retarded, the trial court must submit a special issue to the jury to be considered and answered prior to any consideration of aggravating or mitigating circumstances and the determination of sentence. Because the General Assembly has clearly spoken, trial courts are not allowed to deviate from that procedure. See N.C. Const, art. IV, § 13(2). Thus, the trial court had no discretion to bifurcate the sentencing hearing and properly denied defendant’s motion.
Although the legislature could have elected to vest trial courts with discretion to trifurcate capital trials, it did not choose to do so. Instead, the legislature has established specific and comprehensive procedures for capital proceedings.
See
N.C.G.S. § 15A-2000 (2009). Under these statutory procedures, “upon conviction or adjudication of guilt of a defendant of a capital felony . . . the court shall conduct a separate sentencing proceeding to determine whether the defendant should be sentenced to death or life imprisonment.”
Id.
§ 15A-2000(a)(l). The supplemental provisions for capital mental retardation determinations do not authorize, or even mention, adding a third, separate proceeding before the jury.
See id.
§ 15A-2005. When, as here, the State metes out the most serious punishment recognized under our criminal law, capital defendants should be treated uniformly and provided “a separate sentencing proceeding.”
Id.
§ 15A-2000(a)(l);
see also Gregg v. Georgia,
CONCLUSION
Because trial courts do not have the discretion to bifurcate capital sentencing proceedings for the purpose of having the jury hear only evidence of mental retardation аnd then make a determination on that issue before the introduction of aggravating and mitigating circumstances, I concur only in the result reached by the majority’s opinion.
Notes
. An interim version of these instructions, dated November 2009, may be found at http://www.sog.unc.edU/programs/ncpji/documents/rl50.05_ll_2009.p df. The portions quoted here remain unchanged in the interim version.
. Although N.C.G.S. § 15A-2000(a)(3) provides, in part, that “all such evidence [from the guilt determination phase] is competent for the jury’s consideration in passing on punishment,” it limits the evidence during the sentencing proceeding to “any matter that the court deems relevant to sentence." (Emphasis added.) The statute does not provide that such evidence is competent or relevant for the jury’s consideration in passing on the special issue of mental retardation.
. N.C.G.S. § 15A-2005(c) also allows for the possibility of a pretrial hearing on mental retardation to take place before the sentencing hearing, making such a pretrial hearing mandatory if the State consents. If the State does not agree, the trial court, in its discretion, may still order a pretrial hearing upon a motion by the defendant.
. Indeed, N.C.G.S. § 15A-2000(a)(3) gives great deference to the trial court’s ability to evaluate what evidence is relevant to the sentence under consideration, providing that “[a]ny evidence which the court deems to have probative value may be received.”
