Lead Opinion
The State petitioned this Court to review a court of appeals decision affirming defendant’s conviction, granting defendant’s petition for post-conviction relief, and modifying the sentence. Pursuant to A.R.S. §§ 13-4031 and -4033 and Rule 31.19, Ariz. R.Crim.P., 17 A.R.S., we granted the State’s petition but limited our review to whether the court of appeals correctly declared invalid the mandatory lifetime parole provision of A.R.S. § 13-604.01(1) thereby vacating the trial court’s imposition of lifetime parole as part of defendant’s sentence. We have jurisdiction pursuant to article 6, § 5(3) of the Arizona Constitution.
For purposes of our review, we need only note that Wagstaff (appellant) was convicted of child molestation in the first degree, a crime falling within the special sentencing provisions for dangerous crimes against children, A.R.S. § 13-604.01. Appellant re
In addition to the term of imprisonment imposed pursuant to this section and notwithstanding any other law, the court shall order that a person convicted of any dangerous crime against children in the first degree be supervised on parole after release from confinement on such conditions as the court or board of pardons and paroles deems appropriate for the rest of the person’s life.
The court of appeals found the statute “invalid” because: (1) it gives the judicial branch power to grant parole and that power rests exclusively with the Board of Pardons and Paroles; (2) it is inconsistent with other sections of the criminal code, specifically, A.R.S. §§ 31-412(A) and 31-414, which extend the Board of Pardons and Paroles’ authority to supervise parolees only to the expiration of the term-of-years sentence; and (3) it is impossible to enforce the statute as it relates to a first-degree offender who is not eligible for parole during the entire sentence because no unexpired term for which a parole violator could be reincarcerated remains.
DISCUSSION
Initially, we note that the court of appeals and both parties presented a broad array of problems with, justifications for, interpretations of, and rationale underlying this statute. Appellant challenged the statute’s constitutionality on several grounds and the State provided many reasons why the statute should be upheld. We believe, however, that this statute violates the constitutionally required separation of powers on two bases not fully addressed by either party or by the court of appeals.
The Arizona Constitution provides for the division of government into three departments, stating that “such departments shall be separate and distinct, and no one of such departments shall exercise the powers properly belonging to either of the others.” Ariz. Const, art. 3. By dispersing authority among various institutions of state government, the framers of the Arizona Constitution manifested their distrust of concentrations of power. See Leshy, The Making of the Arizona Constitution, 20 Ariz.St.L.J. 1, 70 (1988). The fear of concentrating power in the judicial branch was perhaps best expressed by one of the framers of the United States Constitution:
[W]ere the power of judging joined with the legislative, the life and liberty of the subject would be exposed to arbitrary control, for the judge would then be the legislator. Were it joined with the executive power, the judge might behave in all the violence of an oppressor.
The Federalist No. j7 (J. Madison, quoting Montesquieu) (emphasis in original). Many years ago, this Court quoted with favor the words of Chief Justice Marshall to describe the concept of division of power and the court’s role in assessing whether the separation of powers doctrine has been violated:
The difference between the departments undoubtedly is, that the legislature makes, the executive executes, and the judiciary construes the law; but the maker of the law may commit something to the discretion of the other departments, and the precise boundary of this power is a subject of delicate and difficult inquiry, into which a court will not enter unnecessarily.
Giss v. Jordan,
Judiciary’s Power to Impose Lifetime Parole
The court of appeals apparently believed that A.R.S. § 13-604.01(1) violated separation of powers. It said that the statute “purports to give the trial court power to impose lifetime parole____ However, the judicial branch of government in Ari
We agree that the exclusive power to grant parole rests with the Board of Pardons and Paroles. However, A.R.S. § 13-604.01(1) does not give the judicial branch power to grant parole; rather, it mandates that lifetime parole be imposed by the court as part of a convicted offender’s sentence. The legislative determination that lifetime parole should be part of the sentence imposed by the judiciary on those who commit dangerous crimes against children does not necessarily violate separation of powers.
Arizona is not the first jurisdiction to create a special parole as part of the sentence. The “special parole term” provisions enacted by the United States Congress as part of the Comprehensive Drug Abuse Prevention and Control Act of 1970, for example, have been examined and upheld by nearly all of the federal circuit courts. See, e.g., United States v. Avellanes,
In the federal eases, defendants challenged the imposition of a special parole term on various constitutional grounds, including due process and separation of powers. The statute, 21 U.S.C. § 841(b)(1)(A), mandates a special parole term of at least three years in addition to a term of imprisonment.
Arizona’s statute is quite clear on the number of years a person could be sentenced to a special parole. First-degree offenders must be sentenced to parole supervision for the remainder of their lives and second degree offenders can be sentenced to parole supervision up to the remainder of their lives. See A.R.S. § 13-604.01(1). Contrary to the court of appeals' implied interpretation, therefore, we do not believe the legislature’s determination that those who commit dangerous crimes against children should be sentenced to lifetime parole, by itself, violates separation of powers. To the extent the court of appeals relied on this premise in invalidating the statute, we disapprove that reasoning.
Unconstitutional Vesting of Executive Authority in the Judiciary
This Court, along with the courts of our sister states, has long recognized the division of power and the transfer of jurisdiction over a felon from the judicial to the executive branch of government upon conviction. See Orme v. Roberts,
Under our system, parole decisions traditionally have not been part of the judicial process and have not been in the continuum of the judicial function of government. From the earliest days of Arizona’s statehood, the Board of Pardons and Paroles, an arm of the executive branch, has exercised authority over parole decisions. See Penal Code of 1913. The statutes relating to parole do not envision a system under which a parolee is subject to the supervision of a court whose facilities for investigation and prisoner guidance are limited by necessity. Instead, the statutes envision active administration by trained officials who decide whether to grant parole and determine parole conditions based on current confidential investigative reports prepared by case analysts, Department of Correction offender records, and medical, psychological and psychiatric reports. See A.R.S. § 31-402. These investigations and recommendations sometimes are made many years after court officials have last seen the convicted person.
The court of appeals found the lifetime parole provision of A.R.S. § 13-604.01(1) inconsistent with other provisions of the criminal code, specifically A.R.S. §§ 31-402(A), -412(A), and- -414, which grant the Board of Pardons and Paroles exclusive authority over parole decisions and extend the authority to supervise a parolee only to the end of the term-of-years sentence. The State, in its brief to this court, proposes that we ignore the traditional distribution of authority. It suggests that the legislature implicitly divested the Board of Pardons and Paroles of its exclusive authority by including the phrase “and notwithstanding any other law” in A.R.S. § 13-604.01(1).
Given the long history of the distinct functions of the judicial and executive branches, as well as the judiciary’s unsuitability for carrying out the tasks associated with a parole system, we are disinclined to read the phrase this broadly without more indication that divestiture was the legislature’s intent. In addition, however, we believe the statute creates the potential for conflict between the executive and judicial branches and places the judiciary in a constitutionally impermissible position.
By its very words, the statute gives power to both the courts and the Board of Pardons and Paroles to dictate different parole conditions. The provision that the court shall order a first-degree offender supervised on parole “on such conditions as the court or the board of pardons and paroles deems appropriate for the rest of the person’s life” creates an opportunity for the separate branches to contradict each other with regard to imposing parole conditions and determining if a parole condition has been violated. Such an inherent clash of authority cannot be sanctioned. See 16 Am.Jr.2d Constitutional Law § 314, at 835-36 (1979) (“judiciary may not encroach upon, share, or usurp the executive function” without violating separation of powers). Moreover, even if the potential for conflict was not inherent in the statute, the judicial branch cannot be placed in the position of encroaching on executive prerogative or of having to determine the constitutionality and pass objectively on a parole plan of its own design. See, e.g., Rockwell v. Superior Court of Ventura County,
On review to this Court, both parties discussed whether art. 4, pt. 1, § 1(6) of the Arizona Constitution prohibits legislative amendment of the statute granting exclusive authority over parole to the Board of Pardons and Paroles. We need not reach this constitutional issue, however, because we are persuaded that vesting the judiciary with the power to impose parole terms and conditions encroaches on the executive branch and consequently is unconstitutional. Wé note that a marked difference exists between the legislature mandating the court to impose lifetime parole as part of the sentence and the legislature allowing the court to participate in execution of the sentence by establishing parole terms and conditions. The former does not violate separation of powers because it is a legislative determination of the punishment to be imposed. The latter, however, is an unconstitutional delegation of executive authority in the judiciary.
We hold that the provision ordering a person convicted of a dangerous crime against children supervised on parole “on such conditions as the court ... deems appropriate for the rest of the person’s life” violates the constitutional requirement that the executive and judicial departments remain separate and distinct.
Abdication of Legislative Responsibility to the Judiciary
Defining crimes and fixing penalties are legislative, not judicial, functions. State v. Marquez,
When called upon to interpret a statute, our first inquiry is to determine and give effect to legislative intent behind the statute. Martin v. Martin,
The legislature’s purpose in enacting the Dangerous Crimes Against Children Act can be surmised. Protecting the children of Arizona and punishing severely
The State suggests that we can determine the sanction the legislature intended to impose by recognizing the judiciary’s ability to exercise its contempt powers, by acknowledging the salutary effect of the parole provisions, or by reading A.R.S. § 13-604.01 in harmony with A.R.S. § 13-604.02. In this instance, however, the first two proposed “sanctions” are inapplicable and the third, which the State proposes should create harmony, actually results in cacophony.
We determined above that the judiciary cannot share the power over setting parole terms and conditions with the executive branch. The suggestion, therefore, that we could enforce lifetime parole through exercise of our contempt powers must fail. We cannot exercise our contempt powers pursuant to A.R.S. § 12-861 if we cannot issue the order setting out the conditions of parole. The State’s other suggested interpretation, that we recognize the effect of warning a defendant that the State will be watching for the remainder of that person’s life, may indeed have a salutary effect, but that effect does not rise to the level of a sanction for parole violation.
The State’s additional suggestion that the court interpret the enhancement provisions of A.R.S. § 13-604.02 as the sanction the legislature intended to impose if lifetime parole is violated also must fail. The enhancement provisions of A.R.S. § 13-604.02, by their terms, enhance subsequent felony convictions but have no effect on the original conviction or sentence.
Moreover, assuming the mandatory imposition of lifetime parole is part of the sentence and does not violate other constitutional provisions, the State’s proposed interpretation would result in an internally inconsistent statute. We strive to construe a statute and its subsections as a consistent and harmonious whole. Powers v. Is-ley,
We do not believe that any of the State’s proposed interpretations aid in determining the penalty the legislature intended to impose for violation of a parole condition nor are we able to determine any rational penalty from our own review. In contrast to the federal special parole term scheme under the Comprehensive Drug Abuse Prevention and Control Act, for example, Arizona’s sentencing provision does not specify sanctions for violation of a special parole term. Under the federal statute, Congress provided for an increase to the original term of imprisonment and revocation of a special parole term upon violation of a special parole condition.
Arizona’s special parole statute also does not set out a range of punishment alternatives that would operate at the court’s discretion. Compare United States v. Bat-chelder,
Uncertainty in a criminal statute results in an unconstitutionally vague statute, whether the uncertainty goes to the persons within the scope of the statute, the conduct forbidden, or the punishment which may be imposed. See W. LaFave and A. Scott, Substantive Criminal Law § 2.3 (1986). Indefiniteness in a criminal statute must be avoided because it may constitute a denial of due process of law when people of common intelligence must guess at its meaning or may differ as to its application. Southwest Engineering Co. v. Ernst,
Proscribing conduct and determining appropriate sanctions for those who deviate from the accepted norms of conduct is purely a legislative function. State v. Marquez,
Severance
Before we declare a statute unconstitutional, we apply the rule of severance. An entire statute need not be declared unconstitutional if the constitutional portions can be separated. Cohen v. State,
By separate opinion issued today, we also find the discretionary sentence of lifetime parole for second degree offenders without clear sanctions a violation of separation of powers.
The decision of the court of appeals is approved, as modified by this opinion. That portion of appellant’s sentence imposing lifetime parole is vacated.
Notes
. 21 U.S.C. § 841(b)(1)(A) provides:
Any sentence imposing a term of imprisonment ... shall, in the absence of ... a prior conviction, impose a special parole term of at least 3 years in addition to such term of imprisonment and shall, if there was ... a prior conviction, impose a special parole term of at least 6 years in addition to such term of imprisonment.
. The dissent mischaracterizes the bases for our determination that this statutory scheme violates separation of powers. We do believe that the judiciary traditionally has not exercised power over parole and that the judicial branch is ill-suited to administer a parole program. In addition, however, we are concerned about the inherent conflict created by the statute’s language stating that lifetime parole will be imposed under conditions determined by the court or the Board of Pardons and Paroles. Moreover, we believe the statute, as written, would allow the judiciary to encroach on the role of the executive and potentially requires the judiciary to determine the constitutionality of a court-imposed parole condition. The dissent does not address any of these violations of separation of powers.
The dissent cites the federal "special parole term” scheme to support its position that a court-imposed special parole term is constitutional. The dissent fails to recognize, however, that Arizona's statute differs in important aspects from the federal statute. Unlike. A.R.S. § 13-604.01(1), the federal parole statute does not create a situation where the federal courts share the parole function with the federal parole board. Moreover, unlike Arizona’s statute, the federal statute fixes the penalty for parole violation (see discussion below, at 495,
. The State also suggests that underlying this statute is the legislative determination that these types of offenders are "in dire need of help and should be strictly supervised the rest of their lives." Although laudable, we question whether this purpose is appropriately addressed by criminal penalties.
. A.R.S. § 13-604.02 provides:
A. Notwithstanding any provision of law to the contrary, a person convicted of any felony offense involving the [use of a weapon or inflicting physical injury] or [6 specific felonies] while the person is on ... parole ... shall be sentenced to life imprisonment and is not eligible for [any type of release] ... until the person has served not less than twenty-five years. A sentence imposed pursuant to this subsection shall revoke the convicted person’s release if the person was on release____ B. Notwithstanding any provision of law to the contrary, a person convicted of any felony offense not included in subsection A of this section if committed while the person is on ... parole ... shall be sentenced to a term of not less than the presumptive sentence authorized for the offense, and the person is not eligible for [any type of release] until the sentence imposed by the court has been served. A sentence imposed pursuant to this subsection shall revoke the convicted person’s release if the person was on release____
. 21 U.S.C. § 841(c) provides:
(c) A special parole term imposed under this section ... may be revoked if its terms and conditions are violated. In such circumstances the original term of imprisonment shall be increased by the period of the special parole term and the resulting new term of imprisonment shall not be diminished by the time which was spent on special parole. A person whose special parole term has been revoked may be required to serve all or part of the remainder of the new term of imprison-ment____
. The discretionary sentence of lifetime probation for second degree offenders is not before the Court at this time. The statutory language suggests that the probation provisions are hot so intertwined with the parole provisions as to raise the presumption that the legislature would not have enacted one without the other. See State ex rel. Berger v. Superior Court,
. Mindful of the legislature’s authority to declare punishment for crimes, we point out that there are ways the statute could have been constructed to avoid the separation of powers conflict. For example, the legislature could have declared a life imprisonment penalty for these types of offenses with parole eligibility after a certain number of years. Another possible model might be a special parole provision similar to the federal Comprehensive Drug Abuse Prevention and Control Act of 1970 as described above. We are not determining that these types of provisions necessarily would be constitutional; they would, however, not conflict with the separation of powers doctrine.
Dissenting Opinion
dissenting.
I regret that I must dissent. I believe that even though parole has traditionally been an executive function, no constitutional doctrine prohibits the courts from exercising this responsibility. Indeed, parole, being quasi-judicial in nature, could be as much of a judicial function as probation is today. I find nothing in our constitution to prevent the legislature from conferring this responsibility upon the judiciary.
Statutes are presumed constitutional and the burden of proof is on the opponent of the statute to show it infringes upon a constitutional guarantee or violates a constitutional principle. Eastin v. Broomfield,
The Arizona Constitution is silent as to the power of courts to impose parole. In fact, our constitution does not address parole at all, nor does it prohibit the legislature from conferring upon the courts the power to place a defendant on parole.
The majority concludes, however, that the statute violates the separation of powers provision of the Arizona Constitution which reads:
The powers of the government of the State of Arizona shall be divided into three separate departments, the Legislative, the Executive, and the Judicial; and, except as provided in this Constitution, such departments shall be separate and distinct, and no one of such departments shall exercise the powers properly belonging to either of the others.
Ariz. Const, art 3. The majority’s reasons are twofold: 1) parole decisions have traditionally been a function of the executive branch, not the judiciary; and 2) the judiciary is unsuitable for parole related tasks.
By statute, the power to recommend parole is vested exclusively in the Board of Pardons and Paroles (Board), an executive branch agency:
The board of pardons and paroles shall have exclusive power to pass upon and recommend reprieves, commutations, paroles and pardons.
A.R.S. § 31-402(A). In addition, it is within the Board’s sole discretion to determine whether or not to release a prisoner who is parole eligible. A.R.S. § 31-412(A); Stewart v. Arizona Bd. of Pardons and Paroles,
I believe, however, that it is within the legislative domain to assign the power to impose parole. State v. Molina,
The majority agrees that A.R.S. § 13-604.01(1) mandates courts to impose lifetime parole as part of the defendant’s sentence, and does.not give the judiciary power to grant parole. The majority says that although this does not render the statute unconstitutional, it violates separation of powers because the judiciary is unsuitable for parole tasks and traditionally has
Support for this position may be found in federal law under the Federal Drug Abuse Prevention and Control Act (Act) which provides for a “special parole term” to be imposed after a defendant has served his entire initial sentence. 21 U.S.C. § 841(c). The Act authorizes the district judge to impose a “special parole term” in addition to defendant’s ordinary parole. Although a split of authority exists, the majority of federal courts considering the constitutionality of a judicially imposed “special parole term” have found no separation of powers impediment to such a provision. United States v. Arellanes,
I agree with the federal majority view on the constitutionality of a court imposed special parole term and believe that the lifetime parole provision of A.R.S. § 13-604.01(1) offends no United States or Arizona constitutional provision.
2. Is There Power to Punish?
The majority concludes that A.R.S. § 13-604.01(1) is unconstitutionally vague because it contains no specified penalty for violation of lifetime parole. Because a first-degree offender must serve his entire prison sentence before he may be paroled, there presumably is no way to punish him as there will be no unexpired portion of the sentence to use for reimprisonment for parole violations. Wagstaff,
3. Does the Statute Conflict with Other Statutes?
I also believe the legislature intended to make an exception to the parole board’s '
As a rule of construction, statutes relating to the same subject matter, or the same general purpose, should be construed together and harmonized where possible. State v. Sweet,
If, however, two statutes are so in conflict that they cannot stand together or be harmonized, different rules of statutory construction apply. In that situation, the more recent statute controls over the older statute. As noted by Sutherland:
Statutes for the same subject, although in apparent conflict, are construed to be in harmony if reasonably possible. If there is an irreconcilable conflict between the new provision and the prior statutes, the new provision will control as it is the later expression of the legislature.
Sutherland, supra, § 51.02, at 453-54. See Lemons v. Superior Court,
I would hold that the lifetime parole provision of A.R.S. § 13-604.01(1) does not violate the constitutional principle of separation of powers. Courts have the statutory authority to impose lifetime parole on prisoners because the legislature stated in A.R.S. § 13-604.01(1) that court imposed parole is an exception to any other law (“notwithstanding any other law”), and this would include the previously enacted statute A.R.S. § 31-402(A) (exclusive authority over parole shall be vested in the board of pardons and paroles). The sentence of the trial court should be affirmed and the opinion and decision of the court of appeals vacated.
