63 A.3d 175 | N.J. | 2013
Lead Opinion
delivered the opinion of the Court.
We must decide whether the community-caretaking doctrine authorizes the police to conduct a warrantless entry and search of a home to check on the welfare of a resident in the absence of the resident’s consent or an objectively reasonable basis to believe that there is an emergency.
In this case, a landlord called the police because he had not seen or been able to contact a tenant for two weeks. During the two-week period, the tenant’s garbage was not placed curbside, his mail accumulated, his car remained unmoved, and his monthly rent went unpaid. The landlord expressed concern for the tenant’s well-being, and the police entered the home without a warrant and conducted a “welfare check.” The tenant was not at home, but the search uncovered evidence that led to the tenant’s indictment.
The trial court suppressed the evidence because the warrantless entry and search were not prompted by an objectively reasonable emergency. The Appellate Division reversed, concluding that the community-caretaking doctrine did not require an exigency to conduct a warrantless search; it only required that the police act reasonably.
We now hold that, based on the United States Supreme Court’s and this Court’s jurisprudence, the community-caretaking doctrine is not a justification for the warrantless entry and search of a home in the absence of some form of an objectively reasonable emergency. Because the warrantless entry and search in this case violated the Fourth Amendment of the United States Constitution and Article I, Paragraph 1 of our State Constitution, we reverse and reinstate the trial court’s suppression order.
I.
A state grand jury returned an indictment charging defendant Cesar Albert Vargas with various second-, third-, and fourth-degree crimes involving money laundering, possession with intent to distribute marijuana, unlawful possession of firearms, unlawful
At a suppression hearing before the Honorable Benjamin C. Telsey, J.S.C., the State called four witnesses to testify. The essential facts are largely undisputed.
A.
By March 2008, defendant Cesar Albert Vargas had resided for about a year in a second-floor apartment at 1035 East Park Avenue in Vineland. Henry Olaya, the landlord of the four-unit building, testified that Vargas was a “good tenant” — he kept his place clean and “paid his rent on time.”
On March 2, Olaya placed a letter in Vargas’s mailbox informing him that in three days he and an appraiser would enter his apartment. On March 5, Olaya and the appraiser entered Vargas’s apartment; Vargas was not at home. Olaya observed nothing amiss inside the residence.
On March 17, Olaya intended to do spring cleaning at the building. There, he observed Vargas’s Jaguar parked beside the house, covered in pollen, its rear tires deflated. Moreover, Vargas’s mailbox was full, and Olaya’s March 2 letter had not been removed. Olaya knocked on Vargas’s door and called his cell phone without any response. Olaya’s concern about the unpaid rent now ripened into concern about his tenant’s welfare. Olaya decided against entering Vargas’s apartment despite the terms of the rental agreement, which provided that the “OWNER may enter ... the premises at any time in case of emergency or suspected abandonment.”
Instead, after conferring with the co-owner of the building, Olaya dialed 9-1-1 to alert the police. Before doing so, however, Olaya did not try calling Vargas’s emergency contact number or place of employment.
In all, three Vineland police officers were dispatched to 1035 East Park Avenue for a “welfare check.” When Sergeant Louis Carini and Patrolman John Calió arrived, Olaya told them that he had been unable to contact Vargas for approximately two weeks.
No one answered when the officers knocked on Vargas’s door. The officers then peered through a window but saw no one in the apartment. They contacted dispatch and confirmed that no “calls for service” — such as a call for an ambulance or the police — had come from or been directed to Vargas’s apartment. The officers did not ask the dispatcher to check whether Vargas had been arrested or hospitalized because such an approach was not consistent with protocol. Olaya — according to Officer Calió — did not tell them that he had Vargas’s contact information.
The officers ultimately entered Vargas’s apartment because they “had reasons to fear for his safety.” Olaya unlocked the apartment door, and the officers began to search the premises for Vargas. The officers checked all the rooms of the apartment, as well as the closets, and found no one home and no signs of foul play. In the living room they saw a six- to eight-inch jar containing vegetation that appeared to be marijuana. Olaya, who had entered the apartment with the officers, opened kitchen cabinet drawers. Inside one drawer “appeared to be two canning jars full of marijuana.” An officer standing nearby observed the drawer’s contents, and the police then directed everyone to leave the apartment.
The police later secured a warrant to search the apartment.
B.
The trial court concluded that the police violated the Constitution’s warrant requirement and suppressed all evidence seized as a
The court distinguished the present case from other communitycaretaking doctrine cases: State v. Bogan, 200 N.J. 61, 975 A.2d 377 (2009); State v. Diloreto, 180 N.J. 264, 850 A.2d 1226 (2004); State v. Garbin, 325 N.J.Super. 521, 739 A.2d 1016 (App.Div.1999), certif. denied, 164 N.J. 560, 753 A.2d 1153 (2000); and State v. Navarro, 310 N.J.Super. 104, 708 A.2d 416 (App.Div.), certif denied, 156 N.J. 382, 718 A.2d 1211 (1998). In each of those cases, the court noted, there was “an immediate risk to not only a present individual but an immediate risk to the community at large.” Here, the court did not see “a single indicia of evidence” that either Vargas’s or the community’s safety was at risk. Rather, the evidence was consistent with someone vacationing, traveling on business, or tending to a sick family member. In other words, “[h]e just wasn’t there for a couple of weeks and that’s it.”
C.
The court denied the State’s motion for reconsideration. The court agreed with the State’s argument that the elements of the
The court stated in a supplemental letter that it found further support for its decision in Ray v. Township of Warren, 626 F.3d 170 (3d Cir.2010). That case held that “[t]he community earetaking doctrine cannot be used to justify warrantless searches of a home.” Id. at 177. The court reaffirmed its earlier determination that there were no “exigent circumstances” to justify the warrant-less search of Vargas’s home.
D.
In an unpublished opinion, the Appellate Division reversed, holding that the police conducted a warrantless search of Vargas’s residence in conformance with the eommunity-earetaking doctrine. The panel observed that Cady v. Dombrowski described a community-caretaking function as one “totally divorced from the detection, investigation, or acquisition of evidence relating to the violation of a criminal statute.” 413 U.S. 433, 441, 93 S.Ct. 2523, 2528, 37 L.Ed.2d 706, 714-15 (1973). The panel emphasized that the community-caretaking doctrine does not focus “ ‘on the compelling need for immediate action ... but instead on the objective reasonableness of the police action in executing their service function,’ ” (quoting State v. Kaltner, 420 N.J.Super. 524, 541, 22 A.3d 77 (App.Div.2011), aff'd o.b., 210 N.J. 114, 41 A.3d 736 (2012)). It noted that although the community-caretaking and exigent-circumstances exceptions to the warrant requirement “ha[ve] been used interchangeably,” the two are distinct. Under the panel’s
The panel acknowledged the “split of authority among the federal circuit courts of appeals concerning the applicability of the [community-caretaking] exception” in the context of home searches. It further acknowledged the Third Circuit’s holding in Ray that the community-caretaking exception “does not apply to searches of residences,” (citing Ray, supra, 626 F.3d at 177). However, the panel stated that the community-caretaking doctrine under our state-law jurisprudence extends to home searches, (citing Bogan, supra, 200 N.J. at 74-75, 975 A.2d 377 and Kaltner, supra, 420 N.J.Super. at 542-43, 22 A.3d 77). The panel concluded that the warrantless search in this case was based on “a legitimate concern for [Vargas’s] welfare and divorced from any criminal investigation” and that the actions of the police were objectively reasonable.
We granted Vargas’s motion for leave to appeal. State v. Vargas, 209 N.J. 99, 35 A.3d 681 (2012).
II.
Vargas urges this Court to reverse the Appellate Division on the ground that the community-caretaking doctrine, absent some degree of exigency, cannot serve as the basis for the warrantless entry and search of a home. He argues that the communitycaretaking doctrine is a narrow exception to the warrant requirement and does not apply here because the police did not have an “objective basis to believe” that he was in his apartment and “in need of assistance.” He claims that the present case stands in contrast to the community-caretaking cases of Bogan and Diloreto, in which the police acted to ensure the safety of individuals. Last, Vargas criticizes the Appellate Division for not deferring to the trial court’s factual findings, which were reached after hearing witness testimony.
In determining whether the police validly entered and searched Vargas’s home without a warrant in the absence of exigent circumstances, we first turn to general principles governing warrantless searches under our Federal and State Constitutions and then to the genesis and application of the community-earetaking doctrine in our jurisprudence.
III.
A.
“The right of the people to be secure in their ... houses ... against unreasonable searches and seizures” is an essential
Our constitutional jurisprudence has expressed an explicit preference that government officials first secure a warrant “before executing a search, particularly of a home.” Frankel, supra, 179 N.J. at 597-98, 847 A.2d 561; accord Johnson v. United States, 333 U.S. 10, 14, 68 S.Ct. 367, 369, 92 L.Ed. 436, 440 (1948) (“When the right of privacy must reasonably yield to the right of search is, as a rule, to be decided by a judicial officer, not
In this case, the State relies on the community-caretaking doctrine to justify the warrantless entry and search of Vargas’s home. We now turn to the origins and application of that doctrine.
B.
Our State and other jurisdictions look to Cady, supra, 413 U.S. at 441, 93 S.Ct. at 2528, 37 L.Ed.2d at 714-15, as the origin of the community-caretaking doctrine as an exception to the warrant requirement. See, e.g., State v. Hill, 115 N.J. 169, 174, 557 A.2d 322 (1989) (“The [community-caretaking] exception was first recognized by the United States Supreme Court in Cady v. Dombrowski....”); Ray, supra, 626 F.3d at 174 (same). A careful reading of Cady, however, raises the question of whether the United States Supreme Court intended to create a new standalone warrant exception. To understand the development of the community-caretaking doctrine and whether it has become untethered from its initial moorings, we begin by examining Cady.
The defendant in Cady, a Chicago police officer, was involved in an automobile accident in West Bend, Wisconsin and arrested for drunk driving. 413 U.S. at 435-36, 93 S.Ct. at 2525, 37 L.Ed.2d at 711-12. The defendant was injured in the accident and taken to a hospital where he lapsed into a coma; his rental car was towed to a privately owned garage. Id. at 436, 93 S.Ct. at 2525-26, 37
The United States Supreme Court held that given the immediate need to secure the weapon, the search of the automobile was reasonable under the Fourth Amendment. Id. at 448, 93 S.Ct. at 2531, 37 L.Ed.2d at 718. In reaching that conclusion, the Court focused on the lesser expectation of privacy that an individual has in an automobile, which in turn follows from the complex of state regulations that govern the use of a vehicle on our roadways. Id. at 440-41, 93 S.Ct. at 2527-28, 37 L.Ed.2d at 714. As an underpinning of its decision, the Court highlighted the “constitutional difference between searches” of houses and vehicles, stressing “the ambulatory character of [vehicles]” and the frequency with which the police come in “noncriminal contact with automobiles.” Id. at 442, 93 S.Ct. at 2528, 37 L.Ed.2d at 715.
The Court noted that the police often “investigate vehicle accidents in which there is no claim of criminal liability and engage in what, for want of a better term, may be described as community caretaking junctions, totally divorced from the detection, investigation, or acquisition of evidence relating to the violation of a criminal statute.” Id. at 441, 93 S.Ct. at 2528, 37 L.Ed.2d at 715 (emphasis added). That seemingly simple and non-controversial statement to explain, in part, the reasonableness of the police conduct in Cady gave birth to the community-caretaking doctrine. See Hill, supra, 115 N.J. at 174, 557 A.2d 322. Ultimately, the warrantless car search passed muster under the Fourth Amendment because the “officer reasonably believed” that a gun could
Although the Supreme Court in Cady recognized law enforcement’s “community earetaking functions,” it never suggested that eommunity-caretaking responsibilities constituted a wholly new exception to the warrant requirement that would justify the warrantless search of a home.
The United States Supreme Court next referenced “community caretaking functions” in upholding a routine, warrantless inventory search of an automobile impounded for parking violations. South Dakota v. Opperman, 428 U.S. 364, 368, 96 S.Ct. 3092, 3097, 49 L.Ed.2d 1000, 1005 (1976). The inventory search in Opperman was conducted in accordance with standard police procedures. Id. at 375-76, 96 S.Ct. at 3100, 49 L.Ed.2d at 1009. The purpose of the warrantless search was to secure the car’s contents for the owner’s protection and public safety, not to look for evidence of a crime. Ibid. The community-caretaking functions identified in Opperman related to the everyday enforcement of motor vehicle laws by police officers. Id. at 368, 96 S.Ct. at 3096, 49 L.Ed.2d at 1004. As in Cady, the Supreme Court in Opperman was careful to point out the lesser expectation of privacy in motor vehicles: “[ajutomobiles, unlike homes, are subjected to pervasive and continuing governmental regulation and controls, including periodic inspection and licensing requirements.” Ibid. (emphasis added). The Court did not intimate that eommunity-caretaking functions of the police might justify the warrantless search of a home without the presence of consent or probable cause and exigency.
With Cady and Opperman as a backdrop, the Supreme Court in Colorado v. Bertine upheld a warrantless automobile inventory search based on the deference given “to police caretaking procedures designed to secure and protect vehicles and their contents within police custody.” 479 U.S. 367, 372, 107 S.Ct. 738, 741, 93 L.Ed.2d 739, 746 (1987) (citations omitted). In Bertine, the Court referred to an inventory search — not the eommunity-caretaking doctrine — as “a well-defined exception to the warrant requirement
Cady, Opperman, and Bertine did not carve out community caretaking as an exception to the warrant requirement. Those cases never even referred to a community-caretaking doctrine. All three cases involved permissible inventory searches conducted in accordance with standard police procedures. Additionally, the warrantless automobile search for a loose handgun in Cady, arguably, could have been justified under the exigent-circumstances exception. See, e.g., State v. Minitee, 210 N.J. 307, 322, 44 A.3d 1100 (2012) (finding exigent circumstances to conduct warrantless vehicle search for discarded weapon used during armed robbery); United States v. White, 607 F.2d 203, 208 (7th Cir.1979) (preventing potential danger to police and public constituted exigent circumstances and justified search for missing gun in automobile), cert. denied, 449 U.S. 1114, 101 S.Ct. 926, 66 L.Ed.2d 843 (1981).
Cady explained, however, that community-caretaking functions performed by police officers may inform an analysis of whether a search or seizure is “reasonable” under the Fourth Amendment— at least in the realm of automobile searches. Cady, supra, 413 U.S. at 441, 448, 93 S.Ct. at 2528, 2531, 37 L.Ed.2d at 714-15, 718. The United States Supreme Court has yet to speak of a community-caretaking exception to the warrant requirement, much less one that would allow the warrantless entry of a home absent some exigency. Nevertheless, from phrases lifted from Cady, courts have limned the community-caretaking doctrine.
C.
At first, our Court narrowly construed Cady. In State v. Ercolano, we concluded that although the police were acting in a community-caretaking role in Cady, the validity of the warrantless search there was saved by exigent circumstances. 79 N.J. 25, 40, 397 A.2d 1062 (1979). For some time, we continued to take a
State v. Diloreto illustrates the cautious manner in which we have applied the community-earetaking doctrine. In Diloreto, police officers observed the defendant, apparently asleep in a parked car with the engine running and windows fogged, in an area known for thefts and attempted suicides. 180 N.J. at 270-71, 850 A.2d 1226. Checking on the driver’s welfare, the officers approached the vehicle and asked the defendant to roll the window down and produce identification. Id. at 271, 850 A.2d 1226. The defendant’s name matched that of a missing “endangered” person on a National Crime Information Center alert list. Ibid. The defendant was secured in the back of a patrol car for his safety and the officers’ protection. Id. at 272-73, 850 A.2d 1226. A pat-down of the defendant uncovered a loaded ammunition clip, which led to the discovery of a gun in the car, which in turn linked him to a murder. Id. at 273-74, 850 A.2d 1226.
Relying on the community-earetaking doctrine, we upheld the search of the defendant’s person in Diloreto. Id. at 278, 850 A.2d 1226. We found that the officers’ actions in checking on the defendant and then securing him were “unconnected to a criminal investigation and objectively reasonable under the totality of circumstances.” Ibid. We emphasized “that the most significant factor in our analysis (and a factor that should serve to narrow the reach of our holding) is that the police ... were responding to an alert regarding an endangered missing person.” Id. at 281, 850
We applied the community-caretaking doctrine again in Bogan to uphold the constitutionality of a de minimis intrusion into a home for the purpose of ensuring the safety of a child potentially in harm’s way. 200 N.J. 61, 975 A.2d 377. In Bogan, police officers approached a building where a fourteen-year-old girl claimed she had been sexually molested in a second-floor apartment a short while earlier. Id. at 65-66, 975 A.2d 377. The victim not only gave a description of the perpetrator, but also told the police that a young boy remained in the apartment. Id. at 66, 975 A.2d 377. When the police rang the doorbell, a boy appearing to be twelve years old opened the downstairs door. Ibid. The boy, clad in pajamas in the middle of a school day, appeared nervous, answered questions inconsistently, and said he was home alone even though the police heard an adult male voice inside the apartment. Ibid. The police followed the boy up the landing and asked where his parents were, but did not enter the apartment, even as the boy did so. Ibid. The telephone then rang and the boy picked up the receiver, telling the police it was his father. Id. at 67, 975 A.2d 377. Only after the boy said that the police could speak with his father did one of the officers take several steps into the apartment to hold the receiver. Ibid. From that vantage point, the officer observed the defendant who fit the description of the sexual assailant and who was then arrested. Ibid.
We recognized in Bogan that the police have a communitycaretaking role to protect the welfare of a child, especially one
Recently, in Edmonds, we articulated limits to the communitycaretaking doctrine in the context of a home search. 211 N.J. at 143, 47 A.3d 737. In that case, the police responded to an unverified call reporting an incident of domestic violence “possibly involving a handgun.” Id. at 121, 47 A.3d 737 (internal quotation marks omitted). After the police entered the home, investigated, and found no evidence of a domestic dispute, we determined that the police had no objectively reasonable basis to conduct a further search of the home. Id. at 121-22, 47 A.3d 737. We stated that the community-caretaking doctrine is “not a roving commission to conduct a noneonsensual search of a home in the absence of exigent circumstances.” Id. at 143, 47 A.3d 737. That circumspect approach is reflected in State v. Witczak, 421 N.J.Super. 180, 23 A.3d 416 (App.Div.2011). There, the Appellate Division reviewed this Court’s community-caretaking jurisprudence and concluded that a warrantless home search is justified only if the police action is objectively reasonable and impelled by “some form of exigency” intended “to ensure the safety and well-being of the citizenry at large.” Id. at 196-97, 23 A.3d 416.
Moreover, last term, in affirming Kaltner, supra, 420 N.J.Super. at 524, 22 A.3d 77, we rejected “an expansive interpretation of the community-caretaking doctrine to justify a warrantless search of a home.” Edmonds, supra, 211 N.J. at 143, 47 A.3d 737. In Kaltner, as a result of a noise complaint, the police responded at 2:15 a.m. to a residence that was rented by the defendant and fellow college students. 420 N.J.Super. at 529, 22 A.3d 77. A large party was in progress, and “loud noise was emanating from the home.” Id. at 529-30, 22 A.3d 77. An “unidentified male”
Although we affirmed the Appellate Division in Kaltner, we now expressly disapprove of language suggesting that the communitycaretaking doctrine permits the warrantless entry into or search of a home in the absence of some form of exigent circumstances. See id. at 541, 22 A.3d 77 (“[T]he relevant question in community caretaking situations focuses not on the compelling need for immediate action ... but instead on the objective reasonableness of the police action in executing their service function.”).
Having examined the origins and rationale of the community-caretaking doctrine, and with a keen understanding of the historical protections afforded to the home, we decline the State’s invitation to expand the doctrine in a way that was never conceived by the United States Supreme Court. Without the presence of consent or some species of exigent circumstances, the community-caretaking doctrine is not a basis for the warrantless entry into and search of a home.
D.
The breadth of the community-caretaking doctrine has been the subject of much discussion. The United States Courts of Appeals have split on whether the community-caretaking doctrine can justify a warrantless search of a home. In Ray v. Township of Warren, the Third Circuit declined to expand the holding of Cady to include the warrantless search of a home under the communitycaretaking doctrine. 626 F.3d at 177. The Third Circuit con
Other circuit courts, under the banner of the community-care-taking doctrine, have upheld a warrantless entry or search of a home when a seeming emergency is at hand, United States v. Quezada, 448 F.3d 1005, 1007 (8th Cir.2006) (“A police officer may enter a residence without a warrant as a community caretaker where the officer has a reasonable belief that an emergency exists requiring his or her attention.” (citations omitted)), and when a home is the source of an ongoing nuisance, United States v. Rohrig, 98 F.3d 1506, 1521-22 (6th Cir.1996) (“[T]he governmental interest in immediately abating an ongoing nuisance by quelling loud and disruptive noise in a residential neighborhood is sufficiently compelling to justify warrantless intrusions under some circumstances.” (citations omitted)).
Exigent circumstances purportedly inform the application of the community-caretaking doctrine in Quezada and, to some extent, in
IV.
A.
The present case comes before us because our state case law has blurred the distinction between the community-caretaking and emergency-aid doctrines. We now must bring clarity to our jurisprudence.
No one disputes that police officers acting in a communitycaretaking capacity “provide ‘a wide range of social services’ outside of their traditional law enforcement and criminal investigatory roles.” Edmonds, supra, 211 N.J. at 141, 47 A.3d 737 (quoting Bogan, supra, 200 N.J. at 73, 975 A.2d 377). In performing community-caretaking tasks, however, police officers must still comply with the dictates of the Fourth Amendment and Article I, Paragraph 7 of our State Constitution.
Police officers serving in a community-caretaking role are empowered to make a warrantless entry into a home under the emergency-aid exception to the warrant requirement. See Frankel, supra, 179 N.J. at 598-99, 847 A.2d 561. Under the emergency-aid doctrine, a police officer can enter a home without a warrant if he has “ ‘an objectively reasonable basis to believe that an emergency requires that he provide immediate assistance to protect or preserve life, or to prevent serious injury’ ” and there is a “ ‘reasonable nexus between the emergency and the area or places to be searched.’ ” Edmonds, supra, 211 N.J. at 132, 47 A.3d
[A] warrant is not required to break down a door to enter a burning home to rescue occupants or extinguish a fire, to prevent a shooting or to bring emergency aid to an injured person. The need to protect or preserve life or avoid serious injury is justification for what would be otherwise illegal absent an exigency or emergency.
[318 F.2d 205, 212 (D.C.Cir.), cert. denied, 375 U.S. 860, 84 S.Ct. 125, 11 L.Ed.2d 86 (1963).]
Thus, our constitutional jurisprudence recognizes that police officers or first responders, in carrying out their community-caretaking responsibilities, may not have time to secure “a warrant when emergent circumstances arise and an immediate search is required to preserve life or property.” Edmonds, supra, 211 N.J. at 141, 47 A.3d 737.
B.
We cannot unmoor the community-caretaking doctrine from its origins in Cady. Neither Cady nor its United States Supreme
As discussed earlier, “warrants are generally required to search a person’s home ... unless ‘the exigencies of the situation’ make the needs of law enforcement so compelling that the warrantless search is objectively reasonable under the Fourth Amendment.” Mincey, supra, 437 U.S. at 393-94, 98 S.Ct. at 2414, 57 L.Ed.2d at 301 (citations omitted). The warrantless search of a home, even in a homicide investigation, will violate the Fourth Amendment if it is not “justified by any emergency threatening life or limb,” id. at 393, 98 S.Ct. at 2413-14, 57 L.Ed.2d at 300, or the destruction of evidence, Henry, supra, 133 N.J. at 120, 627 A.2d 125 (citing Hutchins, supra, 116 N.J. at 464, 561 A.2d 1142). Moreover, merely because police activities are “divorced from the detection, investigation, or acquisition of evidence relating to the violation of a criminal statute,” Cady, supra, 413 U.S. at 441, 93 S.Ct. at 2528, 37 L.Ed.2d at 715, does not mean that persons have a lesser expectation of privacy in their homes,
Under our state law jurisprudence — outside of the carimpoundment context — warrantless searches justified in the name of the community-earetaking doctrine have involved some form of exigent or emergent circumstances. See Bogan, supra, 200 N.J. 61, 975 A.2d 377; Diloreto, supra, 180 N.J. 264, 850 A.2d 1226; Garbin, supra, 325 N.J.Super. 521, 739 A.2d 1016; Navarro, supra, 310 N.J.Super. 104, 708 A.2d 416. In this case, before the police officers could enter or search Vargas’s home without a warrant they had to have “‘an objectively reasonable basis to believe that an emergency require[d]’ ” immediate action to protect life or prevent serious injury. Edmonds, supra, 211 N.J. at 132, 47 A.3d 737 (quoting Frankel, supra, 179 N.J. at 600, 847 A.2d 561).
We now apply these principles to the case before us.
V.
Our standard of review requires that we defer to the trial court’s factual findings on a motion to suppress. See State v. Elders, 192 N.J. 224, 243-44, 927 A.2d 1250 (2007) (quoting State v. Johnson, 42 N.J. 146, 161, 199 A.2d 809 (1964)) (“An appellate
Here the essential facts are basically undisputed. Defendant Vargas lived in a rental unit owned by Olaya, who was unable to contact him at home or on his cell phone for approximately two weeks. During this period, Vargas made no rent payment. On March 5, the landlord entered Vargas’s residence — for appraisal purposes — and did not find Vargas there or anything amiss. On March 17, Olaya called the police to express concern about his tenant. Whatever legitimate worries Olaya had about Vargas’s welfare before dialing 9-1-1, he did not attempt to call Vargas’s emergency contact number or place of business or enter the apartment under the terms of the rental agreement. Indeed, Olaya did not know any of the personal details of the rhythms of Vargas’s life, including whether and for how long he either vacationed, took business trips, or traveled to meet with family.
In that regard, this is unlike the case of a close family member whose housebound elderly relative is not responding to telephone calls and knocks on the door. Nor is this like the case of a diabetic or infirm neighbor who is not seen carrying out routine daily activities and who is not answering the door or the telephone. We need not describe the myriad circumstances that might give rise to an objectively reasonable basis to believe that an emergency requires immediate action for the safety or welfare of another. Suffice it to say, those objectively reasonable circumstances were not found to be present here.
Olaya, the landlord, did not live in the building where Vargas resided. The police officers who responded to his call learned only that Vargas had not been seen for two weeks and, during that time, Vargas had not picked up his mail, moved his car, or paid his
After taking testimony at the suppression hearing, the trial court concluded that the State failed to present evidence that a warrantless search was required because of an immediate risk to the safety of either Vargas or the community. Rather, Vargas’s absence for “a couple of weeks” was consistent with a person vacationing, traveling on business, or tending to a personal family matter. Moreover, the court did not consider it reasonable to conclude that “something terrible” had occurred between March 5, when Olaya entered Vargas’s apartment and saw nothing amiss, and March 17, when Olaya called the police. Ultimately, the court held that the eommunity-caretaking doctrine standing alone, without exigent circumstances, could not justify the warrantless search of Vargas’s apartment and therefore granted the motion to suppress.
We hold that the trial court applied the correct legal standard and that sufficient credible evidence in the record supports its decision. The Appellate Division erred by concluding that the eommunity-caretaking doctrine justified the warrantless search of Vargas’s home, even in the absence of a “compelling need for immediate action,” (quoting Kaltner, supra, 420 N.J.Super. at 541, 22 A.3d 77).
VI.
Police officers perform both law enforcement and eommunitycaretaking functions. When they are engaged in either activity, they must conform to the dictates of the Constitution. The right of privacy in the sanctuary of one’s home is protected whether a
The community-caretaking doctrine is “not a roving commission to conduct a nonconsensual search of a home in the absence of exigent circumstances.” Edmonds, supra, 211 N.J. at 143, 47 A.3d 737. We do not question the good motives of the police officers in this case. But, based on the findings of the trial court, the police did not have an objectively reasonable basis to believe that an emergency threatening life or limb justified the warrant-less entry into Vargas’s apartment. As such, the seizure of evidence from Vargas’s home violated the Fourth Amendment and Article I, Paragraph 7 of our State Constitution and must be suppressed.
VII.
Accordingly, we reverse the judgment of the Appellate Division and reinstate the trial court’s grant of the motion to suppress. We remand to the trial court for proceedings consistent with this opinion.
Chief Justice RABNER, Justices LaVECCHIA and HOENS, and Judges RODRÍGUEZ and CUFF (both temporarily assigned) join in Justice ALBIN’s opinion.
Justice PATTERSON filed a separate, dissenting opinion.
Specifically, defendant was charged with second-degree conspiracy to commit money laundering, N.J.S.A. 2C:5-2, NJ.S.A. 2C:21-25a; second-degree money laundering, N.J.S.A. 2C:21-25a, NJ.SA. 20.2-6; second-degree possession of a controlled dangerous substance with intent to distribute MDA, N.J.S.A. 2C:35-5a(l), N.J.S.A. 2C:35-5b(2); third-degree possession of marijuana with intent to distribute, N.J.SA. 2C:35-5a(l), N.J.S.A. 2C:35-5b(ll); third-degree possession of marijuana with intent to distribute within 1000 feet of school property, N.J.S.A. 2C:35-7; second-degree unlawful possession of an assault firearm, N.J.S.A. 2C:39-5f; two counts of second-degree possession of an assault firearm and shotgun while committing the above mentioned drug offenses, N.J.SA. 2C:39-4.1a; two counts of fourth-degree possession of prohibited weapons devices,-two large capacity ammunition magazines, N.J.S.A. 2C:39-3(j); third-degree receiving stolen property, a rifle, N.J.SA. 20.20-7; third-degree money laundering, N.J.S.A. 2C:21-25a; and two counts of second-degree certain persons not to have weapons, N.J.SA. 2C:39-7b(l).
Codefendant Carmelo Martinez was charged in the same indictment with second-degree conspiracy to commit money laundering and second-degree money laundering. He is not involved in this appeal.
Olaya had this information from Vargas's completed rental application.
The landlord also did not tell the officers that he had been inside the apartment with an appraiser on March 5.
Among the items seized from the apartment were $47,001 in cash; a shotgun and rifle; ammunition; a clear plastic bag containing white powder; eight glass
The court noted that the only thing possibly “out of the ordinary” was the failure of Vargas to place a hold on the delivery of his mail.
The Fourth Amendment and Article I, Paragraph 7 use virtually identical language. The Fourth Amendment provides:
The right oí the people to be secure in their persons, houses, papers, and effects, against unreasonable searches and seizures, shall not be violated, and no Warrants shall issue, but upon probable cause, supported by Oath or aííirmation, and particularly describing the place to be searched, and the persons or things to be seized.
[U.S. Const. amend. IV; see also N.J. Const, art. I,¶ 7.]
Dilorezo was preceded by two Appellate Division cases that invoked community caretaking in factual scenarios involving exigent circumstances. See Garbin, supra, 325 N.J.Super. at 524-27, 739 A.2d 1016 (upholding constitutionality of warrantless entry of garage from which smoke was coming after report of fire); Navarro, supra, 310 N.J.Super. at 106-09, 708 A.2d 416 (upholding warrantless entry of residence by police in response to "emergency situation” — landlady discovered gun in defendant’s apartment in building where children lived and threatened to remove gun herself).
We do not have to decide in this case whether, and under what circumstances, the police would be justified in engaging in a nonconsensual warrantless entry of a residence to abate an ongoing nuisance that is disturbing a neighborhood.
The emergency-aid doctrine is not the only constitutionally permissible basis for police to conduct a warrantless entry of a home. For example, exigent circumstances — in appropriate circumstances — may also justify a warrantless entry and search to prevent the imminent destruction of vital evidence in a criminal investigation. State v. Henry, 133 N.J. 104, 120, 627 A.2d 125 (citing State v. Hutchins, 116 N.J. 457, 464, 561 A.2d 1142 (1989)), cert. denied, 510 U.S. 984, 114 S.Ct. 486, 126 L.Ed.ld 436 (1993). Moreover, the hot pursuit doctrine permits the police to enter a dwelling to apprehend a fleeing felon. Warden, Maryland Penitentiary v. Hayden, 387 U.S. 294, 298-99, 87 S.Ct. 1642, 1645-46, 18 L.Ed.2d 782, 787 (1967).
In support of its position, the State cites People v. Ray, 21 Cal.4th 464, 88 Cal.Rptr.2d 1, 981 P.2d 928, 938 (1999), cert. denied, 528 U.S. 1187, 120 S.Ct. 1240, 146 L.Ed.2d 99 (2000). In that case, the California Supreme Court sanctions the warrantless entry into a home, without facts that "establish[] exigent circumstances or the apparent need to render emergency aid,” so long as the police believe the situation "warrantfs] further inquiry to resolve the possibility someone inside iequire[s] assistance or property need[s] protection.” Ibid. Notably, the dissent in People v. Ray explained that the majority “obscured the firm line at the entrance to the house that the Fourth Amendment has drawn." Id., 88 Cal.Rptr.2d 1, 981 P.2d at 944 (Mosk, J., dissenting) (internal quotation marks and citations omitted). We believe that the dissent has the better of the argument, and, in any event, Ray is at odds with our jurisprudence.
Our decision does not — as suggested by the dissent — "change” our law; it merely reaffirms well-established jurisprudence under the Fourth Amendment and Article I, Paragraph 7 of our State Constitution. The dissent does not point to a single United States Supreme Court, New Jersey Supreme Court, or Appellate Division case that allowed the police, absent consent, to forcibly enter a home without having a reasonable basis to believe that an emergency was at hand. The dissent's formulation would permit the police to enter a home whenever it is "objectively reasonable” without the presence of any form of exigency. However, our jurisprudence holds that, without some form of exigency, a nonconsensual entry into a home by the police is objectively unreasonable. The dissent's approach would erode traditional, fundamental protections afforded to the home from government intrusion.
Dissenting Opinion
dissenting.
This case concerns an important law enforcement responsibility: the duty to investigate circumstances in which there may turn out to be a grave emergency, or no emergency at all. Police officers are expected to come to the aid of injured or endangered individuals, making prompt decisions in confusing situations. When a law enforcement officer is asked to check on the welfare of someone
Our law has long recognized the community-caretaking doctrine as a foundation for a warrantless residential search in narrow circumstances, independent of the emergency-aid exception to the warrant requirement. The doctrine had been invoked only when police officers’ community-caretaking functions were entirely separate from criminal law enforcement, and their conduct was objectively reasonable in the circumstances that they confronted. See State v. Edmonds, 211 N.J. 117, 142, 47 A.3d 737 (2012); State v. Bogan, 200 N.J. 61, 73-74, 975 A.2d 377 (2009); State v. Diloreto, 180 N.J. 264, 275-76, 850 A.2d 1226 (2004); State v. Kaltner, 420 N.J.Super. 524, 537-38, 22 A.3d 77 (App.Div.2011), aff'd o.b., 210 N.J. 114, 41 A.3d 736 (2012). The community-caretaking doctrine has served an important purpose within its limited scope.
By requiring “some form of an objectively reasonable emergency,” defined as “an objectively reasonable basis to believe that there is an emergency,” to justify a warrantless residential search, ante at 305, 63 A3d at 177, the majority merges the communitycaretaking doctrine into the emergency-aid exception to the warrant requirement. Under this new test, absent an objectively reasonable emergency, police cannot enter premises to check on the welfare of its occupants unless a court issues a search warrant.
With due respect to the majority, I do not consider the constraints that it imposes upon law enforcement necessary to protect against unreasonable search and seizure as required by the Fourth Amendment of the United States Constitution and Article I, Paragraph 7 of the New Jersey Constitution. In my view, today’s decision unnecessarily complicates the task of police offi
I.
Our courts have traditionally recognized the community-care-taking doctrine and the emergency-aid exception to the warrant requirement to provide distinct, albeit often overlapping, standards for law enforcement. The community-caretaking doctrine reflects the “ ‘notion that police serve to ensure the safety and welfare of the citizenry at large.’ ” Diloreto, supra, 180 N.J. at 276, 850 A.2d 1226 (quoting John F. Decker, Emergency Circumstances, Police Responses and Fourth Amendment Restrictions, 89 J.Crim. L. & Criminology 433, 445 (1999)). Communitycaretaking includes “a wide range of social services, such as aiding those in danger of harm, preserving property, and ‘creating] and maintaining] a feeling of security in the community.’” Bogan, supra, 200 N.J. at 73, 975 A.2d 377 (alteration in original) (quoting Debra Livingston, Police, Community Caretaking, and the Fourth Amendment, 1998 U. Chi. Legal F. 261, 272 (1998)).
Our courts have not previously confined the community-caretaking doctrine to circumstances in which the investigating officer has enough information to conclude that there is an ongoing emergency. Instead, the constitutionality of police conduct has been assessed under a strict, but practical, two-part standard. First, as the United States Supreme Court held in Cady v. Dombrowski, the officer must be acting in a manner “totally divorced from the detection, investigation, or acquisition of evidence relating to the violation of a criminal statute.” 413 U.S. 433, 441, 93 S.Ct. 2523, 2528, 37 L.Ed.2d 706, 715 (1973); accord Diloreto, supra, 180 N.J. at 275, 850 A.2d 1226. Thus, the traditional community-caretaking standard requires suppression of evidence if law enforcement sought to use a community-caretaking function as a pretext for an investigatory search. See Cady, supra, 413 U.S. at 441, 93 S.Ct. at 2528, 37 L.Ed.2d at 715; Bogan, supra, 200 N.J. at 77, 975 A.2d 377; Diloreto, supra, 180 N.J. at 275, 280, 850 A.2d 1226; see also
Second, the doctrine has traditionally required a finding that the officer’s conduct was “objectively reasonable under the totality of the circumstances.” Diloreto, supra, 180 N.J. at 278, 850 A.2d 1226; accord Bogan, supra, 200 N.J. at 81, 975 A.2d 377. Our courts have sometimes premised that finding upon information available to law enforcement indicating that there is an emergency. See Diloreto, supra, 180 N.J. at 278, 850 A.2d 1226 (observing individual located in running vehicle matched missing “endangered” person on National Crime Information Center alert list); State v. Garbin, 325 N.J.Super. 521, 526-27, 739 A.2d 1016 (App. Div.1999) (remarking officers observed smoke coming from a residence at which a fire had been reported), certif. denied, 164 N.J. 560, 753 A.2d 1153 (2000); State v. Navarro, 310 N.J.Super. 104, 106, 109, 708 A.2d 416 (App.Div.) (commenting landlady reported that she had discovered a gun in apartment), certif. denied, 156 N.J. 382, 718 A.2d 1211 (1998).
The emergency-aid exception to the warrant requirement serves a different, albeit often related, purpose. It is “derived from the commonsense understanding that exigent circumstances may require public safety officials, such as the police, firefighters, or paramedics, to enter a dwelling without a warrant for the purpose of protecting or preserving life, or preventing serious injury.” Stats v. Frankel, 179 N.J. 586, 598, 847 A.2d 561, cert. denied, 543 U.S. 876, 125 S.Ct. 108, 160 L.Ed.2d 128 (2004), overruled in part by Edmonds, supra, 211 N.J. at 132, 47 A.3d 737. A warrantless search is justified under the emergency-aid doctrine if the State demonstrates that “(1) the officer had ‘an objectively reasonable basis to believe that an emergency requires that he provide immediate assistance to protect or preserve life, or to prevent serious injury’ and (2) there was a ‘reasonable nexus between the emergency and the area or places to be searched.’ ” Edmonds, supra, 211 N.J. at 132, 47 A.3d 737 (quoting Frankel, supra, 179 N.J. at 600, 847 A.2d 561); see also Brigham City v. Stuart, 547 U.S. 398, 404-05, 126 S.Ct. 1943, 1948, 164 L.Ed.2d 650, 658 (2006) (clarifying that reasonableness must be objective).
I cannot conclude that this change in our law is essential to protect the right against unreasonable search and seizure safeguarded by the Fourth Amendment of the United States Constitution and Article I, Paragraph 7 of the New Jersey Constitution. See Edmonds, supra, 211 N.J. at 129, 47 A.3d 737; Bogan, supra, 200 N.J. at 72, 975 A.2d 377; Frankel, supra, 179 N.J. at 597-98, 847 A.2d 561. The majority’s elimination of community-caretaking as a separate basis for a warrantless residential search is not prompted by any decision of the United States Supreme Court construing the Fourth Amendment in this setting. The Supreme Court has yet to decide whether its decision in Cady is limited to the context of the vehicular search in which that case arose. As this Court noted in Edmonds, the federal circuit courts are divided on the reach of Cady, with the Fifth, Sixth and Eighth Circuits applying the community-caretaking doctrine to certain residential searches, and the Third, Seventh, Ninth and Tenth Circuits holding that the doctrine cannot justify the warrantless search of a home. Edmonds, supra, 211 N.J. at 143-44 & n. 13, 47 A.3d 737 (citing Ray v. Twp. of Warren, 626 F.3d 170, 177 (3d Cir.2010); United States v. Quezada, 448 F.3d 1005, 1007-08 (8th Cir.2006); United States v. Rolvrig, 98 F.3d 1506, 1521-22 (6th Cir.1996); United States v. Bute, 43 F.3d 531, 535 (10th Cir.1994); United States v. Erickson, 991 F.2d 529, 531 (9th Cir.1993);
In short, federal jurisprudence does not compel this Court to depart from its prior decisions recognizing community-caretaking as a basis for a warrantless search in appropriate circumstances. See Edmonds, supra, 211 N.J. at 144 & n. 14, 47 A.3d 737; Bogan, supra, 200 N.J. at 73-74, 975 A.2d 377; Diloreto, supra, 180 N.J. at 275-76, 850 A.2d 1226. Absent a United States Supreme Court decision holding that the community-caretaking doctrine does not apply to the search of a home, this Court’s prior recognition of a circumscribed doctrine in the residential setting was, in my view, entirely consonant with federal law.
I respectfully submit that the community-caretaking doctrine, as an independent basis for an objectively reasonable warrantless search, more effectively balanced individual liberties and effective law enforcement before the majority imposed the “objectively reasonable emergency” requirement in this case. If a police officer is called to a home whose occupant is reported to be absent, he or she may quickly be able to determine whether there is any reason to be concerned for the individual’s safety. Conversations
Yet not all of our residents have close bonds with their neighbors. Many people live far from family and friends. A person living alone may be isolated by age, illness, a language barrier or the transient nature of many modern communities. A police officer responding to a report of a missing person must consider a spectrum of possibilities, from an innocuous absence for personal or business reasons to an accident, illness or crime in the home that has left the resident unable to summon assistance. Despite diligent inquiries, the officer may be unable to determine whether there is “an objectively reasonable emergency” unless he or she enters the residence. That officer’s eommunity-caretaking intervention — including entry into the home to check on the resident’s welfare — could be desperately needed. Yet under the majority’s decision, that intervention should not occur unless and until law enforcement concludes that there is, indeed, an emergency, or obtains a search warrant under a standard that the majority does not define.
This case illustrates the implications of the majority’s formulation of the community-caretaking doctrine. The Court applies the exclusionary rule, intended to deter search and seizure violations and “to ensure that police do not ‘profit’ from lawless behavior.” State v. Herrerra, 211 N.J. 308, 330, 48 A.3d 1009 (2012) (quoting State v. Evers, 175 N.J. 355, 376, 815 A.2d 432 (2003)). It is a harsh sanction for police conduct that, in my view, was anything but “lawless.” The police officer who responded to a 9-1-1 call from defendant’s landlord had limited information. He learned that defendant’s rent was unpaid, that defendant did not respond to the landlord’s knocks on his door or voicemails on his telephone, and that for a two-week period defendant’s car had been unattended, his trash can had been left outside and his mail had accumulated. The officer also learned that other tenants had not seen defendant for at least several days.
With the precision of hindsight, we know that there was no emergency. Defendant was not injured, ill or dead in his apartment, but under arrest as the result of an unrelated New Jersey State Police investigation, of which the Vineland police officer, who responded to the landlord’s 9-1-1 call, was unaware. Yet when the officer investigated the landlord’s call, the facts available to him suggested several possible scenarios, some of them raising the specter of an emergency. I concur with the Appellate Division panel that a prudent and reasonable officer, with no investigatory motive and no purpose other than to fulfill his or her communitycaretaking duties, would enter a residence under these circumstances.
In my view, our law can effectively vindicate constitutional rights against unreasonable search and seizure, yet permit police officers to take prompt and potentially life-saving action when the facts are unavoidably unclear. I consider the search in this case to be consistent with constitutional standards, and would affirm the Appellate Division panel’s decision. I respectfully dissent.
For dissentment — Justice PATTERSON — 1.
in the motor vehicle setting, courts have invoked the doctrine to uphold searches when there is a potential for, but no definitive evidence of, an emergency. See State v. Washington, 296 N.J.Super. 569, 572-73, 687 A.2d 343 (App.Div. 1997) (holding that officer had a “reasonably objective basis” under the community-caretaking exception justifying a stop when the driver wove within his lane of travel at an “unconventionally slow speed”); State v. Drummond, 305 N.J.Super. 84, 88, 701 A.2d 958 (App.Div.1997) (finding that a "reasonably objective police officer would have been justified in 'making an inquiry on property and life' when observing a darkened car with no one outside it, parked shortly before midnight next to” a closed car wash); State v. Martinez, 260 N.J.Super. 75, 78, 615 A.2d 279 (App.Div. 1992) (holding that community-caretaking doctrine justified a stop of a vehicle moving “in the middle of the night on a residential street at a snail's pace”); State v. Goetaski, 209 N.J.Super. 362, 364-65, 507 A.2d 751 (App.Div.) (concluding police were justified by the community-caretaking doctrine in stopping a car driving slowly in the shoulder of the road with a left-turn indicator flashing), certif. denied, 104 N.J. 458, 517 A.2d 443 (1986).
Indeed, none of the federal appellate cases confront the precise issue here — ■ law enforcement's entry into a home, prompted not by suspicion that the resident has violated the law but a 9-1-1 call reporting that the resident appeared to be missing. See Ray, supra, 626 F.3d at 171-72 (finding mother attempted to pick up her daughter, as scheduled for court-ordered visitation, at husband's home, in which there was no response to the doorbell and called the police); Quezada, supra, 448 F.3d at 1006 (determining sheriff went to apartment to serve woman with a child protection order); Rohrig, supra, 98 F.3d at 1509 (discovering officers received a noise complaint and responded to the residence); Bute, supra, 43 F.3d at 532-33 (learning sheriffs noticed an open garage door in an apparently abandoned manufacturing plant and suspected burglary or vandalism); Erickson, supra, 991 F.2d at 530 (recognizing officers responded to a home to investigate a reported, suspected burglary); York, supra, 895 F.2d at 1027 (finding deputy responded to a call of threatened violence); Pichany, supra, 687 F.2d at 205 (noting officers responded to call concerning a burglary at a business).
Outside of situations involving administrative warrants or warrants pursuant to statutory authority that are irrelevant here, our courts have yet to articulate a standard for the issuance of a search warrant when no criminal offense is suspected. Indeed, the situation addressed by the Third Circuit decision in Ray illustrates the practical difficulties that police officers might encounter when they seek a search warrant unrelated to a criminal investigation. There, officers responded to a mother's report that her estranged husband had custody of a young child, and did not respond to knocking at the door of his home. Ray, supra, 626 F.3d at 171-72. The officers contacted a New Jersey municipal judge "for guidance as to whether the officers could 'go in the house to look' " for the child. Id. at 172. Instead of providing the requested permission for a residential search, the judge issued a warrant for the father’s arrest, which was later voided. Ibid. A judge's confusion about a police request for a search warrant untethered to any criminal investigation may bar or delay a residential search when time is of the essence.