OPINION
This case came before the Supreme Court on the appeal of the defendant, Charles E. Vanover. Following a jury trial in the Superior Court, the defendant was convicted of two counts of assault with intent to commit robbery, one count of assault with a dangerous weapon, and one count of carrying a pistol without a license. The defendant was sentenced to twenty years, with fifteen to serve, on the assault with intent to commit robbery counts, twenty years suspended and probation on the assault with a dangerous weapon count, and ten years to serve concurrently on the firearm count. For the reasons stated below, we deny and dismiss the appeal and affirm the judgment of the Superior Court. A summary of the pertinent facts follows, with additional details provided in the analysis of the issues raised by this appeal.
Facts and Procedural History
Thomas Newman (Newman) and his friend Gregory Cabral (Cabral) spent Friday evening December 2, 1994, in a Providence club. When the club closed at 2 a.m. the next morning, Newman drove Cabral’s car to South Providence because Cabral wanted to purchase some crack cocaine. A witness, who identified herself at trial as having been
Cabral was unable to identify defendant as his assailant, but Newman had a better recollection of the incident. Newman mentioned to Providence Police Detective Stephen J. Springer that he thought the assailant either had a “chipped tooth” or something else “wrong” with his mouth. On December 4, 1994, the police showed Newman several photographs, one of which Newman selected, explaining that although he did not think that the man was David, his features were very similar to those of the attacker.
Newman was able to identify the woman who had led him to the drug house. In speaking with the woman, Detective Springer learned that she had seen defendant enter the victims’ vehicle. On December 5, 1994, the police showed Newman a group of six photographs that included a photograph of defendant. Newman identified defendant as the man who called himself David, stating that he was 90 percent positive of the identification. The police later held a lineup that included defendant, but Newman did not attend. He testified that he had never received any messages from the police asking him to appear in person to make an identification. After bringing defendant to the station, the police photographed defendant’s mouth. These photographs were not presented at trial, however, because they allegedly were lost by the police.
The defendant was charged by Criminal Information with six offenses: two counts of assault with intent to commit robbery in violation of G.L.1956 § 11-5-1 (counts one and two), two counts of assault with a dangerous weapon in violation of § 11-5-2 (counts three and four), one count of possession of a firearm while committing a crime of violence in violation of G.L.1956 § 11-47-3 (count five), and one count of carrying a pistol without a license in violation of § 11-47-8(a) (count six). Counts four and five were dismissed voluntarily by the prosecution at the start of trial. The defendant was convicted on the four remaining counts and sentenced to serve fifteen years at the Adult Correctional Institutions, to be followed by a twenty-year probationary period.
Following his sentencing, defendant filed a notice of appeal with this Court claiming two errors: (1) the trial justice committed reversible error in failing to give defendant’s instruction on lost evidence; and (2) Newman should have been precluded from making an in-court identification because he was incompetent to do so under Rule 602 of the Rhode Island Rules of Evidence.
Lost Evidence Instruction
The defendant’s first issue, the challenge to the absence of an instruction, is a pure question of law. But whether any prejudice resulted from the lack of the instruction is a mixed question of law and fact. As we have explained, “[t]his Court will review
de novo
legal questions and mixed questions of law and fact insofar as those issues impact on constitutional matters, pursuant to
Ornelas v. United States,
517 U.S. [690],
Here, defense counsel requested that the trial justice instruct the jury, “If you find that the police have lost or destroyed, caused to be destroyed, or allowed to be destroyed evidence whose contents are in issue, you may infer that the true fact is against the interest of the police.” After hearing defense counsel’s supportive arguments, the trial justice declined to give the requested instruction, explaining that although the defense attorney here would be allowed to argue to the jury the various inferences that could be drawn from the loss, “if there’s to be a case where a missing evidence instruction is to be given, I don’t think this is the one.” In support of his ruling, the trial justice cited
State v. Fenner,
It is well settled that had the state suppressed evidence that materially affected questions of guilt or punishment, defendant’s due process right to a fair trial would have been violated.
Brady v. Maryland,
This Court specifically considered the issue of the inadvertent suppression of evidence in
State v. Garcia,
The defendant here conceded that he could not make the showing of bad faith that was necessary to have the indictment dismissed. In his brief, defendant explained that at trial, “defense counsel said he would not argue dismissal of the indictment since
he could make no persuasive showing of bad faith in the loss of the photos.”
(Emphasis added.) The defendant argued on appeal that even if the police acted “in good faith, the loss of this evidence was simply inexcusable.” Although the defendant in
Garcia
urged dismissal of an indictment, whereas defendant in this case requested a lost evidence instruction, the issue presented to us is identical. The
Youngblood-Trombetta
standard stresses “the importance for constitu
“I tell you from my review of the evidence and from the suppression hearing I find absolutely no bad faith or willfulness on the part of the State or the police officers ***. Was there some negligence? Apparently, there was. I don’t disagree with that.”
We are of the opinion that absent a showing of bad faith on the part of the state, a lost evidence instruction is not required each time potentially exculpatory evidence has been lost.
Moreover, defendant failed to show that he was prejudiced by the loss or that he was unable to “obtain comparable evidence by other reasonably available means” as required by
Trombetta,
Even if the photographs had been exculpatory, it does not follow that defendant was “without alternative means of demonstrating [his] innocence.”
Trombetta,
Indeed, it could be argued that the absence of the photos might have turned “the uncertainty as to what the evidence might have proved *** to the defendant’s advantage.”
Youngblood,
“I’m sure that if the photos were available [the prosecutor] would love to have them himself, because apparently they would confirm what Detective Springer testified to, as I recall, during the suppression hearing, as well as during the trial. *** I would think the last thing [defendant] would want to have is that photograph in this courtroom.”
Thus, defendant failed to meet the test set forth in Youngblood and Trombetta, which was adopted by this Court in Garcia, We therefore deny his appeal on this issue.
In-Court Identification
The defendant contended on appeal that the trial justice should have barred Newman from making an in-court identification of defendant on the ground that he lacked sufficient personal knowledge to identify his assailant and thus was incompetent to do so under Rule 602 of the Rhode Island Rules of Evidence. 2 The defendant also attacked the in-court identification procedure as “highly suggestive.” The defendant, however, failed to raise either objection at trial at the time that Newman made the positive identification of defendant.
“It is well settled that this court will not review issues that were not preserved for appeal by a specific objection at trial.”
State v. Pineda,
Although grounds for the admission of evidence not raised before the trial justice will not normally be considered on review by this Court,
State v. Gomes,
The record in this case fails to support defendant’s Rule 602 argument. In
State v. Ranieri,
In the case at bar, clearly, Newman’s personal knowledge of the assailant was vastly superior to that of the witness in Ranieri. Newman saw his assailant approach the vehicle and proceeded to drive with him for some time prior to the attack. He conversed with him about directions and sat in the car with him while Cabral and David smoked crack. Therefore, unlike the witness in Ranieri, Newman had ample opportunity to observe the individual. If it was unclear or uncertain how much opportunity a witness actually had to view an assailant, the issue would become one of credibility, an issue properly for the jury. “The judge should admit testimony if the jury could find that the witness perceived the event to which he or she is testifying, since credibility is a matter for the jury.” 3 Jack B. Weinstein & Margaret A. Berger, Weinstein’s Federal Evidence, § 602.03[2][a] (Joseph M. McLaughlin, ed., Matthew Bender 2d ed.1997).
The facts in other cases cited by defendant also fail to resemble the facts of the instant case. For example, in
State v. Rice,
The defendant’s additional argument, that the in-court identification was unduly suggestive in violation of his due process rights, was similarly without basis in the record. We review an allegation that procedures surrounding an identification were unduly suggestive by determining whether “the totality of the circumstances discloses procedures that were ‘so unnecessarily suggestive and conducive to irreparable mistaken identification that it constituted a denial of due process of law.’ ”
State v. Andrade,
Although it may be true, as defendant alleged, that he was the only African-American male in the courtroom at the time of the in-court identification, Newman previously had identified defendant’s photograph in a photo display of African-American males. The out-of-court identification of defendant was thoughtful and cautious. When first presented with a photo array that did not include defendant’s picture, Newman indicated that his assailant was not included in the group, but he selected a photograph and said that the man in the photo resembled his assailant very closely. The photograph of this man did indeed bear a striking resemblance to photographs of defendant. When Newman later was presented with a similar photo array that included defendant’s photograph, he quickly selected the photograph of defendant, stating that although he was 90 percent positive of the identification, he would rather have the chance to observe the
In our opinion, the in-court identification procedure was not suggestive and thus did not constitute a denial of defendant’s due process rights. Absent “ ‘a very substantial likelihood of irreparable misidentification.’ * * * [S]uch evidence is for the jury to weigh.”
Manson,
Conclusion
In summary, for the foregoing reasons, we deny and dismiss the defendant’s appeal and affirm the judgment of the Superior Court, to which the record in this case may be returned.
Notes
. The defendant here was not compelled to exhibit his personal characteristics. Even if he were, however, the privilege against compulsory self-incrimination is not implicated by the exhibition of one’s person or other characteristics not-involving testimonial utterances.
Holt v. United States,
. Rule 602 of the Rhode Island Rules of Evidence provides, in relevant part, "Lack of Personal Knowledge. — A witness may not testify to a matter unless evidence is introduced sufficient to support a finding that the witness has personal knowledge of the matter.”
. Rule 51 of the Superior Court Rules of Criminal Procedure provides in pertinent part,
“Exceptions unnecessary. — Formal exceptions to rulings or orders of the court are unnecessary; but for all purposes for which an exception has heretofore been necessary it is sufficient that a party, at the time the ruling or order of the court is made or sought, makes known to the court the action which the party desires the court to take or his or her objection to the action of the court and his or her grounds therefor if requested ***.” (Emphases added.)
