123 Wash. App. 634 | Wash. Ct. App. | 2004
Albert Earl Van Burén appeals his exceptional sentence imposed after he entered an Alford
In our initial opinion, we held that the miscalculation of Van Buren’s offender score by one point (15 instead of 14) was harmless. We also upheld (1) the sentencing judge’s finding that Van Burén lacked remorse and (2) the court’s exceptional sentence of 120 months followed by 36-48 months community custody.
Here, we hold as follows: First, Blakely applies to all cases in which review was not final on June 24, 2004. Second, under Blakely, a jury must find disputed facts beyond a reasonable doubt before the sentencing court may rely on these facts to impose an exceptional sentence above the standard range. Third, Blakely does not require a jury determination of a defendant’s criminal history. Fourth, the calculation of a defendant’s offender score is not a question of fact but a legal calculation made by the sentencing judge after consideration and resolution of legal issues and rulings on statutes and laws that apply to the defendant’s criminal history. Thus, a defendant’s offender score is not a question of fact that must be proved to a jury beyond a reasonable doubt. Fifth, whether there are substantial and compelling reasons to impose an exceptional sentence is a “proportionality” type judgment for the sentencing court. Sixth, whether a defendant with an offender score greater than 9 receives “free crimes” if sentenced within the standard range is part of the calculation of a defendant’s offender score and is not a question of fact for the jury.
Van Buren’s sentencing court miscalculated his offender score, overestimating it by one point. But this miscalculation did not alter Van Buren’s standard range and the error was harmless. The sentencing judge expressly stated that either Van Buren’s high offender score or his lack of remorse
FACTS
On October 7, 2002, the State charged Van Burén by first amended information with two counts of third degree rape of a child and one count of third degree rape. The charges arose from three separate incidents and involved three separate victims. The crimes occurred between August 2001 and June 2002. Van Burén entered into a plea agreement under which he would enter an Alford plea on each of the three charges. In exchange, the State promised not to prosecute (among other things) witness tampering and bail jumping charges and to recommend that Van Burén be sentenced to the maximum 60 months on each count, apparently to be served concurrently.
The plea agreement included a provision that released the State from its sentencing recommendation obligation if Van Burén attempted to withdraw his guilty plea. On November 22, 2002, before his sentencing hearing, Van Burén filed a motion to withdraw his guilty plea, claiming only that his original defense counsel was ineffective for advising him to accept the agreement. On January 22, 2003, the State filed a motion to find that by filing the motion to withdraw his pleas, Van Burén breached his plea agreement. On March 19, 2003, the trial court denied Van Buren’s motion to withdraw the plea, found that he had breached his plea agreement, and relieved the State of its promises. But the State did not alter its sentence recommendation, nor did it file additional charges.
At sentencing, Van Burén exercised his right to speak and blamed his prior defense counsel, as well as the victims and their parents, for failing to “take responsibility for their
The court sentenced Van Burén to 120 months followed by 36-48 months’ community custody. The sentencing court entered “Findings of Fact and Conclusions of Law” in support of an exceptional sentence as follows:
Findings of Fact
I.
That the Defendant has been convicted of Two counts of Rape of a Child in the Third Degree and one count Rape in the Third Degree in this cause!.] The Defendant’s standard range is 60 months!.] The statutory maximum is five (5) years incarceration!.]
II.
That the defendant has an offender [score] above “9” on each count!.] The parties have agreed that the defendant’s offender score is a “15,” but even if lower, the offender score is still beyond the maximum of “9[.]”
III.
That the defendant has exhibited a lack of remorse by his actions at the time of the offenses, and by his statements in court during the sentencing hearing!.]
IV.
That the defendant’s criminal history and present charges shows a pattern of escalating violence!.]
Conclusions of Law
I.
That the above-entitled Court has jurisdiction over the parties and the subject matter of this action!.]
II.
That there are substantial and compelling reasons to impose an exceptional sentence of 120 months!.]
III.
That there are substantial and compelling reasons to impose an exceptional sentence supervision of 36-48 months ... of community placement with affirmative conditions as set forth*642 in the Judgment and Sentence!.] State v.[.] Guerin, 63 Wn[.] App[.] 117, 816 P[.]2d 1249 (1991), review denied, 118 Wn[.]2d 1015 (1992)[.]
IV.
That the exceptional sentence is justified by the following aggravating circumstances—
(a) The defendant’s offender score is above the maximum of “9[J”
(b) The defendant shows no remorse for his actions/ offenses!.]
V.
That the grounds listed in the preceding paragraph, taken together or considered individually, constitute sufficient cause to impose the exceptional sentence!.] This Court would impose the exact same sentence even if only one of the grounds listed in the preceding paragraph is valid!.]
Clerk’s Papers (CP) at 79-80. The judgment and sentence listed each of Van Buren’s three convictions as having a standard range sentence of 60 months. Based on its findings, the sentencing court imposed an exceptional sentence of 120 months with 36 to 48 months of community custody.
ANALYSIS
Application of Blakely
We first address whether the Supreme Court’s decision in Blakely affects our decision here. The State concedes that it does,
Whether the Supreme Court’s opinion in Blakely “worked a sea change in the body of sentencing law,” United States v. Ameline, 376 F.3d 967, 973 (9th Cir. 2004), or merely applied procedural requirements set out in Apprendi v. New Jersey, 530 U.S. 466, 120 S. Ct. 2348, 147 L. Ed. 2d 435 (2000), in a new context (as suggested by Schriro v. Summerlin, 542 U.S. 348, 124 S. Ct. 2519, 159 L.
The United States Constitution does not address the scope of application of decisions announced by the United States Supreme Court. United States v. Johnson, 457 U.S. 537, 542, 102 S. Ct. 2579, 73 L. Ed. 2d 202 (1982) (“ ‘[T]he
In Washington, a case is “final,” or no longer pending, when the judgment of conviction has been rendered, the availability of appeal exhausted, and the time for a petition for certiorari has elapsed. In re Pers. Restraint of St. Pierre, 118 Wn.2d 321, 327, 823 P.2d 492 (1992) (quoting Griffith, 479 U.S. at 321 n.6). Although we issued our original opinion in this case on May 25, 2004, as of June 24, 2004, when the Blakely v. Washington, 542 U.S. 296, 124 S. Ct. 2531, 159 L. Ed. 2d 403 (2004), opinion was announced, a motion for reconsideration was pending and Van Burén still had the right to timely petition our state Supreme Court and the United States Supreme Court for review. Accordingly, the case was not final on June 24, 2004, and the Supreme Court’s opinion in Blakely applies here.
Scope of Blakely
Facts That Increase Penalty
As stated above, under Blakely, any fact, other than the fact of a prior conviction, that increases the penalty for a crime beyond the prescribed statutory sentencing range, must be submitted to a jury and proved beyond a reasonable doubt. 124 S. Ct. at 2536. This jury trial requirement guarantees that accusations that lack any particular factual proof will not be used in sentencing a defendant. In Apprendi, the fact at issue was the defendant’s motivation, i.e., the defendant’s commission of the offense “with a
Defendant’s Criminal History and Offender Score
Blakely does not require a jury finding of the defendant’s criminal history. Blakely cites with approval the “ ‘[o]ther than the fact of a prior conviction’ ” exception set forth in Apprendi. 124 S. Ct. at 2536 (quoting Apprendi, 530 U.S. at 490). Accordingly, we hold that a defendant’s criminal history, the record of his criminal felony and misdemeanor convictions, need not be proved to a jury beyond a reasonable doubt before it can be taken into consideration by the sentencing judge. It follows that the decision of whether to impose a sentence above the standard range based solely on the defendant’s criminal history is not a fact to be determined by a jury. It is a judgment for the sentencing court. See, e.g., former RCW 9.94A.535(2)(j) (2001) (permitting exceptional sentence where “the defendant’s prior unscored misdemeanor or prior unscored foreign criminal history results in a presumptive sentence that is clearly too lenient in light of the purpose of this chapter, as expressed in RCW 9.94A.010”).
Like a defendant’s criminal history, a defendant’s offender score does not require the resolution of disputed facts. Instead, criminal history is the result of a complicated calculation of rules and statutory applications, often requir
Substantial and Compelling Grounds for Departure
Blakely also noted that whether an aggravating factor presents a compelling ground for departure from the standard range is a matter of judgment. 124 S. Ct. at 2538 n.8. The Blakely majority held that so long as the sentencing judge makes the factual decision regarding the presence or absence of an aggravating fact, the SRA conflicts with a defendant’s right to a jury trial. But whether properly determined facts present a compelling ground for departure from the standard range remains a judgment for the sentencing judge. Although a jury must evaluate the credibility of witnesses and evidence and decide disputed issues of fact, it is the responsibility of the sentencing judge to determine whether facts alleged and found are sufficiently substantial and compelling to warrant imposing an exceptional sentence. See Blakely, 124 S. Ct. at 2538 n.8;
Some have argued that Blakely prohibits the trial judge from imposing any sentence above the standard range. We believe this reading of Blakely is too broad. Such a reading does not distinguish between the necessary resolution of factual disputes (which Blakely clearly holds must be made by a jury) and the legal judgment of whether such facts are substantial and compelling or result in a sentence that is clearly too lenient (which is a judgment for the sentencing authority — the court). Moreover, this broad reading suggests that only those defendants who exercise their right to a jury trial may receive a sentence above the standard range. Such an interpretation would run afoul of other Supreme Court decisions prohibiting disparate sentences based on the exercise of the right to a jury trial. See, e.g., United States v. Jackson, 390 U.S. 570, 88 S. Ct. 1209, 20 L. Ed. 2d 138 (1968). But see Corbitt v. New Jersey, 439 U.S. 212, 99 S. Ct. 492, 58 L. Ed. 2d 466 (1978).
Such an interpretation would also run afoul of recent cases that narrowly apply the holding and rationale of
Statutory Maximum Sentence
Blakely addresses proof requirements for facts that would be used to increase a penalty beyond the maximum set forth by the standard range. 124 S. Ct. at 2536-37.
At the plea hearing, the trial court questioned why the standard range was “60 months.” The defense counsel explained that these were class C felonies with a 60-month statutory maximum term.
Miscalculation op Offender Score
Van Burén also argues that the trial court’s miscalculation of his offender score requires reversal of his exceptional sentence. Van Burén does not challenge his criminal history, which he acknowledged in the plea agreement to be true, correct, and complete. In addition, Van Burén stipulated that his offender score was above a 9. For its part, the State concedes that Van Buren’s offender score should have been a 14 instead of a 15.
We review a trial court’s calculation of an offender score de novo. State v. Tili, 148 Wn.2d 350, 358, 60 P.3d 1192 (2003). Remand is necessary when the trial court miscalculates an offender score unless the record clearly shows that the trial court would have imposed the same sentence. Tili, 148 Wn.2d at 358.
Van Buren’s correctly calculated offender score is 14. Important to our decision is the fact that the recalculation of Van Buren’s offender score is not the result of a conviction having been improperly included in Van Buren’s criminal history. Instead, it is the result of two points being added to his offender score for being on community custody for two separate offenses, whereas former RCW 9.94A.525(17)
Here the trial judge found, “The parties have agreed that the defendant’s offender score is a ‘15’, but even if lower, the offender score is beyond the maximum of‘9’.” CP at 79-80. Accordingly the trial court concluded that:
[T]he grounds listed in the preceding paragraph [including the statement that “defendant’s offender score is above the maximum of ‘9’ ”], taken together or considered individually, constitute sufficient cause to impose the exceptional sentence!.] This Court would impose the exact same sentence even if only one of the grounds listed in the preceding paragraph is valid [.]
CP at 80 (emphasis added).
The trial court did not rely on the 15 calculation. It relied on Van Buren’s offender score being greater than a 9 and that this high offender score would result in Van Burén receiving no punishment for some of his current offenses if sentenced within the standard range. The miscalculation does not affect Van Buren’s standard range. See former RCW 9.94A.510 (2000). Because an offender score of 15 or 14 would result in Van Burén receiving no punishment for his current offenses or, in the vernacular, getting “free crimes,” the one-point miscalculation of Van Buren’s offender score is harmless. The record establishes that the trial court would have imposed the same sentence had it known that Van Buren’s correct offender score was 14 and not 15.
“Free Crime” Sentence Enhancements
Van Burén also contends that an offender score greater than a 9 is a legally insufficient ground for imposing an exceptional sentence.
We note first that Blakely did not declare the SRA to be unconstitutional (124 S. Ct. at 2540), nor did it relieve the sentencing judge of the duty to make a judgment as to whether properly found aggravating facts were “substantial
Here the sentencing court properly determined that (1) Van Burén was convicted of two counts of third degree rape of a child and one count of third degree rape, and (2) Van Burén had an offender score well beyond the maximum of 9. To support his proposition that a high offender score does not warrant an exceptional sentence, Van Burén relies on State v. Stephens, 116 Wn.2d 238, 242, 803 P.2d 319 (1991). But Van Buren’s reliance is misplaced.
In Stephens, our Supreme Court held that offender scores are “simply restatements of the crimes for which [the defendant] was convicted” and that, as such, “a high offender score alone is insufficient to justify an exceptional sentence.” 116 Wn.2d at 242-43 (emphasis added). But Stephens also held that a defendant who is already at the upper limit of the sentencing grid “should receive a greater punishment if he commits more than one current crime.” 116 Wn.2d at 243. Although there is language in Stephens suggesting that the trial court’s decision was based on the statutory multiple offense policy,
Eight of Van Buren’s offender score points were due to prior offenses. Van Buren’s multiple separate current offenses caused his offender score to exceed the standard sentencing range guideline grid. Thus, imposing a standard range sentence would have resulted in Van Burén receiving “free crimes,” or some of his current crimes going unpunished. Stephens, 116 Wn.2d at 243. See also State v. Coats, 84 Wn. App. 623, 628, 929 P.2d 507, review denied, 132 Wn.2d 1003 (1997).
“Free crime” analysis is a function of determining the defendant’s offender score from the record of his prior and current criminal convictions. It does not require weighing evidence, determining credibility, or making a finding of disputed facts.
Blakely does not alter the standards for reviewing an exceptional sentence we followed previously. Thus, we now turn to the questions of whether (1) under a clearly erroneous standard, the reasons supplied by the sentencing court are supported in the record that was before the judge; (2) under a de novo standard, those reasons justify a sentence outside the standard range; and (3) under an abuse of discretion standard, the sentence imposed was clearly excessive. State v. Rotko, 116 Wn. App. 230, 242, 67 P.3d 1098 (2003) (quoting RCW 9.94A.585(4)) (citing State v. Solberg, 122 Wn.2d 688, 705, 861 P.2d 460 (1993)).
Under a de novo standard, the trial court’s reasons justify a sentence outside the standard range. Here, we examine de novo whether the reasons supported by the record are sufficiently substantial and compelling to justify a sentence outside the standard range. We hold that they are because imposition of a standard range sentence would allow Van Burén to escape punishment for two of his current offenses. See Smith, 123 Wn.2d at 56 (“free crimes” automatically satisfies this standard).
We now consider whether Van Buren’s sentences were clearly excessive under an abuse of discretion standard. A “clearly excessive” sentence is one that is “ ‘clearly unreasonable, i.e., exercised on untenable grounds or for untenable reasons, or an action that no reasonable person would have taken.’ ” State v. Ritchie, 126 Wn.2d 388, 393, 894 P.2d 1308 (1995) (quoting State v. Oxborrow, 106 Wn.2d 525, 531, 723 P.2d 1123 (1986)).
Here, the trial court’s 120-month sentence is supported by Van Buren’s high offender score and the fact that imposition of a standard range sentence would result in
The sentencing court did not abuse its discretion by punishing Van Burén for each rape he committed. Imposing a standard range sentence would have resulted in Van Burén avoiding punishment for two of his current offenses. By imposing an exceptional sentence of 120 months followed by 36-48 months community custody, the sentencing court avoided this unjust “free crimes” consequence. As a matter of law, when the defendant’s offenses do not arise from the same criminal conduct, and punishing a defendant for each crime he is found to have committed is not excessive.
CONCLUSION
Van Buren’s exceptional sentence is supported by the record of his criminal history and by an offender score calculation in excess of 9, which would have resulted in free crimes if the court had imposed a sentence within the standard range. These factors are calculations based on Van Buren’s criminal history and are not findings of dis
Affirmed.
Armstrong, J., and Seinfeld, J. Pro Tern., concur.
See North Carolina v. Alford, 400 U.S. 25, 37, 91 S. Ct. 160, 27 L. Ed. 2d 162 (1970) (“[a]n individual accused of crime may voluntarily, knowingly, and understandingly consent to the imposition of a prison sentence even if he is unwilling or unable to admit his participation in the acts constituting the crime”).
“VanBuren [sic] may nonetheless raise a Blakely claim because his direct appeal is not yet final.” State’s Resp. to Mot. for Recons, at 4.
But see Schriro, 542 U.S. 348 (Ring v. Arizona, 536 U.S. 584, 122 S. Ct. 2428, 153 L. Ed. 2d 556 (2002), interpreting Apprendi, 530 U.S. at 490, as procedural and not retroactive).
The State does not argue in support of the trial court’s second basis for imposing the exceptional sentence: “The lack of remorse aggravator was not submitted to a jury. Although the rights Blakely confers may be waived, Van Burén has not waived these rights with regard to this circumstance. VanBuren [sic] is thus correct that his lack of remorse was not properly considered as a basis for his exceptional sentence.” State’s Resp. to Mot. for Recons, at 4 (footnote omitted). We accept the State’s concession. But see United States v. Cotton, 535 U.S. 625, 632-33, 122 S. Ct. 1781, 152 L. Ed. 2d 860 (2002) (Apprendi error harmless where defendant did not object to infirmity of indictment).
The Court stated:
Nor does it matter that the judge must, after finding aggravating facts, make a judgment that they present a compelling ground for departure. He cannot make that judgment without finding some facts to support it beyond the bare elements of the offense. Whether the judicially determined facts require a sentence enhancement or merely allow it, the verdict alone does not authorize the sentence.
Blakely, 124 S. Ct. at 2538 n.8. Implicit in this statement is the idea that once the jury determines the threshold facts, the judge’s role — to determine the effect of these facts — is not diminished.
That statute states in pertinent part, “The court may impose a sentence outside the standard sentence range for an offense if it finds, considering the purpose of this chapter, that there are substantial and compelling reasons justifying an exceptional sentence.” Former RCW 9.94A.535.
The 60-month standard range calculation is as follows:
(1) Van Burén had an offender score in excess of 9.
(2) Third degree rape of a child is a level VI offense. Former RCW 9.94A.515 (2001).
(3) Third degree rape is a level V offense. Former RCW 9.94A.515.
(4) The standard range for a level VI crime for an individual with an offender score of 9 is 77-102 months. Former RCW 9.94A.510 (2000).
(5) The standard range for a level V crime for an individual with an offender score of 9 is 72-96 months. Former RCW 9.94A.510 (2000).
(6) “[A] court may not impose a sentence providing for a term of confinement or community supervision, community placement, or community custody which exceeds the statutory maximum for the crime as provided in chapter 9A.20 RCW.” Former RCW 9.94A.505(5) (2001).
The statutory maximum provided under RCW 9A.20.021(l)(c) for each of the crimes charged, all class C felonies, is 5 years (60 months).
See RCW 9.92.900.
See former RCW 9.94A.589(l)(a) (2000).
Compare Apprendi, 530 U.S. at 474:
[T]he State has argued that even without the trial judge’s finding of racial bias, the judge could have imposed consecutive sentences on counts 3 and 18 that*650 would have produced the 12-year term of imprisonment that Apprendi received; Apprendi’s actual sentence was thus within the range authorized by statute for the three offenses to which he pleaded guilty. .. . The constitutional question, however, is whether the 12-year sentence imposed on count 18 was permissible, given that it was above the 10-year maximum for the offense charged in that count. The finding is legally significant because it increased — indeed, it doubled — the maximum range within which the judge could exercise his discretion, converting what otherwise was a maximum 10-year sentence on that count into a minimum sentence. The sentences on counts 3 and 22 have no more relevance to our disposition than the dismissal of the remaining 18 counts.
See Blakely, 124 S. Ct. at 2538 n.8 (recognizing judge’s authority, after aggravating facts are found, to “make a judgment that [the facts] present a compelling ground for departure” from the standard sentence).
See former RCW 9.94A.535(2)(i) (“The operation of the multiple offense policy [counting current offenses encompassing same criminal conduct as one crime in calculating offender score] results in a presumptive sentence that is clearly too lenient in light of the purpose of this chapter.”).
We note, without holding, that in cases involving simultaneous crimes committed against a single victim (and application of the “multiple offense policy under current RCW 9.94A.589), Blakely may require that a jury determine the defendant’s intent at the time he committed the offense because the defendant’s intent and motivation is a disputed factual issue. See, e.g., Apprendi v. New Jersey, 530 U.S. 466, 491-94, 120 S. Ct. 2348, 147 L. Ed. 2d 435 (2000).
See former RCW 9.94A.535(2)(i).
We distinguish between the trial court’s jurisdiction and its authority to impose an exceptional sentence. After Blakely, the trial court’s authority (to rely on disputed facts in determining whether there are substantial and compelling reasons justifying an exceptional sentence) is limited by requirement of a jury finding of those facts. But once found in accord with Blakely’s jury trial requirement, the court’s authority is limited by appellate review of the substantial evidence presented, the maximum sentence of the offense charged and the reasonableness of the sentence imposed.
Consecutive sentences require imposition of an exceptional sentence under the SRA. Former RCW 9.94A.589(l)(a).