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State v. Valentine
541 S.E.2d 603
W. Va.
2001
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*1 I am Accordingly, respectfully I dissent. state that Justice McGRAW

authorized

joins in this dissent.

541 S.E.2d 603 Virginia, Plaintiff

STATE West

Below, Appellee, VALENTINE, Damon Defendant

Lorenza

Below, Appellant.

No. 27618. Appeals

Supreme Court of Virginia. Sept. 2000.

Submitted Nov.

Decided

Concurring Opinion of Justice 5, 2001.

Starcher Jan. *2 Bluefield, Virginia,

creational Center West gang young to confront a of had men who severely appellant’s beaten one of the friends previous day. appellant As soon as the Center, gunfire and his friends arrived at the Brown, erupted, by- and Lowell an innocent stander, fatally was shot the back. day, appellant The next informed the police that he was at the scene of the shoot- gave ing. detailing a statement He night provided movements that and shot- gun possession had in his at the time shooting. police The that the determined shotgun had been loaded with “bird shot” discharged and had been once in the air. In fact, there was some evidence that indicated appellant may have fired the first Sanders, Austin, Flanigan, Esq., William However, evening. shot that the bullet that Princeton, Swope Flanigan, Virginia, & pistol. killed Mr. Brown was fired from a Attorney Appellant. for the Subsequently, appellant MeGraw, Jr., and two of his Esq., Attorney Darrell V. General, charged degree II, friends were with second Loughry, Esq., Allen H. Assis- plea agree- All General, Charleston, murder. three entered into Attorney tant West Vir- appellant’s agree- with ments the State. The ginia, Attorneys Appellee. for provided ment with the State that he would MAYNARD, Chief Justice: plead guilty voluntary manslaughter, and exchange, object would not State upon appeal This ease is before this Court imposing three-year the court a sentence. of a final order of the Circuit Court Mer- However, agreement provided that County cer entered on November 1999. State would otherwise stand silent on sen- order, appellant In that and defendant tencing. below, Valentine, Lorenza Damon was sen- years to a tenced determinate term fifteen accepted appellant’s The circuit court penitentiary following plea in the state a 6, 1998, plea on June and a scheduled sen- guilty voluntary manslaugh- to the offense tencing hearing August for 1998. The appeal, appellant ter. On contends the sentencing hearing was later rescheduled for by informing circuit court erred him that meantime, December pursuant Virgi- to Rule of the West court, appellant a wrote letter the circuit Procedure, nia Rules of Criminal he could se,1 pro requesting that he be allowed to accepted, not withdraw his after it was withdraw his because he believed that imposed even ex- actually he was not since had not agree- proposed cess of the term in his fired that struck Brown. the bullet Mr. The ment with the State. appellant’s by letter was followed a formal petition This Court has before it the by motion to withdraw his filed record, appeal, the briefs of entire appellant’s sentencing At counsel. below, counsel. For the reasons set forth hearing, appel- circuit court denied the conviction is affirmed. pro- lant’s motion withdraw his appellant ceeded sentence the to a definite I. years term of confinement of fifteen in the 27,1998, penitentiary March On and three state for his role in the death of Hardy appeal of his went to Mr. Brown. friends Street Re- This followed. represented 1. The counsel this time.

II. first Cabell was the case in which this requirement Court addressed the of Rule contends that the cir 11(e)(2). case, In that we noted our cuit court committed fail reversible error Rule is identical to corresponding ing to advise him in accordance law, Following federal 11(e) rule. federal case of the West Rules of Criminal *3 specifically Iaquinta, 719 that Procedure his could not be with (4th Cir.1983), F.2d 83 this Court reversed accepted, drawn after it was if even the the defendant’s conviction in rejected Cabell because circuit court his for a three- the circuit court failed to year inform the defen- response, In sentence. the State as dant right that he did not have that the to with- appel serts the record shows that the draw accepted, after it was if provisions lant understood the of even Rule 11. rejected the circuit court argues that the terms of his State further if even plea agreement. circuit comply precise court did not with the 11(e), requirements of Rule the error was analysis The same in utilized State v. harmless. Stone, (1997). 126, 200 W.Va. 400 S.E.2d However, Stone, above, also consid- Court As discussed en ered give whether the failure to agreement into an the Rule pur tered with the State 11(e)(1)(B) admonition could Virginia suant to Rule be considered the West Ultimately, harmless error. this Court stat- whereby Rules Criminal Procedure “[ujnless appellant agreed ed that factual plead guilty voluntary to to evidence is clear manslaughter, agreed rights disregarded, that no substantial the State not to were 11(h) oppose appellant’s request the harmless error a three- rule Rule [1996]2 year circumstances, Stone, applied.” sentence. should these not be Rule 200 W.Va. at requires Stone, that “the court shall advise 488 S.E.2d at 404. In this Court the defendant that court does not concluded that the evidence was insufficient accept the request, recommendation or to determine that the defendant’s substantial right However, defendant nevertheless has no to rights with were not affected. plea.” that, draw the This Court has held judice, case sub we do not reach the same conclusion. A trial options comply court has two to mandatory

with requirements of Rule The record shows that 11(e)(2) of Virginia the West Rules appeared two co-defendants before the may initially Criminal Procedure. It ad- 5, 1998, guilty circuit court on June to enter guilty vise the defendant at the time the pleas voluntary manslaughter. Although any is taken that as to recommended the circuit court sometimes addressed all made connection with a collectively, engaged three defendants it also agreement, if the court accept does not colloquies in individual with each defendant. sentence, recommended the defendant will accepting appellant’s plea, Before right have no guilty plea. withdraw the questioned circuit court fol- as option, As a may second court lows: conditionally accept guilty plea pending Valentine, Okay, THE Mr. it COURT: presentence a report giving without says you plead going here that are cautionary warning required by Rule guilty voluntary manslaughter, is that 11(e)(2). However, if it determines correct? sentencing hearing not to follow the rec- Yes, MR. VALENTINE: sir. sentence, ommended it must the de- fendant the says you to withdraw the THE It also COURT: that are plea. going cooperative with authori- be ties? Cabell, Syllabus Point State v. 176 W.Va. (1986). Yes, 342 S.E.2d 240 MR. VALENTINE: sir. 11(h) Any proce- of the West Rules of Crimi- Harmless variance from the error.— required provides: nal Procedure dures this rule which does not rights disregarded. affect substantial shall be voluntary manslaughter, says guilty to and the It here that the State

THE COURT: any accepted plea. circuit information about the present will firearm, is that correct? presentment record, upon this we Based believe Yes, sir. MR. VALENTINE: comply court’s failure to the circuit says It also THE COURT: 11(e)(2), precise requirement of Rule you in the event that void will be must be error. deemed harmless As noted with the authorities? cooperate above, Stone, swpra, we indicated Yes, 11(h) sir. VALENTINE: MR. harmless of Rule should error rule be applied anybody you or the factual evidence is clear Did force when THE COURT: rights no you substantial of the you to make enter into this threaten disregarded. were Our conclusion in this plea? *4 regard supported by is several federal court No sir. MR. VALENTINE: Iaquinta, supra, decisions. was decid Since you anybody promise Did THE COURT: ed, Appeals several United States Courts you probation? give that I would adopted analysis have a harmless error No, sir. VALENTINE: MR. 11(e)(2) respect to omission of the Rule the you that I Do understand THE COURT: Noriega-Mil admonition. v. United States you full in this give the sentence could (1st lan, Cir.1997); 110 F.3d 162 United case? (8th McCarthy, v. 97 F.3d 1562 States Cir. Yes, sir. MR. VALENTINE: 1996); Martinez-Martinez, United States v. proceedings, court ad- in the the Later (1st Cir.1995); 69 F.3d 1215 United States defendants and stated: all three dressed (7th Cir.1994); Diaz-Vargas, 1221 35 F.3d Now, you do all of under- THE COURT: Thibodeaux, 811 United States v. F.2d 847 you years in this that I could 15 (5th stand Puente, Cir.1987); v. de le United States ease, years, you which 3 to 15 means that Cir.1985). (3rd Generally, F.2d 755 313 years. Do have to serve least 3 would that these courts have held the omission of you that? understand each required by Rule the statement must (DEFENDANTS IN THE be unless is ANSWERED deemed harmless error there AFFIRMATIVE). some that the realistic likelihood misapprehension labored that his under the asked the The Court next defendants plea could be withdrawn. Id.3 complete a form titled Defendant’s State- ease, Guilty appellant clearly In this was Support in of the Plea. addi- the ad- ment his advising appellant plea that he was vised that could not withdraw for tion to he any accepted. obligated to disclose to the court all facts and reason once it was In addi- tion, upon, bearing court made sure that circumstances the voluntari- circuit voluntary appellant’s and plea, question plea of his 70 on the was that he ness number asked, you “Do know knew that court was not bound form and understand plead plea agreement your decision to is final and terms could im- that any pose your plea may years. of three to fifteen that be withdrawn Moreover, accepted?” it does not reason after is contend question. “yes” impression to this that he that answered When was under the form, judge understanding this could withdraw his if the did not asked about complet- accept plea agreement. that appellant responded he had terms of the attorney appellant attempted it ed form himself that his While is true that the any questions plea prior sentencing had to his able to answer withdraw was hearing, that all of about form. The indicated the evidence record questions to ask court about indicates that the reason for re- he had no Thereafter, questing appellant pled that his be withdrawn at that form. Puente, decision, probably of the because it not in observed in United States v. de le It was (3rd Cir.1985), proceeding "[t]he F.2d 315 11 755 effect on date of the Rule 11(h), Iaquinta did not refer to Rule al- court the district court.” though was in amendment effect at the time inno- he was defendant was confused and the omission of was because he believed time that result- he did not fire the shot warning cent since that his could not be with is of Mr. Brown.4 There ed the death confusion; drawn added the court nothing suggests in the record error); found reversible United States v. Ia appellant believed he could withdraw his (4th Cir.1983) (the quinta, 719 F.2d years to more than three he was sentenced merely informing found the defen prison. dant that the court is not bound a recom approach for a we think the best

While mendation or is not warn sufficient requirements judge to the strict is adhere ing attempted when the district court never courts to of Rule 11 and we advise our circuit by any to ascertain means the defendant so, courts, federal we refuse to like the understood he had no to withdraw his form in Rule 11 hear- exalt over substance plea); DeBusk, 976 F.2d Thibodeaux, ings. 811 F.2d at 848. Because Cir.1992) (6th (the 306-07 record evi appellant’s substan- the evidence shows that misleading denced confusion considerable affected, rights find that tial were we consequences defendant on plea, of the no error circuit court committed reversible strict adherence to the rule could have cured by failing to follow of the confusion, give warning therefore failure to in this Rules Criminal Procedure could not be withdrawn was not *5 Therefore, the final order of the Cir- case. harmless); Graibe, 946 F.2d County on No- cuit Court of Mercer entered (9th Cir.1991) (the 1428,1433 court must look 8,1999, vember is affirmed. to the record determine what defendant Affirmed. actually plea hearing, knew at time of may omission be harmless record shows Justice McGRAW concurs. that defendant knew he would be bound ARCHER, Justice, concurring: ST plea regardless length sof of sentence

(Filed 2001) Theron, imposed); v. United States 849 F.2d Jan. (10th Cir.1988) (not harmless error be pled guilty The defendant June of 1998 attempted cause district court never to ascer charge killing though someone —even by any tain means whether the defendants actually vic- the defendant did shoot the they understood wee without the judge proper did tim. The plea). to withdraw cautionary warning it is clear that the —but knew that would not allowed defendant be commendably brought These eases were plea, to withdraw the once he had entered it. this Court’s attention counsel later, September Three months show, state. As these cases the law is clear sentencing, well before grounds that whenever there are reasonable change his mind and asked the wanted fully to believe that a defendant didn’t under- plea. him court to let withdraw his pled stand when he that he could not judge properly exercised discretion plea, withdraw must be allowed to (The judge request. this also could denied so. granted request probably would have —I withdrawal.) have allowed the happening of what I on a too- Because see Court,

regular separate- on I basis write

ly emphasize that is a substantial there finding

body law to of ease the effect is not automatic in situ-

harmless error these See, Ferrara, e.g.,

ations. United States (2d Cir.1992) (from

954 F.2d 103 the record apparent that

the court concluded it was sentencing hearing. ruling 4. We that the circuit court addressed the The circuit court's note regard appeal. at the is not an issue in this to withdraw his

Case Details

Case Name: State v. Valentine
Court Name: West Virginia Supreme Court
Date Published: Jan 5, 2001
Citation: 541 S.E.2d 603
Docket Number: 27618
Court Abbreviation: W. Va.
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