State v. ValdezState v. Valdez
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¶ 1 In this opinion, we clarify an important procedural rule that has apparently caused some confusion in Utah’s lower courts. The issues in this case arise from the State’s use of its peremptory challenges to exclude female potential jurors from the jury at the trial of Anthony James Valdez. Valdez objected, arguing that the State’s use of its peremptory challenges was unconstitutional under Batson v. Kentucky, 476 U.S. 79, 106 S.Ct. 1712, 90 L.Ed.2d 69 (1986). 1 However, Valdez did not raise his Batson challenge until after the trial jury had been empaneled and sworn in and the remainder of the venire dismissed. We accepted certiorari to consider whether Valdez’s Batson challenge was timely under these circumstances. 2
¶ 2 We hold that a Batson challenge is only timely if raised both before the jury is sworn and before the remainder of the venire is excused. Under firmly established Utah law, a Batson challenge is only timely if it is raised before the jury is sworn. We take the opportunity provided by this case to clarify that a Batson objection must also be raised before the venire is dismissed. Accordingly, we reverse the court of appeals and remand for further proceedings consistent with this opinion.
BACKGROUND
¶ 3 Valdez was prosecuted in district court on five charges: aggravated burglary, aggravated assault, child abuse, possession of a dangerous weapon by a restricted person, and criminal mischief. On October 29, 2002, jury selection for Valdez’s trial began. The initial jury venire summoned to the district court consisted of eleven men and fourteen women. The district court removed three men and two women for cause on its own motion and without objection from Valdez or the State. A third woman was excused for cause by Valdez over the State’s objection. The State then used all four of its peremptory challenges to , remove women from the jury panel; Valdez used all four of his per
¶ 4 After the trial jury had been empaneled, the remainder of the venire was excused from service. The district court judge then swore the jury in, read the information to them, and gave them preliminary instructions. The court then dismissed the jury for lunch, and counsel remained in the courtroom to converse with the judge. After discussing potential jury instructions with counsel, the judge asked whether counsel wanted to address anything else before the court recessed. At that point, Valdez’s counsel raised a Batson challenge, arguing that the State’s use of its peremptory challenges discriminated on the basis of gender.
¶ 5 In support of his Batson challenge, Valdez argued that a prima facie pattern of discrimination could be found in the State’s use of its peremptory challenges to exclude only female jurors from the trial jury. In response, the State argued that Valdez’s Bat-son challenge was untimely because the jury had already been seated and sworn. The district court did not explicitly rule on the timeliness of Valdez’s Batson challenge, but stated “notwithstanding that, can you give me a basis to rebut [a] Batson type challenge?” The State then provided gender-neutral explanations for each of its four peremptory challenges. Valdez offered no further argument. The district court ruled that the State’s peremptory challenges were gender neutral, related to the case, specific, and legitimate. 3 Accordingly, the district court rejected Valdez’s Batson challenge.
¶ 6 Valdez’s trial proceeded, and he was convicted of aggravated burglary, possession of a dangerous weapon by a restricted person, and criminal mischief. Valdez subsequently appealed the district court’s denial of his Batson challenge to the Utah Court of Appeals. On appeal, Valdez also challenged the State’s use of evidence regarding Battered Woman Syndrome in his trial on the ground that it was prejudicial.
¶ 7 A panel of the Utah Court of Appeals reversed the district court. The court of appeals noted that a Batson challenge must be timely raised and that standards for timeliness are established by local procedures. State v. Valdez, 2004 UT App 214, ¶ 7, 95 P.3d 291. In determining whether Valdez’s Batson challenge was timely under Utah law, the court relied primarily on two of its prior opinions: Salt Lake County v. Carlston, 776 P.2d 653, 655 (Utah Ct.App.1989), and State v. Harrison, 805 P.2d 769, 775-76 (Utah Ct.App.1991). 4 Valdez, 2004 UT App 214, ¶¶ 7-10, 95 P.3d 291. While the court of appeals recognized that Carlston had favorably cited other jurisdictions’ timeliness rules that bar Batson challenges after the jury has been sworn and the venire dismissed, Valdez, 2004 UT App 214, ¶ 8, 95 P.3d 291 (citing Carlston, 776 P.2d at 655-56), it chose to decide the present case under Harrison, id. ¶¶ 9-10. The court cited Harrison for the proposition that the timeliness of a Batson challenge is governed by rule 18(c)(2) of the Utah Rules of Criminal Procedure. Id. ¶ 9 (citing Harrison, 805 P.2d at 776). The court of appeals stated that a district court may consider a Batson challenge that is not raised until after the jury is sworn and the venire dismissed if it finds “good cause” under rule 18(c)(2). Id. ¶¶ 10-11 (citing Harrison, 805 P.2d at 776). The court also stated that if a district court allows counsel to proceed with a Batson argument following a timeliness objection, it “impliedly finds good cause under rule 18.” Id. (citing Harrison, 805 P.2d at 776).
¶8 Based on this legal framework, the court of appeals held that the district court had impliedly found good cause to allow Valdez’s
Batson
challenge to proceed because it
¶ 9 After ruling on the timeliness issue, the court of appeals proceeded to address the merits of Valdez’s Batson challenge. Id. ¶¶ 12-30. Applying an abuse of discretion standard of review, id. ¶ 17, the court held that most of the proffered justifications for the State’s strikes were not clear and specific and lacked a relationship to the case being tried, id. ¶¶ 26-28. The court of appeals therefore ruled that the district court had abused its discretion by rejecting Valdez’s Batson challenge and reversed and remanded for a new trial. Id. ¶¶ 30-31. Because the court found the denial of Valdez’s Batson challenge dispositive, it did not reach Valdez’s arguments regarding the admissibility of the-Battered Woman Syndrome evidence introduced by the State at trial. Id. ¶ 17 n. 2.
¶ 10 The State petitioned this court for certiorari to review the decision of the court of appeals. We granted certiorari and have jurisdiction pursuant to Utah Code section 78-2-2(3)(a) (2002).
STANDARD OF REVIEW
¶ 11 On certiorari, “we review the decision of the court of appeals, and not that of the district court.” State v. Hansen, 2002 UT 125, ¶ 25, 63 P.3d 650 (citation omitted). Whether Valdez’s Batson challenge was timely raised is a question of law. We review questions of law for correctness, granting no deference to the legal conclusions of the court of appeals. Thomas v. Color Country Mgmt., 2004 UT 12, ¶ 9, 84 P.3d 1201.
ANALYSIS
¶ 12 We granted certiorari on two issues: (1) whether a Batson challenge may be deemed timely if the jury has been sworn and. the remainder of the venire excused; and (2) whether the court of appeals applied the correct criteria for a Batson analysis and the correct standard of review on appeal. Because we hold that Valdez’s Batson challenge was not timely, we do not reach the second issue, and therefore express no views on the criteria and standard of review applied by the court of appeals for Batson challenges. 6 Accordingly, our analysis is confined to a discussion of when a Batson challenge must be raised in order to be considered timely under Utah law.
A BATSON CHALLENGE MUST BE RAISED BEFORE THE JURY IS SWORN AND BEFORE THE REMAINDER OF THE VENIRE IS DISMISSED IN ORDER TO BE TIMELY UNDER UTAH LAW
¶ 13 Before addressing Utah law regarding the timeliness of
Batson
challenges, we discuss the history of
Batson
challenges in order to provide context for our holding. The United States Supreme Court has long held that the Equal Protection Clause of the Fourteenth Amendment prohibits purposeful racial discrimination in the selection of jurors.
See Strauder v. West Virginia,
100
¶ 14 In Batson, the Court rejected Swain’s “crippling burden of proof,” noting that under Swain “prosecutors’ peremptory challenges [had become] largely immune from constitutional scrutiny.” Id. at 92-93, 106 S.Ct. 1712; see also Christopher J. Petrini, Batson v. Kentucky: A Promise Unfulfilled, 58 UMKC L.Rev. 361, 365 (1990) (noting that in the twenty-one years between Swain and Batson, only two defendants were able to establish a case of purposeful discrimination under Swain). The Batson Court thus replaced the Swain test with an evidentiary framework similar to that of Title VII of the 1964 Civil Rights Act, which allows the opponent of a peremptory challenge to establish a violation of the Equal Protection Clause based “solely on evidence concerning the prosecutor’s exercise of peremptory challenges at the defendant’s trial.” Batson, 476 U.S. at 96, 106 S.Ct. 1712; see also Johnson v. California, 545 U.S. 162, 125 S.Ct. 2410, 2418 n. 7, 162 L.Ed.2d 129 (2005) (discussing similarity of Batson framework to “the burden-shifting framework in cases arising under Title VII of the Civil Rights Act of 1964”).
¶ 15 The
Batson
Court established a three-step analytical framework to be applied by a court considering whether a litigant’s use of peremptory challenges violates the Equal Protection Clause.
8
Batson,
476 U.S. at 93-97, 106 S.Ct. 1712. First, the opponent of the peremptory challenges must establish a prima facie case of purposeful discrimination in the selection of the petit jury.
Id.; see also Purkett v. Elem,
514 U.S. 765, 767, 115 S.Ct. 1769, 131 L.Ed.2d 834 (1995) (discussing the three-part
Batson
test);
State v. Colwell,
2000 UT 8, ¶¶ 17-18, 994 P.2d 177 (same). In other words, the challenging party must “produc[e] evidence sufficient to permit the trial judge to draw an inference that discrimination has occurred.”
9
¶ 16 Since deciding Batson, the Supreme Court has continually increased the scope of the Batson test. See Powers v. Ohio, 499 U.S. 400, 409-10, 111 S.Ct. 1364, 113 L.Ed.2d 411 (1991) (holding that Batson applies to a prosecutor’s use of peremptory challenges regardless of whether the stricken juror is of the same race as the defendant); Edmonson v. Leesville Concrete Co., 500 U.S. 614, 630, 111 S.Ct. 2077, 114 L.Ed.2d 660 (1991) (extending the Batson rule to the use of peremptory challenges by private litigants in civil cases); Georgia v. McCollum, 505 U.S. 42, 59, 112 S.Ct. 2348, 120 L.Ed.2d 33 (1992) (applying Batson to criminal defendants’ use of peremptory challenges); J.E.B. v. Alabama, 511 U.S. 127, 146, 114 S.Ct. 1419, 128 L.Ed.2d 89 (1994) (holding that the Equal Protection Clause also prohibits discrimination in jury selection on the basis of gender).
¶ 17 Throughout its
Batson
jurisprudence, the Court has stated that the equal protection right the
Batson
test is designed to protect is premised on several important constitutional interests. First, the litigants are constitutionally entitled to have their ease tried by a jury that is selected by fair and nondiscriminatory methods.
11
See Strauder,
100 U.S. at 307-08;
Batson,
476 U.S. at 85-86, 106 S.Ct. 1712;
see also J.E.B.,
511 U.S. at 128, 114 S.Ct. 1419 (stating that litigants in criminal and civil trials “have an equal protection right to jury selection procedures that are free from state-sponsored group stereotypes rooted in, and reflective of, historical prejudice”). Second, the “individual jurors themselves have a right to nondiscriminatory jury selection procedures.”
J.E.B.,
511 U.S. at 140-41, 114 S.Ct. 1419;
see also McCollum,
505 U.S. at 48, 112 S.Ct.
¶ 18 “While the Supreme Court has been very explicit regarding the applicability of and basis for the Batson test, it has consistently declined to formulate procedural rules — such as timeliness standards — governing Batson challenges. In Batson, the defendant had challenged the prosecutor’s use of peremptory strikes by moving to discharge the jury before-it was sworn. .476 U.S. at 83, 106 S.Ct. 1712. Though the Court noted that this was “a timely objection,” id. at 100, 106 S.Ct. 1712, it specifically declined to establish “particular procedures” to be followed by courts applying Batson,- id. at 99, 106 S.Ct. 1712. Instead, the Court stated that it was up to state courts, with their “variety of jury selection practices,” to establish procedural guidelines. Id. at 99 & n. 24, 106 S.Ct. 1712.
¶ 19 The Court expanded on this reasoning in Ford v. Georgia, 498 U.S. 411, 111 S.Ct. 850, 112 L.Ed.2d 935 (1991). Under Ford, “local rules [provide] the law governing the timeliness of a [Batson] claim.” Id. at 423, 111 S.Ct. 850. Thus, the Court stated that “a state court may adopt a general rule that a Batson claim is untimely if it is raised for the first time on appeal, or after the jury is sworn, or before its members are selected.” Id. While the Court did not set forth any specific guidelines regarding timeliness, it noted that “[t]he requirement that any Bat-son claim be raised not only before trial, but in the period between the selection of jurors and the administration of their oaths, is a sensible rule.” Id. at 422-23, 111 S.Ct. 850. However, the Court also held that “only a firmly established and regularly followed state practice may be interposed by a State to prevent subsequent review ... of a federal constitutional claim.” Id. at ‘423-24, 111 S.Ct. 850 (internal citations and quotation marks omitted). Accordingly, under Batson and Ford, state procedural rules govern the timeliness of a Batson objection, but those rules must be firmly established and regularly followed in order to bar appellate consideration of the merits of a Batson challenge on timeliness grounds. WTiile the Court has not expanded on its reasoning from Ford, it recently noted that the Batson test is meant to “encourage[ ] prompt rulings on objections to peremptory challenges without substantial disruption of the jury selection process.” Johnson, 125 S.Ct. at 2418 (internal citations and quotation marks omitted).
¶ 20 As the resolution of the ease before us turns on whether Valdez’s Batson challenge — raised after the jury had been sworn and the remainder of the venire dismissed— was timely, we must determine what the established procedures are under Utah law regarding the timeliness of Batson challenges. We begin our discussion with a review of the decision of the court of appeals.
A. A Batson Challenge Must be Raised Before the Jury is Sworn to be Timely Under Utah Law
¶22 In ruling that Valdez’s Batson challenge was timely under rule 18(c)(2), the court of appeals relied heavily on its decision in Harrison. See State v. Valdez, 2004 UT App 214, ¶¶ 9-10, 95 P.3d 291 (citing State v. Harrison, 805 P.2d 769, 775-76 (Utah Ct. App.1991)). In Harrison, the Utah Court of Appeals considered the timeliness of a Bat-son challenge raised immediately after the jury was sworn but before the venire was dismissed. 805 P.2d at 776. Although the parties did not brief or argue the applicability of rule 18, the court determined sua sponte that rule 18(c)(2) governs the timeliness of a Batson objection in Utah. 13 Id. The relevant language of that rule, which has not changed since Harrison was decided, provides as follows:
A challenge to an individual juror may be either peremptory or for cause. A challenge to an individual juror may be made only before the jury is sworn to try the action, except the court may, for good cause, permit it to be made after the juror is sworn but before any of the evidence is presented.
¶ 23 In
Valdez,
the Utah Court of Appeals dramatically expanded the scope of
Harrison
by ruling that “a district court may consider a defendant’s
Batson
challenge
beyond
the dismissal of the venire!’
14
Valdez,
2004 UT
¶ 24 The court of appeals erred as a matter of law in holding that Valdez’s
Batson
challenge was timely under rule 18(c)(2) because rule 18(c)(2) is inapplicable on its face to
Batson
challenges. By its terms, rule 18(c)(2) provides procedural guidelines for a litigant’s peremptory or for cause “challenge
to
an individual juror.”
¶ 25 The procedural framework contained in rule 18(c)(2) does not govern
Bat-son
challenges. A peremptory challenge is a common law procedural device designed to assist litigants in selecting an impartial jury.
See Edmonson v. Leesville Concrete Co.,
500 U.S. 614, 620, 111 S.Ct. 2077, 114 L.Ed.2d 660 (1991). In contrast, a
Batson
challenge is not itself a peremptory challenge, but rather an objection to an opposing litigant’s improper
me of
peremptory challenges.
See Batson v. Kentucky,
476 U.S. 79, 96, 106 S.Ct. 1712, 90 L.Ed.2d 69 (1986) (noting that the
Batson
test is designed to prevent the use of peremptory challenges to purposefully discriminate “in the empaneling of the petit jury”). A litigant who raises a
Batson
challenge is objecting that the “jury was improperly constituted due to an equal protection violation.”
Powers v. Ohio,
499 U.S. 400, 414, 111 S.Ct. 1364, 113 L.Ed.2d 411 (1991);
see also Batson,
476 U.S. at 85-86, 106 S.Ct. 1712 (“[T]he defendant [has] the right to be tried by a jury whose members are selected pursuant to non-diseriminatory criteria.”). In other words, a
Batson
challenge amounts to a statement that the opposing litigant’s use of peremptory challenges violates the Fourteenth Amendment, and as a result the empaneled jury is improperly composed.
See, e.g., Powers,
499 U.S. at 412-13, 111 S.Ct. 1364 (noting that a
Batson
challenge is a challenge to the “composition of the trier of fact”);
Ford v. Georgia,
498 U.S. 411, 420 n. 5, 111 S.Ct. 850, 112 L.Ed.2d 935 (1991) (noting that a
Bat-son
challenge is an objection to “the selection of an objecting defendant’s own jury”).
¶ 26 The court of appeals also erred as a matter of law in its determination that a rule that “would prohibit
Batson
challenges after the venire has been dismissed and the jury has been sworn, [is] not ... a ‘firmly established and regularly followed state [procedure].’ ”
Valdez,
2004 UT App 214, ¶ 11, 95 P.3d 291 (quoting
Ford,
498 U.S. at 423, 111 S.Ct. 850) (alteration in original). According to the court of appeals, “At best, this rule could be gleaned by analogy and impli
¶27 In State v. Bankhead, 727 P.2d 216 (Utah 1986), a case decided by this court prior to Batson, we considered the timeliness of a challenge to the composition of the jury. The defendant, who was African American, arg-ued that her constitutional rights had been violated because the jury selected to try her case did not include any members of her race. Id. at 217. She moved to quash the jury panel, but not until all of the evidence had already been admitted. Id. Citing section 78-46-16(1) of the Utah Code, we held that the defendant’s objection was waived because “any challenge to the jury must be lodged before the jury is sworn.” Bankhead, 727 P.2d at 217 (emphasis added). We also cited the United States Supreme Court’s decision in Taylor v. Louisiana, 419 U.S. 522, 95 S.Ct. 692, 42 L.Ed.2d 690 (1975), noting that under Taylor a litigant does not have a Sixth Amendment right to a jury that is a perfect cross section of the community but is entitled to a jury selected from a venire that represents a cross section of the community. Bankhead, 727 P.2d at 217 (citing Taylor, 419 U.S. at 538, 95 S.Ct. 692).
¶ 28 Taylor is generally representative of the Supreme Court’s pr e-Batson jurisprudence regarding the composition of juries, which was “concerned largely with discrimination during selection of the venire.” Batson, 476 U.S. at 88, 106 S.Ct. 1712. This trend began with Strauder v. West Virginia, 100 U.S. 303, 25 L.Ed. 664 (1880) where the Court held that it is a violation of the Equal Protection Clause to exclude members of the defendant’s racé from the jury venire solely on account of race. Id. at 307-09. Over time, Strauder came to stand for the principle that under- the Equal Protection Clause the jury venire must be selected pursuant to nondiscriminatory criteria, see Martin v. Texas, 200 U.S. 316, 319-21, 26 S.Ct. 338, 50 L.Ed. 497 (1906), and must be representa-tively drawn from the community, Duncan v. Louisiana, 391 U.S. 145, 156, 88 S.Ct. 1444, 20 L.Ed.2d 491 (1968). However, the Court consistently held that the Equal Protection Clause does not guarantee a litigant a jury of a certain composition. See Akins v. Texas, 325 U.S. 398, 403, 65 S.Ct. 1276, 89 L.Ed. 1692 (1945). In Taylor, the Court applied these same rules under the Sixth Amendment, holding that although the Sixth Amendment does not guarantee that a petit jury will “mirror the community,” it does guarantee that the petit jury will be selected from a venire that is representative of the community. 419 U.S. at 538, 95 S.Ct. 692.
¶29 In Batson, the Court extended the principles established in its previous cases regarding the composition of the venire to the composition of the petit jury. 16 476 U.S. at 88, 106 S.Ct. 1712. The Court noted that the Fourteenth Amendment principles that prevented purposeful discrimination in the selection of the jury venire were indistinguishable from the principles animating concern over purposeful discrimination in the selection of the petit jury. See id. (“[T]he State may not draw up its jury lists pursuant to neutral procedures but then resort to discrimination at ‘other stages in the selection process.’ ” (citations omitted)). Thus, the Supreme Court’s jurisprudence regarding the selection of the venire and its jurisprudence regarding the selection of the petit jury are complementary.
¶ 30 The relationship in Utah law between challenges to the venire and challenges to the petit jury is also complementary, particularly with regard to procedural rules. Beginning with
Bankhead,
this court has consistently held that challenges to the jury, both to the
¶ 31 We note that the Jury and Witness Act purports to impose procedural rules on Utah’s courts and therefore may be in tension with article VIII, section 4 of the Utah Constitution. As we recently noted in
Bums v. Boyden,
2006 UT 14, 133 P.3d 370, this provision of the Utah Constitution vests the Utah Supreme Court with the authority to adopt rules of procedure to be used in Utah’s courts,
id.
¶ 15 n. 3, 133 P.3d 370 (quoting
¶ 32 In State v. Cantu, 750 P.2d 591 (Utah 1988), the first case decided by this court under the Batson framework, the timeliness of the defendant’s Batson challenge was not at issue because the defendant had moved to quash the entire jury panel on fair cross-section grounds before the prosecution’s peremptory challenges were even exercised, and he apparently renewed the objection immediately after the prosecution exercised a peremptory strike to remove a minority jury member. Id. at 592-93, 596.
¶ 34 In State v. Span, 819 P.2d 329 (Utah 1991), this court again addressed the timeliness of a Batson challenge. There, the defendant alleged that the prosecutor had used a racially motivated peremptory challenge to remove the only minority juror from the jury venire. Id. at 336. The defendant raised his Batson challenge by moving to quash the jury panel before the jury was sworn. Id. The trial court allowed the prosecutor to explain the reasons for the peremptory challenge, then denied the motion on timeliness grounds. Id. at 336-37. On appeal, the State conceded that the trial court had erred in denying the Batson challenge on timeliness grounds. Id. at 337. This court agreed, noting that the defendant’s Batson challenge had been raised immediately after the peremptory challenges were completed and before the jury was sworn. Id. The court also cited section 78-46-16 and Bank-head in support of the position that the motion had been timely made. Id.
¶ 35 In all of this court’s decisions since
Span,
we have never deviated from the rule that a challenge to the composition of the jury must be raised before the jury is sworn in.
See State v. Young,
853 P.2d 327, 338 (1993) (defendant objected to composition of the jury on fair cross section grounds before the jury was sworn in);
State v. Alvarez,
872 P.2d 450, 456 (Utah 1994) (defendant raised
Batson
challenge “[pjrior to the swearing of the jury”);
State v. Higginbotham,
917 P.2d 545, 546 (Utah 1996)
(Batson
challenge raised as soon as prosecutor used peremptory challenge to remove only minority juror from panel of prospective jurors);
State v. Colwell,
2000 UT 8, ¶ 14, 994 P.2d 177
(Batson
challenge raised as soon as prosecutor used peremptory challenge to remove only African American juror from panel of prospective jurors). Even the Utah Court of Appeals’ decision in
Salt Lake County v. Carlston,
776 P.2d 653 (Utah Ct.App.1989), which properly cited
Bankhead,
followed this rule,
see id.
at 656 n. 5. The sole aberration prior to the court of appeals’ decision in this case is
Harrison,
in which the court of appeals erroneously applied rule 18(c)(2) of the Utah Rules of Criminal Procedure to
Batson
¶ 36 Our decision is bolstered by the fact that the only rule of criminal procedure that applies to the composition of juries requires that a challenge be brought before the jury is sworn. In contrast with rule 18(c)(2), which does not apply to challenges to the jury as a panel, rule 18(c)(1) governs challenges to “[t]he panel ... of jurors called to serve at a particular court or for the trial of a particular action.”
¶ 37 We agree with the court of appeals that Utah’s procedural standards with respect to Batson challenges “would best be addressed by an amendment to the Utah Rules of Criminal Procedure.” Valdez, 2004 UT App 214, ¶ 11-n. 1, 95 P.3d 291. The Rules of Criminal Procedure should clearly reflect our case law with respect to this important procedural requirement, and we will request the assistance of our Advisory Committee in drafting such a rule. It is nonetheless clear under Utah law that a constitutional challenge to the jury selection process — whether it be to the entire venire or to the jury selected to try the case — must be brought before the jury is sworn. This rule has long been a “firmly established and regularly followed state practice” in Utah, as required by Ford. 498 U.S. at 423, 111 S.Ct. 850 (citations and internal quotation marks omitted). Therefore, we hold that Valdez’s Batson challenge, which was not brought until after the jury was sworn, was untimely.
¶ 38 While our holding is dispositive of this case, it does not end our analysis. We hold that a Batson challenge must be raised not only before the jury is sworn, but also before the remainder of the venire is dismissed in order to be deemed timely under Utah law. While we believe that the second part of this rule is established state law, even if it is not “firmly established and regularly followed,” id., we hold that it is a procedural requisite to a Batson challenge from this point forward. 20 We first address the origins of this rule in Utah law, and then the justifications for it.
B. A Batson Challenge Must be Raised Before the Venire is Dismissed to be Timely Under Utah Law
¶ 39 While this court has not explicitly considered the implications of a
Batson
challenge raised after the remainder of the veni-re has been dismissed, the Utah Court of
¶40 In State v. Harrison, the court of appeals considered a Batson challenge raised after the jury was sworn but before the venire was dismissed. 805 P.2d 769, 773 (Utah Ct.App.1991). The court cited Carl-ston to support its position that the defendant had raised his Batson challenge in a manner sufficient to obtain a ruling from the trial court. Id. at 776/ While the court of appeals mistakenly applied the timeliness standards of rule 18(c)(2) of the Utah Rules of Criminal Procedure to the Batson challenge, it never contradicted its position in Carlston that a Batson challenge must be raised before the venire is dismissed. See id. Obviously, if a Batson violation is to be remedied by seating the wrongfully struck juror, as implied by Carlston, 776 P.2d at 656, a Batson challenge must be raised before the venire is dismissed if the trial court’ is to properly rule on it, id. at 655. Thus, the only logical reading of Harrison is that the court of appeals left intact the Carlston rule that a Batson challenge must be raised before the venire is dismissed.
¶ 41 Until the court of appeals’ decision in State v. Valdez, 2004 UT App 214, ¶ 10, 95 P.3d 291, no Utah court had ever allowed a Batson challenge to proceed as timely after the venire had been dismissed. We hold that the court of appeals in Valdez erred by reading Harrison to mean that a Batson challenge can be raised after the dismissal of the venire. Rather, the rule established in Carl-ston that a Batson challenge must be raised before the venire is dismissed existed undisturbed until the court of appeals implicitly overruled it in Valdez. Id. Even if this were not the case, we would be compelled to adopt and apply this rule prospectively, for this rule logically flows from the rationale underlying a Batson challenge.
¶42 In Carlston, the Utah Court of Appeals correctly noted that “the process mandated by Batson ... rests on the premise that the trial court will hear the objection and make a factual finding of whether the [proponent] has used peremptory challenges in a discriminatory manner.” Carlston, 776 P.2d at 656. The court noted that an untimely Batson objection impedes the ability of the trial judge to make a proper factual finding on the evidence presented and also deprives the proponent “of the opportunity to present evidence of any constitutionally permissible reasons for challenges to the venire members.” Id. Indeed, the three-step process of Batson would be severely impeded were a Batson challenge to be allowed after the jury selection process is complete. The burden-shifting framework of Batson is best implemented if it is litigated while the peremptory strikes are fresh in the minds of both the court and the litigants. See McCrory v. Henderson, 82 F.3d 1243, 1247-48 (2d Cir.1996) (citing numerous decisions holding that the “subjective” nature of the peremptory challenge “mandates that any objection to its use be raised and ruled upon promptly”).
¶43 First, the party raising the
Batson
challenge will be better able to make out a prima facie case if he can discuss the proponent’s use of peremptory strikes in relation to the characteristics of the individual jurors stricken as well any relevant voir dire. In other words, the opponent will be more equipped to demonstrate that the
Batson
¶ 44 In addition, a
Batson
challenge must be raised in such a manner that the trial court is able to fashion a remedy in the event a
Batson
violation has occurred. As the
Johnson
Court noted, the
Batson
test “encourages prompt rulings on objections to peremptory challenges without substantial disruption of the jury selection process.”
Id.
(citations and internal quotation marks omitted). A
Batson
violation can only be remedied without substantially disrupting the jury selection process if it is brought before the venire is dismissed. If a
Batson
violation is found before the venire is dismissed, the violation can be remedied simply by reinstating the stricken juror. Once the venire has been dismissed,, however, a sustained
Batson
challenge will require the trial judge to, at minimum, call additional jurors, and may require the judge to call an entirely new venire from which to select a new jury. Also, if a
Batson
violation is found after the jury has been sworn
and
the venire excused, the only available remedy is a mistrial.
22
See McCro-ry,
82 F.3d at 1247. We see no legitimate reason to sanction such an inefficient use of judicial time and resources, or to allow such a burden to be imposed on the parties. Moreover, to allow a
Batson
challenge to proceed after the venire has been dismissed is only to sanction abuse. If such a result were allowed, a party would be able to delay raising a
Batson
challenge until it determined whether it approved of the selected jury.
¶45 Finally, the rights that the Batson challenge is designed to protect cannot be fully vindicated if a Batson challenge is allowed after the dismissal of the venire. A Batson challenge is designed to remedy “harm to the litigants, the community, and the individual jurors who are wrongfully excluded” that occurs when discriminatory jury selection criteria are tolerated. J.E.B. v. Alabama, 511 U.S. 127, 140, 114 S.Ct. 1419, 128 L.Ed.2d 89 (1994). While the Court has held that individual jurors who are wrongfully excluded may bring suit, it has also noted that “[a]s a practical matter ... these challenges are rare.” Powers v. Ohio, 499 U.S. 400, 414, 111 S.Ct. 1364, 113 L.Ed.2d 411 (1991). This is because “[potential jurors are not parties ... and have no opportunity to be heard at the time of their exclusion.” Id. Moreover, a wrongfully stricken juror cannot “easily obtain declaratory or injunc-tive relief when discrimination occurs.” Id. Therefore, in the vast majority of eases in which an individual juror is wrongfully excluded, the discrimination against the juror goes unredressed if he remains excluded from jury service. The only logical way to ensure the possibility of redress is to require that a Batson objection be raised before the venire is dismissed. Under this rule, if a Batson challenge is found, the improperly excluded juror can then be reinstated.
¶ 46 In summary, we hold that a Batson challenge must be raised both before the jury is sworn and before the venire is dismissed in order to be timely under Utah law. We note that this rule is similar to the rule that was sanctioned by the Supreme Court in Ford v. Georgia. See 498 U.S. 411, 422, 111 S.Ct. 850, 112 L.Ed.2d 935 (1991) (“The requirement that any Batson claim be raised not only before trial, but in the period between the selection of the jurors and the administration of their oaths, is a sensible rule.”). We also note that the fact that the rule we adopt is widely followed by other jurisdictions — both federal and state — that have considered this issue. See, e.g., Morning v. Zapata Protein (USA), Inc., 128 F.3d 213, 216 (4th Cir.1997) (noting that most of the federal circuits have taken the cue from Ford and “requir[ed] Batson challenges to be raised, at the latest, before the venire is excused”); McCrory, 82 F.3d at 1247 (“The Court’s discussion in Batson, however, makes clear that it envisioned an objection raised during the jury selection process.” (emphasis added)); State v. Ford, 2001 MT 230, ¶ 30, 306 Mont. 517, 39 P.3d 108 (holding that a Batson challenge is not timely if the jury has been sworn and the venire dismissed, and observing that “[sjeveral jurisdictions have closely analyzed Batson’s language and concluded that the U.S. Supreme Court envisioned that a Batson challenge must be made before the jury is sworn,” while citing numerous state decisions barring Batson objections after the jury is sworn and the venire is dismissed). We are aware of no case in any jurisdiction, aside from the court of appeals’ decision in this case below, in which a court found a Batson challenge to be timely after both the jury was sworn and the remainder of the venire was dismissed — in other words, after the jury selection process was wholly complete. 23 Accordingly, we hold that Valdez’s Batson challenge — raised after the jury was sworn and the venire dismissed — was untimely under Utah law.
CONCLUSION
¶ 47 We hold that a
Batson
challenge must be raised before the jury is sworn and before
Notes
. In Batson v. Kentucky, the United States Supreme Court held that a prosecutor’s use of racially motivated peremptory challenges violates the Equal Protection Clause of the Fourteenth Amendment. 476 U.S. 79, 89, 106 S.Ct. 1712, 90 L.Ed.2d 69 (1986). The Supreme Court has since extended the reasoning of Batson to the use of peremptory challenges to exclude jurors solely on the basis of gender. See J.E.B. v. Alabama, 511 U.S. 127, 146, 114 S.Ct. 1419, 128 L.Ed.2d 89 (1994) (“[T]he Equal Protection Clause prohibits discrimination in jury selection on the basis of gender....”). Thus, Valdez’s challenge to the State‘s allegedly improper use of its peremptory challenges technically falls under J.E.B. However, in light of the Supreme Court‘s increasing jurisprudence in this area, an objection to an opponent’s use of peremptory challenges brought under .the Equal Protection Clause is now generally referred to as a “Batson challenge.” See, e.g., State v. Parrish, 2005 MT 112, ¶ 13, 327 Mont. 88, ¶ 13, 111 P.3d 671, 674, ¶ 13 (referring to a defendant’s objection to the prosecutor‘s use of peremptory challenges to exclude men from the juiy as a “Batson challenge”). Therefore, we refer to Valdez‘s challenge as a Batson challenge.
. We granted certiorari in this case on two issues: (1) whether a Batson challenge may be deemed timely if the jury has been sworn and the remainder of the venire excused; and (2) whether the court of appeals applied the correct criteria for a Batson analysis and the correct standard of review on appeal. Because our holding on the first issue is dispositive, we do not reach the second.
. The district court’s ruling corresponds to the requirements set forth in Batson, 476 U.S. at 97-99, 106 S.Ct. 1712, and recognized by this court in State v. Cantu, 778 P.2d 517, 518 (Utah 1989).
. The court of appeals mistakenly cited State v. Harrison, 805 P.2d 769 (Utah Ct.App.1991), as an opinion of the Utah Supreme Court. See State v. Valdez, 2004 UT App 214, ¶ 9, 95 P.3d 291 (“In State v. Harrison, the Utah Supreme Court applied rule 18’s good cause provision to review an untimely Batson challenge.“). We clarify that Harrison was an opinion of the Utah Court of Appeals, not of this court.
. The court of appeals noted that “[t]his issue would best be addressed by an amendment to the Utah Rules of Criminal Procedure.” Valdez, 2004 UT App 214, V 11 n. 1, 95 P.3d 291.
. Our decision should not be read either as an endorsement or as a rejection of the court of appeals’ approach regarding the second issue. We suggest that parties raising Batson challenges continue to follow the framework established by the United States Supreme Court and our prior Batson jurisprudence. See, e.g., Johnson v. California, 545 U.S. 162, 125 S.Ct. 2410, 2416-19, 162 L.Ed.2d 129 (2005) (addressing the criteria for a Batson analysis); State v. Colwell, 2000 UT 8, ¶¶ 14-23, 994 P.2d 177 (same); State v. Higginbotham, 917 P.2d 545, 546-49 (Utah 1996) (same).
. It should be noted that the evidence offered by the defendant in Swain — that the prosecutors in his case had used their peremptory challenges to exclude African Americans from the petit jury— was deemed insufficient to establish a prima facie case of systematic purposeful discrimination. Swain v. Alabama, 380 U.S. 202, 224-28, 85 S.Ct. 824, 13 L.Ed.2d 759 (1965).
. The Batson Court discussed this three-part test in the context of an African American defendant objecting to a prosecutor’s use of peremptory challenges to exclude African American jurors from the petit, jury. Batson, 476 U.S. at 97-98, 106 S.Ct. 1712. However, the Court’s subsequent cases have expanded the applicability of the Batson test to the point that it now generally applies to all objections to an opponent’s use of peremptory challenges that are based on the Equal Protection Clause. See, e.g., Johnson, 125 S.Ct. at 2416 (noting that the Batson steps “together guide trial courts constitutional review of peremptory strikes”). Accordingly, the Batson test will be set forth here in general terms, based on its present applicability.
.The Supreme Court has consistently declined to specify what type of evidence the challenging party must offer to establish a prima facie case, and instead has relied on trial judges to determine whether “all relevant circumstances .... give rise to an inference of discrimination.” Batson, 476 U.S. at 96-97, 106 S.Ct. 1712; see also Johnson, 125 S.Ct. at 2416 (“[A] prima facie case of discrimination can be made out by offering a wide variety of evidence, so long as the sum of the proffered facts gives ‘rise to an inference of discriminatory purpose.’ ” (quoting Batson, 476 U.S. at 94, 106 S.Ct. 1712)).
. This is because the ultimate burden of persuasion in a Batson challenge rests with the opponent of the peremptory challenges. Johnson, 125 S.Ct. at 2417-18. “The first two Batson steps govern the production of evidence that allows the trial court to determine the persuasiveness of the defendant’s constitutional claim.” Id. at 2418. In the third step, the court weighs the evidence obtained in the first two steps and determines whether the opponent of the peremptory challenges has carried his burden to prove purposeful discrimination. Id.
. Unconstitutional discrimination in jury selection denies the litigant “the protection that a trial by jury is intended to secure[:]” trial by a jury of peers. Batson, 476 U.S. at 86, 106 S.Ct. 1712; see also J.E.B., 511 U.S. at 140, 114 S.Ct. 1419 (“The litigants are harmed by the risk that the prejudice that motivated the discriminatory selection of the jury will infect the entire proceedings.“).
. Because of the importance of this right and the difficulties that wrongfully excluded jurors face in remedying a violation of this right themselves, the Supreme Court has granted litigants third-party standing to assert the rights of wrongfully struck jurors on their behalf. See Powers v. Ohio, 499 U.S. 400, 413-15, 111 S.Ct. 1364, 113 L.Ed.2d 411 (1991); Edmonson v. Leesville Concrete Co., 500 U.S. 614, 629, 111 S.Ct. 2077, 114 L.Ed.2d 660 (1991); Georgia v. McCollum, 505 U.S. 42, 55-56, 112 S.Ct. 2348, 120 L.Ed.2d 33 (1992).
. This determination runs counter to the court of appeals’ decision three years earlier in Salt Lake County v. Carlston, 776 P.2d 653 (Utah Ct.App.1989). In Carlston, the defendant had waited to raise her Batson challenge until after the trial had concluded. Id. at 654. The court of appeals held that a Batson challenge must be timely raised or it is waived. Id. at 655-56. It then proceeded to discuss timeliness standards for Batson challenges at length. Id. In its discussion, tire court of appeals cited our pre-Batson decision in State v. Bankhead, 727 P.2d 216 (Utah 1986), for the proposition that a challenge to the jury panel must be raised before the jury is sworn in. Carlston, 776 P.2d at 655-56 n. 5 (citing Bankhead, 727 P.2d at 217).
. In doing so, the court of appeals in Valdez implicitly overruled the standards for timely Bat-son challenges it had adopted in Carlston. While the court of appeals in Carlston noted that a Batson challenge must be raised before the jury is sworn, see Carlston, 776 P.2d at 655-56 n. 5 (citing Bankhead, 727 P.2d at 217), it went on to consider other timeliness concerns. The court stated that “the Batson court envisioned a prompt motion to strike the jury panel, probably before the venire was dismissed.’ ” Id. at 656 (quoting United States v. Erwin, 793 F.2d 656, 667 (5th Cir.1986)). In support of this rule, the court of appeals favorably cited opinions from several other jurisdictions and then stated that the rule was based on “two justifications:” (1) “preventing] defendants from ‘sandbagging’ the prosecution by waiting until trial has concluded unsatisfactorily before insisting on an explanation for jury strikes[;]” and (2) remedying “prose-cutorial misconduct ... prior to commencement of trial simply by seating the wrongfully struck venireperson.” Id. (quoting United States v. Forbes, 816 F.2d 1006, 1011 (5th Cir.1987)). While the Valdez Court characterized the rules laid out in Carlston as dicta, 2004 UT App 214, V 8, 95 P.3d 291 a close reading of Carlston demonstrates that the court of appeals meant to adopt these rules. See Carlston, 776 P.2d at 656 (“We believe they apply with equal force in the civil litigation context.” (emphasis added)).
. Thus, a trial court cannot impliedly find good faith to allow a Batson challenge after the jury has been sworn under rule 18(c)(2) because rule 18(c)(2) does not apply to Batson challenges. We note that an equally plausible explanation for the trial court’s request that the State explain its use of peremptory challenges notwithstanding the timeliness of Valdez’s Batson challenge is that the trial court simply wanted to ensure that an adequate contemporaneous record was made.
. In fact, the Court relied on its cases dealing with the composition of the juiy venire to overrule Swain, noting that “since the decision in Swain, this Court has recognized that a defendant may make a prima facie showing of pur- ’ poseful racial discrimination in selection of the venire by relying solely on the facts concerning its selection in his case.” Batson, 476 U.S. at 95, 106 S.Ct. 1712. Moreover, the three-step burden-shifting evidentiary framework established in Batson is the exact same evidentiary inquiry the Court had devised in its pr e-Batson cases dealing with the composition of the venire. Id. at 93-96, 106 S.Ct. 1712.
. In
Harrison,
the Utah Court of Appeals made much of this court‘s decision in
State v. Tillman,
750 P.2d 546 (1987). Relying on
Tillman,
the court of appeals in
Harrison
rejected the argument that the defendant’s
Batson
challenge — not raised until after the jury was sworn — was untimely under the prior version of the Jury and Witness Act.
Harrison,
805 P.2d at 776 (citing the Jury Selection and Service Act,
. Indeed, it would make for strange procedure to apply different timeliness standards for challenges raised pursuant to the Jury and Witness Act — which protects a broader range of classifications from discrimination in the jury selection process,
see
. We note that this procedure, whereby an Objection was made prior to the swearing of the jury but not addressed by the court until after the jury was sworn in and dismissed, will generally not meet the standard we set forth today. A Batson challenge must be raised both before the jury is sworn and before the venire is dismissed in order to allow the trial court to adequately remedy a Batson violation if one has occurred. See infra ¶¶ 42-45. Obviously, if the grounds for the Batson challenge are not articulated until after the jury has been sworn and the remainder of the venire is dismissed, the trial court cannot cure a Batson violation. Id.
. Even if the rule that a Batson challenge must be brought before the remainder of the venire is dismissed is not “a firmly established and regularly followed state practice,” we note that we are not “interposing] ... [it] to prevent subsequent review” in this case. Ford v. Georgia, 498-U.S. 411, 423-24, 111 S.Ct. 850, 112 L.Ed.2d 935 (1991) (citations and internal quotation marks omitted). The rule that a Batson challenge must be brought before the jury is sworn is firmly established in Utah, and thus it is that rule which bars subsequent review in this case.
. This is not to say that a party who raises a Batson challenge before peremptory challenges are even used has raised a timely Batson challenge. Obviously, a party cannot properly raise a Batson challenge until that party is able to make out a prima facie case of purposeful discrimination, which in most cases will not be possible until peremptory challenges are exercised.
. In McCrory v. Henderson, 82 F.3d 1243 (2d Cir.1996), the court observed:
If ... a Batson objection may be raised after the jury has been sworn and trial has begun, there can be no remedy short of aborting the trial. This would permit the defendant to manipulate the system to the extreme prejudice of the prosecution and give the defendant a strong inducement to delay raising the objection until trial is underway. As the trial judge is unlikely for reasons of judicial economy to abort the. trial, the defendant may have the opportunity to test his fortunes with the first jury, preserving the opportunity for a mistrial and a second round in the event of a conviction. See United States v. Dobynes, 905 F.2d 1192, 1196-97 (8th Cir. [1990]) (holding that Batson challenge raised for the first time after trial was untimely in part because only remedy after trial is vacating the conviction), cert. denied, 498 U.S. 877, 111 S.Ct. 206, 112 L.Ed.2d 167 (1990); United States v. Forbes, 816 F.2d 1006, 1011 (5th Cir.1987)(‘‘The ‘timely objection’ rule is designed to prevent defendants from ‘sandbagging’ the prosecution by waiting until trial has concluded unsatisfactorily before insisting on an explanation for jury strikes that by then the prosecutor may largely have forgotten.”).
Id. at 1247.
. Valdez cites to only one other case in which a court allowed a Batson challenge to proceed after the jury had been sworn. See Lewis v. Commonwealth, 25 Va.App. 745, 492 S.E.2d 492, 493 (1997). While it is true that in Lewis the Virginia Court of Appeals interpreted its state‘s statutes to allow a Batson challenge to proceed after the jury was sworn “with leave of court”, the court declined to extend its holding to a situation in which the jury had been sworn and the remainder of the venire excused. Id. at 494. The court reasoned that:
A trial court‘s exercise of discretion may be improperly cabined, however, if the challenge is made after the jury is sworn and the remaining venirepersons are discharged. At that point, the court cannot reseat a juror improperly stricken, and discharging the venire and beginning the process of jury selection anew may be compelled under the circumstances. Such a result will generally serve neither the public policy Batson seeks to advance, nor the fair administration of justice.
Id.