Lead Opinion
OPINION
{1 Thе State of Utah appeals the trial court's order suppressing all evidence discovered on Tracy Valdez following an investigatory detention. We affirm.
BACKGROUND
12 On February 26, 2001, Officer Bryan Robinson, an officer with the Pleasant Grove Department of Public Safety, drove to the home of Monique Young to execute an arrest
T3 Upon entering the bedroom, both officers saw Valdez, lying face down upon the bed, apparently asleep and covered with either a blanket or a coat. Because Robinson could not see Valdez's hands, he yelled for Valdez to "wake up," and "(let me see your hands." Valdez, however, did not respond to Robinson, thus, Robinson grabbed Valdez by the upper arm and began to shake both Valdez and the bed while repeating his demand that Valdez wake up and show his hands. Then, according to Robinson's testimony, Valdez "kind of gloltl ] up and wlolke[ ] up," apparently showing his hands in the process, at which time Robinson asked Valdez for some identification. Valdez denied having any identification, prompting Robinson to ask Valdez to provide his name and date of birth,. Valdez answered that his name was Sean Tracy Michaels, born December 4, 1961. Robinson called dispatch to check the name Valdez had given for outstanding warrants and to run an NCI check.
T4 However, at some point during this process, Robinson overheard Ms. Young tell the other officer in the room that Valdez was lying. He also heard Ms. Yоung tell the other officer Valdeg's real name. Robinson then asked dispatch to run a check for outstanding warrants and an NCI check on the name provided by Ms. Young. Dispatch informed Robinson that a valid statewide warrant was outstanding for the person named by Ms. Young. Robinson again asked Valdez if he had any form of identification. This time, Valdez produced a Utah State Identification Card identifying him as "Tracy Manuel Valdez" and Robinson placed him under arrest. During the search subsequent to his arrest, Robinson discovered several small baggies hidden beneath Valdez's belt аnd a metal vial containing the residue of a white crystal substance, later identified as methamphetamine.
15 Valdez was charged with possession of methamphetamine in a drug-free zone with a prior conviction, possession of drug paraphernalia, and providing false information to a peace officer. Following a preliminary hearing, Valdez filed a motion to suppress, arguing that the evidence underlying the criminal charges resulted from a seizure that was not supported by reasonable articulable suspicion that he, Valdez, hаd been, or was about to be, involved in any criminal activity. Following a hearing, the trial court granted the motion and suppressed all evidence that resulted from the encounter. The State subsequently dismissed the charges and now appeals the trial court's suppression order.
ISSUE AND STANDARD OF REVIEW
16 In challenging the trial court's suppression order, the State argues that the trial court erred in both its factual findings and its conclusions of law. We will reverse a trial court's factual findings only if we conclude that they are clearly erroneous, which requires a demonstration that the "fаctual findings ... are not adequately supported by the record." State v. Troyer,
ANALYSIS
T7 On July 31, 2001, the trial court issued a suppression order that included detailed findings of fact and conclusions of law. Among the findings material to this appeal, the trial court found that the officers arrived
8 Based on these findings, the trial court concluded that the officers detained Valdez at the moment they grabbed and shook him. In support of this conclusion, the trial court cited the following facts: The encounter was in a private home, there were two officers in the room, and Ms. Young was already clearly in custody. However, the trial court continued, the initial detention was justified because the officers' concern for their safety was reasonable given the circumstances. However, the trial court concluded that after Valdez awoke and showed his hands to the officers, their safety concerns were alleviated, and any further detention or investigation of Valdez was unjustified by the circumstances. Thus, asking Valdez for his identification, or for information concerning his identity, was beyond the scope of the reason for the initial detention and any information resulting from the unreasonable extension of the detention must be suрpressed.
1 9 The State, on appeal, argues:
The trial court failed to recognize that officers reasonably concerned for their safety were authorized to ask defendant to identify himself; even if the officer unreasonably believed defendant to be armed and dangerous, his request for defendant's name was a justifiably minimal intrusion given the civreumstances of the encounter.
110 The Fourth Amendment establishes in the people the right "to be secure in their persons, houses, papers, and effects, against unreasonable searches and seizures." U.S. Const. amend. IV.
"[The touchstone of our analysis under the Fourth Amendment is always 'the reasonableness in all the cireumstances of the particular governmental invasion of a citizen's personal security[,l " [which] "depends 'on a balance between the public interest and the individual's right to personal security free from arbitrary interference by law officers. "
Maryland v. Wilson,
T11 In the instant case, the State concedes that the officers detained Valdez when they took action to rouse him by loudly demanding that he wake up, grabbing his shoulder, and shaking him until he responded.
112 However, due to the specific facts of this case, we must conduct a further examination into the reasonableness of seizing a third party during the execution of an arrest warrant. Our conclusion in this matter is guided by several United States Supreme Court cases, none of which directly address this specific situation, but when read in concert indicate that the limited seizure of a third party during the execution of an arrest warrant may, under certain very limited circumstances, be permissible without the otherwise necessary showing of facts supporting a reasonable suspicion of criminal activities.
113 We begin by noting that the State's reliance on Terry v. Ohio,
where a police officer observes unusual conduct which leads him reasonably to conclude in light of his experience that erimi-nal activity may be afoot and that the persons with whom he is dealing may be armed and presently dangerous, where in the course of investigating this behavior he identifies himself as a policeman and makes reasonable inquiries, and where nothing in the initial stages of the encounter serves to dispel his reasonable fear for his own or others' safety, he is entitled for the protection of himself and others in the area to conduct a carefully limited search of the outer clothing of such persons in an attempt to discover weapons which might be used to assault him.
Id. at 30,
¶ 14 In Ybarra v. Illinois,
15 Later, in Michigan v. Summers,
16 Summers, however, while establishing that under certain limited cireumstance police officers can detain a citizen without a reаsonable suspicion that the individual is involved in criminal activity, is not dispositive of the present situation. The holding in Summers is predicated upon the officers being in possession of a valid search warrant targeted at discovering contraband on the premises, see id., and not on a valid arrest warrant for a third party. And, as the Supreme Court has made clear, "while an arrest warrant and a search warrant both serve to subject the probable-cause determination of the police to judicial review, the interests protected by the two warrаnts differ." Steagald v. United States,
¶ 17 In Maryland v. Wilson,
118 Therefore, we conclude that under certain cireumstances officers may detain a person without reasonable suspicion of criminal activity for the sole purpose of " 'ex-ercis[ing] unquestioned command of the situation.. " Id. However, absent authority to the contrary, see Wilson,
119 Here, the record shows that the officers arrived at Ms. Young's home with a valid warrant for her arrest. After informing her of the warrant and their intention to take her to jail, Ms. Young requested permission to retrieve additional clothing and the officers followed her into her home. Upon entering her bedroom, the officers noticed Valdez, lying on the bed with his hands obscured from view. After examining these facts, we conclude that the trial court correctly concluded that the officer's initial detention of Valdez was lawful. Under the circumstances, it was reasоnable for Robinson to exercise command over the situation. Detaining Valdez to ensure that no harm came to either the officers or Ms. Young was minimally intrusive, necessary to ensure safety in the situation and thus, not a violation of the Fourth Amendment.
120 We can find no authority supрorting an abandonment of the rule requiring that any further detention or investigation, beyond what is necessary to control the scene, be " ' "reasonably related in seope to the cireumstances that justified the interference in the first place." ° " Chapman,
1 21 The trial court found, and we are not presented with a factual basis to disturb its finding, that nothing supported the officers' investigation into Valdez's identity during the detention. The trial court further found that no articulable facts existed tо support a reasonable suspicion that Valdez was involved in any criminal activity. Therefore, Robinson's request for Valdez's identification, or, absent that, information concerning his identity, exceeded the scope of the reason justifying the initial detention and unnecessarily expanded its duration and scope. Thus, we conclude that the trial court correctly suppressed any evidence gathered from that point forward.
CONCLUSION
122 After examining the totality of the cireumstances, and because the police officers possessed a vаlid arrest warrant for the resident of the home, we conclude that the officers' authority to exercise unquestioned command of the arrest seene extended to the temporary detention of Valdez to ensure he was not in a position to cause harm to either the officers or Ms. Young. However, absent a reasonable suspicion that Valdez had been or was presently involved in a criminal activity, the seope of this detention was limited to ensuring Valdez had no weapon in his hands and was in no position to violently interfere with the arrest. Therefore, we affirm the trial court's decision to suppress the evidence discovered as a result of Officer Robinson's unlawful extension of the seope and duration of the detention. Accordingly, we affirm.
Notes
. The record is silent concerning the basis for the arrest warrant, the nature of Ms. Young's alleged crimes, or whether the officers had some reason to suspect Ms. Young of associating with people who might present some danger to the arresting officers.
. When Ms. Young answered the door, she was wearing boxer shorts, and presumably a shirt, but was not wеaring clothing sufficient to insulate her from the February weather.
. ""It is quite plain that the Fourth Amendment governs 'seizures' of the person which do not eventuate in a trip to the station house...." Terry v. Ohio,
. Contrary to the dissent's assertion concerning our need to address the justification of the initial detention, this issue is properly before this court. While it is clear that the State has no reason to question the justification of the initial detention,
. This limited detention does not grant the police license to conduct an investigation of the third party, absent a reasonable suspicion that the third party has been or is involved in a criminal activity. See Chapman,
. The police officers detained a total of eight people in the house while they conducted the search. See Michigan v. Summers,
. The court arrived at the decision after examining the totality of the circumstances, including (1) the absence of any articulable reason to detain the passenger, (2) the fact that the passenger had already been stopped "by virtue of the stop
. Admittedly, in both Summers and Wilson, the court created what are best described as "bright line rules" concerning situations similar to the situations presented in those cases. See Wilson,
. We find the boundaries of the situations presented in Summers and here to be similar to those defined in Chimеl v. California,
. We distinguish the unlawful nature of the officer's action in the present case, from similar actions that are permitted during the course of a voluntary encounter. During a voluntary encounter an officer is permitted to ask any citizen for information concerning his or her identity so long as the citizen feels free to refuse the request and retire from the encounter unhindered by the officer.
. The State argues that "there is no express evidence that Defendant showed his hands to Officer Robinson or did anything else to allay the officer's concerns for his safety." However, the reason our rules require a party challenging factual findings to marshal all of the evidence and the inferences that can be made from the evidence in support of the findings is because it is through this material that we review the findings. If, from the inferences alone, we are able to conclude that the findings are not clearly erroneous, we do not need the findings to be supported by direct evidence. Therefore, we conclude that the State's argument concerning the lack of any direct evidence of Valdez's showing his hands is without merit.
. The State also argues that the request for Valdez's identification, and the subsequent effort to check for outstanding arrest warrants, was a minimal intrusion. We disagree. We have concluded that the minimal intrusion permitted under these circumstances ends at the officer's authority to detain Valdez to control the situation. As stated clearly in State v. Johnson, "the leap from asking for the passenger's name and date of birth to running a warrants check on her severed the chain of rational inference from specific and articulable facts and degenerated into an attempt to support an as yet 'inchoate and unparticularized suspicion or "hunch." ' "
Concurrence Opinion
(concurring and dissenting).
24 I concur in the small portion of the majority's opinion devoted to the single issue actually before us on appeal. I dissent from the gratuitous treatment of matters not at issue in this appeal. My limited purpose in writing separately is to call attention to the fact that most of the main opinion is dicta, pure and simple, and thus without any prece-dential value.
1 25 It is important to understand that this case is in an unusual posture. It is not the typical Fourth Amendment case in which a defendant appeals, challenging the trial
26 In this case, the State does not disagree with the trial court's decision about when a detention for Fоurth Amendment purposes first occurred. Most importantly, the State does not even hint at the possibility that the detention was anything other than fully lawful at its inception. Concomitantly, the State raises no issue about the propriety "of seizing a third party during the execution of an arrest warrant," despite the majority's claim that the "reasonableness" of so doing "must" be examined, ostensibly because of the "specific facts of this case." The only challenge mounted by the State in this appeal is to the trial court's determination that once Defendant's hаnds were revealed, there was no legal basis on which to extend the detention and require him to produce identification. That is the single issue this court should be addressing, although Judges Thorne and Davis, caught up in discussing the intriguing non-issues, do not even get to it until paragraph 20 of their opinion.
T27 I have no problem whatsoever with the majority's treatment of the issue properly before us, and thus concur in paragraphs 20 and 21 of the lead opinion. I dissent from the balance of the opinion, because such a sweeping foray into Fourth Amendment jurisprudence is not appropriate given the single, simple, straightforward issue raised by the State.
