201 Conn. 190 | Conn. | 1986
The defendant, Donald Utz, was found guilty after a trial to a jury of murder in violation of General Statutes § 53a-54a, attempted murder in violation of General Statutes §§ 53a-54a and 53a-49, and possession of a weapon in a motor vehicle in violation of General Statutes § 29-38. He received concurrent sentences on these counts which resulted in a total effective sentence of life imprisonment.
The defendant appealed, claiming that the trial court erred in its jury instructions: (1) on the issue of criminal responsibility, thereby depriving him of a fair trial by permitting the jury to convict him without having found beyond a reasonable doubt that he was criminally responsible at the time of the offenses charged; (2) that the jury could not find him “guilty but not criminally responsible” unless his conduct in the commission of the crimes charged was “caused by” his mental disease or defect; (3) that the defendant could be found criminally responsible if the jury found that at the time of the offenses charged he was able either to appreciate the wrongfulness of his actions or, alternatively, to conform his conduct to the requirements of law; and (4) on the issue of intoxication, thereby depriving him of a fair trial on the charges of murder and attempted murder by permitting the jury to convict him without first having found beyond a reasonable doubt that he harbored an intent to cause the death of another person despite his intoxication. We find no error.
On July 24,1982, the defendant, who had spent the previous night at the home of friends in New Milford, telephoned Robert Boyce’s residence in New Fairfield a little after 5 p.m. and asked excitedly: “Please, please, can I come over.” Shortly thereafter, the defendant left New Milford, taking the suitcase he had brought with him the preceding day.
After the shooting, the defendant left the house and “very calmly” walked towards his car. He “took his time getting into [the] car,” he lit a cigarette and drove away. He returned to New Milford and showed his friends a gun and said that “he shot them. He thought he shot both of them.” He left and soon thereafter he
Two psychiatrists, who had examined the defendant, James Alexander and Paula McFadden, were called by the defense to testify at the trial. McFadden testified that it was her opinion that the defendant did not, as a result of mental disease or defect, lack substantial capacity to conform his conduct to the requirements of the law. She disagreed with Alexander’s opinion that the defendant “lacked the substantial capacity to correspond his conduct to the precepts of the law, due to mental illness.” McFadden also opined that “the psychiatric problem or mental disease which I believe he has did not reach the proportion so much so that he would lose the capacity to tell right from wrong, or lose the ability to conform his behavior to the law.”
I
We will first address the defendant’s claim that the trial court’s charge on criminal responsibility deprived him of a fair trial by permitting the jury to convict him without having found him proven guilty beyond a reasonable doubt of having been criminally responsible at the time of the offenses charged. The defendant argues
The defendant points specifically to two portions of the charge. The first portion, which was given just after the first of two recesses
The defendant argues that these instructions were erroneous for two reasons: first, they “misleadingly” brought the presumption of criminal responsiblity before the jury even though that presumption had lost all operative effect once substantial evidence of his claimed lack of criminal responsibility had been raised and, second, they “woefully misdescribed” the manner in which he had raised his claimed lack of criminal responsibility “to the point that the burden of proving
“ 'It is a well-established rule that the charge to the jury must be read as a whole and that individual instructions are not to be judged in “artificial isolation” from the overall charge.’ ” State v. Holmquist, 173 Conn. 140, 151, 376 A.2d 1111, cert. denied, 434 U.S. 906, 98 S. Ct. 306, 54 L. Ed. 2d 193 (1977); State v. Braswell, 194 Conn. 297, 311, 481 A.2d 413 (1984), cert. denied, 469 U.S. 1112, 105 S. Ct. 793, 83 L. Ed. 2d 786 (1985). In reviewing instructions, we “will not sever one portion [of the charge] and analyze it in isolation from the rest.” State v. Vasquez, 182 Conn. 242, 246, 438 A.2d 424 (1980); see State v. Dolphin, 195 Conn. 444, 451, 488 A.2d 812, cert. denied, 474 U.S. 833, 106 S. Ct. 103, 88 L. Ed. 2d 84 (1985); State v. Harrison, 178 Conn. 689, 693, 425 A.2d 111 (1979). The test is whether the charge as a whole presents the case to the jury so that no injustice will result. State v. Stepney, 191 Conn. 233,
It would have been preferable for the trial court to have omitted any reference to the presumption of criminal responsibility and to have charged simply on the state’s burden of proving criminal responsibility beyond a reasonable doubt. State v. Rossier, supra, 209; State v. Holmquist, supra, 150. Not to have done so, however, does not mandate reversible error. State v. Holm-quist, supra. Under the circumstances, including an examination of the charge as a whole, we cannot say that it was reversible error.
Initially, we note the last sentence of the second quoted portion of the charge attacked by the defendant: “At that time it became an element that the State had to prove beyond a reasonable doubt the criminal responsibility of the defendant.” (Emphasis added.) It is clear that “it” in that sentence, when read in context, not only of the portion attacked, but of the whole charge, refers to the criminal responsibility of the defendant. That this is so is underlined by the fact that the trial court in correcting its inadvertent characteri
That a reasonable juror might not be misled as claimed is also underscored by other portions of the charge. Early in its charge, the court stated: “So [the affirmative defense of extreme emotional disturbance] is the only instance in which the Defendant has any burden of proving anything in the case. Otherwise, the State has the burden of proof.” (Emphasis added.) Four sentences later, the court indicated that it would be instructing “on the charge of murder, Section 53a-54a of our statutes. I will be telling you to consider the statutory elements that are in the statute as I read it to you. Then I will be instructing you on how to deal with the additional element of criminal responsibility, that’s because the issue of criminal responsibility has been raised here.” (Emphasis added.) On a number of occasions, the court instructed the jury that the state must prove criminal responsibility beyond a reasonable doubt. This burden went, the court said, “to the third element . . . the criminal responsibility element.” It charged that the state “has the burden of proving that the Defendant was criminally responsible beyond a reasonable doubt . . . . The State did not have to offer evidence to establish criminal responsibility until the Defendant had
Although the trial court did not, in haec verba, charge that the presumption of criminal responsibility had been completely dropped from the case, it is not reasonably possible that the jury might have understood that the state could rely on the presumption as claimed. At oral argument before us, the defendant claimed that the presumption, erroneously left for the jury to rely upon, was not a mandatory but was a burden shifting presumption. This “presumption” was definitely not burden shifting as the instructions made it emphatically clear that the state had the burden of proof on criminal responsibility throughout. The trial court, as was its duty, determined that there was substantial evidence in the case tending to show lack of criminal responsibility; see State v. Holmquist, supra, 150; and, in its instructions, placed the burden squarely on the state
II
The defendant next claims that the trial court erred in instructing the jury that it could not find him guilty but not criminally responsible unless his conduct in committing the offenses charged was “caused by” his mental disease or defect. The sentence in the instructions to which this claim of error is directed is the following: “For a person not to be responsible for his criminal actions, there must be a causal relationship between the mental disease or defect that he had at the time of the conduct, if any is found in the criminal conduct, so that it could be found that there were—that were it not for such mental disease or defect, the conduct would not have taken place.”
The defendant
We decline to review this claim in accordance with our decisions in State v. Carter, 198 Conn. 386, 503 A.2d 576 (1986), State v. Harman, 198 Conn. 124, 502 A.2d 381 (1985), and State v. Hinckley, 198 Conn. 77, 502 A.2d 388 (1985). Moreover, we decline to modify our decisions in those cases in order to review this claim as the defendant asks us to do.
In this case, the defendant, as in Carter,
As we said in Hinckley: “Although the trial court clearly has a constitutional obligation to charge the jury on insanity because the state bears the burden of proof on the issue, this circumstance does not transform every deviation from the particular statutory definition chosen by the legislature into a constitutional error.” State v. Hinckley, supra, 84. The defendant attaches a constitutional label to what is analytically, at its core, a nonconstitutional claim. See, e.g., State v. Shipman, 195 Conn. 160, 165, 486 A.2d 1130 (1985); State v. Gooch, 186 Conn. 17, 18, 438 A.2d 867 (1982).
It does bear noting, however, that the challenged instruction was given only once and that the trial court charged the statutory test correctly on at least five occasions during its instructions to the jury. Moreover, the last instruction the jury received was also correct. “The mere fact that the court once interjected [a proscribed insanity rule] does not raise any fundamental constitutional right that would warrant review” as claimed. (Emphasis added.) State v. Carter, supra, 397. Nor, as we stated in Carter, quoting from Hinckley, has the inclusion of the proscribed language on one occasion “ ‘constituted a manifest injustice to the defendant so as to impair the effectiveness or integrity of his trial,’ as is necessary to establish plain error. State v. Hinckley, supra, 88.” State v. Carter, supra; see State v. Jackson, supra, 321.
Ill
The defendant claims that the trial court erred in instructing the jury that “it could find him criminally responsible if it found that at the time of the charged
During its deliberations the jury sent the following note to the court: “Could we please have the Connecticut statute for the criteria for murder read to us again?” At the end of this first reinstruction, given as the result of this note, the trial court said: “Since you used in your question the word ‘criteria,’ I give you the additional criteria that the Defendant must have substantial capacity to appreciate the wrongfulness of his conduct or to conform his conduct to the requirements of law.” (Emphasis added.) It is this instruction which is challenged and to which no exception was taken.
We decline to review this claim because of our decisions in Carter, Hinckley and Harman. No timely exception was taken to the challenged instruction at the time it was given. Without setting out again our reasons for not reviewing the Durham claim above, we will make certain observations here. The challenge to this instruction, of course, swirls around the court’s use of the word “or” in the first reinstruction given to the jury during its deliberations. The instruction was incorrect. It had, however, been preceded by at least six correct instructions in which the court had charged substantially as the defendant had requested. Later, the court gave a second reinstruction in response to another note from the jury which asked if the court
IV
The defendant’s final claim is that the trial court’s instructions on intoxication gave rise to the reasonable possibility that the jury convicted him without having found proven that, in spite of his intoxication, he harbored the intent to cause the death of another person and, therefore, deprived him of a fair trial on the charges of murder and attempted murder. He filed a
In attacking the court’s instruction
The state argues that the attack on the intoxication instruction is not reviewable because the defendant failed to take a proper exception to the instruction as given. It maintains that the defendant never excepted at the trial on the basis that the instructions set too high a standard for the level of intoxication necessary to negate intent.
The requirement that the claim made by the exception “be raised ‘distinctly’ means that it must be ‘so stated as to bring to the attention of the court the precise matter on which its decision is being asked.’ (Emphasis added.) Woodruff v. Butler, 75 Conn. 679, 682, 55 A. 167 (1903).” State v. Carter, supra, 396. The general exception actually taken to the charge was inadequate to alert the trial court to the precise deficiency claimed on appeal. Defense counsel simply made no relation between the exception and where the instruction as given was specifically deficient as compared to what he requested. The defendant, however, had made specific exceptions to other portions of the charge at least twice. The purpose of the rule requiring that an exception be taken that distinctly states the objection and the grounds therefor is to alert the court to any claims of error while there is still an opportunity for correction. State v. Callari, 194 Conn. 18, 25, 478 A.2d 592 (1984), cert. denied, 469 U.S. 1210, 105 S. Ct. 1178, 84 L. Ed. 2d 327 (1985); State v. Miller, 186 Conn. 654, 657-58, 443 A.2d 906 (1982); see Practice Book §§ 315, 854, 3063.
Initially, we observe that the court’s reference to intoxication as a “defense” was incorrect. “Intoxication is not a defense to murder, but is relevant to the capacity to form specific intent. General Statutes § 53a-7. . . . ” State v. D’Antuono, 186 Conn. 414, 423, 441 A.2d 846 (1982); State v. Stevenson, supra, 570; State v. Shine, 193 Conn. 632, 635 n.4, 479 A.2d 218 (1984). This mistake, however, either in vacuo or in the context of the whole charge including the challenged portion is not harmful error. The implication that this placed some burden on the defendant has no substance when the whole charge is examined. In addition, the court prefaced its charge on intoxication by reading General Statutes § 53a-7 including the portion which states: “Intoxication shall not be a defense to a criminal charge, but . . . .” (Emphasis added.) Moreover, at one point in the charge where the court refers to the affirmative defense of extreme emotional disturbance raised by the defendant, the court instructed the jury that “that is the only instance in which the defend
The argument that the challenged instructions created an unlawful threshold for the jury’s consideration of his intoxication lacks merit. The charge on intoxication itself was adequate as a matter of law. The defendant asks us to reconsider our statement in Stevenson where we said that the court’s charge in that case, which said that “voluntary intoxication was significant only when it had proceeded so far as to have affected the operation of the mind of the accused and made him incapable for the time being of forming a rational intent or of controlling his will,” was correct not only in the context of the charge but as a statement of law. State v. Stevenson, supra, 570. That language also appears in the challenged instructions in this case. We decline the defendant’s invitation to reconsider. Our statement in Stevenson is equally applicable here.
The defendant, in his unlawful threshold argument, also faults the language that referred to the level of intoxication needed to negate intent, specifically that he be so intoxicated that “he was unable rationally to consider any matter, or intelligently to harbor any intent or to control his activities. . . .’’In Stevenson, we counselled against the use of this language but conclude here, as we did there, that it did not comprise constitutional error because the remainder of the charge negated any potential for misinterpretation.
An examination of other portions of the charge supports our conclusion that the instruction was proper. Mindful that the ultimate question raised by the intoxication was whether the defendant had the requisite intent, we point out that twice during the charge the court gave the Penal Code definition of “intentionally.” Intent was crafted meaningfully into the intoxication phase of the charge; on a number of other occasions the court tied intoxication to intent. “In order to prove intent, an essential element of the crimes . . . the
There is no error.
In this opinion the other justices concurred.
At the trial, the state presented twenty-three witnesses and the defendant presented six witnesses. Some forty-three exhibits were admitted into evidence.
At the outset of the charge, the court estimated that its instructions would take between two and one-quarter and three hours. At its conclusion, defense counsel observed in taking an exception that “the description of the law-went on for about three hours.”
Here we note that the first quoted instruction attacked by the defendant was given by the court immediately after the first recess during the charge. This language of the court was immediately preceded by the following: “Ladies and gentlemen, it was pointed out to me by Counsel [the public defender] that when I was talking about the finding by the Jury of guilty but not criminally responsible by reason of mental disease or defect, that I inadvertently used the word ‘defense.’ ” This was obviously generated by the court’s prerecess statement: “As I will be indicating in some detail, the Defendant, having once raised the defense of guilty but not criminally responsible,- it becomes the burden of the State to prove beyond a reasonable doubt that the Defendant was criminally responsible within the meaning of the statute.” (Emphasis added.)
It is not logical, therefore, as the defendant suggests in his attack on the two portions of the charge earlier, that a juror “must” believe that he “raised” his claimed lack of criminal responsibility on December 20,1982, when he filed his written notice of that claim some five months before trial. This written notice that a defendant “intends to rely upon the defense of mental disease or defect” must be filed pretrial, or at such later time as the court directs. Practice Book § 708.
The examination of the charge as a whole demonstrates that the court made it clear that lack of criminal responsibility had been “raised” in legal contemplation for the jury’s purposes, by the introduction of evidence at the trial. Any fair reading of the entire charge belies the claim that the trial court “woefully misdescribed” the manner in which the defendant raised it. Likewise, the issue of who always had the burden on that matter at trial was abundantly clear.
The defendant did file a request to charge on the statutory definition of insanity. See State v. Carter, 198 Conn. 386, 395, 503 A.2d 576 (1986). Although the state suggests that the “causal relationship” context in the defendant’s request “induced” any claimed vagueness in the challenged instruction, we need not reach that argument.
In State v. Carter, 198 Conn. 386, 396, 503 A.2d 576 (1986), we determined that the defendant’s exception was “inadequate.”
The transcript and the court file indicate that the question in fact received from the jury was the following: “Could you please read a brief summary of the Judge’s charge pertaining to murder and/or could we have it in writing?” After discussing this question on the record with counsel, as it had done with the earlier question from the jury, as to what it intended to tell the jury, the court did reinstruct the jury orally.
This instruction, to which no exception was taken, was the following: “The third element the State must prove beyond a reasonable doubt is criminal responsibility. A person is criminally responsible and is responsible for his crime and unlawful conduct if, at the time of such conduct, he does not, as a result of such mental disease or defect, lack substantial capacity either to appreciate the wrongfulness of his conduct or to conform his conduct to the requirements of law.”
The exception taken at the trial was the following: “As I understand the law, I believe the burden is on the State to overcome the evidence on intoxication and prove that that evidence did not cause a substantial disturbance of the Defendant’s mental and physicial capacity. In listening to your charge, I don’t think the Jury got the impression, or understanding that that was the State’s burden.”
The portion of the intoxication instruction that the defendant challenged, together with the emphasis and deletions, as it appeared in his brief, was the following: “Voluntary intoxication is in itself no excuse for a crime. It becomes significant only when it has proceeded so far that it affected the operation of the mind of the accused and made him incapable for the time being of forming a rational intent or of controlling his will. Its presence to that extent negates the existence of criminal intent. . . . It is only when he is so intoxicated that, at the time the crime was committed, he was unable rationally to consider any matter, or intelligently to harbor any intent or to control his activities that intoxication is a defense. . . . Now, if you find he was so intoxicated at the time of the alleged offense that he could not have possessed the required intent or knowledge necessary to commit these offenses, then you must not find—find him not guilty of it. . . .’’(Emphasis added.)
The charge on intoxication as given by the court was the following: “Now, while we are talking about intent, I am going to bring up the subject of intoxication as a defense.
“In this case, there has been some evidence of intoxication. I want to read to you Connecticut General Statutes Section 53a-7 concerning intoxication.
“ ‘Effect of intoxication. Intoxication shall not be a defense to a criminal charge, but in any prosecution for an offense, evidence of intoxication of the Defendant may be offered by the Defendant whenever it is relevant to negate an element of the crime charged, provided when recklessness or criminal negligence is an element of the crime charged, if the actor, due to self-induced intoxication, is unaware of or disregards or fails to perceive a risk which he would have been aware of had he not been intoxicated, such unawareness, disregard or failure to perceive shall be immaterial. As used in this section, “intoxication” means a substantial disturbance of mental or physical capacity resulting from the introduction of substances into the body.’
“Now, you have, as I explained, murder, attempted murder, two of the elements of manslaughter in the first degree, and intent in it and knowledge is required in the weapons in the motor vehicle charge, as well as two
“Intoxication is a term which is used somewhat loosely in everyday speech. It is not practically presentable to define. We speak of a man being intoxicated when he discloses [in] his speech, his gait, his manner, his thoughts or his general appearance, evidence of having taken intoxicating substances.
“Voluntary intoxication is in itself no excuse for a crime. It becomes significant only when it has proceeded so far that it affected the operation of the mind of the accused and made him incapable for the time being of forming a rational intent or of controlling his will. Its presence to that extent negates the existence of criminal intent. To this extent, our Penal Code states that evidence of intoxication should be considered whenever it is relevant to negate, that is, to cancel out an element of the crime charged.
“As we all know, this condition of intoxication varies in degree, according to the amount and character of the intoxicating substance taken, the lapse of time between its ingestion and the commission of the crime, and other circumstances you may reasonably consider. The law, I caution you, takes no account of differences in personal susceptibility to the effect of toxicants upon different individuals. An individual may show in his behavior the present effect of a toxicant he has taken and yet still may retain his faculties fully enough to reason, to know what he is about and to form and carry out an irrational [sic] intent. It is only when he is so intoxicated that, at the time the crime was committed, he was unable rationally to consider any matter, or intelligently to harbor any intent or to control his activities that intoxication is a defense. If upon the whole evidence you entertain a reasonable doubt whether the condition of the accused was such that he was able still to know what he was about and to form and possess the necessary knowledge or control, re: intent required for the offenses that I am going to instruct you on, then you must give him the benefit of that doubt. Now, if you find he was so intoxicated at the time of the alleged offense that he could not have possessed the required intent or knowledge necessary to commit these offenses, then you must not find—find him not guilty of it. You have to, in reviewing the evidence, the testimony, review the testimony from people who spoke to him, who listened to him, who observed him, from Dr. Stolman’s testimony, these are just but a few of the instances I’m giving of an example to consider this particular element.”