State v. Uretek, Inc.State v. Uretek, Inc.
The defendants, Uretek, Inc. (Uretek), and John Andrews, a vice-president of Uretek, were convicted by the trial court of the crime of knowingly storing hazardous waste without a permit to do so, a violation of
The trial court found the following facts. From May 15, 1984, to August 22, 1984, the time period specified in both the information and the bill of particulars, Uretek was a corporation doing business in the city of New Haven and was engaged in the process of coating fabrics with urethane. Andrews was responsible for the management of the chemicals employed in this manufacturing process. On May 15,1984, and also on August 3,1984, representatives of the state department of environmental protection (DEP) inspected the Uretek premises, and interviewed several officials of that corporation, including Andrews. On August 3,
As applied to the informations charging each defendant with violating its provisions,
I
Uretek, Inc.
Uretek does not challenge the sufficiency of the evidence to establish the “knowingly” requirement of the statute. Uretek contends, however, that the state failed to meet its burden of proof beyond a reasonable doubt in regard to four other essential elements of the crime as charged in the information. It maintains that the state failed to prove: (1) that Uretek had “stored” more than fifty-five gallons of hazardous waste by keeping such materials on its premises for longer than one year; (2) that more than ten containers of hazardous waste were stored on its premises; (3) that the chemicals in the containers were “spent,” a requirement of the “hazardous waste” definition in
“In reviewing claims concerning the sufficiency of the evidence, we will construe the evidence in the light most favorable to sustaining the [judgment], and will affirm that [judgment] if it is reasonably supported by the evidence and the logical inferences drawn therefrom. State v. Vincent,
STORAGE FOR MORE THAN ONE YEAR
To prove the duration of the period for which hazardous waste had been stored by Uretek, the state presented Gerald Hanahan, an inspector from the office of the chief state’s attorney, who testified that Andrews had told him on September 4,1984, that approximately 150 of the barrels in the north yard were fire-damaged virgin (brand new) stock that had been there since a fire took place at Uretek in 1979. Peter Zack, an inspector for the DEP, testified that Andrews had told him on May 15,1984, that some of the drums in the north yard were left over from a fire. Uretek introduced into evidence as an exhibit an insurance claim form in which it sought compensation for damage as a result of this 1979 fire to at least 152 drums of material, including ten drums of toluene, eight drums of methyl ethyl ketone (MEK), and fifteen drums of a “rinse solvent” that was composed either of MEK or methylene chloride.
Uretek also contends that the trial court could not reasonably have found that 150 barrels of fire-damaged virgin stock remained in the north yard in 1984 in light of Richard Fiore’s testimony that he had removed some fire-damaged barrels in 1981 from Uretek. Fiore was an employee of East Coast Environmental, a licensed contractor that Uretek engaged to remove hazardous waste from its premises. Fiore testified, however, that he did not have a laboratory analysis prepared concerning the materials taken by him in 1981, and that he was unable to recall what materials he had removed at that time. We conclude that the trial court’s determination that approximately 150 drums of fire-damaged virgin stock had remained in the north yard for about four years was adequately supported by the evidence and the logical inferences drawn therefrom. State v. Cates, supra.
Including the 150 drums of fire-damaged virgin stock that had never been used, the trial court found that the Uretek north yard contained a total of 300 fifty-five
In the information, the state had undertaken to prove storage of “more than ten containers of hazardous waste” for more than one year and was not required to prove that any greater quantity had remained on the premises for that period. There was substantial circumstantial evidence from which the court could draw a reasonable inference that more than ten of the 150 drums of used material had been in the north yard for longer than one year. Photographs of the site introduced into evidence as exhibits showed that sumac trees, underbrush and bushes had grown around several pallets supporting four drums each. As the court found, many drums were inaccessible, and the vegetation around these drums was undisturbed. In one photograph, thirty drums may be counted that appear to be surrounded by undisturbed vegetation that the court could reasonably conclude had taken more than one year to grow. Another photograph shows fifteen drums stacked on pallets that are inaccessible by fork-lift trucks because of an accumulation of rusted pipes and other discarded items, including a lunch cart that testimony of Andrews indicated had been placed there in February, 1983, more than one year before the first inspection made by the DEP on May 15, 1984.
The defendants do not challenge the finding that Uretek generated waste at the rate of about one fifty-five
In reviewing claims concerning the sufficiency of the evidence, this court makes no distinction between the probative force of direct and circumstantial evidence. State v. Cates, supra. Based on the amount of waste produced per month at Uretek, the amount of waste removed from its premises between May 7, 1981, and August 3, 1984, and the photographic evidence indicating the manner in which the drums had been stored, the growth of vegetation around them and their virtual inaccessibility, it was reasonable for the court to infer that substantially more than ten drums of waste had been stored in the north yard for longer than one year in addition to the 150 barrels of fire-damaged virgin stock.
B
TEN CONTAINERS
We note initially that the RCRA requires that a small quantity generator of hazardous waste producing less than 1000 kilograms per month obtain a permit only if it accumulates more than 1000 kilograms of such material.
Uretek contends that, even if more than ten drums were in the north yard for longer than one year, the court could not reasonably infer that more than ten of these drums contained hazardous waste when the DEP took samples from only five barrels and a container inside another.
We need not decide whether the court could reasonably infer that more than ten drums contained hazardous waste based on the six samples alone. In addition to the evidence that the six samples were taken from barrels in different locations in the north yard, Harold Hoder, Uretek’s president, testified that the material in the drums in the north yard was “almost homogeneous” and “contain[ed] the same product as the new drums.” On the basis of Hoder’s testimony, the court reached the conclusions that the substances in the north yard were homogeneous, that the reusable drums contained the same product as the new drums and that the contents of all the drums were generic.
Uretek argues that Hoder’s admissions did not provide a sufficient basis for the court to infer beyond a reasonable doubt that the other drums contained the same contents as the sampled drums. Uretek does not claim, however, that its president was uninformed in regard to the contents of the drums in the north yard. Furthermore, Hoder’s testimony is consistent with the evidence that the six barrels, which were sampled at various locations in the north yard, contained largely the same chemicals, although in different mixtures. All
There was more than enough evidence for a reasonable trier of fact to conclude that more than ten of the barrels in the north yard contained essentially the same materials as found in the six samples. State v. Silano,
C
HAZARDOUS WASTE
1
Uretek contends that there was insufficient evidence to prove that it violated
There is no regulation officially defining “spent” in
The EPA commentary indicating that solvents are spent “when their intended use has ceased, and they begin to be accumulated or stored for disposal, re-use or reclamation” is consistent with Congressional intent in this area. Congress intended that the RCRA would provide for “a ‘cradle-to-grave’ regulatory scheme for toxic materials, providing ‘nationwide protection against the dangers of hazardous waste disposal.’ H.R.
“[WJhere a statute is capable of two constructions, one that is rational and effective in accomplishing the evident legislative object, and the other leading to ‘bizarre results’ destructive of that purpose, the former should prevail.” State v. Williams,
We hold that a solvent is spent when it has been used for its original intended purpose, and it is either (a) discarded or (b) can no longer be used again for that purpose. As we have previously indicated, the 150 drums of fire-damaged virgin stock were never used and, therefore, may well fall outside the scope of
The trial court based its finding that hazardous waste was contained in the 150 drums of used materials stored in the north yard of the Uretek premises upon the chemical analysis of the six samples taken on August 3, 1984. The report of this analysis indicated the presence of quantities of ethyl benzene, MEK and toluene. These chemicals are classified by
2
The trial court also concluded that some additional chemicals disclosed by the analysis of the samples, benzene, methylene chloride and trichloroethylene, constituted hazardous wastes under
It is conceivable that the 150 drums of fire-damaged virgin stock in the north yard, which we have concluded might not have contained “spent” chemicals but materials that had never been used, might have included some drums of “commercially pure” grades of chemicals that would constitute hazardous waste under
The trial court determined that Uretek violated § 261,33 by discarding methylene chloride and trichloroethylene. We. conclude that this determination was erroneous because there was no evidence indicating that these two substances were discarded while in a chemically pure form, but that this error does not affect the conviction insofar as it rests upon the storage of hazardous waste falling within the
D
PERMIT
Since
The report of the analysis of the samples indicates that toluene and MEK, both of which chemicals are classified as hazardous waste under
Our conclusion that the evidence supported the finding of the trial court that there were at least ten full drums of hazardous waste in the Uretek north yard for more than one year, as discussed in parts I A, B and C above, indicates that Uretek had accumulated more than 1000 kilograms of hazardous waste by August 3, 1984, and, therefore, a permit was required for that purpose. The additional finding of the court that Uretek had no permit is not disputed.
E
On the basis of all the foregoing, we hold that there was more than sufficient evidence for the trial court to conclude that each necessary element of
II
Andrews filed a motion for a judgment of acquittal at the close of the state’s evidence. The court reserved its decision on the motion and denied it after the conclusion of the trial.
The state argues that an inference of homogeneity is also supported by evidence of purchases by Uretek of hazardous chemicals, such as those found in the samples, made between March and August, 1984. These purchases were evidenced by invoices introduced during the state’s case-in-chief. The state claims that, because there was testimony that the manufacturing process had not changed, it may be inferred that the same chemicals were contained in the drums located
There is error in part, the judgment is set aside as to the defendant Andrews and the case is remanded to the trial court with direction to render judgment of acquittal in favor of that defendant.
In this opinion the other justices concurred.
Notes
The court found that the six samples contained the following chemicals:
“Micrograms
per kilogram
Sample #1: (#3096-3097)
benzene 11,000
ethyl benzene 60,000
methylene chloride 6,400
methyl ethyl ketone 140.000
toluene 8,300,000
ortho xylene 190.000
Sample #2: (#3088-3089)
benzene 17,000
ethyl benzene 100,000
methylene chloride 300.000
methyl ethyl ketone 230.000. 000
toluene 100.000. 000
mixed xylene 340.000
Sample #3: (#3090-3091)
benzene 45,000
ethyl benzene 260,000
methylene chloride 360.000
methyl ethyl ketone 320,000,000
toluene 70,000,000
trichloroethylene 5,700,000
mixed xylenes 250.000
Sample #4: (#3092-3093)
benzene 3,000
ethyl benzene 20,000
methyl ethyl ketone 6,000,000
toluene 47,000,000
mixed xylenes 60,000
Sample #5: (#3094-3095)
ethyl benzene 85,000
methyl ethyl ketone 88,000,000
toluene 100,000,000
mixed xylenes 170,000
Sample #6: (#3098-3099)
benzene 3,400
ethyl benzene 260,000
methylene chloride 95,000
methyl ethyl ketone 65,000,000
mixed xylenes 270,000”
The federal Environmental Protection Agency has duly promulgated regulations pursuant to the Resource Conservation and Recovery Act of 1976,
Uretek also contends that the state is precluded from establishing storage for a period of more than one year because the information and bill of particulars alleged that it had committed the offense from May 15,1984, until August 22,1984. The dates in the information, however, merely specified the period of time during which the state claimed that a violation of the statute had accrued. To prove such a violation of “long-term storage” the state was limited by the information to proving that the containers of hazardous waste on which it relied had been stored on the premises more than one year before the dates of the inspections in which those containers were found on the premises. The offense had not occurred until after the hazardous waste had been stored for more than one year.
See footnote 2, supra.
See footnote 2, supra.
After August 22,1984, Uretek did use some of the materials in the north yard for a new product line. There is no evidence that Uretek intended to use these materials prior to August 23, 1984.