Lead Opinion
¶1 —After he confessed to writing graffiti on the interior of a stolen car, petitioner Leaa’Esola Unga was convicted of vehicle prowling and taking a motor vehicle without permission. He argues that his confession was involuntary and should not have been admitted at trial because it was coerced by a detective’s promise that he would not be charged with a crime for the graffiti. The Court of Appeals affirmed the conviction. We affirm the Court of Appeals because Unga’s confession was not coerced.
¶2 On February 7, 2005, a teacher at an elementary school in the city of SeaTac reported that her car had been stolen from the school parking lot. When Tukwila police recovered the car two days later, the steering column and ignition had been damaged and someone had written on the dashboard in black marker “F[_] Oficer [sic] Gilette [sic] 4rm C-loc, Bear, Bam Bam, Don’t trip.” Clerk’s Papers (CP) at 2.
¶3 On May 26, 2005, King County Sheriff Deputy Timothy Gillette, a SeaTac school resource officer, arrested Unga on an unrelated outstanding warrant. He suspected that Unga or a friend might have written the graffiti on the dashboard of the stolen car based on information he obtained that Unga and his friends were involved in “gang activity that includes graffiti.” CP at 2. Gillette asked Sheriff Detective Ryan Mikulcik to speak to Unga about the graffiti in the car and ongoing graffiti threats that had been made against Officer Gillette. Mikulcik had known Unga, who was 16 years old, since Unga was in middle school and had a friendly relationship with him. Mikulcik and Unga met in an interview room. Mikulcik advised Unga of his constitutional rights. After Unga signed a statement that stated he acknowledged these rights and voluntarily waived them, Detective Mikulcik asked Unga about the stolen vehicle. He showed Unga a picture of the graffiti on the dashboard and asked whether he had written it. At first Unga denied having written the graffiti. Mikulcik asked Unga to write Officer Gillette’s name to compare handwriting and noted similarities to the writing on the dashboard. Mikulcik asked Unga what “4rm” meant, and Unga responded that “4rm” is the way he writes “from.” Verbatim Tr. of Adjudicatory Hr’g (VT) at 41. He asked Unga to write “4rm” and when he did, Mikulcik again noted the writing was similar.
¶4 Detective Mikulcik testified that he told Unga that he “wouldn’t charge him with malicious mischief ... if he
I was in a Honda Civic that was stolen. I was in the passenger seat and I cannot remember who was driving. I have been in many stolen cars and I know this one was stolen because the ignition was damaged. I used a marker and wrote on the dash board “F[_] Oficer [sic] Gilette [sic] 4rm c-loc, bear bam bam, don’t trip.” I have not written anything else about Officer Gillette and have never written anything threatening. This is the only thing I have written about him. I hope it wasn’t taken as a threat or the wrong way.
State Ex. 2.
¶5 The State charged Unga with one count of taking a motor vehicle without permission in the second degree and one count of vehicle prowl in the second degree. Unga moved to suppress his confession on the ground that he was coerced into confessing by Mikulcik’s promise that he would not be charged with a crime. On October 17, 2005, a CrR 3.5 hearing was held. Following the hearing, the juvenile court concluded that “[w]hile Detective Mikulcik’s statement that he would not charge the respondent with the graffiti to the dashboard may have been deceptive to some extent, some police deception is permitted by the Washington courts under State v. Burkins,
¶6 Unga appealed, arguing that the juvenile court erred when it refused to suppress the confession. He also contended that his two convictions violated double jeopardy proscriptions. The Court of Appeals affirmed. State v. L.U.,
ANALYSIS
¶7 Unga maintains that his confession was coerced in violation of his right not to incriminate himself. The Fifth Amendment to the United States Constitution states that “[n]o person . . . shall be compelled in any criminal case to be a witness against himself.” Article I, section 9 of the Washington State Constitution states that “[n]o person shall be compelled in any criminal case to give evidence against himself.” The protection provided by the state provision is coextensive with that provided by the Fifth Amendment. State v. Earls,
[T]he determination whether statements obtained during custodial interrogation are admissible against the accused is to be made upon an inquiry into the totality of the circumstances surrounding the interrogation, to ascertain whether the accused in fact knowingly and voluntarily decided to forgo his rights to remain silent and to have the assistance of counsel.
Fare v. Michael C.,
¶8 Circumstances that are potentially relevant in the totality-of-the-circumstances analysis include the “crucial element of police coercion”; the length of the interrogation; its location; its continuity; the defendant’s maturity, education, physical condition, and mental health; and whether the police advised the defendant of the rights to remain silent and to have counsel present during custodial interrogation. Withrow v. Williams,
¶9 The totality-of-the-circumstances test specifically applies to determine whether a confession was coerced by any express or implied promise or by the exertion of any improper influence. State v. Broadaway,
¶10 Whether any promise has been made must be determined and, if one was made, the court must then apply the totality-of-the-circumstances test and determine whether.
¶11 This causal connection is not merely “but for” causation; the court does “not ask whether the confession would have been made in the absence of the interrogation.” Miller v. Fenton,
¶12 A police officer’s psychological ploys, such as playing on the suspect’s sympathies, saying that honesty is the best policy for a person hoping for leniency, or telling the suspect that he could help himself by cooperating may play a part in a suspect’s decision to confess, “but so long as that decision is a product of the suspect’s own balancing of competing considerations, the confession is voluntary.” Miller,
¶13 The totality-of-the-circumstances analysis also specifically applies in deciding the admissibility of a juvenile defendant’s confession. Fare,
¶14 Unga maintains that Detective Mikulcik promised him that he would not be charged with any offense in relation to the car. Mikulcik testified, however, that he promised that he would not charge Unga with any offense relating to vandalism of the car, i.e., the graffiti. The trial court found Mikulcik’s testimony more credible because it accepted his version of events. The court found that “[w]hen Detective Mikulcik told the respondent he would not be charged with the graffiti to the dashboard, the respondent admitted to doing it.” CP at 45; see also VT at 83-84 (court’s oral ruling relating to credibility; stating that “ffi]aving observed both the officer and the respondent, I don’t believe that the conduct of the officer was over-bearing” or that Unga’s “will to resist” was overborne). Unga has not assigned error to the trial court’s findings, and thus this finding is a verity on review. Broadaway,
¶15 Unga argues Mikulcik’s promise was an “offer of immunity” that induced his confession. Unga argued to the Court of Appeals that if a defendant’s testimony is induced by a government promise of immunity, it is involuntary and must be suppressed. He argued to that court, and repeats in briefing to this court, that it is questionable whether the
¶16 The Court of Appeals concluded that under the totality of the circumstances, Unga mistakenly believed that he would not be charged with any crimes relating to the car, that this mistaken belief was not reasonable, and that Unga’s confession was voluntary. L.U.,
¶17 Initially, there was no “offer of immunity.” A police officer cannot actually extend immunity from prosecution. Rather, to compel a witness to give up the Fifth Amendment privilege against self-incrimination and testify, a prosecutor can offer a defendant immunity from prosecution. See generally State v. Bryant,
¶18 Next we consider the question addressed by the Court of Appeals, i.e., whether Unga reasonably per
¶19 The court’s analysis in Flemmi follows United States Supreme Court precedent: a totality-of-the-circumstances analysis must be applied, under which the promise is one of the circumstances in determining whether a defendant’s will has been overborne.
¶21 The concurrence also cites Lynumn v. Illinois,
¶22 The concurrence cites no relevant authority supporting the view that if a police officer makes a promise that charges will be dropped, the court essentially does not need
¶23 Before turning to the totality of the circumstances in this case, we note that Unga also maintains that fundamental fairness requires the government to scrupulously perform its end of the bargain, citing Bryant,
¶24 We turn now to the issue whether, under a totality-of-the-circumstances analysis, the promise by Detective Mikulcik coerced Unga into making an involuntary confession. The circumstances at the time of the confession determine whether it was voluntary. United States v. Charles,
¶25 Unga contends that the evidence shows the promise induced his confession because although he had denied writing the graffiti, once Detective Mikulcik said that he would not be charged for the vandalism, he confessed. He emphasizes his young age and the friendly relationship he had with Mikulcik.
¶27 Unga was given Miranda
¶28 There is evidence that Unga was a gang member. See Ruvalcaba v. Chandler,
¶29 The questioning was of short duration, lasting only 30 minutes. Unga was questioned in a small room containing a table and two chairs, where the door was left open. The interviewing officer was not in uniform and did not wear a firearm. There is no evidence that Mikulcik used a threatening tone, raised his voice, badgered Unga, attempted to intimidate him, or engaged in other similar tactics. Unga was not subjected to lengthy, prolonged questioning, nor to repeated rounds of questioning. There is no evidence that he was deprived of any necessities such as food, sleep, or bathroom facilities. In LeBrun,
¶30 Unga testified that because he had known Mikulcik since middle school, he thought that Mikulcik “was going to
¶31 The court held that Walton’s statement was involuntary, in light of the following circumstances: Walton believed the statement that the conversation would be off the cuff meant that his statements would not be used against him, as did both agents present; the agent he knew made reference to his prior relationship with Walton as a basis for inviting him to speak “off the cuff” and the purpose of this reference was clearly to provide assurance that he could confide in the agents and anything he told them would not be used against him; the setting on a park bench did not detract from the friendly assurance, unlike an environment more typically associated with a police interrogation; and Walton had no reason to believe he was the subject of a criminal investigation. Id. at 1030.
¶32 Here, however, there is no indication that Detective Mikulcik exploited the friendly nature of the relationship to
¶33 Under all of these circumstances, we do not agree that Mikulcik’s promise was coercive conduct that overbore Unga’s will and caused him to confess. This case is unlike other cases where confessions have been found to be involuntary. For example, in Taylor v. Maddox,
¶34 The circumstances in all of these cases are qualitatively unlike the circumstances in Unga’s case. The trial court correctly concluded that Unga’s confession was not coerced, and instead he voluntarily waived his rights to remain silent and not to incriminate himself.
¶35 The concurrence maintains, however, that even if the surrounding circumstances are considered, “the surrounding circumstances do not excuse the coercive aspect of Detective Mikulcik’s unequivocal promise of immunity.” Concurrence at 119.
¶36 In addition, the concurrence cites absolutely no authority that supports its conclusion that Unga’s confession was voluntary with regard to one charged offense but involuntary with respect to another. This conclusion appears to be part and parcel of the concurrence’s theory that a promise to drop charges is, either as a matter of law or as a presumption that must be overcome by the circumstances, unconstitutionally coercive — and hence the difference. But the theory is, at its core, simply a reprise of the former rule stated in Bram,
¶37 Given the lack of authority for splitting a confession to multiple charges, and given that this artificial division appears rooted in an abrogated rule, the concurrence’s conclusion that Unga’s confession was voluntary as to the stolen vehicle charge but involuntary as to vehicle prowling is untenable.
¶38 Finally, in light of our acceptance of the State’s concession and request that the charge of second degree vehicle prowling be dismissed, we do not reach Unga’s argument that the conviction for vehicle prowling should be reversed on double jeopardy grounds.
CONCLUSION
¶39 The fact that a promise has been made not to charge a defendant with vandalism if the defendant tells about another crime does not alone render a subsequent confession involuntary. Instead, the totality of the circumstances must be examined to determine whether the confession was involuntary. In this case, under the totality of the circumstances the confession was voluntary. Accordingly, we affirm the trial court and the Court of Appeals.
Notes
However, a promise made but not kept might implicate concerns of due process, not an issue here. See generally Bryant,
The only finding made by the trial court was that Detective Mikulcik “told the respondent he would not be charged with the graffiti to the dashboard,” CP at 45, not that a promise of immunity was made to Unga or that Unga had a reasonable but mistaken belief that he had been offered immunity.
The concurrence repeatedly uses the term “immunity.” If meant as a term of art, it has no place in this case, as explained. If its intended meaning is that charges will be dropped, there is nothing about the term that justifies any approach other than the totality-of-the-circumstances approach demanded by United States Supreme Court precedent.
Miranda,
As noted, there is no formal offer of immunity in question.
Concurrence Opinion
¶40 (concurring) — Leaa’Esola Unga was convicted of second degree taking a motor vehicle without permission
¶41 While I agree with the majority that the State’s dismissal of the vehicle prowl charge controls the outcome of this case, see majority at 107, 113, I write separately to state my concern with the majority’s analysis of the circumstances of Unga’s confession. The only issue remaining after the State’s concession is whether Unga voluntarily confessed to being in a car knowing it was stolen. I believe he did because the promise of immunity related to the graffiti was unrelated to being in a car knowing it was stolen. However, I would be remiss if I did not comment on the majority’s analysis of both aspects of Unga’s confession.
¶42 An unequivocal promise of immunity made to induce a confession, which in fact induces the confession, renders the confession to the immunized conduct inadmissible. See 12 Royce A. Ferguson, Jr., Washington Practice: Criminal Practice and Procedure § 3319, at 877-78 (3d ed. 2004) (“The confession of one accused of a crime which is induced or influenced by promises made to the accused which hold out a hope of benefit or reward is not a voluntary confession and therefore inadmissible in evidence. . . . An offer or promise of leniency vitiates an accused’s subsequent confession only if it constitutes an inducement which motivated the defendant to confess.”).
¶43 The Fifth Amendment to the United States Constitution states, “No person shall be . . . compelled in any criminal case to be a witness against himself . . . .” Similarly, article I, section 9 of our state constitution provides, “No person shall be compelled in any criminal case to give evidence against himself . . . .” To “compel” means “[t]o employ force or constrain; to exert an irresist
¶44 While pressure is generally thought of as positive or external, there are many situations where a negative or internal pressure is applied by an interrogator. The court must inquire into the interrogator’s use of any pressure and whether such pressure prevents the suspect from making a rational decision. Accord majority at 108 (citing United States v. Baldwin,
¶45 Some tactics exert the clearly prohibited external or positive pressure, such as the truncheon to the head. See, e.g., Brown v. Mississippi,
¶46 In context, when an interrogator asks a question of a suspect, that act of questioning does not in itself compel a
¶47 If, however, the interrogator withholds food or water to provoke a confession, such a tactic compels the confession; the suspect has the same right not to answer, but the suspect’s circumstances have changed relative to the moment before the food or water was withheld. The interrogator coerced the confession by imposing an irresistible influence over the suspect through the choice of confession or starvation.
¶48 The same is true of an unequivocal promise of immunity made to induce a confession, which in fact induces the confession. A promise of immunity coerces a confession because of the internal pressure placed upon the suspect. Again, the suspect has the same right not to answer, but the suspect’s circumstances have changed relative to the moment before the unequivocal promise of immunity was made. The suspect must now make an irresistible choice: accept the promise of immunity and confess, or reject the promised immunity, remain silent, and suffer the consequences. The Fifth Amendment and article I, section 9 guarantee “the right of a person to remain silent unless he chooses to speak in the unfettered exercise of his own will, and to suffer no penalty . . . for such silence.” Malloy v. Hogan,
¶50 The majority attempts to evade the impact of Detective Mikulcik’s interrogation tactic by stating, “[a] police officer cannot actually extend immunity from prosecution. Rather, to compel a witness to give up the Fifth Amendment privilege against self-incrimination and testify, a prosecutor can offer a defendant immunity from prosecution.” Majority at 104. Be that as it may, it is highly unlikely a criminal suspect undergoing interrogation, much less a boy with only a ninth grade education, is aware of the nuanced relationship between his interrogators and his prosecutors. Moreover, that Detective Mikulcik falsely promised immunity serves only to highlight the coercive aspect of Detective Mikulcik’s interrogation tactic.
An offshoot of the rule against coerced confessions prohibits the use of confessions obtained by false promises, which are looked upon as a type of coercion which overcomes by unacceptable means the will of the person being questioned. It proscribes false promises of immunity or of leniency offered as a material benefit in return for a confession.
People v. Andersen,
¶51 Nor is this a new approach to analysis of a suspect’s confession. See State v. Broadaway,
¶52 In other words, no matter how mature, intelligent, or comfortable a suspect is during the interrogation, the interrogator’s use of physical or psychological pressure to obtain a confession will not be excused. See, e.g., Lynumn v. Illinois,
¶53 Applying our established analysis here, Unga’s confession contains two distinct components: writing the graffiti and riding in the car knowing it was stolen.
¶54 Detective Mikulcik compelled Unga’s confession to the graffiti by unequivocally promising immunity to induce Unga to confess to the graffiti, which in fact induced Unga to confess to the graffiti. The circumstances of Unga’s age, education, or prior relationship with Detective Mikulcik cannot change the simple fact Detective Mikulcik unequivocally promised immunity to Unga to compel Unga to confess.
¶55 Moreover, the surrounding circumstances do not excuse the coercive aspect of Detective Mikulcik’s unequivocal promise of immunity. Unga was 16 years old with a ninth grade education. He was arrested and placed in a holding cell for an unknown period of time and then taken to a four-foot-by-four-foot room by Detective Mikulcik, a
¶56 As to the second component of Unga’s confession, the record contains substantial evidence supporting the trial court’s determination of voluntariness.
¶57 Nothing suggests Unga’s “will was overborne,” forcing his confession to being in a car knowing it was stolen. Broadaway,
¶58 To conclude, Unga’s confession to the graffiti was coerced by Detective Mikulcik’s unequivocally promising immunity from prosecution for the graffiti. However, Detective Mikulcik’s unequivocal promise of immunity was limited only to the graffiti, so Unga’s confession to riding in a car knowing it was stolen was not coerced by the promise, and the circumstances of Unga’s confession support the conclusion that Unga voluntarily confessed to riding in a car knowing it was stolen.
¶59 The majority reasons otherwise so I write separately to concur in result only.
“A person is guilty of taking a motor vehicle without permission in the second degree if he or she ... voluntarily rides in or upon the automobile or motor vehicle with knowledge of the fact that the automobile or motor vehicle was unlawfully taken.” RCW 9A.56.075CL).
“A person is guilty of vehicle prowling in the second degree if, with intent to commit a crime against a person or property therein, he enters or remains unlawfully in a vehicle . . . .” RCW 9A.52.100(1).
Webster’s New International Dictionary 544 (2d ed. 1934); see also Webster’s Third New International Dictionary 463 (2002) (defining “compel” as “to employ-force; ... to exert an irresistible influence”).
“Appropriate constitutional analysis begins with the text and, for most purposes, should end there as well.” Malyon v. Pierce County,
We must disabuse ourselves of the notion that an innocent person would not confess to a crime he or she did not commit. See generally Richard A. Leo et al., Bringing Reliability Bach In: False Confessions and Legal Safeguards in the Twenty-First Century, 2006 Wis. L. Rev. 479, 514-16 (2006) (citing numerous studies on false confessions); Mark A. Godsey, Reliability Lost, False Confessions Discovered, 10 Chap. L. Rev. 623, 628 (2007) (noting the “pervasive” problem of false confessions); see also 12 Ferguson, supra, § 3316, at 871 (“Involuntary confessions are inadmissible because persons influenced by hope of benefit... may confess to alleged crimes which they did not in fact commit.”).
The majority asserts looking at Unga’s confession as two distinct components is “rooted in an abrogated rule” but fails to show Fulminante requires otherwise. Majority at 113; see Fulminante,
“ ‘ [Substantial evidence’ is defined as that character of evidence which would convince an unprejudiced thinking mind of the truth of the fact to which the evidence is directed.” State v. Davis,
