The defendant has appealed from his conviction of five counts of larceny in the first degree, in violation of General Statutes § 53a-122, and one count of larceny in the second degree, in violation of General Statutes § 53a-123, 1 based upon his conversion of tax monies collected on behalf of the city of Waterbury. These charges of larceny against the defendant arose from incidents which occurred during his tenure as a deputy sheriff of New Haven County. At trial the state presented the testimony of numerous witnesses, the substance of which was that the defendant collected back taxes owed the city of Waterbury, deposited the money in a bank account and issued checks on that account for his personal use. The defendant testified on his own behalf and called several witnesses, three of whom testified only to his good character.
I
The defendant’s first claim of error involves the proper bounds of cross-examination. During its case in chief the state introduced financial records showing disbursements made from the bank account into which the defendant had deposited city funds. After the defendant had completed his direct testimony, the state on cross-examination sought to elicit evidence regarding the personal nature of the disbursements made from the account. At one point the following exchange occurred between the assistant state’s attorney and the defendant: “Q. And there is a third marking here, Nick Jamele? A. Yes, sir. Q. He is your bookie, isn’t he, Mr. Ubaldi?” Defense counsel objected immediately. The jury was excused. The defendant moved for a mistrial and took an exception when the trial court denied the motion. Once the jury reconvened, the trial court issued a cautionary instruction to the jury at the request of the defendant. 2
The general rule in Connecticut is that a mistrial is granted only where it is apparent to the court that as a result of some occurrence during trial a party has been deprived of the opportunity for a fair trial.
State
v.
DeMatteo,
The defendant’s second claim of error involves the propriety of certain remarks in the state’s summation to the jury. During its rebuttal the state sought to subpoena Nick Jámele as a witness, presumably to refute the defendant’s statement on cross-examination that certain payments to Jámele were for repairs to the defendant’s house. The defendant advised the court, outside the hearing of the jury, that the witness Jámele would seek to exercise his fifth amendment privilege of silence and requested that the court hear argument and testimony on whether such exercise should be permitted in the absence of the jurors to avoid prejudicing them in any way. The court permitted examination of Jámele outside the jury’s presence. Apparently Jámele was facing federal prosecution for gambling activities and for tax evasion. During the examination the state sought to question Jámele regarding the nature of any construction work done for the defendant, whether Jámele had received money from the defendant, whether the recorded payments were for work done on the defendant’s property, and whether they were reported to federal income tax authorities. The trial court sustained the right of the witness to remain silent in each of these areas of inquiry, thereby foreclosing any examination of Jámele before the jury. The state took exception to each of the court’s rulings, but has not pressed any claim of error in this matter on appeal.
During closing argument the state remarked: “Where is Nick Jámele? Where is the man that he [the defendant] paid six thousand dollars to?” The defendant immediately objected to the comment, but the trial court overruled the objection and allowed the state to continue without any cautionary instruction to the
The state has not attempted on appeal to justify its challenged remarks upon the ground urged in the trial court or on any others. Instead, the state asks this court to apply the due process analysis discussed in part I of this opinion to the closing remarks of counsel and to sustain the conviction because insufficient prejudice befell the defendant as a result. The state argues that our decision in
State
v.
Daniels,
Our review of Connecticut case law dealing with prosecutorial misconduct has failed to uncover a situation precisely like the one before us.
5
In the court below the
The prosecutor’s argument to the jury was improper both because the inference sought was clearly impermissible and because it demonstrated a complete disregard for the tribunal’s rulings.
6
The record of the
In
Smith
v.
Phillips,
The questions before this court then are whether we should grant a new trial in order to deter prosecutorial misconduct which deliberately circumvents trial court rulings and, if so, whether such authority should be exercised in the circumstances presented.
Some tribunals have declined to use such supervisory power on the theory that society should not bear the burden of a new trial because of prosecutorial misconduct where a new trial is not constitutionally mandated. See, e.g.,
United States
v.
Modica,
We recognize that the reversal of a criminal conviction in the exercise of a court’s supervisory authority must not be undertaken without balancing other interests which may be involved.
United States
v.
Hasting,
No matter how overwhelming the evidence, a court may not direct a verdict of guilty in a criminal case. General Statutes § 54-89;
State
v.
Chapman,
The prejudice to the judicial system as well as to the defendant which flows from circumventing the trial court’s authority, unlike the prejudice which can be calculated by weighing the evidence presented, is not easily assessed. Accord
People
v.
Swan,
We are not today abandoning the due process analysis we have consistently applied to constitutional claims of prosecutorial misconduct not involving purposeful disregard of a ruling, which requires the defendant to prove that he was deprived of a fair trial as the result of the misconduct in order to secure a new trial. Nor are we retreating from our statement that “[cjounsel must be allowed a generous latitude in argument, as the limits of legitimate argument and fair comment cannot be determined precisely by rule and line, and something must be allowed for the zeal of counsel in the heat of argument.”
State
v.
Laudano,
There is error, the judgment is set aside and a new trial is ordered.
In this opinion the other judges concurred.
Notes
“[General Statutes (Rev. to 1975)] Sec. 53a-122. larceny in the first degree: class b felony, (a) A person is guilty of larceny in the first degree when: (1) The property or service, regardless of its nature and value, is obtained by extortion, or (2) the value of the property or service exceeds two thousand dollars.
“(b) Larceny in the first degree is a class B felony.”
“[General Statutes (Rev. to 1975)] Sec. 53a-123. larceny in the second degree: class d felony, (a) A person is guilty of larceny in the second degree when: (1) The property consists of a motor vehicle, (2) the value of the property or service exceeds five hundred dollars, or (3) the property, regardless of its nature or value, is taken from the person of another.
“(b) Larceny in the second degree is a class D felony.”
The curative instruction given by the trial court was as follows: “All right, ladies and gentlemen, we are going forward with the trial. Mr. Ubaldi’s attorney has objected to the question and I have sustained the ob
ABA, Standards Relating to the Prosecution Function and the Defense Function, § 5.7(d) (1971) provides: “It is unprofessional conduct to ask a question which implies the existence of a factual predicate which the examiner cannot support by evidence.” In addition, the Code of Professional Responsibility, DR-7-106(C)(l), prohibits an attorney appearing before a tribunal from stating or alluding “to any matter . . . that will not be supported by admissible evidence.”
“Mr. Ward: Where is Nick Jámele? Where is the man that he paid six thousand dollars to?
“The Court: Please, let there be no whispering in the courtroom.
“Mr. Moynahan: Objection, Your Honor. May I approach the bench?
“The Court: Yes.
“I take it counselor you don’t intend to pursue it more than you have already?
“Mr. Ward: No, Your Honor.
“Where was John Bedell? Why didn’t he come forward and testify?
“Mr. Moynahan: Same objection, Your Honor.
“Mr. Ward: May I continue, Your Honor?
“The Court: Yes.”
State
v.
Perelli,
In criminal prosecutions either the state or the defendant may argue to the jury that an unfavorable inference should be drawn from the absence of a particular witness at trial. Permission from the trial court must be sought in advance when either party wishes to include such an inference in its closing remarks. Such an inference is to be permitted only where “there is sufficient evidence for the jury to find that the absent witness is (1) available to the party against whom the inference is sought to operate and (2) one whom that party would naturally be expected to produce.”
State
v.
Daniels,
The defendant has claimed that although the court denied his motion for a mistrial on the basis of the prosecutor’s inquiry implying that Jámele was a “bookie,” the court in chambers instructed the assistant state’s attorney “that was an area that should be stayed away from if there is no evidence for it.” The state has not challenged this assertion.
The respondent in
Smith
v.
Phillips,
