Lead Opinion
Cоnvicted on two counts of capital murder and sentenced to consecutive terms of life imprisonment without probation or parole for 50 years, § 565.008.1, RSMo 1978, defendant seeks review in this Court. The cause falls within our exclusive appellate jurisdiction under Art. V, Sec. 3, Mo.Const.
Defendant’s allegations of error include: (1) insufficiency of the evidence to support capital murder convictions; (2) improper exclusion of hearsay testimony as to an accomplice’s declaration against penal interest; (3) the sentences are violative of the Cruel and Unusual Punishment provisions of the United States and Missouri Constitutions; and (4) erroneous refusal to permit defense counsel’s withdrawal or to permit defendant to personally call and examine witnesses.
I.
Examining for sufficiency of the proof, we accept as true all evidence, direct or circumstantial, and all reasonable inferences supportive of the verdict and disregard those portions of the record contrary to a finding of guilt. State v. Strickland,
The record discloses that between 6:30 and 7:30 on the evening of December 20, 1978, the bodies of two men were discovered in a liquor store in Caruthersville, Missouri. One of them, Pierce Neeley, was lying face down in a pool of blood near the front of the store with a beer bottle bearing defendant’s fingerprint beneath his body. The other victim, William “High Pockets” Parker, the store’s operator, was discovered supine on the floor behind a counter. Parker was a large man, approximately 6 feet 3 inches in height and weighing about 260 pounds. Except for one broken bottle, the racks of chips and shelves of liquor had not been disturbed evidencing little or no sign of a struggle. The cash register and Parker’s billfold had been emptied of money.
An autopsy revealed Parker suffered multiple stab wounds in the chest and abdomen and a large laceration caused by a blunt instrument to the back of his head, possibly producing a concussion. During Neeley’s autopsy, nine stab wounds to the front and six to the back of his torso were found, as well as a scalp laceration from a blunt object which could have caused unconsciousness. Each man probably died from his chest wounds.
Frances Mitchell, Johnny Mitchell’s wife, and Brenda Hall, Frances’ daughter, testified that on the evening of December 20, 1978, defendant came to the Mitchell home and about 30 minutes later left with Johnny, who was armed with a pistol. When they returned at approximately 10:00 that night, Johnny gave Brenda and her siblings some change.
Defendant, in his videotaped statement, admitted that on the night of December 20, 1978, he went to Johnny Mitchell’s home near Steele, Missouri, where Mitchell told defendant he wanted to go somewhere and “make him a hussle” (commit a robbery). They left the house in defendant’s truck with defendant driving, and went to a liquor store in Caruthersville, arriving sometime after “dusk dark”. Mitchell, who was armed with a pistol and a knife, told defendant that he knew the two men in the
Defendant particularly complains the evidence was insufficient to establish the required mental state for capital murder, § 565.001, RSMo 1978, that at most it showed an intent to rob supportive only of murder in the first degree. § 565.003, RSMo 1978
Though defendant asserts his videotaped statement demonstrates he did not participate in the stabbings nor intend the killings, the jury was entitled to disbelieve such exculpatory statements. State v. Wilkerson,
Finally, the jury’s determination that defendant was guilty of capital murder is not invalidated by the fact the evidence would have supported a first degree (felony) murder conviction, nor does this, as defendant urges, thwart “the statutory scheme enacted by the Missouri Legislature which manifested its intent that so-called ‘felony murder’ would no longer be treated as a capital offense, when it designed Sections 565.001, 565.003, and 565.008 of the 1979 Criminal Code.” The jury was not required to acquit of capital murder and convict of first degree murder simply because the slayings occurred during the perpetration of a robbery.
II.
Defendant next contends the trial court erred in excluding Michael Cooper’s testimony concerning purported admissions to the actual slayings by Johnny Mitchell.
Generally in Missouri, declarations against penal interests are not admissible exceptions to the hearsay rule in criminal proceedings. See, State v. Brown,
While in a case such as Chambers, where substantial indicia of reliability appear and declarant's complicity if true would exonerate the accused, declarant’s averments against an interest penal in nature may not be excluded, such circumstances requiring admission of the hearsay are missing here. When called to testify at defendant’s trial, Johnny Mitchell refused, asserting his Fifth Amendment privilege, and thus was unavailable for a test of credibility. Nor was there corroborating evidence to insure the trustworthiness of his purported declarations. Equally important, the statements in themselves were not inconsistent with the showing of defendant’s guilt. Defendant had placed himself at the scene and admitted a part in the planning and perpetration of the crime. Hence, Cooper’s testimony might have aided the conviction, for if from other evidence the jury believed defendant guilty as an accomplice, the statements established Mitchell’s complicity as a “principal.” The proffered evidence did not, as in Chambers, exclude defendant as perpetrator by implicating Mitchell as an unabetted murderer.
We also observe that the dangers inherent in opening the door to extrajudicial confessions made by one not a party to the proceeding
Defendant further complains reversal is required under the holding of Green v. Georgia,
Finally, defendant claims unfairness by the admission of Cooper’s testimony in Mitchell’s trial and its exclusion here, but in so arguing defendant ignores a fundamental distinction. Cooper’s testimony was admitted against Mitchell in a prоceeding where Mitchell, as declarant, was in court and could choose to testify to refute Cooper’s claim. In the present case, Cooper’s testimony was offered against the State which could not force Mitchell to testify and hence had no means of testing the truthfulness of Mitchell’s alleged statements. It is a well established “fact of trial life” that certain items of evidence may be introduced by one party and yet not by another. Green v. Georgia,
In the criminal justice context denial of due process has been described as the failure to observe the fundamental fairness essential to the very concept of justice. State v. Caffey,
III.
Defendant next asserts that imposition of a mandatory life sentence without probation or parole for 50 years, pursuant to § 565.008, RSMo 1978, violates the federal and state Constitutions’ proscriptions against cruel and unusual punishment. Eighth Amendment, U.S.Const.; Art. I, Sec. 21, Mo.Const. These аllegations have previously been addressed and determined contrary to the contentions here and require no protracted discussion. See, State v. Borden,
IV.
Finally defendant contends in his supplemental brief
A.
At trial, defendant was represented by two attorneys, Gary Robbins the Public Defender and John Fowlkes, court appointed counsel. On October 23, 1979, Robbins moved for leave to withdraw, followed by a “motion to appoint defendant as his own chief counsel” submitted by Fowlkes on October 29, 1979. A pretrial hearing on these motions revealed an earlier disagreement
Defendant now maintains “both the defendant and his attorneys wanted to be relieved from each other and made their wishes clearly known to the Court”, however, the record belies the present assertion of irreconcilable conflict. It has been said that “An irreconcilable conflict exists where there is a total breakdown of communication between attorney and client ... ”, State v. Smith,
Also contrary to defendant’s assertions, the record reveals defendant did not express a desire for new counsel until December 12, 1979, the date trial commenced and after impaneling of the jury. The trial court denied defendant’s request, indicating it was too late for the appointment of new counsel. The granting of a continuance that defendant might secure substitute counsel once trial has commenced is within the trial court’s sound discretion, tempered by the public’s need for effective administration of justice, and this discretion will not be lightly disturbed especially when it appears the accused was not denied skilled and competent representation. State v. Gregory,
B.
Defendant also claims trial court error in failing to appoint substitute counsel at the close of the State’s case when it was again brought to the trial court’s attention that defense counsel refused to present a proposed alibi defense. After some discussion, the trial judge resolved the dispute, ruling defendant might testify in narrative form if counsel refused to propound questions, but defendant would not be permitted to personally elicit testimony from witnesses. We can find no basis for reversal in this action. The determination of what witnesses to call, like other questions involving defenses to pursue, was a matter of trial strategy and, as defendant was represented by able counsel, the decision was best left within their province. See, American Bar Association Standards for Criminal Justice, The Defense Function, Standard 4-5.2 (2d ed. 1980); State v. Banks,
C.
In the same vein, defendant charges ineffective assistance of counsel based on his attorneys’ (1) advice against testifying and (2) refusal to call alleged alibi witnesses. To prevail on these assertions, claimant must demonstrate his attorney failed, to his prejudice, to exercise the customary skill and diligence of a reasonably competent lawyer rendering similar services under the existing circumstances. Eldridge v. State,
Defendant’s assertions respecting defense counsels’ refusal to call his proposed witnesses must also fail. As stated in Eldridge v. State, supra at 741, “If an attorney believes that the testimony of an alibi witness would not unqualifiedly support his client’s position, it is a matter of trial strategy not to call him to the stand.... An assertion against counsel’s choice of trial strategy with respect to calling or not calling certain witnesses does not establish ineffective assistance of counsel.” (citations omitted). See, American Bar Association Standards for Criminal Justice, The Defense Function, Standard 4-5.2 (2d ed. 1980). This rule particularly holds where, as here, the attorneys during investigation contacted defendant’s potential witnesses, but discovered nothing to sufficiently substantiate the suggested defense. Jackson v. State,
D.
Defendant finally complains of error by the trial court in refusing him permission to personally call and examine witnesses. However, the record discloses that defendant never requested, and, in fact, on two oсcasions refused to proceed pro se. Whether a defendant, represented by counsel, may participate in his own trial is a matter within the sound discretion of the trial court. State v. Burgin,
Accordingly, the judgment is affirmed.
Notes
. Johnny Mitchell’s convictions for capital murder were affirmed by this Court in State v. Mitchell,
. Section 565.001, RSMo 1978, provides as follows:
“Any person who unlawfully, willfully, knowingly, deliberately, and with premeditation kills or causes the killing of another human being is guilty of the offense of capital murder.”
Section 565.003, RSMo 1978, defining first degree murder, is as follows:
“Any person who unlawfully kills anothеr human being without a premeditated intent to cause the death of a particular individual is guilty of the offense of first degree murder if the killing was committed in the perpetration of or in the attempt to perpetrate arson, rape, robbery, burglary, or kidnapping.”
. The jury was instructed by MAI-CR 2d 15.02 modified by MAI-CR 2.12 and 2.10.
. The unavailability of Johnny Mitchell requisite to the admission of his purported declaration against interest was established when Mitchell refused to testify when called asserting his Fifth Amendment privilege. State v. Grant,
.Even in jurisdictions where recognized, the exception requires as an essential element that the circumstances render it improbable a motive to falsify existed. See, 31A C.J.S. Evidence § 217; Fed.R.Evid. 804(b)(3). In other words, the hearsay statements must bear substantial assurances of trustworthiness.
. An example will serve to Illustrate. “If the rule were changed, A could be charged with the crime; B could tell C and D [possibly seeking to build his criminal reputation or to exonerate A] that he committed the crime; B could go into hiding and at A’s trial C and D would testify as to B’s admission of guilt; A could be acquitted and B would return to stand trial; B could then provide several witnesses to testify as to his whereabouts at the time of the crime. The testimony of those witnesses along with A’s statement that he really committed the crime could result in B’s acquittal. A would be barred from further prosecution because of the protection against double jeopardy. No one could be convicted of perjury as A did not testify at his first trial, B did not lie under oath, and C and D were truthful in their testimony.” Chambers v. Mississippi, id.
. It must be emphasized that the Supreme Court’s determination due process had been denied stemmed from the Mississippi court’s combined refusal to permit the defendant (1) to elicit testimony from the three witnesses respecting the declarant’s extrajudicial confessions and (2) to impeach the declarant who under cross-examination by the state had repudiated his prior sworn confession. Chambers v. Mississippi, id. at 302,
. The evidence urged in Green was, unlike that at bar, exculpatory in that the declaration placed petitioner away from the scene at the time of the murder.
. On this portion of his appeal defendant was represented by Walter S. Drusсh, Jr., counsel specially appointed to raise here defendant’s allegations of his difficulties with trial counsel. While we normally do not consider in a criminal appeal a defendant’s claim of ineffective assistance of trial counsel, see, State v. Mitchell,
. It must be remembered that the video-taped confession of defendant, found admissible by the trial court and not challenged on appeal, at the very least placed defendant at the scene of the crime.
. We note in passing that any ethical problems defense counsel perceived in promoting defendant’s alleged alibi defense or any harm to defendant defense counsel foresaw resulting from an aborted alibi claim would also have been encountered by substitute cоunsel. State v. Banks,
Dissenting Opinion
dissenting.
I respectfully dissent. I believe the principal opinion’s construction of §§ 565.-001 — .003, RSMo 1978, ignores their clear, unambiguous language.
Prior to September 28, 1975, the first-degree murder statute, § 559.010, RSMo 1969, included both “common form” first-degree murder and “felony” first-degree murder. After that date, “common form” first-degree murder was separated from “felony” first-degree murder and was designated “capital murder”. Whether this change is viewed as creating one or two distinct new crimes or as merely separating two long-established types of murder, one fact is clear: capital murder is now a different crime than first-degree murder. No longer can proof of intent to commit a statutorily enumerated felony be equated to a premeditated and deliberate intent to kill as it could under the old first-degree murder statute. See, e.g., State v. Jenkins,
Section 565.001 requires a person to have a mental state of an unlawful, willing, knowing, deliberate, and premeditated intent to kill when engaging in conduct that kills or causes the killing of another human being. Whereas § 565.003, first-degree “felony” murder, provides that for a person to be convicted he must unlawfully kill another human being in the perpetration or attempted perpetration of one of the enumerated felonies without the necessity of any premeditated intent to kill; that is to say that now the intent to commit the felony suffices to be convicted of first-degree murder.
Both crimes require conduct which results in another’s death. First-degree murder, however, does not require any intent to kill; capital murder does. And the specific intent to kill required in capital murder must be formed in a cool and reflective state of mind. The requirement that these two elements ((a) intent to kill and (b) cool and reflective consideration of killing another) be found constitutes the difference between capital murder and all others, including first-degree murder which does not require even an intent to kill much less cool and reflective consideration of the homicide. This Court is nоt at liberty to disregard the distinction created by the legislature in defining the offenses. Deliberation and premeditation are not part of first-degree murder, but must be proved and that fact must be found by the jury to warrant conviction of capital murder.
The principal opinion, apparently recognizing the distinction between § 565.001 (capital murder) and § 565.003 (first-degree murder), upholds Turner’s two capital murder convictions by attributing the requisite mental state of § 565.001 to him. The principal opinion gives inferences to the evidence from which it believes the jury could have found Turner actively participated in the robbery and killings. One victim’s size, the distance between the two bodies, and the almost total lack of evidence of any struggle, the principal opinion asserts, could allow the jury to infer that Turner was a participant in the killings. Thus, it is said the jury could have found that Turner killed one of the victims with the intent to kill. But, intent to kill is not enough to support a capital murder conviction. Therefore, the principal opinion makes a
In State v. Page,
State v. Williams,
In State v. Mitchell,
State v. Lindsey,
The continuation of appellant in the plan to rob after Maxie obtained the ball bat and announced his intention to kill someone with it, clearly authorized a finding by the jury of . the requisite deliberation and premeditation on the part of appellant to participate in a killing. The submission of deliberation in Instruction No. 2 was supported by the evidence.
Id. at 4 (emphasis added).
The instant case is dissimilar to the ones cited. Although Turner’s participation in the robbery was shown by direct evidence (his confession), his participation in the killings was shown, if at all, only by circumstantial evidence. There was no direct evidence that Turner killed anyone — no evidence that Turner formed an intent to kill someone — no evidence that Turner coolly and deliberately intended to kill. There was not even any evidence that Mitchell wanted to kill someone or intended that his cofelon kill anyone. In fact, if it was the blow to the head of Neeley that evidenced an intent to do great bodily harm or kill, in the view of the principal opinion, then that very evidence militates against “cool and deliberate reflection” on killing another. It appears to have been an action based on reflex rather than reflection. The principal
The prosecutor argued to the jury that acts of Mitchell were acts of Turner and Mitchell’s intent was Turner’s. For a conviction of capital murder, such a statement is only partially true. Capital murder requires a personal and individual mental state for a person who kills оr causes the death of another human being. Turner had to promote the killings and have both the intent to promote them and the requisite intent for capital murder in order to be guilty of capital murder. The only element of capital murder which can be attributed to one not the perpetrator is the conduct— the act of killing;
Accepting the principal opinion’s inferences as true, the jury could conclude that both Mitchell and Turner were inside the store and that Turner killed one of the victims. At best, this would allow an inference of intent to kill, but not premeditation and deliberation. The record is devoid of any evidence that Turner might have thought about killing the victim with a cool and deliberate state of mind. The majority contends, however, that if Turner killed one of the victims, proved by circumstantial evidence, then there is circumstantial evidence that he shared Mitchell’s intent, i.e., to leave no witnesses. In so concluding, the principal opinion creates a conduit through which the intent to commit a felony enumerated in § 565.003 is transferred to § 565.001 and becomes a premeditated and deliberate intent to kill. Under the majority’s theory, whenever a victim is killed during the commission of a § 565.003 felony, all the participants could be convicted of capital murder. For instance, during the course of robbing a liquor store, one of the robbers kills an employee. The other participant knows his partner is carrying a loaded gun. Whether it is expressed as a premeditated and deliberate intent to kill or as an intent to leave no witnesses, there is circumstantial evidence that the second felon had the same intent as the one who pulled the trigger, to complete the robbery successfully and not be caught.
The principal opinion by not demanding a qualitative difference in proof between capital murder and first-degree murder is implicitly allowing convictions of all cofelons when a murder is committed during the course of arson, rape, robbery, burglary, or kidnapping of capital murder. Thus, in all felony-murder cases the state can charge all participants with capital murder. If the jury returns a guilty verdict, this Court will
Turner wanted to call Michael Cooper as a witness. Cooper would have testified that on several occasions Mitchell admitted “wasting the two dudes”. The state, which had used the testimony in Mitchell’s trial, successfully blocked its introduction. When all the circumstances are considered, however, I believe Cooper should have been allowed to so testify.
Chambers v. Mississippi,
Similarly, Mitchell also denied he killed the two people in the liquor store at his trial. In Turner’s trial, Mitchell took the fifth amendment, refusing to admit that he even was Johnny Mitchell. In both Chambers and the instant case, the declarants admit no complicity in any murder. Thus, in both cases the declarants’ out-of-court statements become crucial to the defendants. In Chambers the defendant tried to get into evidence the statements of three people to whom McDonald had admitted killing the policeman. Turner also attempted to call a witness to whom Mitchell admitted several times he had killed the “two dudes”. In both cases the testimony was refused as hearsay. In Chambers, however, the United States Supreme Court reversed the Mississippi Supreme Court and held that each confession was made spontaneously to a close acquaintance shortly after the murder occurred; whatever the parameters of the penal-interest rationale, each confession was self-incriminatory and clearly against interest; and corroborating evidence to ensure the trustworthiness of the declarations was available. Thus, even though the statements were hearsay, the circumstances provided considerable assurance of their reliability and to exclude the statements deprived defendant of a fair trial.
The United States Suprеme Court arrived at the same conclusion in Green v. Georgia,
Regardless of whether the proffered testimony comes within Georgia’s hearsay rule, under the facts of this case its exclusion constituted a violation of the Due Process Clause of the Fourteenth Amendment. The excluded testimony was highly relevant to a critical issue in the punishment phase of the trial ..., and substantial reasons existed to assume its reliability. Moore made his statement spontaneously to a close friend. The evidence corroborating the confession was ample, and indeed sufficient to procure a conviction of Moore and a capital sentence. The statement was against interest, and there was no reason to believe that Moore had any ulterior motive in making it. Perhaps most important, the State considered the testimony sufficiently reliable to use it against Moore, and to base a sentence of death upon it. In these unique circumstances, “the hearsay rule may not be applied mechanistically to defeat the ends of justice.”
Id. at 97,
The statements were made to or overheard by a close acquaintance, Cooper, shortly after the murders. Each confession was in a very real sense self-incriminatory and unquestionably against interest. The total circumstances indicated that the declarations were reliable. Mitchell had tried to get Cooper to help him in robbing the High Pockets Liquor Store and later confessed to Cooper that he had robbed it. But more importantly, what separates this case from ones cited by the principal opinion and brings it within the holding of Green is that precisely the same evidence Turner wanted to introduce was the most powerful evidence used by the state to convict the de-clarant. The same plaintiff — State of Missouri — almost totally relied on Cooper’s testimony as to what Mitchell said to prove Mitchell killed both victims. One could hardly find an expression of reliability more convincing than that.
The state called Cooper to testify in Mitchell’s trial, wanting the jury to believe his testimony and fully expecting it to do so. The state presented him as the last witness and he was the only person who linked Mitchell directly with the killings. Cooper contended that at two separate times Mitchell said he killed the two men. The state carefully questioned Cooper to make it clear that Mitchell, not Turner, was the one who admitted killing two men. When Mitchell took the stand in his own trial, the state, contrary to what the principal opinion asserts, had the means of testing the truthfulness of his statements and on cross-examination attempted to do so. The state had the opportunity to cross-examine the declarant and did cross-examine him. The state should not now be allowed to complain that it had no opportunity to cross-examine Mitchell in Turner’s trial. Actually, Turner is the one who had no opportunity to do so in any trial. On the basis of this hearsay, at least in part, Mitchell was convicted on two counts of capital murder.
Of course, the state did not want Cooper to testify at Turner’s trial because “the testimony was hearsay”. Even though
The state sought his conviction on two counts of capital murder with a punishment of death. A conviction of first-degree murder with the attendant penalty of life imprisonment is a significantly less severe punishment. Although Turner received life imprisonment without the possibility of probation or parole for fifty years on each count and not the death penalty, a flat life sentence still would have been less severe. There was evidence which would have supported a conviction of first-degree murder. The state tacitly admits it,
Under the unusual circumstances and facts of this case, I believe that Cooper should have been allowed to testify. “Few rights are more fundamental than that of an accused to present witnesses in his own defense.” Chambers v. Mississippi, supra,
It seems clear that appellant is guilty of two first-degree murders due to his participation in the robbery, or at least the evidence would support such a verdict. The general assembly has made a definite distinction between capital murder and first-degree murder and we should recognize that distinction in the practical application of these statutes under the evidentiary situations in the various cases. Here, there is no evidence that appellant killed Parker or agreed to kill Parker or Neeley. Further, the evidence is that the blow to Neeley’s head by appellant neither killed him nor contributed to his death.
As to this appellant, we have a classic case of first-degree murder under § 565.003 and no substantial evidence from which it could reasonably be found that this defendant (a) killed Parker or Neeley, (b) intended to kill Parker or Neeley, or (c) that this defendant considered taking the life of Neeley or Parker and reflected on that matter coolly and fully before they were killed.
The convictions of capital murder should be reversed and the case remanded for new trial. I therefore dissent.
. The case on which most Missouri courts have relied in expressing the criminal liability of an accessory provided:
If two or more persons agree together to commit some crime, and enter upon the commission of the crime, and one of them, in рursuance of the common design and for the purpose of carrying it out, performs some criminal act different from that in contemplation of the parties at the outset, the others will be guilty of the criminal act.
State v. Plotner,
.The state argues in its brief:
[I]f two or more persons join in a purpose to commit a crime, each of them, if actually or constructively present, is not only guilty as a principal if the other commits that particular crime, but he is also guilty of any other crime committed by the other in pursuance of the common purpose, or as a natural or probable consequence.... By appellant’s own statement he indicates that the victims were killed so that no witnesses would be left behind. Therefore, respondent contends that the killing was in pursuance of the common purpose, i. e., the successful perpetration of the robbery. Further, respondent contends that a killing is a natural and probable consequence of a robbery perpetrated by use of a gun.
Respondent’s brief at 28 (citation omitted). Although the state later argues that the jury could have inferred from the evidence that Turner formed the requisite mental state for capital murder, the quoted portion of the brief would only support a conviction of first-degree murder, especially since Turner only repeated that Mitchell said he killed the victims to leave no witnesses.
. Appellant’s brief at 49.
. In a “letter” to the appellate court reviewing the case, the trial judge commented, “[I]f you have waded through this whole trial you’ll see that felony murder is probably what we’re talking about here .... I think there are all of the elements for felony murder in this case. I think that it is very possible that’s what the evidence supports.” Transcript at 616, 617-18.
