¶1 After a jury trial, Oscar Trujillo was convicted of sexual abuse. The trial court suspended the imposition of sentence and placed him on three years' probation. On appeal, Trujillo argues the court erred by ordering him to register as a sex offender pursuant to A.R.S. § 13-3821(A)(3) because there was no jury determination of the victim's age. He also contends the court erred in precluding impeachment evidence about a state witness. For the following reasons, we affirm.
Factual and Procedural Background
¶2 We view the facts and all reasonable inferences therefrom in the light most favorable to affirming Trujillo's conviction. See State v. Granados ,
¶3 One morning, M.A.C. was lying on his bed when Trujillo, a youth-care worker at Southwest Key, entered the room. According to Trujillo's supervisor, workers at Southwest Key are not allowed to enter the children's bedrooms "for any reason unless it's [an] emergency," and then "they are to request a witness as they're going into the room so they're not alone." When M.A.C. asked if it was time to get up, Trujillo said, "No.... I'm going to tickle you," and proceeded to touch M.A.C.'s chest and stomach over his clothing. Trujillo left, and M.A.C. stayed in bed awaiting instructions to get up. A few minutes later, Trujillo returned and "tickl[ed]" M.A.C.'s penis over his clothing. Trujillo left, and M.A.C. remained in bed. Shortly thereafter, Trujillo returned a third
¶4 Trujillo then responded that "he thought [M.A.C.] wanted him to do that." Trujillo told M.A.C. not to tell anyone because "[Trujillo] would get into trouble" and be "suspended from his job." Although M.A.C. agreed, he later that day asked to speak with a counselor and reported the incident.
¶5 A grand jury indicted Trujillo for one count of sexual abuse. While testifying at trial, Trujillo denied touching M.A.C. in any way and instead explained that he went "in and out" of M.A.C.'s room that morning to "give him hair gel and toothpaste." Trujillo was convicted as charged and placed on probation as described above. At sentencing, the trial court ordered him to register as a sex offender pursuant to § 13-3821(A)(3). Trujillo objected, arguing the statute did not apply because there was no jury finding of M.A.C.'s age. The court disagreed that a jury finding was necessary but stated it would modify its order if convinced the ruling was erroneous.
¶6 The next day, Trujillo filed a "Motion for Modification of Sentence," requesting that the trial court "remove the registration requirement imposed." He maintained, "The Sixth Amendment reserves to juries the determination of any fact, other than the fact of a prior conviction, that increases a criminal defendant's maximum potential sentence." Citing Apprendi v. New Jersey ,
¶7 At the end of the hearing on Trujillo's motion, the trial court stated it had directed the probation officer not to require Trujillo to register as a sex offender until the matter was fully resolved. The court ultimately issued an under-advisement ruling denying Trujillo's motion and ordering him to register as a sex offender in accordance with its original order at sentencing. This appeal followed.
Sex-Offender Registration
¶8 Relying on Apprendi and Southern Union Co. , as he did below, Trujillo argues "[t]he trial court erred in ordering sex offender registration when there had not been a jury determination of M.A.C.'s age." Because this argument presents a question of law involving § 13-3821, our review is de novo. See State v. Kuntz ,
¶9 Pursuant to § 13-3821(A) :
A person who has been convicted of ... a violation or attempted violation of any of the following offenses ... within ten days after the conviction or adjudication or within ten days after entering and remaining in any county of this state, shall register with the sheriff of that county:
....
3. Sexual abuse pursuant to [A.R.S.] § 13-1404 if the victim is under eighteen years of age.
And "[a] person commits sexual abuse by intentionally or knowingly engaging in sexual contact with any person who is fifteen or more years of age without consent of that person." § 13-1404(A).
¶10 In Apprendi , after reexamining its cases and the history "upon which they rely," the Supreme Court held that, "Other than the fact of a prior conviction, any fact that increases the penalty for a crime beyond the prescribed statutory maximum must be submitted to a jury, and proved beyond a reasonable
¶11 To answer this question, the trial court focused on "whether sex registration is a penalty." It compared State v. Noble ,
¶12 In Noble , the issue was whether requiring the defendants to register as sex offenders pursuant to § 13-3821, enacted after they committed their offenses, violated the Ex Post Facto Clause of the state or federal constitutions.
¶13 In balancing the Mendoza-Martinez factors, the supreme court determined § 13-3821"has both punitive and regulatory effects."
¶14 In Fushek , the issue was whether Arizona's constitution guarantees a jury trial to a misdemeanor defendant when the state files an allegation of sexual motivation pursuant to A.R.S. § 13-118.
¶15 Fushek thus turned on "whether registration as a sex offender is such a grave consequence that it 'reflect[s] a legislative determination that the offense is indeed serious.' " Id. ¶ 17 (quoting Derendal ,
¶16 On appeal, Trujillo argues that the question presented here is "much more similar" to the issue in Fushek , suggesting that case "is controlling." He further contends Fushek and Southern Union Co. both relied on Blanton , making "the Blanton analysis of seriousness ... clearly important in determining whether the jury must determine factors that require ... sex offender registration." He thus maintains "the trial court erred in finding that the controlling question was regulatory-versus-punitive as stated in Noble instead of whether the imposition of sex offender registration is substantial enough to trigger the Sixth Amendment jury trial guarantee."
¶17 Although the trial court found the situation in Noble "more closely analogous," we acknowledge that Noble addresses an issue different than the one presented here. In Noble , the court determined that sex-offender registration is not a "punishment."
¶19 After Fushek , we can no longer say that sex-offender registration is not a penalty "under the Derendal collateral consequences test." Fushek ,
¶20 Trujillo further argues, however, that "changes in the statutory requirements since Noble was decided may ... mean that Noble is no longer good law." He directs us to State v. Henry ,
¶21 Indeed, Smith supports Noble 's reasoning even after the Arizona legislature removed the confidentiality provisions of sex-offender registration and required broad community notification. See Henry ,
¶22 Moreover, several other states have similarly determined that sex-offender registration is not a punishment. See, e.g. , People v. Mosley ,
¶23 In sum, Apprendi does not require a jury finding of the victim's age on a conviction for sexual abuse under § 13-1404(A) before the trial court can require a defendant to register as a sex offender under § 13-3821(A)(3). Instead, the court can make that determination and, assuming it finds the victim was under eighteen years old, must order the defendant to register. Accordingly, the court in this case did not err in requiring Trujillo to register as a sex offender. See Kuntz ,
¶24 Even assuming sex-offender registration was a penalty, Apprendi still would not apply to § 13-3821(A)(3) because, unlike the prison sentence in Apprendi and the fine in Southern Union Co. , sex-offender registration is not subject to a statutory maximum. See Apprendi ,
¶25 Lastly, even were we to assume that it was error for the trial court rather than the jury to make the finding of the victim's age, we are satisfied beyond a reasonable doubt that any error would be harmless.
Preclusion of Evidence
¶26 Trujillo also contends the trial court erred in precluding testimony that his supervisor, who testified at trial for the state, "lost his job because he did not follow the rules." We review the exclusion of evidence for an abuse of discretion. State v. Davolt ,
¶27 On the first day of trial, the state sought to preclude Trujillo from presenting evidence that his supervisor had been terminated from Southwest Key "well after ... this incident occurred." The state explained that the supervisor "was not fired for reasons that have anything to do with dishonesty" but because "he signed off on a slip that allowed [someone] to drive a vehicle they weren't supposed to drive." The state argued this evidence was not relevant "for purposes of this particular trial." Trujillo responded that the evidence was relevant because the supervisor was going to testify about "policy and how policies are supposed to be followed at this place, and that maybe [Trujillo] didn't follow some of these policies when [the supervisor] himself was fired for not following policy." The trial court precluded the evidence, finding it was not relevant and its probative value did not outweigh the danger of unfair prejudice.
¶28 The next day, the supervisor testified about the rules concerning worker interaction with the children at Southwest Key. Specifically, he stated that workers are not supposed to enter the children's bedrooms unless accompanied by another worker. He also described the video surveillance showing that Trujillo had entered M.A.C.'s room alone three times the morning of the incident.
¶29 Later that day, after Trujillo had testified and the state indicated it wanted to recall the supervisor in rebuttal, Trujillo asked the trial court to reconsider its ruling. Trujillo pointed out he had testified "there were rules but the rules weren't always complied with" and the supervisor "clearly did not comply with those rules." Trujillo also argued that the supervisor's termination was relevant to his credibility-"he's being called to impeach [Trujillo's] credibility when his own ... should be at issue." In response, the state asserted that the supervisor's termination had "nothing to do with any kind of truthfulness issues" and pointed out that the termination was "over a year after this incident occurred." The court reaffirmed its prior ruling, explaining:
One, he didn't talk about any rules about driving. So it's not the very rules that he was talking about here. He was talking about the rules that involve the caretaker's interaction with the kids there. Those are the rules that he was talking about.
Secondly, it is remote.
And third, it doesn't go to dishonesty. He ... wasn't ... terminated because he lied about something. He was terminated because he gave someone permission to drive a vehicle that he shouldn't have given.
So I don't see that it goes to his character for truthfulness.
¶30 Generally, all relevant evidence is admissible. Ariz. R. Evid. 402. Evidence is relevant if "it has any tendency to make a fact more or less probable than it would be without the evidence" and "the fact is of consequence in determining the action." Ariz. R. Evid. 401 ; see State v. Fulminante ,
¶31 On appeal, Trujillo argues the evidence of his supervisor's termination was relevant because "[t]his is evidence that he did not understand the rules and the jury could question whether or not his testimony was accurate or credible on that point." He additionally contends, "The fact that [his] supervisor[ ] violated the rules is evidence that violating the rules was common and did not imply anything about [his] intention." Regarding whether the evidence would be unfairly prejudicial, Trujillo maintains "there is no reason to conclude that evidence that [the supervisor] did not follow the rules would lead the jury to convict [Trujillo] based on emotion."
¶32 The relevancy of this evidence is tenuous at best. See Ariz. R. Evid. 401 ; see also Fulminante ,
¶33 Even to the extent that the evidence was marginally relevant, see State v. Tucker ,
Disposition
¶34 For the foregoing reasons, we affirm Trujillo's conviction, term of probation, and requirement for sex-offender registration.
Notes
The trial court granted Trujillo's motion for a delayed appeal pursuant to Rule 32.1(f), Ariz. R. Crim. P.
Kennedy v. Mendoza-Martinez ,
Section 13-118(A) provides: "In each criminal case involving an offense other than a sexual offense, the prosecutor may file a special allegation of sexual motivation if sufficient admissible evidence exists that would justify a finding of sexual motivation by a reasonable and objective finder of fact."
Section 13-3821(C) gives the trial court discretion, notwithstanding the mandatory provision of subsection (A), to require a defendant to register as a sex offender "for any violation of chapter 14 or 35.1 of ... title [13] or for an offense for which there was a finding of sexual motivation pursuant to § 13-118."
Below, Trujillo argued-at least initially-that § 13-3821(C) did not apply here because "there was no [jury] finding of sexual motivation." However, on appeal, Trujillo recognizes that the trial court had discretion to impose registration under § 13-3821(C) because that subsection applies to the sexual offenses in chapter 14-including sexual abuse, which is at issue here-regardless of a finding of sexual motivation. But because the court relied on § 13-3821(A)(3) in requiring Trujillo to register, we focus our analysis on that subsection.
In his opening brief, Trujillo argued the state "invited the error" because he "attempted to get a jury determination of the victim's age but the court and state maintained that registration was not required." After oral argument, however, Trujillo seemed to abandon this argument. In any event, because the state is not urging error on appeal, the invited-error doctrine is inapplicable. See State v. Herrera ,
When discussing voir dire, Trujillo agreed the trial court could inform the potential jurors that "[M.A.C.] was 16 years old" and that he "entered the United States as an unaccompanied minor." And although M.A.C.'s age became an issue as part of Trujillo's Apprendi argument after M.A.C. had testified, Trujillo did not then provide an affidavit or make an offer of proof that M.A.C.'s age was different than what he had testified to.
