*1
7Q9
STATE
Plaintiff-Appellee, TRUJILLO, Defendant-Appellant.
Chris 26,108.
No.
Supreme Court of New Mexico.
Feb. 2002.
Rehearing Denied March 2002.
713
injury), dwelling or occu- building injury). pied (resulting in 12-102(A)(1) Pursuant to Rule NMRA following Defendant raises the issues (1) appeal: tape the admission of the transcript Joseph Ortiz’s out-of-court statement violated Defendant’s constitutional right process and due to confrontation be- impeachment cause it inadmissible (2) evidence; hearsay conviction for first- degree depraved-mind murder violated due process of law because sufficient evidence did (3) support any theory; the conviction on Defendant was convicted of a crime that does conspiracy depraved- to commit exist — (4) murder; mind there was no evidence that Freedman, Daniels, Hollander, Boyd, dwelling occupied at a Defendant shot Cline, P.A., Cassidy, Goldberg Lisa N. & (5) building; per- Defendant’s trial counsel’s NM, Subin, Phyllis Albuquerque, H. Chief *5 formance constituted ineffective assistance of Hewitt, Defender, Nancy M. Assistant Public (6) counsel; prosecutor’s acts of miscon- Defender, Fe, NM, Ap- Appellate Santa for duct distorted the evidence on the issue of pellant. identification, depriving Defendant of due General, Madrid, Attorney M. Patricia A. (7) trial; process conspiracy and a fair General, Kelly, Attorney Anne Assistant San- charges and Defendant’s convictions violate Fe, NM, appellee. ta Jeopardy there the Double Clause because any agreement agreements or no evidence of OPINION (8) support separate charges; above BACA, Justice. constitute cumulative error that denied De- trial; (9) process fair and fendant due and a Trujillo Defendant Chris was convicted {1} disproportionate Defendant’s sentence is and murder, first-degree depraved-mind con- in violation of the state and federal constitu- first-degree depraved- spiracy to commit prohibitions against tional сruel unusual and assault, murder, aggravated conspiracy mind punishment. affirm Defendant’s convic- aggravated battery, conspiracy to to commit first-degree depraved-mind tions for murder shooting dwelling occupied at a or commit conspiracy aggravated bat- and to commit harm), building (great bodily conspiracy to tery. We vacate Defendant’s conviction for shooting dwelling occupied at a or commit conspiracy depraved-mind murder to commit building (resulting injury), shooting in at a (no con- and reverse Defendant’s convictions for dwelling occupied building injury), and or shooting dwelling at a or spiracy to commit shooting dwelling conspiracy to commit at a harm), (no building bodily occupied (great con- injury).1 occupied building or dwelling spiracy shooting at a or guilty aggravated to commit found Defendant not assault, building (resulting injury), in battery, shooting occupied shoot- aggravated at a (no building building (great bodily ing dwelling occupied dwelling occupied at a or or 1978, 30-2-l(A)(3) (1994) 28-2(B)(2) (1979) (conspiracy § to commit shoot- 1. Pursuant NMSA murder); (first-degree depraved-mind § dwelling occupied building (great 30-2- ing at a or 1(A)(3) 30-28-2(B)(l) (1979) § 30-3-8(A) 30-28-2(B)(3) harm)); and NMSA bodily § § and (conspiracy first-degree depraved- to commit shooting dwelling (conspiracy at a or to commit murder); 30-3-2(A) (1963) § mind NMSA injury)); § occupied building (resulting 30-3- (1993) (aggravated § and NMSA assault); 31-18-16 building (shooting dwelling occupied at a or 30-3-5(A) (1969) (C) §§ NMSA & 30-3-8(A) (no injury)); § § and 30-28- and (con- 30-28-2(B)(3) (1979) § and NMSA 2(B)(3) shooting (conspiracy at a to commit battery); spiracy aggravated NMSA to commit (no occupied building injury)). dwelling or 1978, 30-3-8(A) (1993) § § and NMSA 30- shooter, injury), conspiracy shooting original firing to commit at two or at three times (no dwelling injury). Mendez, occupied building gun then Defendant took the Ortega. night and shot at Canas and On the I. shooting, Ortega of the identified Defendant photo array the shooters as one of from a July On Defendant Char- Ortega shown to him Detective Shawn. lie Allison were outside on a second-floor again identified trial as the balcony neighbor- at. apartment in the Barelas second shooter. Albuquerque they in- hood when became argument volved men with four located Doug Shawn, Detective the officer as- Ortiz, ground Joseph Ortega, level: Juan ease, signed to the testified inter- that he Canas, and Javier Mendez. As a re- Jesus eyewitnesses shooting, viewed several to the argument, of this sult shots were fired from all of whom identified one of Defendant as upstairs balcony angle, at a downward gun shooters indicated that one killing wounding Mendez and Canas. The had been used. Detective Shawn stated State introduced evidence that Defendant night shooting Ortega on the identified and Allison were members of Barelas as one from a shooters Ortega, Canas, gang, and that and Mendez photo lineup and that he recorded this identi- gang, were members of a rival the Juaritos fication. He also testified that Ortiz identi- Maravilla. fied Defendant as one of the shooters from a Ortiz, cousin, Allison’s was a former photo lineup as well but refused to have his gang Barelas member who had “ranked been identification recorded. apparently longer out” and was no welcome planned area. He testified that he had up apartments to meet with Mendez at the II. day on the and that soon tried, convicted, Defendant was argument after arrived he heard an first-degree sentenced murder as a seri- *6 gunshots. Shortly fired, after the were shots youthful pursuant ous offender to NMSA ran after lying Ortiz Mendez and found him 31-18-15.3(D) (1993), § which allows a alley. ap- face down Ortiz district court to “sentence the offender to parently could specific not recall more details than, exceeding, mandatory less not shooting, including gun. of the who fired the result, § term for an adult.” NMSA 31-18- рrosecutor played tape As a of 14(A) (1993) grants the district an interview between court discre- Ortiz and Detective sentencing tion in Shawn conducted a few hours after Mendez minors who have been capital felony: was killed. In that a interview Ortiz stated convicted of “[I]f defen- recognize he did not shooters but age majority dant has not reached the guy” wearing light described them as a “little capital the time of the commission of the jeans shirt, striped presumably and a blue convicted, may felony be for he was which he Defendant, “big guy” wearing and a black imprisonment life sentenced to but shall t-shirt, jeans and a presumably black Allison. added.) punished by (Emphasis death.” Ortiz, According though bigger even discretion, Exei’cising this the trial court sen- guy gun, guy asked for the did the little (30) tenced Defendant to a “term of THIRTY give him, telling it to want the four down YEARS, BUT NOT LIFE” for his first- below, guys joking,” “You think I’m before degree murder conviction. The court trial began shooting. provided that “[i]t is this Court’s inten- eligible good tion that the Defendant be for Ortega testified that someone on the imposed.” time credit to the sentence balcony they asked the four men what were omitted.) (Emphasis doing in the Defendant invoked this neighborhood Barelas and that responded, mandatory appellate jurisdiction anywhere Court’s Mendez “We could be want, Immediately first-degree Juaritos.” based on his murder thereafter conviction thirty years shots fired down at them from the he was because sentenced to balcony. Ortega prison. stated that Allison was the first-degree may mandatory jur- convicted of murder appellate adults This Court’s Court, prison appeal directly Supreme sentence to to the as of is not based on
isdiction years, they always it based on a first- right, a term of nor is will be sentenced because mandatory death, degree ap- murder conviction. Our imprisonment life or while it jurisdiction is constitutional and is appellate juvenile pears offenders convicted of first- judgment “[ajppeals from a limited to appeal degree murder not be able to imposing sentence of death or district court directly Supreme their convictions to the Const, VI, imprisonment.” N.M. art. life Court because the trial court has discretion provision § is but- 2. This Constitutional to sentence them to less than a life sentence. 12-102(A)(1) tressed Rule and NMSA jurispru- From the onset of New Mexico 34-5-8(A)(3) (1983) 1978, § which reiterate dence, first-degree murder convictions have jurisdiction. 12- limitation to our Rule Court, appealed directly been to this 102(A)(1) “appeals from the provides that Ap- even after the creation of Court of in which a sentence of death district courts peals, crucial area of this Court retained this imposed” imprisonment has been or life jurisdiction. developed We have the entire Supreme taken to the Court. Sec- shall be body first-degree for of New Mexico case law 34-5-8(A)(3) indicates that the Court of tion cases, only it would create confu- murder jurisdiction Appeals appellate over crimi- has inconsistency for the rare case of a sion actions, “except judg- nal those which youthful offender convicted of first- serious imposes a ment of the district court sentence degree murder but sentenced to less than life (Emphasis imprisonment.” death life imprisonment proceed first to the Court of added.) a life sentence has never been While first-degree Appeals when all other cases imprison- interpreted to mean a sentence to directly unlikely proceed to this Court. It is nat- ment for the duration of the defendant’s VI, of Article that either the drafters Section life, interprеted mean ural it has been Constitution, or this of the New Mexico thirty years imprisonment pos- before the 12-102(A)(1), adopted when it Rule Court sibility parole sentence or reduction of considered, foresaw, or even this issue when good Martinez v. through time credits. See language limiting our mandato- adopting the State, 1305, 1306 jurisdiction appeals criminal ry appellate (1989). Defendant in this case was sen “[ajppeals judgment those thirty years imprisonment, tenced to imposing the district court a sentence of judge explicitly providing that he be eli Const, imprisonment.” life death or gible good case raises time credit. This VI, § to allow art. 2. It makes little sense jurisdictional unique issue whether first-degree murder to adults convicted of youthful offender convicted of first- serious *7 Court, directly to force appeal to this degree murder is allowed to invoke our man juveniles convicted of the same crime to first appellate jurisdiction though he datory even appeal Appeals. to the Court imprisonment is sentenced to less than life “ afforded district court due to discretion duty ‘It is the of this court {10} youthful judges sentencing serious of when provisions interpret the various capital felony. fenders convicted of a carry spirit of that Constitution to out ” County Bd. Comm’rs v. instrument.’ youthful conclude that serious McCulloh, 210, 215, 1005, 52 195 P.2d N.M. first-degree convicted of murder offenders (1948) rel. (quoting 1008 State ex Ward this man shall be allowed invoke Court’s 617, Romero, 88, 100, 125 P. 621 17 N.M. jurisdiction datory appellate under Article (1912)). Furthermore, policy it of this VI, 2 Section of the New Mexico Constitution liberally so that to construe its rules 12-102(A)(1). Mexico, Court In New and Rule “[wjhoever appeal on be determined on their causes murder in the first de commits Insurors, Inc., merits. See Danzer v. felony.” gree guilty capital Section Prof'l 1276, 178, 180, 1278 101 679 P.2d N.M. a defendant has been con 30-2-1. “Whеn (1984); Sys., N. Am. 112 also Govich v. felony, pun see capital victed of a he shall be (1991); 230, 94, Lowe imprisonment N.M. ished life or death.” Sec 31-18-14(A). Bloom, 555, 555, Thus, law, 798 P.2d 110 N.M. tion under our (1990). Accordingly, we hold that seri- of this evidence on grounds, confrontation youthful ous offenders convicted of first-de- nor did he raise or general allude to gree murder shall be allowed to invoke this constitutional violations which occur would as mandatory jurisdiction result, Court’s under Article result of its admission. As a we do VI, Section of the New Mexico Constitution address Defendant’s confrontation con 12-102(A)(1). Thus, jurisdiction appeal. Mora, Rule cerns on See State v. 1997- ¶ proper NMSC-060, 1, 124 this case is and we review Defen- 47 n. 950 P.2d appeal (finding dant’s on the merits. preserve that defendant did not appellate confrontation issue for review timely object because he “did not
III.
to the
admission of [the deceased witness’s] state
argument
Defendant’s first
is that the
grounds,
ment on confrontation
nor did he
by admitting
tape
trial court erred
timely
object
general
constitutional
transcript of Ortiz’s out-of-court statements.
grounds”);
717
723,
247,
(1984);
type expressly considered
720,
250
see
statement
is of a
676 P.2d
N.M.
¶
They are:
The dissent
that
concludes
with re-
(1)
danger
candor,
Ambiguity
spect
danger,
that
mean-
to
the
the second
lack of
—the
ing
by
intended
the declarant will mis-
did in
be
Ortiz
fact have a motive to lie and
interpreted by the witness and hence the
“therefore his statement
lacked circumstan-
(2)
jury;
guarantees
danger
Lack of
inherently
candor —the
the
tial
and was
untrust-
¶
(3)
lie;
consciously
Faulty worthy.”
will
declarant
Dissent 74. The essence of the
memory
danger
argument
that
the
on
point
declarant
dissent’s
this
is that while
—the
forgets
material;
(4)
simply
key
and Mis- one could
that
reason
Ortiz
not
would
have
perception
danger
implicated
family
that the declarant
member unless he be-
—the
misjudged,
true,
misinterpreted, or
it to
equally
misunder-
lieved
be
one could reason
stood what he saw.
that he had a motive to shift the blame from
his cousin to Defendant because of familial
560,
Id.
(quoting
P.2d at 21
retaliation,
loyalty, fear
presumed
his
Taylor,
103 N.M.
704 P.2d
that
culpable.
belief
his cousin would
less
(Ct.App.1985)).
¶¶
However,
Dissent
argument
75-78.
this
respect
ambiguity,
With
to
we con-
adequately
does
take into account the
danger
clude that there is no
that the mean-
implicate
fact
Ortiz did not have to
ing
misinterpreted
intended
Ortiz will be
Furthermore,
cousin at all.
if
even Ortiz had
taped
because
played
the
statement was
believed
culpa-
that his cousin
be less
would
jury
opportunity
and the
had
shots,
ble
he not
the fatal
fired
one could
interpret Ortiz’s statement
rather
themselves
speculate
he
would have believed
rely
interpreta-
than
some
on
other witness’s
culpable
his cousin to be even less
had he not
candor,
tion. As
lack of
we find
fact
any
agree
fired
shots. While we
that Ortiz
not a
suspect
was
subjective
legal
beliefs
the declarant about
and therefore had no reason to shift blame
culpability can
in determining
be relevant
away
himself,
implicat-
fact
admissibility
Torres,
hearsay,
see
1998-
cousin, Allison,
statement,
ed his own
in his
¶
NMSC-052,
18, 126 N.M.
likely placed
and the
that he
fact
himself
1267, Ortiz never testified as to what his
family
grave
danger
giving
Detec-
subjective
beliefs
and we refuse to en-
physical
tive
description
Shawn
of the
speculation
gage
point.
See id.
shooters,
likely
make it less
that Ortiz would
consciously
have
lied to Detective
Turning
Shawn
to the other three criteria
night.
about what he
required by
Rule, first,
observed that
Similar-
the statement
ly,
might
danger
faulty
that Ortiz
have a
was offered as evidence of a material fact—
memory
here,
present
Ortiz
identity
Second,
because
of the shooters.
gave
just
his statement
probative
hours after
statement was more
identity
shooting. Finally, we find there
little
any
was
of the shooters than
other evidence the
Furthermore,
3. The dissent notes that the statement lacks cir-
them.
Detective Shawn also testi-
guarantees
cumstantial
of trustworthiness be-
fied that he believed Ortiz’s statement was truth-
Shawn,
"person
cause Detective
in the best
ful because it was consistent with other wit-
position
gauge the
testimony
candor of the out
court
physical
nesses'
and the
evidence
event,
lying
statement” felt that Ortiz
was
him. Dis-
found at the scene.
In
we do not
¶
respectfully
agree
sent 79. We
person
believe this conclu-
that Detective Shawn is the
in the
First,
position
sion is
gauge
unfounded.
the dissent’s discussion
best
the candor of Ortiz's state-
suggests
duty
that Detective
prelimi-
Shawn fоund Ortiz's
It
ment.
is the court’s
to determine
generally
nary questions
evidence,
statement
concerning
untruthful.
Detec-
admissibility
11-104(A)
tive
testified
Shawn
that he believed
was
Ortiz
see Rule
NMRA
truth,
telling
generally
rulings
but that he was with-
Court
reviews
trial court's
for an
holding the actual names of the
Lopez,
shooters and
abuse
discretion. See
2000-NMSC-
willing
give
physical
description
these theories. depraved-mind shooting defendant’s acts of people
toward two
at two different
times
distinguishable
separate
from the
A.
actually
shot which
killed
victim. See id.
at 245. The
stated
Court
In
order
convict Defendаnt
attempt
[defendant,
that “[t]he
to disarm
first-degree depraved-mind
of
murder as a
elapse of time between the initial random
principal,
beyond
prove
the state had to
shooting
during
strug-
shot fired
following
reasonable doubt
of
each
ele
gle,
apparent change
in-
defendant’s
ments
the crime:
stopped
tent
when
the random
(1)
discharged
The
defendant
firearm
house,
and returned to his
all
us
lead
balcony
apart-
several times from the
of an
conclude there was no evidence that defen-
dwelling;
ment
depraved-mind
dant’s initial
action caused
omitted).
(emphasis
victim’s death.” Id.
(2) The defendant’s act caused the death
present
None of those factors is
in this case.
Mendez;
of Javier
question
There is no
that Mendez’s death
(3) The act of the
greatly
defendant was
by depraved-mind act,
was
caused
hail
others,
dangerous to
lives of
indicating
balcony.
ques-
bullets from the
depraved
regard
mind without
for human
jury
tion for
responsible
was
who
life;
the bullets that struck and killed him.
trial,
At
the evidence showed that
(4) The defendant knew
act was
Defendant and
standing
Allison were
on the
greatly dangerous
others;
the lives
balcony
opened
second floor
fire at a
(5)
happened
This
in New Mexico on or
group
gang
of rival
members below. Accord-
July,
day
about
3rd
Ortiz,
ing to
Defendant shot at Mendez first
Ortega.
and then let Allison shoot Canas and
See
14-203
UJI
NMRA 2002. Because cau-
Detective Shawn testified that Ortiz identi-
here,
sation was at issue
was also
photo
fied Defendant
lineup
from a
as one of
instructed that:
shooters,
but refused to have his re-
which,
The cause of
is an
death
act
in a
sponse
tape. Ortega
recorded on
testified
events,
natural and
continuous chain
that Allison shot at Mendez first and then
produces the
death
without which the
took
gun
Allison
death would not have occurred. There
shot at the other two. He also identified
may be more
one
than
cause of death.
If Defendant as one of the shooters from a
persons
photo
performed by
the acts
two or more
lineup
contribute
Detective Shawn
during
of the crime is
ence
the commission
again positively identified Defendant as
enough,
man-
It
true
but rather some outward
at trial.
of the shooters
one
necessary to
approval
show
align
itself with two ifestation
tends
the evidence
purpose or
that Defendant shared Allison’s
either De
factual conclusions—that
different
*12
intent.
shot and killed Mendez.
fendant or Allison
the Court in State Ortiz-
agree
We
Baca,
Burciaga, 15, 124 conclud 950 P.2d 96, however, a that under sub guilty ed that in order to find the defendant review, is the ‘exclusive “[i]t stantial evidence first-degree depraved- accessory to as an jury’ to factual incon province of the resolve show, required murder mind the State was testimony.” will not re We sistencies circumstantial evi through “either direct or weigh judg or our the evidence substitute dence, principal] [the committed ‘an act that Sutphin, jury. See ment that of the for greatly dangerous to lives indi the of others P.2d at conclude N.M. at 1319. We depraved regard cating without for mind find, jury from this that a rational could accomplice] [the that human life’... and also testimony, beyond reasonable doubt that princi encouraged or caused’ ‘helped, [the shooting into the crowd Defendant’s act of act, intending pal’s] that the crime occur.” caused Mendez’s death. (citations omitted). the Id. Based on evi below, we conclude the dence summarized B. evidentiary is met burden. There its Defendant also have been findings support that sufficient evidence first-degree depraved-mind (1) mur convicted of greatly danger committed an act Allison accessory (2) crime. In order others, knowing der the ous the lives of that theory, the to convict Defendant on great bodily or the a risk of death act created that, though prove even Defen State had harm, depraved-mind, which indicated a constituting (3) others, dant did not commit acts regard without lives act, crime himself: helped him commit that and Defendant (4) purpose Allison’s that Defendant shared 1. that the crime The defendant intended design. or committed; be committed; [and]
2. The crime was
Ortega
trial that he and
testified at
encouraged
helped,
or
3. The defendant
gang
Maravilla
members
fellow Juaritos
the crime to be committed.
caused
doing in
they were
were asked what
standing
by people
sec-
Barelas barrio
14-2822
2002. Defendant ar-
UJI
NMRA
balcony.
apartment
ond-floor
He stated
gues
is
evidence to estab-
there
insufficient
answered,
anywhere
beyond a
could be
one and three
rea- Mendez
‘We
lish elements
want, Juaritos,”
immediately thereaf-
for we
and
doubt —that Defendant intended
sonable
at
from the
ter
were fired down
them
Mil
and that
shots
Allison to shoot and
Mendez
above,
balcony. As
there was con-
helped
encouraged him to
discussed
or
do
Defendant
first, Alli-
flicting testimony about who shot
testi-
it.
maintains that the
Defendant
Ortega
son
Defendant.
both
mony regarding
sequence of events sur-
or
one of the two men
shooting
Ortega
indicated that
rounding
from
who
Ortiz
multiple
first
Mendez and then
other
shot
at
testified that Allison shot at Mendez
immediately
Ortega
Fur-
at
and Canas.
gun and
shot
times
Defendant
took the
before
thermore,
as one
identified Defendant
Ortega.
both
Defendant
shot towards Canas
lineup
“Javier,
photo
from
shown
presumably,
long
of the shooters
argues
had
night
run,
Shawn
in all
them
Detective
likelihood
since turned
first, the
shooting. Regardless of who shot
already
hit
bullet”
been
fatal
clearly supports an inference that
began shooting.
evidence
He
as-
when Defendant
caused,
encouraged,
helped,
Defendant
no
showed that Defen-
serts that
evidence
shooting
committed.
inten-
intended that
anything
knew
about Allison’s
dant
taking
gun
action
encouraged Allison to shoot Defendant’s
tions or that he
shooting
clear evi-
pres-
continue the
Allison to
Defendant
that mere
Mendez.
accessory liability.
dence
The
finder
dwelling
occupied
fact
Defendant shot at a
or
reject
building.
“can
version of an
defendant’s
He asserts that there was no evi-
Vigil,
any
any
incident.” State v.
dence from
witness that
shots
(1975).
per-
any
building
any
are
were directed
We
merely
present
building.
suaded
Defendant was
bullets hit
State asserts
shooting.
discussion,
during
citing
find that
there was without
and without
record,
sufficient evidence
a rational
to find
evidence in the
that Defendant “will-
beyond
fully discharged
a reasonable doubt that
gun
occupied
at an
caused,
helped, encouraged,
apartment building.” Viewing
intended
the evidence
light
State,
which
in the
most
resulted Mendez’s death.
favorable to the
resolving
indulging
per-
all
all
conflicts and
for the
liable
crime of
*13
uphold
missible inferences to
a verdict of
first-degree depraved-mind murder whether
conviction,
find
that
there was no evi-
or
he
appears
fired the fatal shot.
It
jury’s
support
dence to
conclusion that
rejected
jury
that
in this case the
Defen-
dwelling
occupied
Defendant shot at a
or
incident,
dant’s
version
we will not
Garcia,
building. See
114 N.M. at
judgment
jury.
our
substitute
for that of the
P.2d at 867.
exists,
that
We hold
sufficient
to
evidence
first-degree
affirm
Defendant’s conviction
“Shooting
dwelling
occupied
at a
or
{35}
depraved-mind
principal
murder on either a
building
willfully discharging
consists of
a
accessory liability theory.
or
dwelling
occupied building.”
firearm at a
or
30-3-8(A)
added).
(emphasis
Section
In or-
V.
guilty,
der to find the Defendant
the State
prove beyond
to
a reasonable doubt that
charged
Defendant was
{33}
willfully
a
a
shot
firearm at dwell-
conspiracy
convicted of
to commit a first-
ing
occupied building.
or an
See UJI14-340
degree depraved-mind murder. The State
NMRA 2002.
evidence at trial revealed
that
concedes
this conviction must be vacated
apartment
that shots were fired from an
explicitly
because
Court has
held
balcony
courtyard
downward
a
into
area.
cognizable
this is not a
in
crime New Mexico.
Necessarily,
apartment
there were
other
Baca,
agree.
individually
considering
in
to
their
addition
argues
even
that
the
Defendant first
effect.
cumulative
acknowledged from
in
case
State
this
ineffective, stat-
his counsel was
has the
outset that
Defendant
burden
you
here is
ing:
have
ineffectiveness
showing
counsel.
“What
ineffective assistance
¶ 24,
crusading
Baca,
photo
of Allison and
Moreover,
jury’s
counsel did
draw the
[Ortega]
they reaf-
uado
and Canas and
it,
not repeated
it was
attention
firmed their
both defen-
identification
Although
prosecutor.
counsel or
request.
at Mr.
dants
DeVoe’s
prejudicial
statement
have
some
Moreover,
effect,
Defendant did
demonstrate
Defendant has not demonstrated
in,
that had his counsel moved
a continuance
not come
had this statement
thе result
located,
motion
until Canas could be
different.
proceeding
would have been
Gonzales,
granted.
e.g.,
would have been
See
Finally,
de-
(finding
P.2d at 1032
challenge
indict-
counsel’s failure to
fense
prevail
in order
on his ineffective
conspiracy
depraved-
to commit
ment for
claim,
had to
of counsel
defendant
assistance
murder,
crime,
a non-existent
constitut-
mind
demonstrate that had
counsel moved
first
disagree. De-
per se ineffectiveness. We
ed
severance,
motion
have been
would
conspiracy
charged
to com-
fendant was
Thus,
though
*16
granted).
even
he failed
22,
July
on
1997.
depraved-mind
mit
murder
interview,
of,
presence
secure a
secure the
or
1997,
13,
this Court filed its
On November
located, it
until Canas could be
continuance
Baca,
proceeding have Id. of would been different.’ son.” Our resolution this issue “rests Brazeal, 757-58, prosecutor’s at P.2d at improprieties on whether Strickland, (quoting persuasive prejudicial 1038-39 U.S. had such a effect 2052). jury’s 104 S.Ct. on verdict that the defendant was deprived of a fair trial.” Id. proceeding the entire We consider as judge any a whole and claim ineffective- “ Defendant first on counsel’s conduct so un- ness ‘whether prosecutor engaged by in misconduct functioning proper dermined the of the ad- failing to disclose material evidence to the process that the trial cannot be versarial ” properly preserved defense. Defendant having produced just relied result.’ timely objection issue at trial. Defense Richardson, State counsel, in prosecuto a motion to dismiss for (Ct.App.1992) (quoting Strick- misconduct, alleged rial two instances in 2052). land, 466 104 S.Ct. U.S. at provide which the failed to State material alleged failings conclude that of counsel evidence to the defense. Defendant first al in this case not result in do ineffective assis- leged that provide the State failed to accu regardless they tance of counsel of whether Mendez, “rap Ortega rate sheets” on individually cumulatively. are considered or
stating that neither record
showed
history
VIII.
men
though
two
had
criminal
even
testimony presented at trial indicated that
argu-
We next address Defendant’s
previously
in Springer Boys
both
been
prosecutor engaged
prose-
ment
or
“D
Home
home.” Defendant also
deprived
cutorial
misconduct
him a
provide
claimed that
State failed to
fair
prose-
trial. Defendant asserts that the
July booking photo taken of Defendant short
cutor’s failure to disclose material evidence
ly after his arrest. The
has an
affirma
defense, improper
leading ques-
to the
use
duty
“any
tive
to disclose
material evidence
tions, improper
hearsay
introduction
evi-
favorable to the defendant which the state is
dence,
inflammatory
use of
and irrelevant
required
produce
process
under
due
evidence,
improper argument,
distorted
clause of the United States Constitution.”
the evidence on the crucial issue of identifica-
5-501(A)(6)
Rule
NMRA 2002. The United
allega-
tion. We review each of Defendant’s
Supreme
States
Court has held that “the
prosecutorial
individually
tions
misconduct
suppression
prosecution
of evidence
considering
addition to
their cumulative
upon request
favorable
an accused
violates
conclude, however,
effect. We
al-
process
due
where the evidence is material
leged
prosecutorial
instances
misconduct
guilt or
punishment, irrespective
either to
in this case do not rise to the level of revers-
good
or
prosecu
faith
bad faith of the
regardless
ible or
fundamental error
Brady Maryland,
tion.”
373 U.S.
they
individually
whether
are considered
(1963).
83 S.Ct.
L.Ed.2d
How
cumulatively.
ever,
Brady
“[e]videnee material under
‘only
that,
if
probability
there is
reasonable
A.
*17
had the evidence been disclosed to the de
prosecuto
When an issue of
fense,
proceeding
the result of the
would
properly preserved by
rial misconduct is
”
Baca,
have been different.’
State v.
115
objection
trial,
timely
at
we review
trial
the
541,
536,
363,
N.M.
854
(Ct.App.
P.2d
368
ruling
court’s
on this issue under the defer
1993) (quoting
Bagley,
United
v.
States
473
ential abuse of discretion standard because
667, 682, 105
U.S.
S.Ct.
both except necessary develop of those identified Defendant and ness clearly Ortega Orona, testimony.” demonstrates that the In identified witness’s State v. (1979), the as the second shooter without improper testimony that, the Court prosecutor: from concluded under 11- the Rule 611(C), “[developing testimony by the use of Q. said, “I go any- And after Javier can leading questions distinguished must be want, Juaritos, where I ... hap- what substituting prosecutor the words of the pened? testimony the of the witness.” The Court They shooting. A. started found that trial court “abused its discre- Q----[H]ow many people gun? shot the tion in a manner principles such as to violate A. Two of them. permitted fundamental fairness” after it Q. you people see Do one of those every describing alleged word offense to today? courtroom prosecuting attorney come from the rather Id, There, than
A. from the witness. Yes. after the witness stated she could not recall exact- Q. he? Where is ly happened, prosecutor, what in- over Right A. there. court, struction from the lead the witness evidence adduced at trial which Q. you do him And what know as? support charge would of criminal sexual Silly. A. penetration first-degree. in the At point led,
the trial court allowed the witness to be and the “direct examination continued with Q----[H]ow shooting did this start? prosecutor graphically describing sexual just they just A. he When —when like — acts of by way leading defendant ques- said, shooting started when he “Juaritos.” tions, gave to each which the witness said, anywhere When he “I could be I ” Id, simple ‘yes.’ answer Unlike the testi- want, Juaritos,” they just shooting. started Orona, mony prosecutor in this case Q. gun Who shot first? did not substitute his words those A. Charlie. Ortega. quoted above, Ortega As told the
story
Thus,
own
words.
even assum-
Q. Now, you
ing
prosecutor improperly
said
Charlie started shoot-
led the wit-
ing
excerpts
Defendant,
ness in
first. Did
fire all
shots?
identified
prejudice
we find no
to Defendant on the
A.
I don’t think so.
Accordingly,
issue of identification.
we con-
Q.
happened?
What
What did he do?
prosecutor’s leading
clude that the
questions
shooting,
A. He
guys
and these
over
did not constitute fundamental error.
gun away
here took the
from his hands
Defendant next
shooting
started
at me and Jesus.
prosecutor
improperly
damaging
elicited
Q. Now,
at,
who was Charlie
if
hearsay testimony on the issue of identifica
you know?
tion.
improper
He claims that it was
for the
A. Javier.
prosecutor
question
Detective Shawn re
Q. And
who
gun away
then
took the
from garding his identification
shooters.
Charlie?
Canas was
arrested
a material
Silly.
A.
witness warrant but was not interviewed
Q. And then where did he shoot?
apparently
jurisdic-
the defense and
fled the
A. At
Aaron.
me and
prior
tion
During
prosecution’s
to trial.
concedes,
As the Defendant himself
Shawn,
direct
“[w]hen
examination of Detective
speak freely,
clearly
allowed to
prosecutor
Juan
testimony
testified
elicited
that indicated
that Charlie
Silly
shot Javier and then
shot
he had
eyewitnesses
interviewed three
to the
11-611(C)
at him and
Rule
shooting: Ortega, Ortiz,
Jesus.”
NMRA
and Canas. He
“Leading questions
states:
should not
then
that all
testified
three identified both
*19
De-
the State also introduced evidence that
as the shooters and
and Defendant
Allison
only
night of
gun
interviewed Ortiz the
they
all told him that
one
tective Shawn
had
that
timely
to
shooting, although
Ortiz was reluctant
counsel did
the
used. Defense
was
shooting
testify
the details of the
or his
object
questioning.
to
line
about
this
of
The
also pre-
at trial.
State
object
prosecutor
prior
asked
statement
when the
did
descriptions of
there was a verbal ex-
evidence that
Detective about the witnesses’
sented
Allison,
during
change
Defendant and Men-
prosecutor’s
between
acne and
Defendant’s
testify
gang
as to
and that
some
identification
attempt
have the Detective
dez
to
shooting.
prosecutor
The
prompted
from the
identification of Defendant
Canas’
aligned
objec-
sought to
was
array.
In
instances the
show that Ortiz
photo
both
sustained,
limiting
Barelas,
gang.
no
not the
Maravilla
but
instruc-
Juaritos
tions were
inextricably
find
such evidence was
requested.
was
that
tion
We
of
part
the State’s case.
agree
Detective Shawn’s
that
We
of
regarding
identification
statements
Canas’
current,
former, or
Ortiz’s
hearsay testimony.
improper
Defendant was
gang
impor
was
membership
the Barelas
conclude that these references
we
First,
for two reasons.
Ortiz’s fear of
tant
deprive
statement did not
Defen-
to Canas’
credibility, by showing
to
retaliation went
his
testimony
jury
of
fair trial. The
dant
including the
he had valid
that
reasons —
eyewitnesses,
two
Ortiz and Orte-
other
safety
and his fami
well-being
of himself
findings
guilt. Ortega
support
of
ga, that
its
being
candid
his
ly
less than
about
cous
—for
that
unequivocally testified
Defendant and
in the
in’s and Defendant’s involvement
shooters,
jury
Allison
was
were
Second,
“ranking
trial.
Ortiz’s
opportunity
pri-
to
given the
consider Ortiz’s
plausible
gang
of
Bаrelas
offered a
out”
Thus,
effect.
we con-
or statement
quarrel; his
explanation for the start of the
references
clude that Detective Shawn’s
objected
showing
comrades
Ortiz
former
sufficiently
testimony
preju-
Canas’
up
disgrace.
at the scene of his
More
back
finding
require
of fundamental
dicial
over,
statement,
opening
the defense
error.
attorney
completely forthright about De
was
affiliation, stating that “there
gang
fendant’s
asserts that
Trujillo
gang
is a
question that
repeatedly asked
inflamma
no
Chris
prosecutor
Ortiz
is
say
on to
expe
Defense counsel went
tory
questions
and irrelevant
about his
member.”
“nobody
going
room is
to think
gang
this
member and
fear
riences as
Trujillo
Boy
is
retaliation,
jurors’
or Mr.
serving
prej
that Mr. Allison
to arouse the
certainly
guilty by
...
can’t avoid
issue
We
and make Defendant look
Scout
udices
something
responds
gangs,
about
to this ar
involves
association.
drugs, certainly
violence.” Defense
prosecutor
some
by claiming that “the
gument
spectrum
gang
spoke of a
pains
counsel also
great
to neutralize
bad
went
involvement, trying
gangs
to demonstrate to
feelings
jurors may have had about
Boy
not a
judge
jury
that while Defendant was
repeatedly
cautioned the
Scout,
“for
trial,
gang
he
also not a
member
only
At
was
case
on its facts.”
death,
acts,
destruc
profit,
criminal
judge
the State could introduce
ruled
tion,
dealing,
Al
drug
intimidation.”
relating
gang
[or]
and affilia
names
evidence
“guilt by
recognize
danger
though
tion,
scope
purpose of
and the
limited
gang
member
testimony
when evidence
so
it would
be admis
association”
introduced,
motive,
ship
evidence
admissi
such
probative
state
sible “insofar
it’s
mind,
important
intent,
things.”
to show other
elements
ble
and those sorts
crime,
examination,
or intent. See State
he
such as motive
Ortiz testified that
On direct
Nieto,
conclude
the existence
circumstances that
by
undisputed
was
the defense and that
implicate
the
‘shock the conscience’ or
a funda
gangs
system
evidence of
to the
State used
extent mental unfairness within the
judicial integrity
that it was relevant to its ease. We there- would undermine
if left un
Cunningham,
no error.
checked.”
fore find
2000-
¶
NMSC-009, 21, 128
711,
N.M.
viction is
to commit
Thus,
battery.
we do not address Defen-
The
reference
second
came
the middle of
jeopardy argument.
dant’s double
We find
argument
about the consistent statements
support
sufficient evidence to
Defendant’s
Ortega
and Ortiz:
conspiracy
one
ag-
conviction
commit
expect
completely
You’d
two
different sto-
gravated battery and affirm this conviction.
theory
if
everyone
ries we believe this
gangs
lies. But what Detective Shawn
Conspiracy
specific
ais
in
found was consistent. Also the statements
Baca,
“When
SERNA,
murder,
CONCUR:
M.
WE
PATRICIO
guilty
degree
found
of first
court
Justice,
Chief
PETRA
JIMENEZ
pursuant
shall sentence
offender
to the
MAES, Justice.
provisions
Sentencing
Criminal
Act----The court
sentence the offender
FRANCHINI,
E.
GENE
Justice
than,
exceeding,
to less
mandato-
(concurring
part, dissenting
part).
*22
ry term for an adult.” Adults
convicted
first-degree
punished by
murder
be
“shall
MINZNER,
B.
PAMELA
Justice
imprisonment
life
or death.” Section 31-18-
(concurring
part, dissenting
part).
in
in
14(A). However,
statute, juvenile
under
MINZNER,
(concurring
part,
Justice
first-degree
offenders convicted of
murder
dissenting
part).
“may
imprisonment
be sentenced to life
by
punished
shall
be
death.” Id. It is
I would remand
case
a
for
new
{69}
incarceration,
rare that a term of
“which has
otherwise,
majority holding
trial. The
I re-
Legislature,
been authorized
will be
spectfully dissent.
excessively long
inherently
found to be
or
agree
I
properly
that Defendant
in-
{70}
Augustus,
cruel.” State
97 N.M.
mandatory
juris-
appellate
voked this Court’s
(Ct.App.1981) (finding
637 P.2d
diction,
preserve
that he failed to
a Confron-
trial
court’s sentence did not constitute
claim,
improperly
tation Clause
was
he
punishment
cruel and unusual
it
because
did
of conspiracy
depraved
convicted
to commit
not exhibit a deliberate indifference to defen-
murder,
mind
improperly
and
he was
needs,
though prior
dant’s medical
even
multiple
convicted of
of conspiracy
counts
sentencing
open
defendant underwent
heart
shooting
dwelling
occupied
commit
at a
or
surgery
surgeon expressed
and his
his belief
Thus,
II,
building.
parts
111(A),
I concur in
that defendant should never be incarcerated
V, and VI.
problems).
due
his medical
As summa-
prosecutorial
Defendant’s claims
above,
{71}
rized
there was sufficient evidence to
misconduct
cruel
punish-
and unusual
first-degree depraved-
convict Defendant of
arising
ment
from
sentence could arise
principal
mind murder as either
or
accesso-
remand,
agree
on
I
questions
so
these
ry
conspiracy
aggravated
to commit
bat-
ought
reached; additionally,
agree
to be
I
tery. Accordingly,
thirty
we conclude that a
majority’s disposition
with the
on the mer-
year
opportunity
good
with the
for
sentence
agree
its.
I also
that there was sufficient
was
time
authorized
statute and not con-
support
evidence
the conviction of con-
stitutionally disproportionate to the crimes
spiracy
aggravated
battery. Be-
commit
involved.
improperly
cause we consider
admitted evi-
evaluating
dence
sufficiency
when
XII.
Post,
appeal,
evidence
State v.
above,
For the reasons stated
(Ct.App.1989),
I
vacate Defendant’s
conspiracy
conviction for
agree
sup-
that there is sufficient evidence
depraved-mind
to commit
murder and re-
porting
depraved
the conviction of
mind
verse Dеfendant’s
conspiracy
convictions for
principal
accessory.
as a
I
murder
or as
shooting
to commit
dwelling
occupied
at a
or
IV, VIII,
parts
therefore also concur in
IX
building
harm),
(great bodily
conspiracy to
and XI.
shooting
dwelling
commit
at
occupied
or
building (resulting
injury), shooting
would, however,
I
a new
remand for
(no
dwelling
occupied building
injury),
or
following
trial because I
believe
rea-
conspiracy
dwelling
tape
to commit
at a
sons that the admission of the
tran-
(no
occupied building
injury).
script
Joseph
We affirm
Ortiz’s interview with the
first-degree
police
Defendant’s convictions
I
de-
was reversible error.
therefore re-
III(B).
11-803(X)
part
thy.
ma-
I
that Rule
does not
conclude
speetfully dissent
provide
admitting
out of court statements
a basis for
the statement.
jority admits Ortiz’s
11-803CX)
2002.
I dis-
Rule
NMRA
under
It is true that Ortiz’s
did
statement
reasons.
agree for three
cousin,
implicate his own
could rea-
and one
First,
persuaded
I am not
family
implicate
would not
son that Ortiz
Rule 11-
requirements for admission under
with a statement unless he believed
member
803(X)
Further, despite a
satisfied.
Ortiz, however,
it to
true.
did have
rule,
to that
the trial court
reference
brief
fatal
motive to shift
blame for the
shot
have admitted the statement on
Defendant, assuming
I
from his cousin
—as
Finally, I do not
that the use of
basis.
think
can—that Ortiz
aware that
think we
11-803(X)
comports
in this
Rule
context
eyewitnesses put both
and Defen-
his cousin
intentions. Because none of
its drafters’
balcony,
assuming
on the
familial
dant
ap-
upon which
relied
rules
the State
other
accessory
loyalty
Although
to his cousin.
applicable, I
reverse
pear to be
would
liability
legally culpa-
might make Defendant
murder,
depraved
aggra-
mind
convictions
shots,
I
or not
fired the fatal
ble whether
assault,
conspiracy
ag-
to commit
vated
say
people would
think it is fair to
that most
battery, and
a new trial
gravated
remand for
*23
target
who
less
view a shooter
missed his
my disposition
In
of
counts.
of
on these
view
target.
slays
who
The
culpable than one
III(B), I would not
the ineffective
part
reach
likely
most
would view his
fact
Ortiz
error
of counsel and cumulative
assistance
culpable
being less
had he not fired
cousin as
parts
VII
claims found
and X.
significantly
any
shots
diminishes
the fatal
11-803(X) provides:
Rule
{74}
guarantee of trustworthiness
circumstantial
specifically
A
covered
statement
impli-
people
on the notion that
do not
based
having
foregoing exceptions
any of the
but
believing it to
family members unless
cate
equivalent
guarantees
circumstantial
of
less
candid statement
Ross,
way
Appeals
the Court
as con-
give
son now and
assurances
this is
trary
purpose. As its
to its
first sentence
mal my disposition cause of of Defendant’s evi- dentiary objection, I would not parts I reach would reverse the trial court’s de- hearsay termination VII or X. that Ortiz’s statement was admissible and reverse Defendant’s con- 11-803(X) I
victions. do not think that Rule FRANCHINI, I GENE CONCUR: E. allows the admission of his statement be- Justice. met, cause the elements that rule are not because the trial court rely did not seem to decision,
on that rule its and because the 11-803(X)
use of Rule in this context seems
contrary purpose. to its I Because find none upon by other rules relied the State persuasive,
and the trial court I would re-
mand for a new trial and not allow the sub-
