147 Wash. 2d 666 | Wash. | 2002
Lead Opinion
he principal issue we are called upon to resolve is whether a Spokane police officer violated a provision in Washington’s privacy act when he saved and printed e-mail and real time client-to-client ICQ messages between Donald Townsend and a fictitious child. We conclude that the act was not violated because Townsend impliedly consented to the recording of his e-mail and ICQ
I
The facts which we set forth hereafter are largely gleaned from the trial court’s extensive and unassailed findings of fact. Based on tips received from a citizen informant, a detective with the Spokane Police Department, Jerry Keller, suspected that Donald Townsend was attempting to use his computer to arrange sexual liaisons with young girls.
Beginning in May 1999, Townsend, using the screen name “Big Red,” but identifying himself as Donald Townsend, began corresponding with Amber via e-mail. CP at 335. These communications from Townsend were stored automatically on Keller’s computer. This enabled Keller to read the messages at his leisure and to print them for later use as evidence. The e-mail communications from Townsend contained overtures for a meeting with Amber and indications that he wanted to “have fun” with her. CP at 68. In an e-mail message sent on June 1, 1999, Townsend indicated to Amber that “[I] need a promise from you ok don’t tell anyone about us.” CP at 66.
At the urging of Townsend, Detective Keller, under the guise of Amber, “set up” an ICQ account on June 1,1999. CP at 335. ICQ is an Internet discussion software program that allows users to communicate “across the Internet to chat
Townsend went to the motel at the appointed time and knocked on the door of the room in which he believed Amber was located. After asking to see Amber, he was arrested by Detective Keller. Townsend later admitted that he left his apartment intending to have sex with Amber, whom he believed was 13, but thereafter “changed his mind.” CP at 336. Townsend admitted to the police officers that he sent the ICQ message on June 3, 1999, in which he said he wanted to have sex with Amber the next day.
Townsend was charged in Spokane County Superior Court with attempted second degree rape of a child. Before trial, Townsend moved to dismiss the charge, arguing, among other things, that Keller’s recording and printing of his private e-mail and ICQ communications violated Washington’s privacy act, chapter 9.73 RCW, thus rendering any evidence of the communications inadmissible. His motion was denied. After a bench trial, Townsend was found guilty of the charged offense. He was sentenced to 89 months in prison.
Townsend appealed his conviction to Division Three of the Court of Appeals. Although the Court of Appeals concluded that the aforementioned computer communications were subject to the privacy act in that they were “private”
II
Townsend maintains that the Court of Appeals erred in holding that he impliedly consented to the recording and printing of his “private” e-mail and ICQ communications. The State, while not disputing that the Court of Appeals correctly concluded that Townsend consented to the recording of his computer communications, asserts in its answer to Townsend’s petition for review that the Court of Appeals erred in holding that the communications were “private” and “record [ed]” by a “device” as those terms are used in Washington’s privacy act. Thus it maintains that the communications between Townsend and Amber were not subject to the privacy act.
A provision in Washington’s privacy act provides that it is unlawful to record any:
[pjrivate communication transmitted by telephone, telegraph, radio, or other device between two or more individuals . . . [using] any device electronic or otherwise designed to record and/or transmit said communication regardless how such device is powered or actuated, without first obtaining the consent of all the participants in the communication [.]
RCW 9.73.030(l)(a). This statute is considered one of the most restrictive in the nation. Evidence obtained in violation of the statute is inadmissible in a criminal case. RCW 9.73.050.
A. Were the communications private?
As noted above, Townsend asserts that his e-mail and ICQ communications to Amber were private communications and, thus, not lawfully recorded without his consent. The State suggests that it “is unclear under the facts presented” whether the communications between Townsend and Amber “were private communications under this Act.” Br. of Resp’t at 6.
The Court of Appeals correctly observed that the question of whether a particular communication is private is generally a question of fact, but one that may be decided as a question of law if the facts are undisputed. State v. Clark, 129 Wn.2d 211, 225, 916 P.2d 384 (1996). This court has adopted the dictionary definition of the word “private”: “ ‘ “belonging to one’s self. . . secret. . . intended only for the persons involved (a conversation). . . holding a confidential relationship to something ... a secret message: a private communication. . . secretly: not open or in public.” ’ ” Kadoranian v. Bellingham Police Dep’t, 119 Wn.2d 178, 190, 829 P.2d 1061 (1992) (quoting State v. Forrester, 21 Wn. App. 855, 861, 587 P.2d 179 (1978) (quoting Webster’s Third New International Dictionary (1969)), review denied, 92 Wn.2d 1006 (1979)).
The subjective intention of the parties to the communication is among the factors that the court may consider in determining if a communication is private. A court may also consider other factors bearing on the reasonableness of the participants’ expectations, such as the duration and subject matter of the communication; the location of the communication and the presence of potential third parties; and the role of the nonconsenting party and his or her relationship
We hold, as did the Court of Appeals, that Townsend’s communications to the fictitious child, Amber, were private. We reach that conclusion because it is readily apparent from the undisputed facts that Townsend’s subjective intention was that his messages to Amber were for her eyes only. That intent is made manifest by Townsend’s message to Amber to not “tell anyone about us.” CP at 66. In addition, the subject matter of Townsend’s communications to Amber strongly suggests that he intended the communications to be private. While interception of these messages was a possibility, we cannot say that Townsend’s subjective intention that his communications were private was unreasonable under the circumstances.
B. Were the communications recorded by a device?
In concluding that the private e-mail and ICQ communications between Townsend and Amber had been recorded as contemplated by the act, the Court of Appeals rejected the State’s argument that the communications were not recorded because “ ‘Recording’ is simply an inherent part of the use of a computer” and that prior “cases all involved use of a device different than the device used to perform the communication itself.” Br. of Resp’t at 7, 8. We agree with the Court of Appeals that it makes no difference that the recording was accomplished on a device that was used in the communication. The plain fact is that the communications from Townsend to Amber were recorded on Detective Keller’s computer. That the communications were recorded on a device that can also be used to communicate is, as the Court of Appeals observed, “a distinction without
We also reject the State’s argument that Detective Keller’s computer was not a device as contemplated by the privacy act. We fully subscribe to the Court of Appeals’ conclusion that the language of the statute is broad and refers to devices “ ‘electronic or otherwise designed to record and/or transmit said communication□ regardless of how such device is powered or actuated.’ ” Townsend, 105 Wn. App. at 628 (quoting RCW 9.73.030(l)(a)). Detective Keller’s computer is such a device.
C. Did Townsend consent to the recording of his private communications?
Having determined that the private e-mail and ICQ communications between Townsend and Amber fall under the purview of the aforementioned provision in Washington’s privacy act because they were recorded by a device, we must next confront the question of whether Townsend consented to the recording of his private communications. If he did the recording was not unlawful. That is so because, as we have noted above, it is not unlawful to record a communication on a device where the “consent of all the participants in the communication” has been obtained. RCW 9.73.030(l)(a). A party is deemed to have consented to a communication being recorded when another party has announced in an effective manner that the conversation would be recorded. RCW 9.73.030(3). In addition, a communicating party will be deemed to have consented to having his or her communication recorded when the party knows that the messages will be recorded. See In
Although Townsend did not explicitly announce that he consented to the recording of his e-mail and ICQ messages to Amber, we are of the view that his consent may be implied. Insofar as Townsend’s e-mail messages are concerned, in order for e-mail to be useful it must be recorded by the receiving computer. We entirely agree with the observation of the Court of Appeals that:
A person sends an e-mail message with the expectation that it will be read and perhaps printed by another person. To be available for reading or printing, the message first must be recorded on another computer’s memory. Like a person who leaves a message on a telephone answering machine, a person who sends an e-mail message anticipates that it will be recorded. That person thus implicitly consents to having the message recorded on the addressee’s computer.
Townsend, 105 Wn. App. at 629. In sum, because Townsend, as a user of e-mail had to understand that computers are, among other things, a message recording device and that his e-mail messages would be recorded on the computer of the person to whom the message was sent, he is properly deemed to have consented to the recording of those messages.
The question of whether the Court of Appeals erred in holding that Townsend consented to the recording of his ICQ communications is a closer question than the question of whether his consent to the recording of his e-mail messages may be implied. We say that because, unlike e-mail, ICQ technology does not require that messages be recorded for later use. Rather, it functions with both communicators on-line at the same time. In other words, each party talks in “real time” by sending their message on to the computer monitor of the other party who
Townsend asserts that the Court of Appeals’ decision conflicts with this court’s opinions in State v. Faford, 128 Wn.2d 476, 481, 910 P.2d 447 (1996); Kadoranian v. Bellingham Police Dep’t, 119 Wn.2d 178, 192, 829 P.2d 1061 (1992); State v. Young, 123 Wn.2d 173, 186, 867 P.2d 593
We believe our decision in Faford is not controlling here. That is so because in Faford we were confronted with communications over a cordless telephone that were intercepted by someone who was not a party to the telephone conversations. There was no suggestion there that the communicators had either consented to the communications being recorded or advised that they might be recorded. Here, the recording of the ICQ client-to-client communication was undertaken not by a third party but by a party who was the recipient of the communication. Furthermore, as we have observed, the ICQ privacy policy advised users such as Townsend that if they did not wish to be subjected to the risks of recording, they should not use the software.
Although no evidence was presented at trial establishing that Townsend had acquainted himself with the ICQ privacy policy, his familiarity with it may reasonably be inferred. In that regard we agree with the superior court judge who ruled on Townsend’s motion to dismiss that the saving of messages is inherent in e-mail and ICQ messaging. In addition, the fact that Townsend encouraged the recipient of his ICQ messages, the fictitious Amber, to set up an ICQ account strongly suggests that he was familiar with the technology. We are satisfied, in sum, that Townsend was informed by ICQ software privacy policy and by his general understanding of ICQ technology that the recording of ICQ messages by a recipient is a possibility. Consequently, like other users of ICQ technology, he took a risk that his messages might be recorded by the recipient.
Ill
Finally, we must determine if there is sufficient evidence in the record that Townsend took a substantial step toward commission of the crime of second degree rape. In making that decision, we must view the evidence in the light most favorable to the State and decide whether any rational trier of fact could have found the elements of the crime beyond a reasonable doubt. State v. Green, 94 Wn.2d 216, 220-22, 616 P.2d 628 (1980).
In order to be found guilty of an attempt to commit a crime, the defendant must take a substantial step toward commission of that crime. RCW 9A.28.020(1). A person does not take a substantial step unless his conduct is “strongly corroborative of the actor’s criminal purpose.” State v. Aumick, 126 Wn.2d 422, 427, 894 P.2d 1325 (1995); State v. Workman, 90 Wn.2d 443, 451, 584 P.2d 382 (1978). Mere preparation to commit a crime is not a substantial step. Workman, 90 Wn.2d at 449-50.
The gist of Townsend’s argument on this point is that “[h]e could never take a ‘substantial step’ toward completing the crime with ‘Amber’ because ‘Amber’ was in reality Detective Keller.” Pet. for Review at 4. The Court of Appeals properly rejected this argument noting that “RCW 9A.28.020(2) expressly provides that factual impossibility is not a defense to a crime of attempt.” Townsend, 105 Wn. App. at 631. The attempt statute focuses on the actor’s criminal intent, rather than the impossibility of convicting the defendant of the completed crime. We agree with the Court of Appeals that “[i]t thus makes no difference that Mr. Townsend could not have completed the crime because ‘Amber’ did not exist. He is guilty ... if he intended to have sexual intercourse with her.” Townsend, 105 Wn. App. at 631.
For the reasons set forth above, we affirm the Court of Appeals’ decision in Townsend in all respects. In our view, the Court of Appeals properly held that: (1) Washington’s privacy act applies to computers that can record and save messages; (2) Townsend consented to the recording of his private e-mail and ICQ communications by the recipient of the communications; and (3) there is sufficient evidence that Townsend took a substantial step toward the commission of the crime of attempted second degree rape.
Smith, Johnson, Madsen, Chambers, and Owens, JJ., concur.
The informant contacted Detective Keller after engaging in Internet chat with Tbwnsend. According to the informant, Townsend stated during the chat that he wanted to have sexual contact with young girls. Townsend also sent the informant four pictures via the Internet. One picture was of Townsend and another was of Townsend’s wife. The third picture was of a clothed female who appeared to be 14 or 15 years of age. The fourth picture was of a completely nude female who appeared to be between 16 and 18 years of age. She was posing with her legs spread apart.
In her concurring opinion, Justice Bridge supports the notion that Washington’s privacy act does “not apply when the device used to communicate is the same instrument that records the communication.” Concurrence at 680. In our view, the concurring opinion construes the act too narrowly and pays insignificant heed to RCW 9.73.030(l)(a), which provides that it is unlawful to record a private transmission on “any device.” While one could certainly mount a cogent argument for the proposition that the privacy act should not apply when the recording of a transmission is done in a nonsurreptitious way on a device that is also used for communication, the plain language of the statute covers such recording. The legislature may, however, wish to consider amending the statute in light of developments in technology. It is, as the concurrence correctly suggests, “in the best position to weigh the competing policies.” Concurrence at 685.
As Justice Bridge noted in her concurring opinion, “all information received or transmitted by the computer is recorded and stored on the computer’s hard drive and is therefore available for later retrieval.” Concurrence at 681.
Concurrence Opinion
(concurring) — I agree with the majority that Townsend took a substantial step toward attempted rape. I disagree, however, with the majority’s conclusion that Washington’s privacy act, chapter 9.73 RCW, applies to Townsend’s computer communications. Instead, I would hold that the act seeks to protect individuals against surreptitious recording and interception of communications by a party only where the device used to record the conversation is different from the device used for the communication. Therefore, the act would not apply when the device used to communicate is the same instrument that records the communication.
There are two types of computer communications at issue in this case. The first is standard e-mail communication in which the sender composes a message and sends it via the Internet to the recipient’s computer where it is recorded or stored until the recipient decides to “open” it. This process is most analogous to a letter sent through the mail. Although not addressed in Washington cases, other jurisdictions have found that the reasonable expectation of privacy in an e-mail, like a letter sent through the mail, ends when the recipient opens it. Guest v. Leis, 255 F.3d 325, 333 (6th Cir. 2001); Commonwealth v. Proetto, 771 A.2d 823, 831-33 (Pa. Super. 2001) (holding that there is no reasonable expectation of privacy in e-mail messages sent by man to
The second type of computer communication at issue is ICQ, or instant messaging, where the conversation between the parties occurs in “real time.” The ICQ program used by Detective Keller in his communications with Townsend had an automatic recording function set as its default. Clerk’s Papers (CP) at 139. Some ICQ programs do not have this default, hence the communications are “recorded” only by an affirmative action of the recipient. This distinction does not change the fact that all information received or transmitted by the computer is recorded and stored on the computer’s hard drive and is therefore available for later retrieval.
This case addresses only whether the e-mail and ICQ communications were “recorded” within the meaning of the act. To determine whether these types of communications are “recorded” needs only a simple analysis. In both cases, the “recording” of the incoming communication is an inherent function of the computer and not the result of some affirmative action by an individual. It is that affirmative action, intended to surreptitiously record conversations or to intercept the communications of others, which the Legislature intended the act to prohibit. See House Journal, 40th Leg., 1st Ex. Sess., 2030-31 (Wash. 1967).
The Court of Appeals stated, “Detective Keller’s computer certainly was designed to record communications such as e-mail and other messages.” State v. Townsend, 105 Wn. App. 622, 629, 20 P.3d 1027 (2001). The majority agrees, stating that “the language of the statute is broad and refers to devices ‘ “electronic or otherwise designed to record and/or transmit said communication D regardless of how such device is powered or actuated.” ’ ” Majority at 675 (quoting Townsend, 105 Wn. App. at 628 (quoting RCW 9.73.030(l)(a))).
(1)... it shall be unlawful for any individual, partnership, corporation, association, or the state of Washington, its agencies, and political subdivisions to intercept, or record any:
(a) Private communication transmitted by telephone, telegraph, radio, or other device between two or more individuals between points within or without the state by any device electronic or otherwise designed to record and/or transmit said communication regardless how such device is powered or actuated, without first obtaining the consent of all the participants in the communication [.]
(Emphasis added.)
Cases interpreting “recording” under the act have dealt exclusively with devices that were specifically designed to record. State v. Clark, 129 Wn.2d 211, 214-15, 916 P.2d 384 (1996) (audio portion of camera used for recording drug deals); State v. Faford, 128 Wn.2d 476, 479-80, 910 P.2d 447 (1996) (police scanner); State v. Jimenez, 128 Wn.2d 720, 722, 911 P.2d 1337 (1996) (interception and recording of drug transactions); State v. Smith, 80 Wn. App. 535, 537, 910 P.2d 508 (1996) (body wire); Schonauer v. DCR Entm’t, Inc., 79 Wn. App. 808, 819, 905 P.2d 392 (1995) (audiotape recording of telephone conversation); State v. Gonzalez, 71 Wn. App. 715, 716-17, 862 P.2d 598 (1993) (unauthorized recording by “body mike”).
Even when an instrument is designed specifically to record, the Court of Appeals has recognized correctly that a “device” that records under RCW 9.73.030 must be separate from the equipment used in the communication. State v. Wojtyna, 70 Wn. App. 689, 696, 855 P.2d 315 (1993). In Wojtyna, Snohomish County police confiscated a telepager from a local cocaine dealer incident to an arrest. Id. at 691. The telepager was left on to accept incoming telephone calls and the device recorded incoming telephone numbers. Id. A detective called one of the incoming telephone numbers and arranged a meeting with the defendant to exchange a
Washington courts’ construction of the act to include only interceptions committed by an actual “device” also supports the conclusion that the act intended the recording device to be separate from the instrument transmitting the communication. State v. Corliss, 123 Wn.2d 656, 662, 870 P.2d 317 (1994) (holding that act of tipping a telephone so that police could hear conversation was not conduct that implicated act because officer did not intercept communication with device); State v. Gonzales, 78 Wn. App. 976, 979-82, 900 P.2d 564 (1995) (holding no violation of act for police officer to answer phone in defendant’s home in his absence because no device was used and no interception had occurred); State v. Bonilla, 23 Wn. App. 869, 870-72, 598 P.2d 783 (1979) (holding that officer listening on extension phone did not violate act because an extension telephone did not constitute a separate recording or transmitting device).
Moreover, the act seeks to prevent surreptitious and affirmative acts by a party who purposely intercepts and records private communications. We have stated that the intent of the act was to discourage “intentional, persistent eavesdropping on another’s private affairs.” Faford, 128 Wn.2d at 486. The legislative history also indicates that the Legislature enacted RCW 9.73.030 to prohibit the use of equipment to eavesdrop. See House Journal, supra. During the bill’s debate, Representative Blackstrom asked, “Do we have it clear that this bill precludes eavesdropping?” Id. at 2031. Representative Heavey responded,
*684 Right now we have no laws that prevent eavesdropping. Somebody can eavesdrop if they have the equipment to do it. This law prevents them from doing it, but it does permit, in rare instances with court approval....
Id. (emphasis added).
To expand the act to include e-mail and ICQ communications would produce the absurd result of making all electronic communication via computers criminal by virtue of how the communication is inherently transmitted and stored on the recipient’s computer. See State v. Fjermestad, 114 Wn.2d 828, 835, 791 P.2d 897 (1990) (stating that “statutes should be construed to effect their purpose and unlikely, absurd or strained consequences should be avoided”). For e-mail communications to be useful, they must be recorded. See William DeCoste, Sender Beware: The Discoverability and Admissibility of E-mail, 2 Vand. J. Ent. L. & Prac. 79, 81 (2000). Technically, e-mail messages are permanently recorded since “most email programs keep copies of every message a user ever wrote, every message the user ever received, and every message the user deleted.” David T. Cox, Litigating Child Pornography and Obscenity Cases in the Internet Age, 4 J. Tech. L. & Pol’y ¶ 114 (1999). Although some e-mail services may offer the possibility of “shredding” an e-mail message, arguably the equivalent of actually deleting it, the e-mail file may still be retrievable using certain software. Id. “A deleted file is really not a deleted file, it is merely organized differently.” Id. ¶ 100.
Consequently, to hold that the act covers electronic computer communication in this case would render both ICQ messaging and e-mail communication criminal, even if the recipient of the electronic communication wanted to delete the message files to avoid violating the act. It is not this type of unintentional and nonaffirmative recording of private communications that the legislature intended to pro
Therefore, I would hold that Washington’s privacy act does not encompass e-mail and ICQ messaging because the communication was not recorded by a separate instrument nor was the communication surreptitiously or intentionally recorded. Any expansion of the act to encompass these communications must be left to the legislature, which is in the best position to weigh the competing policies.
Ireland, J., concurs with Bridge, J.
I do not propose that all uses of a computer would be excluded from the act. For example, a person who uses a computer to “hack” into a third party’s computer in order to record that party’s e-mail communications, or other data, would be subject to the act because his or her action clearly involves an affirmative effort to intercept the communication or data. In contrast, the “recording” involved in this case was not an affirmative interception nor was it done by separate equipment.
Dissenting Opinion
(dissenting) — The majority engrafts by inference an unstated consent exception to Washington’s privacy act (“one of the most restrictive in the nation,” majority at 672); and then implies consent to satisfy the inferred exception (majority at 676). Inference plus implication equals loss of privacy.
The fact of the matter is Townsend did not actually consent to recording his private ICQ messages and, unlike e-mail, he had no reason to believe these particular ICQ messages would necessarily be recorded prior to viewing by the intended recipient. The most that can be said is that the extremely technologically astute communicator might be aware that under some circumstances the ICQ message might be recorded. See majority at 676. But that isn’t enough.
Although the majority refuses to be bound by our holding previously expressed in State v. Faford, 128 Wn.2d 476, 485, 910 P.2d 447 (1996), that “the mere possibility that intrusion on otherwise private activities is technologically feasible” does not equate to consent for that to happen (majority at 678), it does not overrule Faford. Nor does it
Likewise, the distinction made by the concurring opinion is also not found in the statute. According to the concurrence, the privacy act applies only to communications recorded on a device different from the device used to communicate. Concurrence at 680, 683. To the contrary, RCW 9.73.030 prohibits any recording of private communications “by any device electronic or otherwise designed to record and/or transmit said communication.” (Emphasis added.) To that extent, I agree with the majority and Court of Appeals. See majority at 674; State v. Townsend, 105 Wn. App. 622, 628, 20 P.3d 1027 (2001) (noting the kind of distinction made by the concurrence is one “without a legal difference”).
The majority is simply rewriting the statute to allow invasions of privacy when it is the State in a criminal investigation that does the invading. But protection of our privacy from the government is an important reason the legislature enacted this statute. So too, the “possibility” that the state may invade our privacy, a possibility that this
“We recognize as technology races ahead with ever increasing speed, our subjective expectations of privacy may be unconsciously altered. Our right to privacy may be eroded without our awareness, much less our consent. We believe our legal right to privacy should reflect thoughtful and purposeful choices rather than simply mirror the current state of the commercial technology industry.”
Faford, 128 Wn.2d at 485 (quoting State v. Young, 123 Wn.2d 173, 184, 867 P.2d 593 (1994)).
Accordingly I dissent.
I also note the concurring opinion’s reliance on legislative history. According to the concurrence, RCW 9.73.030 was intended to prohibit only surreptitious recording of communications by some affirmative action. Concurrence at 683. The plain language of the statute makes no such limitation. In support, the concurrence relies on legislative history from 1967. Id. at 681, 683. Putting aside the fact that electronic communication, such as e-mail or ICQ, hardly could have been on the minds of legislators decades before such forms of communications were available to the public, resort to legislative history is appropriate only if the statute in question is ambiguous. Cherry v. Mun. of Metro. Seattle, 116 Wn.2d 794, 799, 808 P.2d 746 (1991). Since RCW 9.73.030 is not ambiguous, nor does the concurrence claim it is, the plain language of the statute controls. Parkhurst v. City of Everett, 51 Wn.2d 292, 294, 318 P.2d 327 (1957) (“If the words employed in the declaring part of a statute be plain, unambiguous, and well understood according to their natural and ordinary sense and meaning, the statute furnishes a rule of construction beyond which a court cannot go.”) (citing Tsutakawa v. Kumamoto, 53 Wash. 231, 101 P. 869, 102 P. 766 (1909)); Shelton Hotel Co. v. Bates, 4 Wn.2d 498, 507, 104 P.2d 478 (1940). I would therefore not further infringe our privacy protections by requiring those whose private communications have been wrongfully intercepted to establish such was the result of some “affirmative action.”