The opinion of the Court was delivered by
In this сase we must determine whether a trial court may impose the maximum parole ineligibility term permitted by the Graves Act,
N.J.S.A.
2C:43-6c, in conjunction with the minimum base term within the presumptive sentencing range for aggravated manslaughter, a first-degree crime. Thus, the narrow legal issue before us is whether the Graves Act, in the context of the sentencing philosophy reflected in our Code of Criminal Justice, contemplates any limitations on a sentencing court’s exercise of discretion in setting the length of a mandatory parole ineligibility term. On a broader scale, we also address the essential factors that bear on the length of any period of
This defendant pleaded guilty to the first-degree crime of aggravated manslaughter and was sentenced to a custodial term of ten years, the minimum term in the presumptive sentencing range for first-degree crimes. N.J.S.A. 2C:43-6a(l). The court then imposed the maximum parole ineligibility period allowable under the Graves Act, one-half of the custodial term, or five years. The Appellate Division hеard the appeal on its sentencing calendar, R. 2:9-11, and affirmed defendant’s sentence. We conclude that on this record the Graves Act sentence has not satisfactorily been reconciled with the sentence imposed for aggravated manslaughter. Accordingly, we reverse and remand for resentencing.
I.
Defendant’s testimony at the plea hearing and the information contained in the pre-sentence report fully support the following account of the material facts. Defendant shot and killed her husband, William Towey, at approximately 11:30 p.m. on October 10, 1985. Earlier that day, defendant had visited a friend, Susan Petrucci, with whom she drank approximately two quarts of a combination of Sambucca and Vodka. She also ingested methamphetamines between the hours of 5:00 and 10:00 p.m.
Mrs. Towey had arranged to spend time that evening with Robert Morelia, a friend of her husband, with whom she was engaged in an extramarital relationship. Morelia proceeded on foot to the Towey residence from his place of employment. Defendant was not at home when he arrived. He waited on thе front porch until she returned at about 11:00 p.m. According to Morelia, defendant was “rowdy” and upset.
The two entered the house and commenced a conversation regarding a man identified only as “Henry.” Defendant complained to Morelia that “Henry” and Morelia’s wife would cause
At approximately 11:20 p.m., defendant called Mrs. Morelia to complain about “Henry.” Morelia stated that after the telephone call defendant told him that she was going to shoot his wife. Defendant subsequently retracted that threat.
Defendant then called Susan Petrucci, to ask if she could take her gun to Ms. Petrucci’s house. At approximately 11:30 p.m., defendant telephoned her husband at work to advise him that she was going to remove the gun, and some marijuana and hashish, from their home. Defendant’s husband immediately left work. When he arrived home an argument ensued, since decedent did not want his wife to leave the house with a gun while she was in an intoxicated state. During the argument defendant and her husband moved about the living room and kitchen. At one point, while defendant was backing into the kitchen and her husband stood several feet away, she fired a shot. Decedent fell to the floor. Morelia called the police while defendant attempted to administer first aid. At defendant’s request, Morelia took the gun, the holster, and the ammunition for the gun outside the house and threw them in the direction of a lagoon near the Towey residence.
Two days later defendant attempted suicide at the home of a friend by slashing her neck with a razor blade. Defendant was hospitalized for one day at the Southern Ocean County Hospital. She then was transferred to the Institute of Pennsylvania Hospital for psychiatric treatment.
A criminal complaint for murder was filed against defendant approximately two weeks after her admission to the Institute. At the bаil hearing, defense counsel explained defendant’s
The trial court accepted Towey’s plea to aggravated manslaughter, a Graves Act offense because of defendant’s use of a firearm. N.J.S.A. 2C:43-6c. As part of the plea bargain, the prosecutor agreed to make no sentencing recommendation to the court, and tо allow defendant to seek credit for time served at the Institute, specifically reserving the right to oppose that application.
At the sentencing hearing, Harry Zall, M.D., a board-certified psychiatrist employed as a clinical instructor of psychiatry at the University of Pennsylvania Medical School, testified that he treated defendant at the Institute, that she required intensive psychiatric therapy, and that she had responded well to treatment thus far. Thomas Sexton, a certified addiction counselor at the Institute, gave similar testimony.
The trial court, after reviewing the psychiatric testimony, the aggravating and mitigating factors, and acknowledging the receipt of letters from both the victim’s and defendant’s families, imposed sentence with these comments:
THE COURT: Now, I think your counsel has told you that for this particular crime, the law provides a maximum of 20 years in a custodial situation, subject, of course, to whatever may be appropriate for parole. And that, as a Graves Act offense, the Court if it gave you 20 years, could give you ten years stipulation of no parole during that period. You are awаre of that, are you not?
THE DEFENDANT: Yes.
THE COURT: Very well. I don’t think that kind of a sentence in this particular case is appropriate. What would normally be appropriate in this particular case, because of the fact that there are—while there are more aggravating circumstances than mitigating circumstances, there are still more —there is still more than one mitigating circumstance, and it is the first crime you’ve ever committed, albeit a most, most serious one.
So we would normally consider that what would be an appropriate sentence would be 15 yеars in a custodial situation, with no parole under Graves Actprovisions for at least for seven and one-half years. I don’t think that is appropriate in—in totality.
There isn’t any question either that you do require additional psychiatric treatment and psychological counseling. And I’m going to direct that whatever institution holds you, you will be eligible at the earliest possible moment for that type of treatment and counseling.
Because of the fact that there are mitigating circumstances, that there is more than one mitigating circumstance, I sentence you tо ten years in the custody of the Commissioner of Corrections, with the direction thg,t you be housed in the Women’s Correctional Institution at Clinton, and that during your stay there, as quickly as may be possible, you are to be granted as much and as quick treatment, both a psychological and a psychiatric character, as may be appropriate.
There is, of course, a stipulation that I must make under the Graves Act which will prevent you for a period of years of not being eligible for parole.
Since I have reduced because of mitigating circumstanсes a portion of your sentence from the full 15 years recommended by the Statute to ten years, I must—because I am considering not only your position but society’s, the late victim and the victim’s family—order that you not be available or not be entitled to or not be eligible for parole for five years.
Thus, the trial court imposed a custodial term of ten years, the minimum term within the presumptive range of sentences for first-degree crimes, N.J.S.A. 2C:43-6a(l), and also imposed the maximum parole ineligibility period allowable under the Graves Act, one-half of the custоdial term, or five years. Defendant was denied credit for time she spent at the Institute.
On appeal defendant contended that the sentence was inconsistent with the sentencing provisions of the Code of Criminal Justice and with the standards established by our decisional law. She also sought review of the trial court’s denial of credit for time served at the Institute. An Appellate Division excessive sentence panel affirmed defendant’s sentence. We granted certification. 110 N.J. 192 (1988).
II.
We commence our discussion by acknowledging that neither the Graves Act,
N.J.S.A.
2C:43-6c, nоr any of the other provisions of the Code of Criminal Justice,
N.J.S.A.
2C:1-1 to :98-4 (Code), that authorize parole ineligibility terms provides specific criteria to guide a sentencing court in fixing the precise period
We also observe that, as a practical matter, the range of a sentencing judge’s discretionary determination of the length of a parole ineligibility term is relatively circumscribed. Under the Graves Act, for example, the mandatory minimum term for all but fourth-degree crimes 1 must be fixed at or between one-third and one-half of the base term, but not less than three years. N.J.S.A. 2C:43-6c. Thus, for a third-degree crime that carries a presumptive sentencing range of three to five yеars, N.J.S.A. 2C:43-6a(3), the minimum three-year parole ineligibility term prescribed by the Graves Act represents, in effect, the only parole ineligibility term that a sentencing court could impose. Similarly, for a third-degree non-Graves Act offense, the mandatory minimum term cannot exceed one-half of the base term, N.J.S.A. 2C:43-6b, and application of that statutory limitation to the presumptive sentencing range of three to five years for third-degree crimes leaves to trial courts an extremely narrow range within which to fix the specific term of parole ineligibility.
For secоnd-degree crimes, the scope of discretion is similarly narrow. The presumptive sentencing range is five to ten years.
N.J.S.A.
2C:43-6a(2). Thus, on a base sentence of ten years for a second-degree Graves Act crime, the range of discretion for a sentencing judge imposing a parole ineligibility term would be
The widest range of mandatory minimum sentences exists in respect of first-degree crimes. For Graves Act offenses, the permissible parole ineligibility period ranges from a minimum term of three and one-third years and a maximum term of five years on a base ten-year sentence, to a minimum term of six and two-thirds years and a maximum term of ten years on a twenty-year base term. For non-Graves Act first-degree crimes, the range of discretion would vary from a minimum of approximately three years and a maximum of five years on a ten-year base term, to a minimum of about six years and a maximum of ten years on a twenty-year base term.
Although the Code prescribes no specific standards for fixing the precise length of parole ineligibility terms, and the range of a sentencing court’s discretion is relatively narrow, we nevertheless cоnsider whether or not that discretion is unlimited in the context of our repeated declarations that the essence of the Code’s sentencing provisions lies in the pursuit of uniformity
As Justice O’Hern observed in State v. Hodge:
The Code is a restraint upon the disсretion of judges in individual cases. But there can be no justice without a predictable degree of uniformity in sentencing. We must not forget that the driving force behind sentence reform was the tragic disparity in sentences inflicted upon defendants under the old model. The loss of unfettered discretion may be the price of evenhanded justice. [95 N.J. 369, 379 (1984) (citations omitted).]
In resolving other sentencing issues under the Code, we have consistently focused on the Code’s pursuit of “greater uniformity,” State v. Roth, 95 N.J. 334, 369 (1984), to be achieved by the Code’s “delicate balance between discretion and fixed sentencing.” Id. at 365; see State v. Dunbar, 108 N.J. 80, 97 (1987); State v. Hartye, 105 N.J. 411, 417 (1987); State v. O’Connor, 105 N.J. 399, 405 (1987); State v. Kruse, 105 N.J. 354, 360, 362 (1987); State v. Yarbough, 100 N.J. 627, 635 (1985), cert. denied, 475 U.S. 1014, 106 S.Ct. 1193, 89 L.Ed.2d 308 (1986).
As we explained in State v. Roth, supra, 95 N.J. 334, the Code promotes sentencing uniformity by establishing presumptive terms for each degree of crime, N.J.S.A. 2C:44-lf, within the prescribed sentencing ranges set forth in N.J.S.A. 2C:43-6a. The sentencing court may then adjust the presumptive term upward or downward depending on its evaluation and balancing of the aggravating and mitigating factors listed in N.J.S.A. 2C:44-l(a) and (b). Id. at 359.
Although as originally enacted the Code prescribed no standards for the imposition of parole ineligibility terms, the legisla
The committee statements to A-1904, ¿.1981, c. 569, indicate that the Legislature considered the absence of statutory criteria to guide sentencing courts in making these determinations inconsistent with the “overall plan of sentencing in the Criminal Code.” The Assembly Judiciary Committee statement says that the bill “fills a gap in the system of sentencing criteria, and provides that if a court wants to set a minimum sentence, it should follow the procedures appropriate to other sentencing decisions, based on the provisions of 2C:44—If.” [108 N.J. at 93 n. 3.]
Thus, in non-Graves Act cases the legislature conditioned the imposition of minimum terms on a court’s being clearly convinced that the aggravating factors substantially outweighed the mitigating factors, and apparently intended that sentencing judges be guided, in imposing mandatory minimum terms, by the Code’s aggravating and mitigating factors. In contrast, in adopting the Graves Act, L.1981, c. 31, the legislature determined that use or possession of a firearm in the course of the commission or attempted commission of certain crimes, without regard to aggravating or mitigating factors, would mandate imposition of a minimum term of imprisonment. N.J.S.A. 2C:43-6. Accordingly, use or possession of a firearm while committing prescribed crimes serves essentially the same function in Graves Act sentences as does the finding that aggravating factors substantially outweigh mitigating factors in non-Graves Act sentences: each is the statutory prerequisite for the imposition of any period of parole ineligibility, irrespective of its length.
Since in non-Graves Act cases the sentencing court must be clearly convinced that aggravating factors substantially outweigh mitigating factors in order to impose
any
minimum term, we would expect that the longest permitted minimum term, one-half the base term, would ordinarily be imposed only on base terms at or near the top of the range for that degree of crime. Because the same balancing of aggravating and mitigating factors necessary to increase or decrease the presumptive term,
N.J.S.A.
2C:44-lf(l), is also required to impose any minimum term in a non-Graves Act case,
see State v. Kruse, supra,
105
N.J.
at 362, we would anticipate a high degree of correlation between the length of the base term and the specific length of any minimum term. As noted in
Kruse, “we
expect it will be a rare case in which the sentencing court imposes a period of parole ineligibility on top of a presumptive sentence.”
Ibid.
Hence, it is self-evident that in the typical non-Graves Act case, a parole ineligibility term generally wоuld be imposed in conjunction with a base sentence greater than the presumptive term, and parole ineligibility terms at or near one-half the base sentence would be imposed only in conjunction with base terms at or near the top of the range. In any event, the sentencing court is required to set forth on the record the aggravating factors that support the imposition of a minimum
These same general principles would apply in Graves Act sentences. Since the sentencing court must weigh aggravating and mitigating factors in order to impose a sentence higher or lower than the presumptive term, we would ordinarily expect a high degree of correlation between the length of the base term and the relative severity of the parole ineligibility term. Thus, the most severe parole ineligibility terms generally would be imposed in conjunction with base terms longer than the presumptive term. However, we noted that aggravating and mitigating factors play no part in the decision to impose a minimum term in Graves Act cases. Supra at 80. Unlike the non-Graves Act sentences considered in State v. Kruse, supra, a minimum term is mandated by the Graves Act even if the court determines that the mitigating factors outweigh the aggravating factors and imposes a base term lower than the presumptive term. Thus, since the relative weight of the aggravating and mitigating factors is irrelevant to the imposition of a minimum term in Graves Act cases, it is understandable that there may be less correlation than in non-Graves Act cases between the length of the base term and the severity of the parole ineligibility term.
Since it is the possession or use of a firearm that triggers operation of the Graves Act, it is pertinent for a court to consider not only aggravating and mitigating factors in determining the length of the minimum term, but also the
III.
In imposing sentеnce in this case, the trial court erred in two respects. First, the court sentenced defendant to a base term of ten years, the lowest sentence within the presumptive range for first degree crimes, without making an express determination that the preponderance of mitigating over aggravating factors weighed in favor of a term lower than the presumptive term.
N.J.S.A.
2C:44-lf(l). The trial court merely observed that although there were more aggravating factors than mitigating factors, there was “more than one mitigating
In addition, the trial court did not sufficiently explain the apparent inconsistency between a base term at the bottom of the range for aggravated manslaughter, and the maximum Graves Act sentence that could be imposed on that base term. As noted, we would ordinarily anticipate in Graves Act cases that the most severe parole ineligibility terms would be imposed in conjunction with base terms that exceed the presumptive term.
Supra
at 81-82. However, in imposing a Graves Act sentence a trial court may take into account “the extent to which injury was threatened or inflicted by defendant’s use of the firearm.”
Supra
at 82-83. Accordingly, even if the trial court had determined that mitigating factors preponderate over . aggravating factors, a relatively severe parole ineligibility term could have been justified in this ease because the use of a firearm resulted in the victim’s death. That may have been the reason for the trial court’s reference to “the late victim and the victim’s family” when imposing the Graves Act term. On remand, the trial court should clearly reconcile on the record any apparent disparity between the base sentence and the
IV:
Defendant also challenges the trial court’s denial of credit against her custodial sentence for the period of 312 days from October 12,1985, to August 19,1986, when she was a patient at the Institute of Pennsylvania Hospital. Defendant relies on Rule 3:21-8, which provides in part:
The defendant shall receive credit on the term of a custodial sentence for any time he has served in custody in jail or in a state hospital between his arrest and the imposition of sentence.
When defendant voluntarily entered the psychiatric hospital after a suicide attempt on October 12,1985, no criminal charges were pending against her. Approximately two weeks later, a criminal complaint was filed charging defendant with murder. A bail hearing in connection with the complaint was held оn October 28, 1985. Defense counsel informed the court that defendant would require “extensive psychiatric assistance,” and that it would be “psychologically harmful” for defendant to be removed from the hospital. Counsel requested that bail be set at $200,000, with ten percent posted, and that as a condition of bail defendant be “required to remain at this institute and further notify the Prosecutor in the event there is any change in that status.” The trial court, with the State’s consent, set bail as requested, subject to the condition that defendant be arraigned “immediately upon hеr release” from the psychiatric Institute. Defendant contends that since her confinement at the hospital after the bail hearing was a “condition” of bail, and subject to the State’s consent, it was sufficiently analogous to custodial confinement to warrant an allowance of credit against her sentence.
It has been noted that
Rule
3:21-8 should be liberally construed “in order to ensure that there is no possibility of a defendant actually serving more than the maximum sentence
In this case defendant entered the hospital voluntarily and remained there voluntarily. Nothing in the record suggests that defendant was confined in the Institute against her will, or that she was not free to leave. The condition imposed at the bail hearing was that she be immediately arraigned when she was released from the Institute. Under these circumstances, we do not consider defendant’s confinement at the Institute to be sufficiently custodial to warrant a credit against her custodial sentence.
The matter is remanded to the Law Division fоr resentencing. Jurisdiction is not retained.
For reversal and remandment—Chief Justice WILENTZ and Justices CLIFFORD, HANDLER, POLLOCK, O’HERN, and GARIBALDI—6.
Opposed—None.
Notes
The Graves Act sets the mandatory minimum term at eighteen months for fourth-degree crimes.
Appendix A to the Sentencing Manual for Judges (Sept.1988) includes a Parole Eligibility Table promulgated by the State Parole Board. The table sets forth estimated commutation credits, work credits, and minimum custody credits on sentences from one to seventy years, and also sets forth earliest and latest parole eligibility dates on any sentence. Thus, the Parole Eligibility Table assists sentencing judges in determining the effect of a mandatory minimum term on a defendant’s estimated parole eligibility date calculated without a mandatory minimum term.
