Lead Opinion
¶ 1. In this interlocutory appeal, defendant challenges the trial court’s denial of her right to present a necessity defense to the jury. Defendant is charged with knowingly and unlawfully cultivating more than twenty-five marijuana plants in violation of 18 V.S.A. § 4230(a)(4). Before trial, defendant moved for a jury instruction on the defense of necessity, asserting she used marijuana medicinally for her son, whose wasting symptoms are recognized under the state’s therapeutic use of cannabis act. 2003, No. 135 (Adj. Sess.), § 1; see 18 V.S.A. § 4472(2)(B). The trial court denied defendant’s motion, holding (1) that she failed to establish a prima facie case on each of the elements required for a necessity defense, and (2) that the legislative law precluded the necessity defense in this case through its “deliberate choice as to the values at issue concerning the legal growth of marijuana.” We granted defendant’s request for interlocutory review of the trial court’s ruling, and affirm.
¶ 3. Each summer since 2003, defendant grew marijuana outside of her home. In the spring, defendant would normally seed fifty-to-one-hundred plants indoors and select the most vigorous of those seedlings to plant outdoors in June. To ensure an adequate supply of marijuana, each season she grew fifty-to-seventy percent more plants than she needed to compensate for natural crop losses.
¶ 4. On August 2, 2007, following a tip from Vermont’s Marijuana Eradication Reduction Team, police seized thirty semi-mature marijuana plants growing in defendant’s bаckyard. Defendant conceded that neither she nor her son were registered with the state, as required by statute, as patients or caregivers authorized to grow and use medicinal marijuana. See 18 V.S.A. §§4473-4474. The pending felony drug charge resulted.
¶ 5. Defendant argues the trial court erred in denying her request to present the affirmative defense of necessity. Recognized by this Court in both criminal and tort litigation, the necessity defense “admits the criminal act, but claims justification.” State v. Pollander,
¶ 6. In determining whether a reasonable juror could find that the elements of necessity were satisfied, we first examine the four requirements of the defense:
(1) there must be a situation of emergency arising without fault on the part of the actor concerned;
(2) this emergency must be so imminent and compelling as to raise a reasonable expectation of harm, either directly to the actor or upon those he was protecting;
(3) this emergency must present no reasonable opportunity to avoid the injury without doing the criminal act; and
(4) the injury impending from the emergency must be of sufficient seriousness to outmeasure the criminal wrong.
State v. Shotton,
¶ 7. Defendant must make a minimally sufficient case for every element to be entitled to the instruction. State v. Knapp,
¶ 8. The third element of the necessity defense requires defendant to show that her emergency presented “no reasonable opportunity to avoid the injury without doing the criminal act.” Shotton,
¶ 9. Three years before defendant’s arrest, in May 2004, Vermont passed Public Act 135, “An Act Relating to Marijuana Use by Persons with Severe Illness.” 2003, No. 135 (Adj. Sess.). Although the Act legalized therapeutic use of marijuana, the Legislature crafted its permission narrowly. Individuals wishing to grow marijuana must be “registered patients” with a qualifying medical condition, or assume the role of “registered caregiver” to grow for another qualified patient. 18 V.S.A. § 4472(6) & (7). The Act provided that marijuana grown for symptom relief may be cultivated only in a “secure indoor facility.” Id. § 4472(8). It limited possession to “no more than one mature plant, two immature plants, and two ounces of usable marijuana.” Id. §4472(4) (2005). The Legislature did not alter its pre-existing penalties for more ambitious marijuana possession, including jail terms of up to five and ten years for cultivating more than ten and more than twenty-five plants, respectively. Id. § 4230(a)(3)-(a)(4). In 2007, the Legislature amended the Act to increase the cultivation limit to two mature plants and seven immature plants per grower, again leaving the felony penalties in place. 2007, No. 58, § 1; see 18
¶ 10. Defendant posits that her belief in the necessity of unlawful outdoor marijuana cultivation was reasonable because she needed to maintain a constant suрply for her son. According to the proffer, defendant was “dismayed” to learn, in July 2007, of the indoor growing requirement of Vermont’s amended medicinal marijuana law, which was, in her opinion, its “worst provision.” In the four years during which defendant grew marijuana, she refused to grow indoors and failed to observe either the three or seven plant maximum. She insists that thirty plants were necessary to ensure an adequate supply of marijuana to compensate for “the constant risks of loss to frost, drought, too much rain, deer, woodchucks, moles, grouse, mold and disease” and argues that these outdoor growing problems necessitated planting substantially more marijuana than she would actually harvest. Defendant asserts that she was attempting to comply with Vermont’s medicinal marijuana law just before her arrest, but lacked sufficient time after the 2007 amendments to research indoor growing or to build indoor growing facilities. Defendant’s argument fails for two reasons.
¶ 11. First, defendant proffered nothing to actually demonstrate that indoor cultivation was impossible or impractical for her, or that it would not have cured the need to grow more marijuana than authorized by the statute.
¶ 12. Second, to the extent defendant justifies the violation based on her disagreement or disapproval of the law’s provisions, this argument falls outside the scope of the necessity defense. “The necessity defense is generally not available to excuse criminal activity by those who disagree with the policies of the government.” Planned Parenthood of Mid-Iowa v. Maki,
¶ 13. Thus, assuming the truth of defendant’s proffer, it was insufficient to establish this predicate third prong of the necessity defense. Since defendant’s evidence failed to raise “legitimate factual issues relating to the defense of necessity,” the jury needed no instruction on the defense. Shotton,
Affirmed and remanded.
Notes
In his dissent, Chief Justice Reibеr submits that this reference to a lack of proof fails to credit defendant’s filings with the trial court. We disagree. As the dissent points out, defendant did submit that the limit on outdoor planting “was particularly challenging,” that indoor cultivation would take “two separate grow spaces” within the house, that “research was needed on both the equipment and techniques necessary” to grow indoors and the space would “need to be secure.” Post, ¶ 23. Taking these recitations as true, but without further elaboration by defendant, none can lead to a reasonable conclusion that such presumed difficulties could not possibly or practically be resolved, or that they left defendant with no choice but to violate the law.
Dissenting Opinion
¶ 14. dissenting. Defendant’s oldest son was diagnosed with leukemia in 2002, endured chemotherapy, radiation, and five bone-marrow transplants, and died in 2005. During the course of his illness, he grew and used marijuana to ease the side effects of cancer treatments. Meanwhile, defendant’s younger son had a medical emergency when he was an infant. This left his kidneys scarred and led to chronic fatigue and severe nausea. Despite following all medical advice, he remained extremely ill. When he began using marijuana, however, he, like his older brother, experienced an increased appetite and, in turn, improved energy and vigor. Although marijuana is not a cure, it has relieved his worst symptoms. The State does not dispute that the son’s already declining kidneys “will fail complеtely,” and his chronic wasting disease will prove fatal.
¶ 15. The issue before the Court is simply this: what must defendant proffer before being entitled to a jury instruction on the necessity defense? In addressing this issue, the majority makes two related errors. First, it errs by conflating the burden of production with the burden of persuasion: the majority erroneously requires defendant to bear a greater burden than required to present her necessity defense to a jury. Although criminal defendants have the ultimate burden of persuasion in proving the necessity defense by a preponderance of the evidence, State v. Baker,
¶ 16. The necessity defense is one that typically should be heard by a jury and shоuld not be excluded pretrial. See, e.g., People v. Lovercamp,
¶ 17. The necessity defense may only be precluded pretrial where the facts in defendant’s offer of proof, taken as true, cannot sustain the defense. State v. Cram,
¶ 18. The necessity defense has four prongs:
(1) there must be a situation of emergency arising without fault on the part of the actor concerned;
(2) this emergency must bе so imminent and compelling as to raise a reasonable expectation of harm, either directly to the actor or upon those he was protecting;
(3) this emergency must present no reasonable opportunity to avoid the injury without doing the criminal act; and
(4) the injury impending from the emergency must be of sufficient seriousness to outmeasure the criminal wrong.
State v. Warshow,
¶ 19. The issue of whether the trial court properly excluded the necessity defense is a pure question of law. See State v. Squires,
¶ 20. With respect to the first prong, requiring the situation to be an emergency, defendant аsserted in her submission to the trial court that her son has a progressive disease with symptoms of wasting and that conventional medical approaches and dietary modifications have not worked.
¶21. Defendant also offered proof concerning her belief of the imminence of the harm, the second prong. The trial court stated that because the harms sought to be avoided were long-term, the danger was not imminent enough to warrant defendant’s actions. The court cited State v. Warshow for this proposition.
¶ 22. Here, by contrast, defendant proffered ample proof that the outcome of her son’s chronic kidney disease, without treatment, was anything but speculative or uncertain. Her son was already experiencing severe nausea, weight loss, and declining
¶23. Defendant also proffered sufficient proof regarding the third prong, which the majority latches onto as being dispositive of the issue. The majority today holds that no reasonable juror could find that defendant reasonably believed that there were no other options in treating her son’s disease. Ante, ¶ 11. The problem with the majority’s conclusion is that it involves making a credibility assessment, one that properly lies with the jury. The majority states that it is unreasonable to believe that defendant did not have time to create a compliant indoor growing facility in the three years that the medical-marijuana law was in place. The Court, however, must “takeQ as true” defendant’s offer of proof when making a determination regarding what a reasonable juror could find. Cram,
¶24. Further, the trial court’s suggestion that “there were not only legal means of medical treatment which could have reasonably been attempted, but there was also a legal means of cultivating marijuana” is faulty. This is not the issue. Defendant, by raising the necessity defense, concedes that she broke the law.
¶ 25. Finally, with respect to the fourth prong — that the injury resulting from the emergency must be of sufficient seriousness to outmeasure the crime — defendant’s proffer satisfied this requirement. At the heart of the necessity defense is a difficult value judgment. A violation of a criminal statute is no small matter, but neither is a child’s illness, particularly when, аs here, that illness is life-threatening. Defendant proffers that she was placed in the hapless position of having to choose between following the law and saving — or at least prolonging — the life of her child. A reasonable juror could conclude that the life of a child outmeasured the seriousness of committing the crime of cultivation of marijuana. For that reason, the question was for the jury.
¶26. It is telling that many of our previous decisions denying the necessity defense are nothing like the present case. Most involve driving under the influence (DUI), while many out-of-state decisions involve civil disobedience. Where a defendant argued that it was necessary to trespass on a test-firing facility to prevent the testing of guns, in turn to prevent the deaths of civilians in El Salvador, we denied the defense because the defendant could not have believed that his actions would have a direct causal effect. Cram,
¶ 27. In each of these cases, we held that the proffering party failed to make out a prima facie case on at least one of the elements and was thus not entitled to an instruction on the necessity defense. Courts, however, do not always deny a necessity defense jury instruction, even in DUI cases. See Shotton,
the jury should have had the opportunity to weigh the reasonableness and credibility of all the evidence, and to decide if it was sufficient to establish the defense of necessity. It was the function of the jury to determine first whether defendant was driving while under the influence of intoxicating liquor, and if she was, then to determine whether she was justified in doing so because of necessity. By refusing to charge the jury on the second issue, the trial court committed rеversible error.
Id. at 561-62,
¶ 28. While it is true that the defendant in Shotton had other avenues available to her — for example, she could have walked to a neighbor’s house to use the phone, even if no one was home — we held that it is up to the jury to decide issues of reasonableness and credibility. Id. We recognized that, although the jury could have chosen to believe the State over the defendant, the trial court nevertheless committed reversible error by refusing to instruct the jury on the necessity defense. Id. at 562,
¶ 30. Although defendant conceded in her memorandum to the trial court that she was “dismayed” by many of the statutory provisions in the medical-marijuana law, being dismayed with the law was not her motive for growing marijuana in illegal quantities. Nowhere in the record does defendant state that her purpose in growing marijuana was to protest the provisions of Vermont’s medical-marijuana law. Rather, it was her son’s illness that she felt necessitated breaking the law. Defendant was not growing marijuana to achieve political ends — thus, the reasoning for barring civil disobedience defendants from using the necessity defense is inapplicable.
¶ 31. The trial court also erred in concluding that the necessity defense was legislatively precluded here. We have previously held that the necessity defense is not applicable if it has been precluded by the Legislature. Cram,
¶ 32. The Legislature has made a determination of values in this arena. It has determined that marijuana has therapeutic uses. See 18 V.S.A. §§ 4471-4474d (permitting patients with certain debilitating medical conditions to use marijuana for symptom relief, subject to various qualifications). Specifically, the Legislature has recognized that marijuana can be used to “аlleviate the symptoms or effects of a . . . debilitating medical condition.” Id. § 4472(10) (defining “use for symptom relief’). It has created a review board whose duties include “review[ing] studies, data, and any other information relevant to the use of marijuana for symptom relief.” Id. § 4473(b)(5)(B). In enacting its therapeutic use of cannabis act, 2003, No. 135 (Adj. Sess.), the Legislature created a distinction between the medical and nonmedical use of marijuana. While protecting registered patients and caregivers from a measure of criminal prosecution, see 18 V.S.A. § 4474b, it did nothing to alter existing criminal penalties for marijuana possession and specifically enumerated restrictions on even the legal use of the drug, see 18 V.S.A. § 4474c (listing “[prohibitions, restrictions, and limitations rеgarding the use of marijuana for symptom relief’ including use “for purposes other than symptom relief’). Thus, the
¶ 33. The trial court incorrectly concluded that the Legislature must have intended to preclude the necessity defense because it “has twice made a deliberate choice as to the values at issue concerning the legal growth of marijuana and has decided not to include an exception for the defense of necessity.” The trial court’s reasoning does not withstand analysis. In Vermont, the necessity defense emanates from the common law. State v. Pollander,
¶ 34. The trial court further stated that, although it sympathized with defendant’s situation, it was “bound to apply the law as enacted . . . and not as it could have been enacted.” This is, however, the precise purpose of the necessity defense. See United States v. Schoon,
¶ 35. One of the many sad ironies of today’s decision stems from the fact that the majority’s analysis rests entirely on defendant’s failure to follow the precise contours of a relatively recent statute that aimed to decriminalize certain uses of medical marijuana. Had defendant been arrested beforе Vermont’s medical-marijuana law went into effect, I imagine that the majority would reach a different decision today, as there would be no rationale for preventing defendant from presenting the necessity defense to the
¶ 36. Ultimately, this is a case in which the necessity defense should be heard by a jury. Indeed, it is a case where defendant’s actions cannot be explained in any way other than through a presentation of the necеssity defense. I worry that today’s ruling will lead to a trial where defendant’s actions will be viewed in a vacuum and where she will be treated as a run-of-the-mill drug possessor, when, in fact, according to defendant, she is a loving mother who simply wishes to provide her son with the best medical treatment available to avoid losing him like she lost her first son. Ascertaining the “ultimate truth or falsity” of defendant’s necessity defense is “the principal mission of the jury,” and the trial court should have squarely presented the defense to the jury so that they could “confront it, consider it, and resolve its truth or falsity by their verdict.” State v. Brisson,
¶ 37. I am authorized to state that Justice Johnson joins this dissent.
The first prong of the defense requires that the emergency not be the fault of the defendant claiming necessity. Warshow,
The United States Supreme Court in Oakland Cannabis held that the necessity defense was unavailable to defendants who manufactured or distributed marijuana.
