STATE of Louisiana
v.
Johnny TELSEE, Jr.
Supreme Court of Louisiana.
William J. Guste, Jr., Atty. Gen., Barbara Rutledge, Asst. Atty. Gen., Paul Carmouche, Dist. Atty., Patrick G. Guinlan, Asst. Atty. Gen., for plaintiff-appellee.
*1252 N. Graves Thomas, Shreveport, for defendant-appellant.
DENNIS, Justice.
This is a criminal appeal in which the defendant, Johnny Telsee, Jr., challenges his sentence of forty years at hard labor under the forcible rape statute as excessive punishment in violation of Article 1, Section 20 of the 1974 Louisiana Constitution. Twice previously this court considered this case and remanded it to the trial court: first, to resentence the defendant after conducting a presentence hearing,
I.
On December 17, 1977, at about midnight, the twenty-six year old white female victim was driving home from her job at a hospital. In response to a flickering headlight signal from the car behind her she pulled onto the shoulder of the road. The defendant, a seventeen year old black male, parked behind her and approached saying that he was a "private cop." As she opened her door to examine his identification, he jumped in the car. Defendant admits that the victim resisted, that he overcame her with force, and that she received numerous bruises and scratches on her neck and face and a cut on her leg. The victim claimed that the defendant said he had a gun, although she admitted that she never saw it. The defendant denies that he had any weapon or that he threatened her life. After entering the vehicle, the defendant drove it to a remote area of Caddo Parish. He raped her, took her money and a gold watch, and released her after returning to the spot where his car was parked. The victim claims that he said he would kill her if she told anyone about the rape, but the defendant denies making any threats. Defendant contends that shortly before the crime he smoked a marijuana cigarette laced with PCP, commonly known as "angel dust."
Defendant was charged by grand jury indictment on February 24, 1977 with the crime of aggravated rape. La.R.S. 14:42. He pleaded not guilty. In May, 1978, defendant's motion for a mental examination was granted and the court appointed a sanity commission to examine defendant. On June 26, 1978, after the submission of the sanity commission's report, the district court ruled that defendant lacked the mental capacity to assist in his defense and ordered that he be committed to the Forensic Unit of the East Louisiana State Hospital at Jackson, Louisiana for examination and treatment.
The trial court on November 20, 1979, after hearing the report of a second sanity commission composed of the same doctors who previously had examined the defendant, ruled that defendant was capable of standing trial. On October 15, 1979, defendant withdrew his former plea of not guilty and pleaded guilty to forcible rape. The trial court accepted the plea, and on December 10, 1979 the trial judge sentenced defendant to forty years at hard labor "at least half of which" was to be without benefit of parole, probation or suspension of sentence.
This sentence was vacated on appeal. The trial judge had assured the defendant after his guilty plea that he would not "hang him." Operating under this assurance, the defendant did not request an evidentiary presentence hearing. Since the trial judge did in fact impose the maximum penalty, we felt that the appearance of justice had not been served. We vacated the sentence and granted the defendant his requested reliefan evidentiary hearing. State v. Telsee,
*1253 On remand, and after the hearing, the trial judge again sentenced the defendant to the maximum term. On appeal, this sentence was vacated because of the failure of the trial judge to state for the record the considerations taken into account and the factual basis for the imposition of the sentence as required by La.C.Cr.P. art. 894.1. State v. Telsee,
This present appeal is from the re-imposition of the maximum term upon this defendant after the second remand of this case. The defendant assigns as errors the failure of the judge to comply with his legal duty under article 894.1 and the imposition of a constitutionally excessive sentence.
II
The basic principles of appellate review of sentences under our state constitution are well settled. Article 1, § 20 of the 1974 Louisiana Constitution prohibits the imposition by law of excessive punishment. In accordance therewith in State v. Sepulvado,
There are several factors which are useful in determining whether the sentence by its excessive length or severity is greatly disproportioned to the underlying offense. Disproportionality analysis is cummulative and focuses on a combination of these factors. Hart v. Coiner,
The initial elements to be analyzed in determining whether the punishment is constitutionally disproportionate are the nature of the offense and the offender. Hart v. Coiner, supra, citing Furman v. Georgia, supra, Marshall, J. concurring. Rummel v. Estelle,
Another factor is comparison of the defendant's punishment with the sentences imposed for similar crimes by the same court and other courts. Rummel v. Estelle, supra,
Additional factors which have been considered are the legislative purpose behind the punishment and a comparison of the defendant's punishment with how he would have been punished in other jurisdictions. Rummel v. Estelle, supra, Powell, J., dissenting; Hart v. Coiner, supra. These two factors seem to be more useful, however, when a defendant claims that the nature of punishment or the range of sentences authorized by statute are unconstitutionally excessive, cruel or unusual. In the present case, the defendant does not attack the penalty provided for forcible rape by the statute. He contends only that a forty year hard labor sentence is excessive and disproportionate in his case, considering the nature of the offender, the offense and the punishment meted out for forcible rape by Louisiana courts in other cases.
III
A look first at the punishment which has been imposed in other forcible rape cases by Louisiana courts is useful in itself and sets the stage for our later inquiry into the nature of the offender and the offense. Generally, a survey of sentences for forcible rape which have been reviewed or noted by this court reflect a range of sentences from ten years at hard labor to twenty-five years at hard labor, with parole excluded for periods of two to eight years. In two cases in which the sentence exceeded this range, a sentence of forty years at hard labor was imposed. In one of these, the sentence was vacated and the case remanded for resentencing because the record did not reflect that the defendant used a weapon as the trial judge assumed and because the judge had failed to consider mitigating circumstances. In most of the cases considered, including those involving sentences in the ten to twenty-five year range, the circumstances of the crime were more aggravated than Telsee's offense. In some of the cases compared there was substantial evidence that the offender would commit forcible rape again, whereas the record of Telsee's case is devoid of any such evidence.
In State v. Bagley,
In State v. Roussel,
In State v. Decuir,
In State v. Reed,
In State v. Dawson,
In State v. McDaniel,
In State v. Lewis,
In State v. Austin,
In State v. Acliese,
In State v. Drayden,
In State v. Lewis,
These cases are representative of forcible rapes that cover the entire spectrum. Included within this body of cases are many which depict the perpetration of the most heinous rapes with a correspondingly severe sentence. For example, many involve the use of a knife or gun or other weapon, the causing of permanent serious injury, a victim of particularly tender age, the use of violence beyond that needed to commit the rape, the use of threats of a particularly brutal kind, the commission of kidnapping and armed robbery of the victim, an intrusion into the victim's home, the carrying out of a series of rapesall factors which may be considered to aggravate the offense and lead to increased punishment. See Note, Appropriate Sentences for Rape, 46 J. of Crim.Law 125 (1982). Many of the crimes were so serious that the defendants involved were originally charged with aggravated rape, and eventually bargained for a plea of guilty to forcible rape, or were convicted of the lesser offense. These cases constitute a representative sampling, and are useful to us in evaluating the disproportionality of this defendant's sentence.
IV
We next consider the nature of the crime and the character and propensities of the offender.
Forcible rape is a rape committed in which "the anal or vaginal sexual intercourse is deemed without the lawful consent of the victim because the victim is prevented from resisting the act by force or threats of physical violence under circumstances where the victim reasonably believes that such resistance would not prevent the rape." La.R.S. 14:42.1. Whoever commits this crime may be imprisoned at hard labor for not less than two nor more than forty years, and at least two years of the sentence imposed must be without benefit of probation, parole, or suspension of sentence. Id.
The statute proscribes sexual intercourse which is deemed without the lawful consent of the victim because the victim is prevented from resisting by force or threats of violence which reasonably convince the victim that resistance would not prevent the rape. Within this definition is included an extremely broad spectrum of culpable behavior, a fact of which the legislature was undoubtedly cognizant in enacting the equally wide range of penalties for violation of the section. Indeed, the crime definition covers virtually all types of nonconsensual sexual intercourse, including those induced by threats without force or physical harm to the victims as well as rapes brutally committed with weapons that inflict severe *1258 pain and permanent injuries. Evidently, the legislative aim was that punishment should be meted out according to the gradations of culpability, so that the least guilty offender would serve as little as two years at hard labor without parole and the most egregious forcible rapist would receive forty years at hard labor without parole. Cf. State v. Jones, supra; State ex rel. Robertson v. Maggio,
The forcible rape committed by defendant Telsee falls somewhere between the extremities encompassed by the statutory crime definition. Telsee used physical force to gain entrance to the car and to prevent his victim from fleeing or resisting. However, he did not strike her or seriously harm her physically. Her only physical injuries were scratches and bruises and a cut on her leg, and there is no evidence that she sustained any permanent psychological impairment. At the time of the offense the twenty-six year old victim was nine years older than the physically slight 17 year old defendant.
Telsee consistently contends that he did not have a weapon or pretend that he did, and there is little evidence to the contrary. The victim said he told her he had a gun and would kill her if she told anyone about the incident. But she did not see a gun and no weapon was found in Telsee's car or house when he was arrested. There was therefore insufficient proof to establish beyond a reasonable doubt that Telsee was armed. See State ex rel. Ferrand v. Blackburn,
When Telsee is considered separately from his crime, the record warrants a finding that his character and propensities are less offensive than those of other persons who have been or are apt to be convicted under the statute. At the time of the crime, he was seventeen years old. He had no record of adult convictions or juvenile adjudications. He had been detained as a juvenile on one occasion for two and onehalf days. He had been steadily employed for three and one-half years at his father's janitorial service. He expressed remorse for his crime, and claimed that it had been induced by his usage of marijuana and PCP.
V
Our assessment of Telsee's sentence in light of the principles of appellate review of sentences and the objective factors leads us to conclude that the imposition of a forty year hard labor sentence in this particular case is grossly disproportionate to the offense and constitutes excessive punishment prohibited by article 1 § 20 of the 1974 Louisiana Constitution. Telsee's offense was a violent and despicable act and he deserves to be punished by a substantial period of imprisonment at hard labor. However, a maximum term sentence is disproportionate because Telsee's crime was not nearly the worst forcible rape which we have seen since the addition of this particular crime in 1978. The victim was released without serious or permanent injury. The defendant denied use of a weapon and the circumstantial evidence to the contrary is insufficient to place his crime in the same category with others in which weapons were visibly or palpably used to threaten victims. Telsee's crime certainly was not as aggravated as others in which the defendant used a weapon to seriously injure a victim. Nor was his crime as reprehensible as those in which the offender raped a child or a very young adolescent. Furthermore, Telsee himself is not among the worst individuals who have been convicted of this offense. Although he is a criminal who deserves serious punishment, he compares favorably with the older habitual criminals in other forcible rape cases. At seventeen years old, Telsee was barely old enough to be an adult offender. He had no record of previous adult convictions or juvenile adjudications. There is no evidence or fact in the record which would justify a reasonable person in concluding that Telsee is absolutely incorrigible. The facts place Telsee's crime and Telsee himself in the midrange of forcible rapes and rapists.
Everything in this record indicates that a medium range sentence would fulfill all the requisites of the legislatively prescribed criteria *1259 and the constitutional requirement of proportionate punishment. There does not appear to be any greater risk in Telsee's case than others that after serving a sentence of medium length, i.e., twenty-five years at hard labor, the defendant would commit another crime. The trial judge reached a contrary conclusion, but did not state any facts or direct our attention to any in the record which warrant this conclusion. Our independent review of the record has uncovered none. Nor is there any factual basis in the record for concluding that a medium range sentence would deprecate the seriousness of the crime or fail to fulfill the defendant's need of correctional treatment. Since no reason was given by the trial judge to distinguish this defendant as deserving one of the heaviest sentences possible when compared with other persons in the same offender class guilty of the same offense, we must conclude that the sentence is constitutionally excessive. State v. Wimberly, supra.
Consequently, we believe that a sentence of more than twenty-five years at hard labor, with two years of that without benefit of parole, probation or suspension of sentence for this offender and his crime would be constitutionally excessive punishment under article 1 § 20 of the 1974 Louisiana Constitution. This determination is based upon our review of the sentences imposed upon other forcible rape offenders in Louisiana courts, and it is in line with most sentencing guidelines. The American Bar Association Standards for Criminal Justice Relating to Sentencing Alternatives and Procedures, Standard 2.1(d) provides that sentences in excess of twenty-five years should be reserved for the most serious of offenses and offenders, and that in most cases, the maximum authorized prison term ought not to exceed ten years. In accord with this view is the Council of Judges of the National Council on Crime and Delinquency, which provides in its Model Sentencing Act that a term of ten years is appropriate for the forcible rapist who does not meet certain criteria: (a) A defendant who is being sentenced for a felony in which he inflicted or attempted to inflict serious bodily harm, and the court finds that he is suffering from a severe personality disorder indicating a propensity toward criminal activity; (b) A defendant who is being sentenced for a crime which seriously endangered the life or safety of another, has been previously convicted of one or more felonies not related to the instant crime as a single criminal episode, and the court finds that he is suffering from a severe personality disorder indicating a propensity toward criminal activity; (c) A defendant who is being sentenced for the crime of extortion, compulsory prostitution, selling or knowingly and unlawfully transporting narcotics, or other felony, committed as part of a continuing criminal activity in concert with one or more persons. NCCD, Model Sentencing Act, §§ 5 & 8 (2d ed. 1972).[3]
Although the trial court's sentence was disproportionately excessive in length, it was unlawfully lenient in another respect. The trial court did not specify that any part of the sentence was to be without benefit of parole, probation or suspension of sentence. By law at least two years of any forcible rape sentence must be without parole, probation or suspension of sentence. La.R.S. 14:42.1. Accordingly, the sentence must be amended to withdraw these benefits for two years of Telsee's sentence.
VI
We choose to decide the constitutional question of excessive punishment on the merits because it appears the record in this case is ripe for our review and because it is in the best interests of justice, the parties and the judicial system that this prolonged sentence proceeding be concluded. There is *1260 merit, however, in defendant's complaint that the trial judge failed to perform his legal duty required by La.C.Cr.P. art. 894.1. Not only did the trial court fail to consider mitigating factors plainly relevant to a proper sentence in this case, he also failed to "state for the record the considerations taken into account and the factual basis therefor in imposing sentence" as required by law, See La.C.Cr.P. art. 894.1, after being specifically ordered to do so by this court. See
Even though the trial judge did not perform his function properly, under the circumstances of this case a further remand for compliance with La.C.Cr.P. art. 894.1 would entail a pointless waste of judicial and legal resources. We would prefer to have the benefit of the trial judge's full statement of the pertinent facts and his explanation of how those facts relate to the sentence. Nevertheless, there are facts in the record from which we can make an independent determination whether the sentence is constitutionally excessive. We must assume that no additional facts exist, since the case has been remanded twice and both parties and the trial judge have had ample opportunity to apprise us of any additional relevant evidence. Accordingly, except for this discussion we take no action on the defendant's first assignment of error complaining of the judge's inadequate compliance with La.C.Cr.P. art. 894.1.
Summary and Decree
The trial court erred by its failure to perform its legal duty to state for the record the pertinent facts and to explain how the circumstances justify the length of the sentence. In the absence of the trial court's compliance, our independent review of the record reveals that the sentence is grossly excessive in length. The statutorily authorized sentences available in this case ranged from two to forty years at hard labor without benefit of parole. Telsee received a maximum term sentence of forty years at hard labor. This penalty is clearly disproportionate when the nature of the forcible rape in this case is compared with circumstances of the crime in other cases and when Telsee as a person is compared with other defendants who have been convicted of forcible rape. In other cases reviewed, in which the great majority of defendants received sentences of twenty-five years or less, the offenders used weapons, inflicted substantial physical injuries upon the victims, or raped very young females. The evidence is insufficient for us to conclude that Telsee used a weapon, he did not inflict serious or permanent injury on the victim, and he was nine years younger than the twenty-six year old victim. Telsee was seventeen years old at the time of the crime, this is his first criminal conviction of any kind, he had been gainfully employed for three and one half years before the crime, he has shown remorse for his crime, and there is nothing in the record which indicates he is more dangerous than other defendants who received much less time. On the contrary, many of the defendants who received twenty-five years or less for forcible rape, were older, more hardened criminals with previous convictions, and showed much less promise of rehabilitation. In short, Telsee is not the worst defendant and his crime was not the most flagrant forcible rape, but his punishment fits such an offense and offender. Telsee's crime is despicable and he is deserving of a long term at *1261 hard labor, but not a maximum term sentence. Based on the facts of his crime and his makeup as a person, in comparison with other offenders and their crimes, Telsee should receive a mid-range sentence not in excess of twenty-five years at hard labor rather than a forty year maximum term sentence.
On the other hand, the trial court was unlawfully lenient in its failure to provide that at least two years of Telsee's sentence shall be without parole, probation or suspension of sentence.
For the reasons assigned, the sentence imposed by the trial court is amended by providing that two years of the sentence shall be served without benefit of parole, probation or suspension of sentence, and by reducing the term of the sentence to twenty-five years at hard labor. In all other respects, the sentence imposed by the trial judge is affirmed.
SENTENCE AMENDED, AND, AS AMENDED, AFFIRMED.
WATSON, J., concurs. The trial judge indicated to defense counsel that he would not give maximum sentence.
MARCUS, BLANCHE and LEMMON, JJ., dissent and assign reasons.
MARCUS, Justice (dissenting).
Under the facts of this case, I am unable to say that the trial judge abused his discretion in sentencing defendant to forty years at hard labor. I do not agree with the majority that the sentence is "grossly disproportionate to the offense and constitutes excessive punishment" prohibited by our constitution. Accordingly, I respectfully dissent.
BLANCHE, Justice (dissenting).
In my opinion, the 40 year sentence is not excessive. Accordingly, I must respectfully dissent.
LEMMON, Justice (dissenting).
Although I have reservations because I now believe that we should have taken an additional step when we remanded the case for a presentence hearing and resentencing (see
NOTES
[1] In Hart v. Coiner, supra, the court states:
In assessing the nature and gravity of an offense, the courts have repeatedly emphasized the element of violence and danger to the person. E.g. Snider v. Peyton,
Notes
[2] Of course, disparity of sentences even between co-defendants involved in the same crime does not render a sentence disproportionate if the nature of the defendant's participation or his character or propensities differ significantly from that of his confederate. See, e.g. State v. Russell,
[3] Also of significance is the trend toward reduction in maximum sentences for forcible rape that is a by product of the national trend toward determinate sentencing. For example, Illinois has reduced the maximum from 50 to 30 years, Arizona from 50 to 14, Maine from 50 to 20, Indiana from 21 to 20, and California from 50 to 8. See F. Hussey & S. Lagoy, The Impact of Determinate Sentencing Structures, 17 Crim.Law.Bull. 197 (1981).
[1] This is the third appeal in this case relating to the sentence. On the first appeal, defendant complained that he had foregone a sentencing hearing on the judge's representation would not "hang" defendant and that the trial judge had imposed the maximum sentence after discussing the penalty with the victim on the morning of sentencing. We remanded for a presentence hearing and resentencing.
In future cases in which the remand for resentencing involves this type of situation (as opposed to a remand for compliance with La.C. Cr.P. Art. 894.1), this court should consider remanding for resentencing before a different judge rather than, as is the present practice, requiring the same judge (who has already conscientiously endeavored to impose a fair sentence) to reimpose a sentence with which he (or she) probably will not be satisfied. We could adopt such a procedure under our supervisory jurisdiction. See La. Const. Art. V, § 5(A) (1974). This procedure would relieve the initial sentencing judge of the burden of imposing a sentence with which that judge might not agree, would afford a "second judicial mind" the opportunity to consider the appropriate sentence, and would enhance the appearance of justice. See State v. Bosworth,
