207 Conn. 109 | Conn. | 1988
Lead Opinion
On June 10, 1986, the defendant, Neal Taylor, pleaded guilty to the crimes of larceny in the third degree in violation of General Statutes § 53a-124,
Thereafter, the defendant filed an amended petition for a writ of habeas corpus claiming, inter alia, that his due process rights as guaranteed by the fourteenth amendment to the United States constitution
The defendant appealed, claiming that the increase in the term of incarceration from two and one-half to
This court must determine whether the resentencing procedure followed by the court on remand is governed by the dictates of North Carolina v. Pearce, supra, and its progeny, which were followed by this court in State v. Sutton, supra.
The United States Supreme Court has subsequently examined the applicability of the Pearce presumption of vindictiveness. See, e.g., Texas v. McCullough, 475 U.S. 134, 106 S. Ct. 976, 89 L. Ed. 2d 104 (1986) (defendant originally sentenced by jury; judge concluded defendant entitled to new trial; upon retrial defendant chose sentencing by judge; Pearce presumption inapplicable and even if it were to apply, court’s findings overcame presumption); Wasman v. United States, 468 U.S. 559, 569, 104 S. Ct. 3217, 82 L. Ed. 2d 424 (1984) (presumption of vindictiveness applies since petitioner received greater sentence following retrial than that he had originally received; consideration by court of conviction between original sentencing and sentencing after retrial rebuts presumption); United States v. Goodwin, 457 U.S. 368, 372-84, 102 S. Ct. 2485, 73 L. Ed. 2d 74 (1982) (pretrial decision by prosecutor to modify charges does not warrant presumption of prosecutorial vindictiveness in pretrial setting); Bordenkircher v. Hayes, 434 U.S. 357, 362-64,
The decision in North Carolina v. Pearce, supra, “was only ‘premised on the apparent need to guard against vindictiveness in the resentencing process.’ ” (Emphasis in original.) Wasman v. United States, supra, 567, quoting Chaffin v. Stynchcombe, supra, 25. “[I]n certain cases in which action detrimental to the defendant has been taken after the exercise of a legal right, the Court has found it necessary to ‘presume’ an improper vindictive motive. Given the severity of such a presumption, however—which may operate in the absence of any proof of an improper motive and thus may block a legitimate response to criminal conduct— the Court has done so only in cases in which a reasonable likelihood of vindictiveness exists.” United States v. Goodwin, supra, 373; Wasman v. United States, supra, 566. “The Pearce requirements thus do not apply in every case where a convicted defendant receives a
The violation of due process in situations such as Pearce and Perry does not arise from the possibility that a defendant may be discouraged from exercising legal rights, but instead from the “danger that the State might be retaliating against the accused for lawfully attacking his conviction.” Bordenkircher v. Hayes, supra, 363. “[W]here the presumption applies, the sentencing authority or the prosecutor must rebut the presumption that an increased sentence or charge resulted from vindictiveness; where the presumption does not apply, the defendant must affirmatively prove actual vindictiveness.” Wasman v. United States, supra, 569; see Texas v. McCullough, supra, 138.
In the case before this court, the defendant pleaded guilty to three charges. There is no claim that the pleas, when entered, were involuntary. The agreed upon recommendation at the time of the pleas was a sentence of no more than three years, with the defendant retaining the right to withdraw his pleas if the sentencing court should exceed the agreement. The sentencing court imposed an effective sentence of five years, suspended after two and one-half years, with probation for three years, a sentence that the habeas court determined was greater than three years. The habeas court therefore ordered the sentencing court to “vacate the sentences imposed, and either . . . impose an effective sentence of not more than three years, if it can do so ‘in conscience,’ or, if it cannot ‘in conscience’ impose an effective sentence of not more than three years, then in such event, it allow petitioner to withdraw each of his pleas of guilty and it order him to be
This court concludes that no realistic motive for vindictive sentencing exists in the action taken by the sentencing court, and that the Pearce presumption is therefore inapplicable. The sentencing court’s actions were within the parameters of the habeas court’s order and, equally important, were in accordance with the agreement reached between the parties. Where the Pearce presumption does not apply, the defendant must prove that vindictiveness actually occurred in the resentencing procedure, in order to obtain relief. The record fails to support such a claim.
In view of this court’s decision that the rationale of Pearce and its progeny is inapposite, and that actual vindictiveness has not been proved, we find no error.
There is no error.
In this opinion Healey, Shea and Covello, Js., concurred.
“[General Statues] Sec. 53a-124. larceny in the third degree: class d felony, (a) A person is guilty of larceny in the third degree when he commits larceny as defined in section 53a-119 and: (1) The value of the property or service exceeds one thousand dollars; or (2) the property consists of a public record, writing or instrument kept, held or deposited according to law with or in the keeping of any public office or public servant; or (3) the property consists of a sample, culture, microorganism, specimen, record, recording, document, drawing or any other article, material, device or substance which constitutes, represents, evidences, reflects, or records a secret scientific or technical process, invention or forumla or any phase or part thereof. A process, invention or formula is ‘secret’ when it is not, and is not intended to be, available to anyone other than the owner thereof or selected persons having access thereto for limited purposes with his consent, and when it accords or may accord the owner an advantage over competitors or other persons who do not have knowledge or the benefit thereof.”
“[General Statutes] Sec. 53a-140. forgery in the third degree: class B misdemeanor, (a) A person is guilty of forgery in the third degree when, with intent to defraud, deceive or injure another, he falsely makes, completes or alters a written instrument, or issues or possesses any written instrument which he knows to be forged.”
“[General Statutes] Sec. 53a-130. criminal impersonation: class b misdemeanor, (a) A person is guilty of criminal impersonation when he: (1) Impersonates another and does an act in such assumed character with intent to obtain a benefit or to injure or defraud another; or (2) pretends to be a representative of some person or organization and does an act in such pretended capacity with intent to obtain a benefit or to injure or defraud
Outstanding charges pending in Derby and potential charges in Stratford were to be included in the sentence. Numerous other charges pending against the defendant in New Haven and Woodbridge were nolled at the time of the pleas. On the charge of larceny in the third degree, the defendant received a sentence of five years, suspended after two and one-half years, with probation for three years. The defendant received sentences of six months each on the charges of forgery in the third degree, criminal impersonation, drug paraphernalia and illegal possession, all to be served concurrently, for a total effective sentence of five years suspended after two and one-half years, with probation for three years. The judge who accepted the defendant’s guilty pleas also presided at sentencing.
The defendant contended that the sentence he received was greater than three years and further claimed that because he had four months of jail credit time on the concurrent sentences only, he would effectively serve a sentence of three years or more.
The constitution of the United States, amendment fourteen, provides: “All persons born or naturalized in the United States, and subject to the jurisdiction thereof, are citizens of the United States and of the State wherein they reside. No State shall make or enforce any law which shall abridge the privileges or immunities of citizens of the United States; nor shall any State deprive any person of life, liberty or property, without due process of law, nor deny to any person within its jurisdiction the equal protection of the laws.”
The constitution of Connecticut, article first, § 8, provides: “In all criminal prosecutions, the accused shall have a right to be heard by himself and
The defendant also claimed in his habeas petition that he was denied effective assistance of counsel under the sixth and fourteenth amendments to the United States constitution, and article first, § 8, of the Connecticut constitution as a result of trial counsel’s failure to object to the sentencing court’s imposition of the alleged illegal sentence. The defendant was not given the opportunity to withdraw his guilty pleas when the sentence was imposed. The defendant’s counsel neglected to appeal from the judgment and to inform the defendant of his right to do so. When the court denied the defendant’s application for sentence modification, his counsel failed to inform him of his right to appeal the denial. The habeas court found that counsel’s actions caused the defendant to refrain from withdrawing his guilty pleas and to file direct appeals. The defendant sought the following relief: (1) that he be allowed to withdraw his guilty pleas; (2) that his convictions be vacated; and (3) that he be released from custody. The defendant did not assert error in the remedy ultimately framed by the habeas court which was not in accord with that he had requested.
The defendant in State v. Sutton, 197 Conn. 485, 487, 498 A.2d 65 (1985), challenged the imposition of a more severe sentence upon reconviction under the fourteenth amendment to the United States constitution. The defendant here is seeking protection under both the Connecticut and the United States constitutions. This court is aware that it “cannot afford any lesser protection than that to which a comparable right is entitled under the United States constitution.” State v. Kimbro, 197 Conn. 219, 234 n.16, 496 A.2d 498 (1985). We decline to expand upon the doctrine established in North Carolina v. Pearce, 395 U.S. 711, 89 S. Ct. 2072, 23 L. Ed. 2d 656 (1969).
Concurrence Opinion
concurring. I concur in the result but do not believe the North Carolina v. Pearce analysis is necessary. North Carolina v. Pearce, 395 U.S. 711, 89 S. Ct. 2072, 23 L. Ed. 2d 656 (1969), only prohibits the imposition of a more severe sentence on remand. The defendant cannot have it both ways. He cannot argue that five years suspended after two and one-half years and three years probation is more severe than the bargained for sentence of three years for the purpose of having the five year sentence vacated and then argue that the court imposed a more severe sentence on remand by imposing the three year sentence originally bargained for.
This case does not concern the question of whether there was vindictiveness. The defendant simply did not