We consider this case for the second time on appeal after we remanded the case in State v. Tate,
The pertinent facts are mostly procedural and, for our purposes, undisputed. Defendant was indicted on one count of aggravated murder, ORS 163.095 (Count 1), one count of murder, ORS 163.115 (Count 2); and one count of burglary in the first degree, ORS 164.225 (Count 3). At thе conclusion of the guilt phase of the trial, the jury found defendant guilty on all of the counts. In a separate
At the conclusion of the penalty-phаse proceeding, the jury returned a special verdict rejecting the imposition of the death penalty or a sentence of life with the possibility of release or parole.
Following the entry of the judgment, defendant filed a motion in arrest of judgment arguing that “a defendant who enters a person’s dwelling to kill him and personally and intentionally kills the person is guilty of a homicide and a burglary but not aggravated murder or felony murder under the felony merger doctrine.” The trial court granted the motion in arrest of judgment and vacated the original judgment of conviction for aggravated murder (Count 1) and the true life sentence. The court issued an amended judgment dismissing the charge of aggravated murder, and it imposed a mandatory 300 month sеntence without the possibility of parole for murder (Count 2) under ORS 137.700. The state appealed, asserting that, in light of our decision in State v. Dasa,
On remand, defendant sought a new sentencing proceeding under ORS 138.222(5), contending that he should be able to present arguments relating to the true life sentence being imposed.
The state responded that the trial court could impоse only the true life sentence that it had originally imposed in accordance with the jury’s special verdict on the aggravated murder charge under ORS 163.150(1)(b) and ORS 163.150(2)(a). The state further argued that if this court had intended for the defendant to receive a new penalty-phase proceeding on remand this court “would have made it explicit in [our] order to allow for a new hearing.” The state also asserted that ORS 138.222(5)(a) would not allow the trial court to hold a new sentencing proceeding on remand in this case because that statute requires us to “remand the entire case for rеsentencing” only if we determine that the trial court “in imposing a sentence in the case, committed an error that requires resentencing,” and, in this case, the true life sentence for aggravated murder had not been imposed.
The trial court ruled that it did not have the authority to hold a new pеnalty-phase proceeding or reach the other issues raised by defendant at the resentencing proceeding. The court concluded:
“ [T] he Court of Appeals returned this case to the Clackamas County Circuit Court for resentencing. And in this case, resentencing means reinstating the aggravated murder conviction and the sentence. The Court does not believe that this allows for a new sentencing hearing. It does not allow for the impaneling of a new jury to decide * * * the sentence. But instead, the jury that heard the trial in 2009 and the penalty—both phases of the trial in 2009, that that jury’s decision should be reinstated and followed.
“So there are certain issues that have been raised by the defense, and those issues include the fact that there was an improper argument [during] the penalty-phase in which there was, as argued by the defense, improper victim impact evidenсe with a comparison of the victim’s life with the defendant’s; that there were improper closing arguments by the State; that there is essentially a shifting of the burden of proof to the defense to show that the defendant is entitled to a life sentence with the possibility of parole, and that the requirеment of mitigating circumstances in order to reach such a sentence is vague.
“And then today additionally the argument has been made that a life sentence is unconstitutional as applied to Mr. Tate. And even if this court felt that there was authority to reach those issues, I don’t believe that those are a sufficient basis to overturn the jury’s decision that a true life sentence is appropriate.
“So to sum up, I do not believe this court has the authority to do anything other than reinstate the aggravated murder sentence. And accordingly, that will be the judgment in this case.
“So as to aggravated murder, the sentence will be a life sentence without the possibility of parole and the judgment can be prepared * * * to make clear that that is without the possibility of eligibility for alternative programs.”
Whether a defendant is entitled to an opportunity to present new argument at a resentencing proceeding presents a legаl question and, thus, we review for errors of law. See State v. Link,
ORS 138.222(5)(a) provides:
“The appellate court may reverse or affirm the sentencе. If the appellate court concludes that the trial court’s factual findings are not supported by evidence in the record or do not establish substantial and compelling reasons for a departure, it shall remand the case to the trial court for resentencing. If the appеllate court determines that the sentencing court, in imposing a sentence in the case, committed an error that requires resentencing, the appellate court shall remand the entire case for resentencing. The sentencing court may impose a new sentence for any conviction in the remanded case.”
(Emphasis added).
The third sentence of ORS 138.222(5)(a) has been construed by the Supreme Court to apply “to all errors for which review is authorized by ORS 138.222(3) and (4).” State v. Edson,
When the trial court erroneously granted defendant’s motion in arrest of judgment on the aggravated murder conviction, the court failed “to impose” the true life sentence authorized by the jury’s special verdict. ORS 138.222(4)(a). That error affected the sentence being imposed and required a new sentencing proceeding under ORS 138.222(5)(a). Plenary resentencing under ORS 138.222(5)(a) was necessary so the trial court could reinstate the true life sentence аnd resentence defendant “on each surviving count of conviction.” See State v. Zolotoff,
Moreover, the court needed to resentence defendant pursuant to ORS 138.222(5)(a) so it could properly merge the guilty verdicts on the predicate felony counts into a single aggravated murder сonviction. See State v. Lopez-Delgado,
When we order resentencing pursuant to ORS 138.222(5), the defendant is entitled to present evidence pertaining to the resentencing proceeding. Link,
Remanded for resentencing; otherwise affirmed.
Notes
ORS 163.105(l)(a) provides, in part, that “when a defendant is convicted of aggravated murder as defined by ORS 163.095, the defendant shall be sentenced, pursuant to ORS 163.150, to death, life imprisonment without the possibility of relеase or parole or life imprisonment.” ORS 163.150(1)(d) directs the jury to return a “special verdict” on which of those sentences the trial court shall impose.
Dasa held that “[t]he operative intent in committing the predicate felony of burglary is functionally and analytically distinct from whether any killing that ocсurs ‘in the course of and in furtherance of that burglary was committed ‘personally and intentionally.’” Thus, there is no “improper ‘double dipping’ of [a] defendant’s operative intent.”
ORS 138.222(5)(a) provides, in part:
“If the appellate court determines that the sentencing court, in imposing a sentence in the case, committed an error that requires resentencing, the appellate court shall remand the entire case for resentencing. The sentencing court may impose a new sentence for any conviction in the remanded case.”
ORS 138.222(5)(b) provides:
“If the appellate court, in a case involving multiple counts of which at least one is a felony, reverses the judgment of conviction on any count and affirms other counts, the appellate court shall remand the case to the trial court for resentencing on the affirmed count or counts.”
ORS 163.150(1)(b) requires the court to submit certain issues to thе jury to determine “whether the defendant should receive a death sentence.” ORS 163.150 (2)(a) provides:
“Upon the conclusion of the presentation of the evidence, the court shall also instruct the jury that if it reaches a negative finding on any issue under subsection (1)(b) of this section, the trial court shall sentence the defendant to life imprisonment without the possibility of release or parole, as described in ORS 163.105(1)(b), unless 10 or more members of the jury further find that there are sufficient mitigating circumstances to warrant life imprisonment [with the possibility of release or parole], in which case the triаl court shall sentence the defendant to life imprisonment as described in ORS 163.105 (1) (c)
Our resolution of defendant’s first assignment of error and remand for plenary resentencing obviates the need to address defendant’s third and fourth assignments of error. Additionally, we need not address the state’s arguments concerning waiver and preservation. We reject defendant’s second assignment of error without discussion.
